<SEC-DOCUMENT>0000921895-22-000940-index.html : 20220322 <SEC-HEADER>0000921895-22-000940.hdr.sgml : 20220322 <ACCEPTANCE-DATETIME>20220322164916 ACCESSION NUMBER: 0000921895-22-000940 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 6 FILED AS OF DATE: 20220322 DATE AS OF CHANGE: 20220322 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WisdomTree Investments, Inc. CENTRAL INDEX KEY: 0000880631 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133487784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41859 FILM NUMBER: 22760291 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 3RD FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-801-2080 MAIL ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 3RD FLOOR WEST CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC DATE OF NAME CHANGE: 20020812 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS DATE OF NAME CHANGE: 19951120 FORMER COMPANY: FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC DATE OF NAME CHANGE: 19951120 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ETFS Capital Limited. CENTRAL INDEX KEY: 0001520619 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: Ordnance House STREET 2: 31 Pier Road CITY: St. Helier, Channel Islands STATE: Y9 ZIP: JE4 8PW BUSINESS PHONE: 44-153--482-5500 MAIL ADDRESS: STREET 1: Ordnance House STREET 2: 31 Pier Road CITY: St. Helier, Channel Islands STATE: Y9 ZIP: JE4 8PW FORMER COMPANY: FORMER CONFORMED NAME: ETF Securities Ltd DATE OF NAME CHANGE: 20110512 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13D/A <SEQUENCE>1 <FILENAME>sc13da213246002_03222022.htm <DESCRIPTION>AMENDMENT NO. 2 TO THE SCHEDULE 13D <TEXT> Document 1 - file: sc13da213246002_03222022.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>ex991to13da213246002_032222.htm <DESCRIPTION>PRESS RELEASE, DATED MARCH 18, 2022 <TEXT> Document 2 - file: ex991to13da213246002_032222.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>3 <FILENAME>ex992to13da213246002_032222.htm <DESCRIPTION>JOINT FILING AND SOLICITATION AGREEMENT <TEXT> Document 3 - file: ex992to13da213246002_032222.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>4 <FILENAME>ex993to13da213246002_032222.htm <DESCRIPTION>FORM OF INDEMNIFICATION AGREEMENT <TEXT> Document 4 - file: ex993to13da213246002_032222.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.4 <SEQUENCE>5 <FILENAME>ex994to13da213246002_032222.htm <DESCRIPTION>FORM OF POWER OF ATTORNEY <TEXT> Document 5 - file: ex994to13da213246002_032222.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.5 <SEQUENCE>6 <FILENAME>ex995to13da213246002_032222.htm <DESCRIPTION>FORM OF COMPENSATION AGREEMENT <TEXT> Document 6 - file: ex995to13da213246002_032222.htm
</DOCUMENT> </SEC-DOCUMENT>