<SEC-DOCUMENT>0001020710-17-000006.txt : 20170620
<SEC-HEADER>0001020710-17-000006.hdr.sgml : 20170620
<ACCEPTANCE-DATETIME>20170619182106
ACCESSION NUMBER:		0001020710-17-000006
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20170619
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE:		20170620
DATE AS OF CHANGE:		20170619

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			DXP ENTERPRISES INC
		CENTRAL INDEX KEY:			0001020710
		STANDARD INDUSTRIAL CLASSIFICATION:	WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084]
		IRS NUMBER:				760509661
		STATE OF INCORPORATION:			TX
		FISCAL YEAR END:			0727

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-21513
		FILM NUMBER:		17919480

	BUSINESS ADDRESS:	
		STREET 1:		7272 PINEMONT DRIVE
		CITY:			HOUSTON
		STATE:			TX
		ZIP:			77040
		BUSINESS PHONE:		7139964700

	MAIL ADDRESS:	
		STREET 1:		7272 PINEMONT DRIVE
		CITY:			HOUSTON
		STATE:			TX
		ZIP:			77040

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	INDEX INC
		DATE OF NAME CHANGE:	19960808
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
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<FILENAME>8k_20170619.htm
<DESCRIPTION>DXP ENTERPRISES, INC 8-K
<TEXT>
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<div style="FONT-SIZE: 14pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: center">UNITED STATES SECURITIES AND EXCHANGE COMMISSION<font style="FONT-SIZE: 14pt; FONT-FAMILY: 'Times New Roman', Times, serif"><br>
</font> Washington, D.C. 20549</div>

<div style="FONT-SIZE: 14pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">Form 8-K</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif"><br>
</font> Date of Report (date of earliest event reported):&#160;&#160;June 19, 2017</div>

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<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif"><br>
</font> Commission file number 0-21513</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; TEXT-ALIGN: center"><font style="FONT-SIZE: 18pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold">DXP Enterprises, Inc.</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif"><br>
</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-STYLE: italic">(Exact name of registrant as specified in its charter)</font></div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">Texas</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">76-0509661</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: center">(State or other jurisdiction of incorporation or organization)</div>
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<td style="WIDTH: 50%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: center">(I.R.S. Employer Identification Number)</div>
</td>
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<td style="WIDTH: 50%; VERTICAL-ALIGN: middle">&#160;</td>
<td style="WIDTH: 50%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left">&#160;</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">7272 Pinemont, Houston, Texas 77040</div>
</td>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">(713) 996-4700</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: center">(Address of principal executive offices)</div>
</td>
<td style="WIDTH: 50%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: center">Registrant's telephone number, including area code.</div>
</td>
</tr>
</table>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; TEXT-ALIGN: center">_________________________</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; TEXT-ALIGN: center">Registrant's telephone number, including area code:<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif"><br>
</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold">(713) 996-4700</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif"><br>
</font> _________________________</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; TEXT-ALIGN: left">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; TEXT-ALIGN: left"><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Segoe UI Symbol', sans-serif">&#9744;</font>&#160;&#160;Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif"><br>
</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Segoe UI Symbol', sans-serif">&#9744;</font>&#160;&#160;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif"><br>
</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Segoe UI Symbol', sans-serif">&#9744;</font>&#160;&#160;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif"><br>
</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Segoe UI Symbol', sans-serif">&#9744;</font>&#160;&#160;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</div>

<div style="MARGIN-BOTTOM: 8pt; TEXT-ALIGN: center">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: justify">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b&#8209;2 of this chapter).</div>

<div><br>
</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: justify">Emerging growth company <font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif">&#9744;</font></div>

<div><br>
</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: justify">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. <font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif">&#9744;</font></div>
</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; FONT-WEIGHT: bold; TEXT-ALIGN: justify">ITEM&#160;5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; TEXT-ALIGN: justify">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: justify">As was previously announced in the DXP Enterprises, Inc. 2017 Proxy Statement, Mac McConnell transitioned from Chief Financial Officer to Chief Accounting Officer and Kent Yee was appointed Senior Vice President/Chief Financial Officer, in each case, on May 1, 2017 and effective June 19, 2017. Mr. Yee remains a Senior Vice President/Corporate Development in addition to his role as Chief Financial Officer.</div>

<div><br>
</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: justify">Previously, Mr. Yee, age 42,&#160; has served as Senior Vice President Corporate Development since 2011 and leads DXP's mergers and acquisitions, business integration and internal strategic project activities. During March 2011, Mr. Yee joined DXP from Stephens Inc.'s Industrial Distribution and Services team where he served in various positions and most recently as Vice President from August 2005 to February 2011. Prior to Stephens, Mr. Yee was a member of The Home Depot's Strategic Business Development Group with a primary focus on acquisition activity for HD Supply.&#160; Mr. Yee was also an Associate in the Global Syndicated Finance Group at JPMorgan Chase. He has executed over 43 transactions including more than $1.4 billion in M&amp;A and $3.4 billion in financing transactions primarily for change of control deals and numerous industrial and distribution acquisition and sale assignments. He holds a Bachelors of Arts in Urban Planning from Morehouse College and an MBA from Harvard University Graduate School of Business.</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: justify">&#160;</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: justify">&#160;</div>

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<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; FONT-WEIGHT: bold; TEXT-ALIGN: left">ITEM 5.07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; FONT-WEIGHT: bold; TEXT-ALIGN: left">&#160;

<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; WHITE-SPACE: normal; WORD-SPACING: 0px; TEXT-TRANSFORM: none; FONT-WEIGHT: normal; COLOR: rgb(0,0,0); FONT-STYLE: normal; TEXT-ALIGN: justify; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial'>An annual meeting of shareholders of DXP Enterprises, Inc. was held on June 19, 2017. At that meeting management&#8217;s nominees were elected directors for the ensuing year. Of the 13,555,812 shares of Common Stock present in person or represented by proxy at the meeting, the number of shares of Common Stock voted for and the number of shares of Common Stock as to which authority to vote in the election was withheld were as follows with respect of the nominees:</div>

<div style="FONT-SIZE: 12px; FONT-FAMILY: Arial; WHITE-SPACE: normal; WORD-SPACING: 0px; TEXT-TRANSFORM: none; FONT-WEIGHT: normal; COLOR: rgb(0,0,0); FONT-STYLE: normal; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial"><br>
</div>

<table id="zd950c7bc3cd042d7869403da4e538346" style="FONT-SIZE: 9pt; FONT-FAMILY: Arial; WIDTH: auto; WORD-SPACING: 0px; BORDER-COLLAPSE: collapse; TEXT-TRANSFORM: none; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial" cellspacing="0" cellpadding="0" border="0">
<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">&#160;</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Common Stock Shares/Votes</div>

<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Voted For</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Common Stock Shares/Votes</div>

<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Withheld</div>
</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>David Little</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>12,935,747</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>620,065</div>
</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Cletus Davis</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>7,557,006</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>5,998,806</div>
</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Timothy P. Halter</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>7,883,054</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>5,672,758</div>
</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>David Patton</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>13,135,131</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>420,681</div>
</td>
</tr>
</table>
</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; TEXT-ALIGN: left">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; WHITE-SPACE: normal; WORD-SPACING: 0px; TEXT-TRANSFORM: none; FONT-WEIGHT: normal; COLOR: rgb(0,0,0); FONT-STYLE: normal; TEXT-ALIGN: left; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial'>With respect to the number of shares of Common Stock that were voted for, voted against, and were withheld from voting for proposal #2 to approve, as a non-binding advisory vote, executive compensation are set forth below:</div>

<div style="FONT-SIZE: 12px; FONT-FAMILY: Arial; WHITE-SPACE: normal; WORD-SPACING: 0px; TEXT-TRANSFORM: none; FONT-WEIGHT: normal; COLOR: rgb(0,0,0); FONT-STYLE: normal; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial"><br>
</div>

<table id="zba79e22e008641fb96f5a1602057ac91" style="FONT-SIZE: 9pt; FONT-FAMILY: Arial; WIDTH: auto; WORD-SPACING: 0px; BORDER-COLLAPSE: collapse; TEXT-TRANSFORM: none; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial" cellspacing="0" cellpadding="0" border="0">
<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: left'>For</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>12,511,918</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 0px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">&#160;</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: left'>Against</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>936,016</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 0px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">&#160;</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: left'>Abstain</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>107,898</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 0px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">&#160;</td>
</tr>
</table>

<br class="Apple-interchange-newline">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; WHITE-SPACE: normal; WORD-SPACING: 0px; TEXT-TRANSFORM: none; FONT-WEIGHT: normal; COLOR: rgb(0,0,0); FONT-STYLE: normal; TEXT-ALIGN: left; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial">With respect to the number of shares of Common Stock that were voted for one year, two years, three years&#160;and&#160;abstained from voting for proposal #3 to vote, as a non-binding advisory vote, on the frequency of future non-binding, advisory votes on executive compensation are set forth below:</div>

<div style="FONT-SIZE: 12px; FONT-FAMILY: Arial; WHITE-SPACE: normal; WORD-SPACING: 0px; TEXT-TRANSFORM: none; FONT-WEIGHT: normal; COLOR: rgb(0,0,0); FONT-STYLE: normal; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial"><br>
</div>

<table id="z1068202f02b04f5591705bb576305287" style="FONT-SIZE: 9pt; FONT-FAMILY: Arial; WIDTH: auto; WORD-SPACING: 0px; BORDER-COLLAPSE: collapse; TEXT-TRANSFORM: none; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial" cellspacing="0" cellpadding="0" border="0">
<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">One Year</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">10,940,075</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 0px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">&#160;</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Two Years</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">4,311</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 0px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">&#160;</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Three Years</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">2,573,818</div>
</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Abstain</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid; TEXT-ALIGN: center">&#160;<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">37,608</font></td>
</tr>
</table>
</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; TEXT-ALIGN: left">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; WHITE-SPACE: normal; WORD-SPACING: 0px; TEXT-TRANSFORM: none; FONT-WEIGHT: normal; COLOR: rgb(0,0,0); FONT-STYLE: normal; TEXT-ALIGN: justify; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial'>Of the 5,000 shares (500 votes) of Series B Preferred Stock and Series A Preferred Stock present in person or represented by proxy at the meeting, the number of shares of Series B Preferred Stock and Series A Preferred Stock voted for and the number of shares of Series B Preferred Stock and Series A Preferred Stock as to which authority to vote in the election was withheld were as follows with respect of the nominees:</div>

<div style="FONT-SIZE: 12px; FONT-FAMILY: Arial; WHITE-SPACE: normal; WORD-SPACING: 0px; TEXT-TRANSFORM: none; FONT-WEIGHT: normal; COLOR: rgb(0,0,0); FONT-STYLE: normal; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial"><br>
</div>

<table id="z4ad237e4c69544ad842df21a019a2d61" style="FONT-SIZE: 9pt; FONT-FAMILY: Arial; WIDTH: auto; WORD-SPACING: 0px; BORDER-COLLAPSE: collapse; TEXT-TRANSFORM: none; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial" cellspacing="0" cellpadding="0" border="0">
<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">&#160;</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Series B Preferred Stock and Series A</div>

<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Preferred Stock Shares/Votes</div>

<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Voted For</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Series B Preferred Stock and Series A</div>

<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Preferred Stock Shares/Votes</div>

<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Withheld</div>
</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>David Little</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>500</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>-</div>
</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Cletus Davis</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>500</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>-</div>
</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>Timothy P. Halter</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>500</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>-</div>
</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>David Patton</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>500</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>-</div>
</td>
</tr>
</table>

&#160;

<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; WHITE-SPACE: normal; WORD-SPACING: 0px; TEXT-TRANSFORM: none; FONT-WEIGHT: normal; COLOR: rgb(0,0,0); FONT-STYLE: normal; TEXT-ALIGN: left; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial'>With respect to the number of shares of Series B Preferred Stock and Series A Preferred Stock that were voted for, voted against, and were withheld from voting for proposal #2 are set forth below:</div>

<div style="FONT-SIZE: 12px; FONT-FAMILY: Arial; WHITE-SPACE: normal; WORD-SPACING: 0px; TEXT-TRANSFORM: none; FONT-WEIGHT: normal; COLOR: rgb(0,0,0); FONT-STYLE: normal; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial"><br>
</div>

<table id="z0d16400f46534647820d46663e2b2f1e" style="FONT-SIZE: 9pt; FONT-FAMILY: Arial; WIDTH: auto; WORD-SPACING: 0px; BORDER-COLLAPSE: collapse; TEXT-TRANSFORM: none; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial" cellspacing="0" cellpadding="0" border="0">
<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: left'>For</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>500</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 0px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">&#160;</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: left'>Against</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>-</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 0px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">&#160;</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: left'>Abstain</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style='FONT-SIZE: 10pt; FONT-FAMILY: "Times New Roman", serif; TEXT-ALIGN: center'>-</div>
</td>
</tr>
</table>
</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; TEXT-ALIGN: center">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; WHITE-SPACE: normal; WORD-SPACING: 0px; TEXT-TRANSFORM: none; FONT-WEIGHT: normal; COLOR: rgb(0,0,0); FONT-STYLE: normal; TEXT-ALIGN: left; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial">With respect to the number of shares of Series B Preferred Stock and Series A Preferred Stock that were voted for one year, two years, three years, and abstained from voting for proposal #3 to vote, as a non-binding advisory vote, on the frequency of future non-binding, advisory votes on executive compensation&#160;are set forth below:</div>

<div style="FONT-SIZE: 12px; FONT-FAMILY: Arial; WHITE-SPACE: normal; WORD-SPACING: 0px; TEXT-TRANSFORM: none; FONT-WEIGHT: normal; COLOR: rgb(0,0,0); FONT-STYLE: normal; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial"><br>
</div>

<table id="z83563f114d9c4833b13c423f031d0f92" style="FONT-SIZE: 9pt; FONT-FAMILY: Arial; WIDTH: auto; WORD-SPACING: 0px; BORDER-COLLAPSE: collapse; TEXT-TRANSFORM: none; ORPHANS: 2; WIDOWS: 2; LETTER-SPACING: normal; BACKGROUND-COLOR: rgb(255,255,255); TEXT-INDENT: 0px; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial" cellspacing="0" cellpadding="0" align="left" border="0">
<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">One Year</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">500</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 0px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">&#160;</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Two Years</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">-</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 0px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">&#160;</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Three Years</div>
</td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">-</div>
</td>
</tr>

<tr>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid">&#160;<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">Abstain</font></td>
<td style="BORDER-TOP: rgb(0,0,0) 2px solid; WIDTH: 382px; VERTICAL-ALIGN: top; BORDER-BOTTOM: rgb(0,0,0) 2px solid; TEXT-ALIGN: center">&#160;-</td>
</tr>
</table>
</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; TEXT-ALIGN: center; CLEAR: both">&#160;</div>

<div id="DSPFPageBreakArea" style="MARGIN-BOTTOM: 10pt; MARGIN-TOP: 10pt; CLEAR: both">
<div id="DSPFPageBreak" style="PAGE-BREAK-AFTER: always">
<hr style="BORDER-LEFT-WIDTH: 0px; HEIGHT: 2px; BORDER-RIGHT-WIDTH: 0px; WIDTH: 100%; BORDER-BOTTOM-WIDTH: 0px; COLOR: #000000; CLEAR: both; MARGIN: 4px 0px; BORDER-TOP-WIDTH: 0px; BACKGROUND-COLOR: #000000" noshade="noshade">
</div>
</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; FONT-WEIGHT: bold; TEXT-ALIGN: left; CLEAR: both">ITEM 8.01 OTHER EVENTS</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; FONT-WEIGHT: normal; TEXT-ALIGN: left; CLEAR: both">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left">Effective June 19, 2017, Todd Hamlin transitioned from Senior Vice President, Service Centers to Senior Vice President, Sales.&#160; In Mr. Hamlin's new role, he is responsible for driving a singular focus on sales within the DXP Service Centers and Innovative Pumping Solutions business segments with the goal of growing DXP's key customers channels.</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left">&#160;</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left">Previously, Mr. Hamlin, age 45, has served as Senior Vice President of DXP Service Centers since June 2010, where he was responsible for sales and operations. Mr. Hamlin joined the company in 1995. From February 2006 until June 2010 he served as Regional Vice President of the Gulf Coast Region. Prior to serving as Regional Vice President of the Gulf Coast Region he served in various capacities, including application engineer, product specialist and sales representative. From April 2005 through February 2006, Mr. Hamlin worked as a sales manager for the UPS Supply Chain division of United Parcel Service, Inc. He holds a Bachelors of Science in Inudstrial Distribution from Texas A&amp;M University and a Master in Distribution from Texas A&amp;M University. Mr. Hamlin serves on the Advisory Board for Texas A&amp;M's Master in Distribution degree program. In 2014, Mr. Hamlin was elected to the Bearing Specialists Association's Board of Directors.</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left">&#160;</div>
</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; TEXT-ALIGN: center">SIGNATURES</div>

<div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 12pt; TEXT-ALIGN: justify">Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</div>

<table id="z45e884b289394b7fab1f53d82974e7b7" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: collapse" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 100%; VERTICAL-ALIGN: top" colspan="2">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: justify">DXP ENTERPRISES, INC.</div>
</td>
</tr>

<tr>
<td style="WIDTH: 100%; VERTICAL-ALIGN: top" colspan="2">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: justify">(Registrant)</div>
</td>
</tr>

<tr>
<td style="WIDTH: 3.79%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 96.21%; VERTICAL-ALIGN: middle">&#160;</td>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left">By:</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left">/s/ Kent Yee</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left">Kent Yee</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left">Senior Vice President/Chief Financial Officer</div>
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<td style="WIDTH: 3.79%; VERTICAL-ALIGN: middle; PADDING-BOTTOM: 2px">&#160;By:</td>
<td style="WIDTH: 96.21%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 2px solid">&#160;/s/ Mac McConnell</td>
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<td style="WIDTH: 96.21%; VERTICAL-ALIGN: middle">&#160;Mac McConnell</td>
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<td style="WIDTH: 3.79%; VERTICAL-ALIGN: middle">&#160;</td>
<td style="WIDTH: 96.21%; VERTICAL-ALIGN: middle">&#160;Senior Vice President and Chief Accounting Officer</td>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: justify">Dated: June 19, 2017</div>
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