0001023024 FALSE 0001023024 2024-03-12 2024-03-12

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): March 12, 2024
ANI PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)

Delaware | 001-31812 | 58-2301143
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.)

210 Main Street West Baudette, Minnesota | 56623
(Address of principal executive offices) | (Zip Code)

Registrant's telephone number, including area code: (218) 634-3500
Not Applicable
(Former name or former address, if changed since last report.)
Securities registered pursuant to Section 12(b) of the Act:

Title of each class | Trading Symbol(s) | Name of each exchange on which registered
Common Stock | ANIP | Nasdaq Stock Market

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging Growth Company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 2.02 | Results of Operations and Financial Condition

On March 12, 2024, members of ANI Pharmaceuticals, Inc.’s (the “Company”) senior management team met with investors at the Leerink Partners Global Biopharma Conference and provided an updated investor presentation. The Company will use the updated presentation in various meetings with investors from time to time. A copy of the presentation is attached as Exhibit 99.1 hereto and incorporated herein by reference.*

Item 7.01 | Regulation FD Disclosure

The information included under Item 2.02 of this Current Report on Form 8-K is incorporated into this Item 7.01 by reference.*

Item 9.01 | Exhibits

(d)Exhibits

Exhibit No. | Description
99.1 | Investor Presentation, dated March 2024
104 | Cover Page Interactive Data File (embedded with the Inline XBRL document)

*The information in Item 2.02 of this Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such a filing.

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: March 12, 2024 | ANI PHARMACEUTICALS, INC.
| By: | /s/ Stephen P. Carey
| Name: | Stephen P. Carey
| Title: | Senior Vice President Finance and Chief Financial Officer