<SEC-DOCUMENT>0001193125-17-184782.txt : 20170526
<SEC-HEADER>0001193125-17-184782.hdr.sgml : 20170526
<ACCEPTANCE-DATETIME>20170526103635
ACCESSION NUMBER:		0001193125-17-184782
CONFORMED SUBMISSION TYPE:	N-Q
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20170331
FILED AS OF DATE:		20170526
DATE AS OF CHANGE:		20170526
EFFECTIVENESS DATE:		20170526

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			TRI-CONTINENTAL CORP
		CENTRAL INDEX KEY:			0000099614
		IRS NUMBER:				135441850
		STATE OF INCORPORATION:			MD
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		N-Q
		SEC ACT:		1940 Act
		SEC FILE NUMBER:	811-00266
		FILM NUMBER:		17872264

	BUSINESS ADDRESS:	
		STREET 1:		225 FRANKLIN STREET
		CITY:			BOSTON
		STATE:			MA
		ZIP:			02110
		BUSINESS PHONE:		612-671-4321

	MAIL ADDRESS:	
		STREET 1:		225 FRANKLIN STREET
		CITY:			BOSTON
		STATE:			MA
		ZIP:			02110

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	TRI CONTINENTAL CORP
		DATE OF NAME CHANGE:	19920703
</SEC-HEADER>
<DOCUMENT>
<TYPE>N-Q
<SEQUENCE>1
<FILENAME>d585913dnq.htm
<DESCRIPTION>TRI-CONTINENTAL CORP
<TEXT>
<HTML><HEAD>
<TITLE>TRI-CONTINENTAL CORP</TITLE>
</HEAD>
 <BODY BGCOLOR="WHITE">

 <DIV ALIGN="right">
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="20%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt">


<TR>
<TD WIDTH="37%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="15%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="46%"></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" COLSPAN="5" ALIGN="center" STYLE="BORDER:1px solid #000000; padding-left:8pt; padding-right:2pt">
<P STYLE=" margin-top:0pt ; margin-bottom:0pt; margin-left:1.00em; text-indent:-1.00em; font-size:10pt; font-family:Times New Roman" ALIGN="center">OMB APPROVAL</P></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" COLSPAN="3" STYLE="BORDER-LEFT:1px solid #000000; BORDER-BOTTOM:1px solid #000000; padding-left:8pt">OMB Number:</TD>
<TD VALIGN="bottom" STYLE="BORDER-BOTTOM:1px solid #000000">&nbsp;</TD>
<TD VALIGN="top" NOWRAP ALIGN="right" STYLE="BORDER-RIGHT:1px solid #000000; BORDER-BOTTOM:1px solid #000000; padding-right:2pt">3235-0578</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" STYLE="BORDER-LEFT:1px solid #000000; BORDER-BOTTOM:1px solid #000000; padding-left:8pt">Expires:</TD>
<TD VALIGN="bottom" STYLE="BORDER-BOTTOM:1px solid #000000">&nbsp;</TD>
<TD VALIGN="top" COLSPAN="3" NOWRAP ALIGN="right" STYLE="BORDER-RIGHT:1px solid #000000; BORDER-BOTTOM:1px solid #000000; padding-right:2pt">March&nbsp;31,&nbsp;2019</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" COLSPAN="5" STYLE="BORDER-LEFT:1px solid #000000; BORDER-RIGHT:1px solid #000000; padding-left:8pt; padding-right:2pt">Estimated average burden</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" COLSPAN="3" STYLE="BORDER-LEFT:1px solid #000000; BORDER-BOTTOM:1px solid #000000; padding-left:8pt">hours&nbsp;per&nbsp;response</TD>
<TD VALIGN="bottom" STYLE="BORDER-BOTTOM:1px solid #000000">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="right" STYLE="BORDER-RIGHT:1px solid #000000; BORDER-BOTTOM:1px solid #000000; padding-right:2pt">10.5</TD></TR>
</TABLE></DIV> <P STYLE="font-size:4pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P> <P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P>
<P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="margin-top:4pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>UNITED STATES </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>SECURITIES AND EXCHANGE COMMISSION </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Washington, D.C. 20549 </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>FORM <FONT
STYLE="white-space:nowrap">N-Q</FONT> </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>QUARTERLY
SCHEDULE OF PORTFOLIO HOLDINGS </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>OF REGISTERED MANAGEMENT INVESTMENT COMPANY </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Investment Company Act file number <FONT STYLE="white-space:nowrap">811-00266</FONT> </B></P>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:24pt; font-family:Times New Roman" ALIGN="center"><B><FONT STYLE="white-space:nowrap">Tri-Continental</FONT> Corporation </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>(Exact name of registrant as specified in charter) </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


<TR>
<TD WIDTH="50%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="48%"></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" ALIGN="center"><B>225 Franklin Street, Boston, Massachusetts</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>02110</B></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top" ALIGN="center"><B>(Address of principal executive offices)</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>(Zip code)</B></TD></TR></TABLE> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Scott R.
Plummer </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>5228 Ameriprise Financial Center </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Minneapolis, MN 55474 </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Name and address of agent for service) </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Registrant&#146;s telephone number, including area code: <FONT STYLE="white-space:nowrap">(800)&nbsp;345-6611</FONT> </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Date of fiscal year end: December&nbsp;31 </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Date of reporting period: March&nbsp;31,&nbsp;2017 </B></P> <P STYLE="font-size:10pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;1. Schedule of Investments. </B></P>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">
  <DIV style="width:100%;"> <DIV style="width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:24pt;font-style:Normal;font-weight:Normal;line-height:27pt;text-align:left;text-decoration:none;text-transform:uppercase;">Portfolio of Investments<BR> <FONT
 style="font-size:11pt;line-height:14pt;text-transform:none;">Tri-Continental Corporation, March 31, 2017 (Unaudited)</FONT></DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:3.25pt;text-align:left;text-decoration:none;text-transform:none;">(Percentages represent value of investments compared to net
assets)</DIV> </DIV> <DIV style="margin-top:8pt;"> <DIV style="float:left;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="3">Common
 Stocks 65.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:61.89%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;
white-space:nowrap;width:15.72%;" bgcolor="#E6FFFF">Shares
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Consumer
 Discretionary 6.9% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Automobiles
 0.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Ford
 Motor Co. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">563,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,559,140
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Diversified
 Consumer Services 0.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">H&amp;R
 Block, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">42,800
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">995,100
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Hotels,
 Restaurants &amp; Leisure 1.6% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Darden
 Restaurants, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">162,900
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">13,629,843
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Extended
 Stay America, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">485,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,730,900
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Six
 Flags Entertainment Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">62,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,718,125
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">25,078,868
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Media
 1.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Comcast
 Corp., Class A </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">394,400
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">14,825,496
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">News
 Corp., Class A </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">413,800
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,379,400
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">20,204,896
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Multiline
 Retail 0.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Kohl&#8217;s
 Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">163,900
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,524,859
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Specialty
 Retail 3.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Best
 Buy Co., Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">280,300
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">13,776,745
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Foot
 Locker, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">16,900
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,264,289
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Home
 Depot, Inc. (The) </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">20,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,936,600
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Ross
 Stores, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">195,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">12,844,650
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Staples,
 Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">650,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,700,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">TJX
 Companies, Inc. (The) </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">149,100
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">11,790,828
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">48,313,612
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Consumer Discretionary </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">107,676,475
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Consumer
 Staples 6.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Food
 &amp; Staples Retailing 2.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">CVS
 Health Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">15,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,177,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">SYSCO
 Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">397,900
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">20,658,968
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Wal-Mart
 Stores, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">221,300
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">15,951,304
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">37,787,772
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Food
 Products 1.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">General
 Mills, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">95,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,605,950
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Tyson
 Foods, Inc., Class A </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">204,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">12,588,840
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">18,194,790
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Household
 Products 0.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt Solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Procter
 &amp; Gamble Co. (The) </TD>
<TD style="border-bottom:0.5pt Solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">75,200
 </TD>
<TD style="border-bottom:0.5pt Solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,756,720
 </TD></TR></TABLE> </DIV> </DIV> <DIV style="float:right;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="3">Common
 Stocks (continued) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:61.89%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;
white-space:nowrap;width:15.72%;" bgcolor="#E6FFFF">Shares
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Tobacco
 2.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Altria
 Group, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">312,700
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">22,333,034
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Philip
 Morris International, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">122,100
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">13,785,090
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">36,118,124
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Consumer Staples </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">98,857,406
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Energy
 4.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Energy
 Equipment &amp; Services 0.6% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Baker
 Hughes, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">152,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">9,092,640
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Oil,
 Gas &amp; Consumable Fuels 3.9% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Apache
 Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">52,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,672,280
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">BP
 PLC, ADR </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">235,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">8,112,200
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Chevron
 Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(a)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">71,300
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,655,481
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">ConocoPhillips
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">293,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">14,636,845
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Exxon
 Mobil Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">9,700
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">795,497
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Goodrich
 Petroleum Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">57,222
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">805,400
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Goodrich
 Petroleum Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b),(c)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">3,824,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:36.92pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">HollyFrontier
 Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">60,300
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,708,902
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Stone
 Energy Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">133,943
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,925,315
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Suncor
 Energy, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">260,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,995,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Valero
 Energy Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">213,400
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">14,146,286
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">61,453,210
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Energy </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">70,545,850
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Financials
 10.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Banks
 4.8% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Bank
 of America Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">1,189,900
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">28,069,741
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Fifth
 Third Bancorp </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">369,800
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">9,392,920
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">First
 Hawaiian, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">127,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,814,800
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">JPMorgan
 Chase &amp; Co. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">298,600
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">26,229,024
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">PacWest
 Bancorp </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">145,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,722,700
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">75,229,185
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Capital
 Markets 2.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Ares
 Capital Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">450,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,821,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">CME
 Group, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">12,800
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,520,640
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Morgan
 Stanley </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">101,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,348,260
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">S&amp;P
 Global, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:10.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">114,100
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">14,917,434
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">T.
 Rowe Price Group, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">73,400
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,002,210
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">33,609,544
 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;">&nbsp; <DIV style="clear:both;padding-top:22pt;width:100%;" type="Block">&nbsp;
<DIV style="clear:both;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;text-align:left;text-decoration:none;text-transform:none;">The accompanying Notes to Portfolio of Investments are an integral
part of this statement.<BR> </DIV> </DIV> </DIV> <DIV style="padding-top:10pt;width:100%;" type="Block"> <DIV style="text-align:right;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-left:auto;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:320pt;padding-right:4pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:top;width:98.89%;">Tri-Continental
 Corporation &#8194;|&#8194;Quarterly Report 2017<BR> </TD>
<TD style="color:#002064;font-family:Arial;font-size:10pt;font-style:Normal;font-weight:Normal;line-height:13pt;padding-left:0pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:1.11%;">1
</TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;font-size:12pt;height:0pt;"> </DIV> <HR style="margin-bottom:0pt;">
<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">
  <DIV style="width:100%;"> <DIV style="width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:24pt;font-style:Normal;font-weight:Normal;line-height:27pt;text-align:left;text-decoration:none;text-transform:uppercase;">Portfolio of Investments <FONT
 style="font-size:13pt;line-height:16pt;text-transform:none;">&nbsp;&nbsp;(continued)<BR> </FONT><FONT style="font-size:11pt;line-height:14pt;text-transform:none;">Tri-Continental Corporation, March 31, 2017 (Unaudited)</FONT></DIV> </DIV>
<DIV style="margin-top:26.00pt;"> <DIV style="float:left;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="3">Common
 Stocks (continued) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:61.89%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;
white-space:nowrap;width:15.72%;" bgcolor="#E6FFFF">Shares
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Consumer
 Finance 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Discover
 Financial Services </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">11,900
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">813,841
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Navient
 Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">167,100
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,466,396
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,280,237
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Insurance
 2.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Aflac,
 Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">32,900
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,382,618
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Allstate
 Corp. (The) </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">67,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,500,575
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Marsh
 &amp; McLennan Companies, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">93,100
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,879,159
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">MetLife,
 Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">72,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,829,450
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Prudential
 Financial, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">133,700
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">14,263,116
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Validus
 Holdings Ltd. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">70,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,947,300
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">36,802,218
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Mortgage
 Real Estate Investment Trusts (REITS) 0.6% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Blackstone
 Mortgage Trust, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">70,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,167,200
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Starwood
 Property Trust, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">340,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,677,200
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">9,844,400
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Financials </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">158,765,584
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Health
 Care 8.7% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Biotechnology
 1.8% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">AbbVie,
 Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">120,600
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,858,296
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Alexion
 Pharmaceuticals, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">30,400
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,685,696
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Biogen,
 Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">17,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,648,140
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">BioMarin
 Pharmaceutical, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">20,300
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,781,934
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Celgene
 Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">51,800
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,445,474
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Vertex
 Pharmaceuticals, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">37,800
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,133,430
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">28,552,970
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Health
 Care Equipment &amp; Supplies 1.6% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Baxter
 International, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">278,400
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">14,437,824
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Hologic,
 Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">48,200
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,050,910
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Medtronic
 PLC </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">95,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,653,200
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">24,141,934
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Health
 Care Providers &amp; Services 1.6% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Cardinal
 Health, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">70,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,708,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Express
 Scripts Holding Co.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">143,800
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">9,477,858
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">McKesson
 Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">67,300
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">9,977,898
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">25,164,256
 </TD></TR></TABLE> </DIV> </DIV> <DIV style="float:right;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="3">Common
 Stocks (continued) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:61.89%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;
white-space:nowrap;width:15.72%;" bgcolor="#E6FFFF">Shares
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Pharmaceuticals
 3.7% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Johnson
 &amp; Johnson </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">87,700
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">10,923,035
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Mallinckrodt
 PLC<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">19,400
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">864,658
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Merck
 &amp; Co., Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">414,600
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">26,343,684
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Pfizer,
 Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">573,809
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">19,630,006
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">57,761,383
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Health Care </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">135,620,543
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Industrials
 5.9% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Aerospace
 &amp; Defense 2.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Boeing
 Co. (The) </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">104,700
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">18,517,242
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Lockheed
 Martin Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">66,200
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">17,715,120
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">36,232,362
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Airlines
 1.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Delta
 Air Lines, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">175,700
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">8,075,172
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Southwest
 Airlines Co. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">164,300
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">8,832,768
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">16,907,940
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Commercial
 Services &amp; Supplies 0.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Waste
 Management, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">24,900
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,815,708
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Electrical
 Equipment 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Emerson
 Electric Co. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">41,400
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,478,204
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Industrial
 Conglomerates 1.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">3M
 Co. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">88,700
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">16,970,971
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Machinery
 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Ingersoll-Rand
 PLC </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">46,900
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,813,908
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Professional
 Services 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Nielsen
 Holdings PLC </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">82,900
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,424,599
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Road
 &amp; Rail 0.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Union
 Pacific Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">11,400
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,207,488
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Transportation
 Infrastructure 0.6% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Macquarie
 Infrastructure Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">107,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">8,662,350
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Industrials </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">91,513,530
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Information
 Technology 14.8% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Communications
 Equipment 1.9% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Cisco
 Systems, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">780,100
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">26,367,380
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">F5
 Networks, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">27,800
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,963,446
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">30,330,826
 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;">&nbsp; <DIV style="clear:both;padding-top:28pt;width:100%;" type="Block">&nbsp;
<DIV style="clear:both;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;text-align:left;text-decoration:none;text-transform:none;">The accompanying Notes to Portfolio of Investments are an integral
part of this statement.<BR> </DIV> </DIV> </DIV> <DIV style="padding-top:10pt;width:100%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:10pt;font-style:Normal;font-weight:Normal;line-height:13pt;padding-left:0pt;padding-right:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:6.67%;">2
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:93.33%; ">Tri-Continental Corporation
&#8194;|&#8194;Quarterly Report 2017 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;font-size:12pt;height:0pt;"> </DIV> <HR style="margin-bottom:0pt;">
<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">
  <DIV style="width:100%;"> <DIV style="width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:24pt;font-style:Normal;font-weight:Normal;line-height:27pt;text-align:left;text-decoration:none;text-transform:uppercase;">Portfolio of Investments <FONT
 style="font-size:13pt;line-height:16pt;text-transform:none;">&nbsp;&nbsp;(continued)<BR> </FONT><FONT style="font-size:11pt;line-height:14pt;text-transform:none;">Tri-Continental Corporation, March 31, 2017 (Unaudited)</FONT></DIV> </DIV>
<DIV style="margin-top:26.00pt;"> <DIV style="float:left;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="3">Common
 Stocks (continued) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:61.89%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;
white-space:nowrap;width:15.72%;" bgcolor="#E6FFFF">Shares
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Electronic
 Equipment, Instruments &amp; Components 0.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Corning,
 Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">217,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,872,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Internet
 Software &amp; Services 2.6% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Alphabet,
 Inc., Class A<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">7,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,358,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Facebook,
 Inc., Class A<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">158,900
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">22,571,745
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">VeriSign,
 Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">139,400
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">12,143,134
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">41,073,379
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">IT
 Services 2.0% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Automatic
 Data Processing, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">57,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,887,425
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Booz
 Allen Hamilton Holdings Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">112,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,981,375
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Leidos
 Holdings, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">72,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,707,650
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">MasterCard,
 Inc., Class A </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">151,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">17,039,205
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">30,615,655
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Semiconductors
 &amp; Semiconductor Equipment 2.7% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Analog
 Devices, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">72,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,941,375
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Applied
 Materials, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">103,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,026,150
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Broadcom
 Ltd. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">26,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,692,960
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Lam
 Research Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">56,300
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,226,668
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Maxim
 Integrated Products, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">132,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,957,200
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">QUALCOMM,
 Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">237,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">13,618,250
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">42,462,603
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Software
 3.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Adobe
 Systems, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">49,700
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,467,461
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Electronic
 Arts, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">95,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">8,504,400
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Microsoft
 Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">550,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">36,255,930
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">51,227,791
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Technology
 Hardware, Storage &amp; Peripherals 1.9% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Apple,
 Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">176,050
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">25,291,343
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Western
 Digital Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">50,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,126,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">29,417,843
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Information Technology </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">231,000,597
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Materials
 1.8% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Chemicals
 1.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Dow
 Chemical Co. (The) </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">87,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,559,750
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">LyondellBasell
 Industries NV, Class A </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">144,900
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">13,213,431
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">18,773,181
 </TD></TR></TABLE> </DIV> </DIV> <DIV style="float:right;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="3">Common
 Stocks (continued) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:61.89%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;
white-space:nowrap;width:15.72%;" bgcolor="#E6FFFF">Shares
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Containers
 &amp; Packaging 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">International
 Paper Co. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">144,400
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,332,632
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Metals
 &amp; Mining 0.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Newmont
 Mining Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">78,700
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,593,952
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Materials </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">28,699,765
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Real
 Estate 2.0% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Equity
 Real Estate Investment Trusts (REITS) 2.0% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Alexandria
 Real Estate Equities, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">52,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,802,300
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">American
 Tower Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">127,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">15,435,580
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Equinix,
 Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">15,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,205,735
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Host
 Hotels &amp; Resorts, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">111,900
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,088,054
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">SL
 Green Realty Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">16,300
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,737,906
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">31,269,575
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Real Estate </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">31,269,575
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Telecommunication
 Services 1.8% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Diversified
 Telecommunication Services 1.8% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">AT&amp;T,
 Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">661,700
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">27,493,635
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Telecommunication Services </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">27,493,635
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Utilities
 2.6% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Electric
 Utilities 1.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Entergy
 Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">171,900
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">13,057,524
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Xcel
 Energy, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">140,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,223,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">19,280,524
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Independent
 Power and Renewable Electricity Producers 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">NRG
 Yield, Inc. Class A </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">422,291
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,343,640
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">NRG
 Yield, Inc. Class C </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">40,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:24.66pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">708,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">8,051,640
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Multi-Utilities
 0.8% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Ameren
 Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">20,100
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,097,259
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">CenterPoint
 Energy, Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">326,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">8,987,820
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Public
 Service Enterprise Group, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">63,900
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,833,965
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:61.89%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">12,919,044
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Utilities </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">40,251,208
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Common Stocks<BR> (Cost $971,659,908) </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,021,694,168
 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;">&nbsp; <DIV style="clear:both;padding-top:40pt;width:100%;" type="Block">&nbsp;
<DIV style="clear:both;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;text-align:left;text-decoration:none;text-transform:none;">The accompanying Notes to Portfolio of Investments are an integral
part of this statement.<BR> </DIV> </DIV> </DIV> <DIV style="padding-top:10pt;width:100%;" type="Block"> <DIV style="text-align:right;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-left:auto;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:320pt;padding-right:4pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:top;width:98.89%;">Tri-Continental
 Corporation &#8194;|&#8194;Quarterly Report 2017<BR> </TD>
<TD style="color:#002064;font-family:Arial;font-size:10pt;font-style:Normal;font-weight:Normal;line-height:13pt;padding-left:0pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:1.11%;">3
</TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;font-size:12pt;height:0pt;"> </DIV> <HR style="margin-bottom:0pt;">
<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">
  <DIV style="width:100%;"> <DIV style="width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:24pt;font-style:Normal;font-weight:Normal;line-height:27pt;text-align:left;text-decoration:none;text-transform:uppercase;">Portfolio of Investments <FONT
 style="font-size:13pt;line-height:16pt;text-transform:none;">&nbsp;&nbsp;(continued)<BR> </FONT><FONT style="font-size:11pt;line-height:14pt;text-transform:none;">Tri-Continental Corporation, March 31, 2017 (Unaudited)</FONT></DIV> </DIV>
<DIV style="margin-top:17.00pt;"> <DIV style="float:left;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="5">Convertible
 Bonds 9.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:42.92%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:12.42%;"
bgcolor="#E6FFFF">Coupon
<BR> Rate </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:2.25pt;text-align:left;vertical-align:bottom;width:7.27%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:1.00pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:15.00%;"
bgcolor="#E6FFFF">Principal
<BR> Amount ($) </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Automotive
 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Navistar
 International Corp. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">04/15/19
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">4.750%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">7,709,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,400,640
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Brokerage/Asset
 Managers/Exchanges 0.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Hercules
 Capital, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">02/01/22
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">4.375%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">4,144,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,242,420
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Cable
 and Satellite 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">DISH
 Network Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">08/15/26
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">3.375%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">6,450,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,815,916
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Consumer
 Products 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Iconix
 Brand Group, Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">03/15/18
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">1.500%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">8,480,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">8,013,600
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Electric
 0.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">SunPower
 Corp. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">01/15/23
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">4.000%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">7,500,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,853,788
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Health
 Care 0.7% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Fluidigm
 Corp. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">02/01/34
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">2.750%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">6,500,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">4,391,887
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Invacare
 Corp. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">02/15/21
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">5.000%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">4,095,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">4,125,713
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Novavax,
 Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">02/01/23
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">3.750%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">4,200,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,926,750
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">10,444,350
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Independent
 Energy 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Chesapeake
 Energy Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">09/15/26
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">5.500%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">7,200,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">7,494,984
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Chesapeake
 Energy Corp. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">12/15/38
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">2.250%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:11.08pt;padding-right:4.5pt; padding-top:1pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">10,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:22.75pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">9,650
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,504,634
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Media
 and Entertainment 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Liberty
 Interactive LLC<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">09/30/46
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">1.750%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">3,600,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,047,750
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Oil
 Field Services 0.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Cobalt
 International Energy, Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">12/01/19
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">2.625%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">6,400,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">2,079,994
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Weatherford
 International Ltd. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">07/01/21
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">5.875%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">3,000,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,853,125
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,933,119
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Other
 Financial Institutions 0.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Encore
 Capital Group, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">03/15/22
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">3.250%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">4,050,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">3,731,063
 </TD></TR></TABLE> </DIV> </DIV> <DIV style="float:right;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="5">Convertible
 Bonds (continued) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:42.92%;"
bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:12.42%;"
bgcolor="#E6FFFF">Coupon
<BR> Rate </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:2.25pt;text-align:left;vertical-align:bottom;width:7.27%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-left:1.00pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:15.00%;"
bgcolor="#E6FFFF">Principal
<BR> Amount ($) </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;" bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Walter
 Investment Management Corp. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">11/01/19
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">4.500%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">6,500,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,145,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,876,063
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Other
 Industry 0.6% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">General
 Cable Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(e)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:98.67%;" colspan="5">Subordinated
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">11/15/29
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">4.500%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">7,000,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">5,429,375
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Green
 Plains, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">09/01/22
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">4.125%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">3,300,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,669,187
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">9,098,562
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Other
 REIT 0.9% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Blackstone
 Mortgage Trust, Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">12/01/18
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">5.250%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">4,850,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">5,546,217
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Colony
 Starwood Homes<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">01/15/22
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">3.500%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">3,900,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">4,126,687
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">New
 York Mortgage Trust, Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">01/15/22
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">6.250%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">3,950,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,866,063
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">13,538,967
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Pharmaceuticals
 1.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Acorda
 Therapeutics, Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">06/15/21
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">1.750%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">4,500,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">3,825,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Aegerion
 Pharmaceuticals, Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">08/15/19
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">2.000%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">5,000,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">4,064,545
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Intercept
 Pharmaceuticals, Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">07/01/23
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">3.250%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">6,100,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">5,684,437
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Medicines
 Co. (The)<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">07/15/23
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">2.750%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">3,350,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">4,036,750
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">PTC
 Therapeutics, Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">08/15/22
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">3.000%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">5,500,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,454,688
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">21,065,420
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Property
 &amp; Casualty 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">MGIC
 Investment Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d),(e)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Junior
 Subordinated </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">04/01/63
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">9.000%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">6,150,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,933,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Refining
 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Clean
 Energy Fuels Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">10/01/18
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">5.250%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">4,100,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,943,688
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Retailers
 0.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">GNC
 Holdings, Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">08/15/20
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">1.500%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">3,000,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,792,500
 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;">&nbsp; <DIV style="clear:both;padding-top:19pt;width:100%;" type="Block">&nbsp;
<DIV style="clear:both;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;text-align:left;text-decoration:none;text-transform:none;">The accompanying Notes to Portfolio of Investments are an integral
part of this statement.<BR> </DIV> </DIV> </DIV> <DIV style="padding-top:10pt;width:100%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:10pt;font-style:Normal;font-weight:Normal;line-height:13pt;padding-left:0pt;padding-right:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:6.67%;">4
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:93.33%; ">Tri-Continental Corporation
&#8194;|&#8194;Quarterly Report 2017 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;font-size:12pt;height:0pt;"> </DIV> <HR style="margin-bottom:0pt;">
<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">
  <DIV style="width:100%;"> <DIV style="width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:24pt;font-style:Normal;font-weight:Normal;line-height:27pt;text-align:left;text-decoration:none;text-transform:uppercase;">Portfolio of Investments <FONT
 style="font-size:13pt;line-height:16pt;text-transform:none;">&nbsp;&nbsp;(continued)<BR> </FONT><FONT style="font-size:11pt;line-height:14pt;text-transform:none;">Tri-Continental Corporation, March 31, 2017 (Unaudited)</FONT></DIV> </DIV>
<DIV style="margin-top:26.00pt;"> <DIV style="float:left;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="5">Convertible
 Bonds (continued) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:42.92%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:12.42%;"
bgcolor="#E6FFFF">Coupon
<BR> Rate </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:2.25pt;text-align:left;vertical-align:bottom;width:7.27%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:1.00pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:15.00%;"
bgcolor="#E6FFFF">Principal
<BR> Amount ($) </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Technology
 0.9% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Microchip
 Technology, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Junior
 Subordinated </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">02/15/37
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">2.250%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">9,700,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:12.67pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">9,874,600
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Micron
 Technology, Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">02/15/33
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">2.125%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">1,800,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,801,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">14,676,100
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Transportation
 Services 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Aegean
 Marine Petroleum Network, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">12/15/21
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">4.250%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">3,900,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:12.67pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,161,885
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Ship
 Finance International Ltd. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">10/15/21
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">5.750%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">3,850,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,823,531
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,985,416
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="4">Total
 Convertible Bonds<BR> (Cost $156,007,617) </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">147,166,433
 </TD></TR></TABLE> </DIV> <DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;margin-top:14.25pt;text-align:right;text-decoration:none;text-transform:none;">&nbsp;&nbsp;&nbsp;&nbsp;</DIV>
<DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="4">Convertible
 Preferred Stocks 7.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:47.35%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:13.94%;"
bgcolor="#E6FFFF">Coupon
<BR> Rate </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;
white-space:nowrap;width:16.33%;" bgcolor="#E6FFFF">Shares
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Consumer
 Staples 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Food
 Products 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Bunge
 Ltd. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">4.875%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">72,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,829,202
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="3">Total
 Consumer Staples </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,829,202
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Energy
 0.8% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Oil,
 Gas &amp; Consumable Fuels 0.8% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Anadarko
 Petroleum Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">7.500%
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">92,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,022,825
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Hess
 Corp. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">8.000%
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">82,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,908,750
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">WPX
 Energy, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.250%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">61,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,686,840
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:47.35%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:13.94%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:16.33%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">12,618,415
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="3">Total
 Energy </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">12,618,415
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Financials
 1.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Banks
 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Bank
 of America Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">7.250%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">6,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,767,890
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Capital
 Markets 0.8% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">AMG
 Capital Trust II </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.150%
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">137,500
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,811,719
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Cowen
 Group, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.625%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">6,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,934,160
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:47.35%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:13.94%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:16.33%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">12,745,879
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt Solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="3">Total
 Financials </TD>
<TD style="border-bottom:0.5pt Solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">20,513,769
 </TD></TR></TABLE> </DIV> </DIV> <DIV style="float:right;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="4">Convertible
 Preferred Stocks (continued) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:47.35%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:13.94%;"
bgcolor="#E6FFFF">Coupon
<BR> Rate </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;
white-space:nowrap;width:16.33%;" bgcolor="#E6FFFF">Shares
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Health
 Care 1.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Health
 Care Equipment &amp; Supplies 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Alere,
 Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">3.000%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">12,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,936,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Health
 Care Providers &amp; Services 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Anthem,
 Inc. </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.250%
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">75,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,825,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Envision
 Healthcare Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.250%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">32,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,705,650
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:47.35%;">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:13.94%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:16.33%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,530,650
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Pharmaceuticals
 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Allergan
 PLC </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.500%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">9,100
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,732,998
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="3">Total
 Health Care </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">19,199,648
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Industrials
 0.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Machinery
 0.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Rexnord
 Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.750%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">70,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,845,100
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="3">Total
 Industrials </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,845,100
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Information
 Technology 0.8% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Electronic
 Equipment, Instruments &amp; Components 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Belden,
 Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.750%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">80,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,760,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Internet
 Software &amp; Services 0.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Mandatory
 Exchangeable Trust<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.750%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">34,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,466,025
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="3">Total
 Information Technology </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">12,226,025
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Materials
 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Chemicals
 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">A.
 Schulman, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.000%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">4,300
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,657,580
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="3">Total
 Materials </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,657,580
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Real
 Estate 0.6% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Equity
 Real Estate Investment Trusts (REITS) 0.6% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">American
 Tower Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.500%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">77,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">8,656,750
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="3">Total
 Real Estate </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">8,656,750
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Telecommunication
 Services 0.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Diversified
 Telecommunication Services 0.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Frontier
 Communications Corp. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">11.125%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">52,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,586,150
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Wireless
 Telecommunication Services 0.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">T-Mobile
 USA, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.500%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">40,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,232,400
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="3">Total
 Telecommunication Services </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,818,550
 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;">&nbsp; <DIV style="clear:both;padding-top:47pt;width:100%;" type="Block">&nbsp;
<DIV style="clear:both;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;text-align:left;text-decoration:none;text-transform:none;">The accompanying Notes to Portfolio of Investments are an integral
part of this statement.<BR> </DIV> </DIV> </DIV> <DIV style="padding-top:10pt;width:100%;" type="Block"> <DIV style="text-align:right;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-left:auto;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:320pt;padding-right:4pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:top;width:98.89%;">Tri-Continental
 Corporation &#8194;|&#8194;Quarterly Report 2017<BR> </TD>
<TD style="color:#002064;font-family:Arial;font-size:10pt;font-style:Normal;font-weight:Normal;line-height:13pt;padding-left:0pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:1.11%;">5
</TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;font-size:12pt;height:0pt;"> </DIV> <HR style="margin-bottom:0pt;">
<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">
  <DIV style="width:100%;"> <DIV style="width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:24pt;font-style:Normal;font-weight:Normal;line-height:27pt;text-align:left;text-decoration:none;text-transform:uppercase;">Portfolio of Investments <FONT
 style="font-size:13pt;line-height:16pt;text-transform:none;">&nbsp;&nbsp;(continued)<BR> </FONT><FONT style="font-size:11pt;line-height:14pt;text-transform:none;">Tri-Continental Corporation, March 31, 2017 (Unaudited)</FONT></DIV> </DIV>
<DIV style="margin-top:26.00pt;"> <DIV style="float:left;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="4">Convertible
 Preferred Stocks (continued) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:47.35%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:13.94%;"
bgcolor="#E6FFFF">Coupon
<BR> Rate </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;
white-space:nowrap;width:16.33%;" bgcolor="#E6FFFF">Shares
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Utilities
 1.0% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Electric
 Utilities 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">Great
 Plains Energy, Inc. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">7.000%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">150,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">8,059,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Multi-Utilities
 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.35%;">DTE
 Energy Co. </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.500%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">147,500
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,925,175
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="3">Total
 Utilities </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">15,984,675
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="3">Total
 Convertible Preferred Stocks<BR> (Cost $115,863,057) </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">111,349,714
 </TD></TR></TABLE> </DIV> <DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;margin-top:14.25pt;text-align:right;text-decoration:none;text-transform:none;">&nbsp;&nbsp;&nbsp;&nbsp;</DIV>
<DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="5">Corporate
 Bonds &amp; Notes 14.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:40.45%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:13.94%;"
bgcolor="#E6FFFF">Coupon
<BR> Rate </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:2.25pt;text-align:left;vertical-align:bottom;width:7.27%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:1.00pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:15.95%;"
bgcolor="#E6FFFF">Principal
<BR> Amount ($) </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Aerospace
 &amp; Defense 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">ADS
 Tactical, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">04/01/18
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">11.000%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">7,400,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,400,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Automotive
 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Navistar
 International Corp. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">11/01/21
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">8.250%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">3,700,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,699,963
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Banking
 0.8% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Popular,
 Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">07/01/19
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">7.000%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.95%;">7,500,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">7,828,125
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Synovus
 Financial Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(e)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:98.67%;" colspan="5">Subordinated
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">12/15/25
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.750%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">4,000,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,233,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">12,061,625
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Brokerage/Asset
 Managers/Exchanges 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">LPL
 Holdings, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">09/15/25
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.750%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">8,000,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">8,080,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Cable
 and Satellite 0.9% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Charter
 Communications Operating LLC/Capital </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">10/23/45
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.484%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.95%;">6,800,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">7,829,085
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Telesat
 Canada/LLC<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">11/15/24
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">8.875%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">5,860,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,416,700
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">14,245,785
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Chemicals
 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">A.
 Schulman, Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">06/01/23
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.875%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">3,700,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,838,750
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Diversified
 Manufacturing 1.0% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Gardner
 Denver, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">08/15/21
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.875%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.95%;">7,500,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">7,743,750
 </TD></TR></TABLE> </DIV> </DIV> <DIV style="float:right;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="5">Corporate
 Bonds &amp; Notes (continued) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:40.45%;"
bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:13.94%;"
bgcolor="#E6FFFF">Coupon
<BR> Rate </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:2.25pt;text-align:left;vertical-align:bottom;width:7.27%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-left:1.00pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:15.95%;"
bgcolor="#E6FFFF">Principal
<BR> Amount ($) </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;" bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Hamilton
 Sundstrand Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">12/15/20
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">7.750%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">8,850,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,434,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">15,177,750
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Electric
 0.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Covanta
 Holding Corp. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">07/01/25
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.875%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">4,923,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,932,231
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Finance
 Companies 0.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">iStar,
 Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">04/01/22
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.000%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">5,843,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,930,645
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Food
 and Beverage 0.8% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">AdvancePierre
 Foods Holdings, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">12/15/24
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.500%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.95%;">3,788,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">3,830,615
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Chobani
 LLC/Finance Corp., Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d),(f)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">04/15/25
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">7.500%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.95%;">4,597,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">4,706,179
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Lamb
 Weston Holdings, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">11/01/26
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">4.875%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">3,900,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,978,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">12,514,794
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Gaming
 0.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Scientific
 Games International, Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">12/01/22
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">10.000%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">5,800,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,184,250
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Health
 Care 0.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Envision
 Healthcare Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">12/01/24
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.250%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.95%;">1,847,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">1,939,350
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Quotient
 Ltd.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(c),(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">10/15/23
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">12.000%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">2,170,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,170,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">4,109,350
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Healthcare
 Insurance 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Centene
 Corp. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">01/15/25
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">4.750%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">7,955,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,999,787
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Independent
 Energy 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Stone
 Energy Corp. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">05/31/22
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">7.500%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">3,936,177
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,827,932
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Media
 and Entertainment 0.7% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">AMC
 Networks, Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">04/01/24
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.000%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.95%;">3,669,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">3,669,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Lions
 Gate Entertainment Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">11/01/24
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.875%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">7,450,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,729,375
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">11,398,375
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Midstream
 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Blue
 Racer Midstream LLC/Finance Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">11/15/22
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.125%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">7,500,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,593,750
 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;">&nbsp; <DIV style="clear:both;padding-top:19pt;width:100%;" type="Block">&nbsp;
<DIV style="clear:both;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;text-align:left;text-decoration:none;text-transform:none;">The accompanying Notes to Portfolio of Investments are an integral
part of this statement.<BR> </DIV> </DIV> </DIV> <DIV style="padding-top:10pt;width:100%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:10pt;font-style:Normal;font-weight:Normal;line-height:13pt;padding-left:0pt;padding-right:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:6.67%;">6
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:93.33%; ">Tri-Continental Corporation
&#8194;|&#8194;Quarterly Report 2017 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;font-size:12pt;height:0pt;"> </DIV> <HR style="margin-bottom:0pt;">
<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">
  <DIV style="width:100%;"> <DIV style="width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:24pt;font-style:Normal;font-weight:Normal;line-height:27pt;text-align:left;text-decoration:none;text-transform:uppercase;">Portfolio of Investments <FONT
 style="font-size:13pt;line-height:16pt;text-transform:none;">&nbsp;&nbsp;(continued)<BR> </FONT><FONT style="font-size:11pt;line-height:14pt;text-transform:none;">Tri-Continental Corporation, March 31, 2017 (Unaudited)</FONT></DIV> </DIV>
<DIV style="margin-top:26.00pt;"> <DIV style="float:left;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="5">Corporate
 Bonds &amp; Notes (continued) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:40.45%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:13.94%;"
bgcolor="#E6FFFF">Coupon
<BR> Rate </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:2.25pt;text-align:left;vertical-align:bottom;width:7.27%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:1.00pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:15.95%;"
bgcolor="#E6FFFF">Principal
<BR> Amount ($) </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Oil
 Field Services 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Precision
 Drilling Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">12/15/23
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">7.750%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">3,750,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,946,875
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Other
 Industry 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">MasTec,
 Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">03/15/23
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">4.875%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">3,125,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,085,937
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Packaging
 1.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Ardagh
 Packaging Finance PLC/Holdings USA, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">02/15/25
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.000%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.95%;">3,875,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">3,918,594
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">BWAY
 Holding Co.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d),(f)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">04/15/25
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">7.250%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.95%;">4,650,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">4,650,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:98.67%;" colspan="5">Novolex
<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">01/15/25
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.875%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">7,690,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,856,104
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">16,424,698
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Pharmaceuticals
 0.7% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">AMAG
 Pharmaceuticals, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">09/01/23
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">7.875%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.95%;">3,850,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">3,647,875
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Valeant
 Pharmaceuticals International, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">03/01/23
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.500%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">8,700,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,699,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">10,346,875
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Property
 &amp; Casualty 0.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">MGIC
 Investment Corp. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">08/15/23
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.750%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">1,267,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,336,685
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Retailers
 0.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Rite
 Aid Corp. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Junior
 Subordinated </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">02/15/27
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">7.700%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">1,937,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">2,169,440
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Supermarkets
 0.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Safeway,
 Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">02/01/31
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">7.250%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">7,512,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,277,250
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Technology
 1.5% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Alliance
 Data Systems Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">11/01/21
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">5.875%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.95%;">7,450,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">7,710,750
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Diebold,
 Inc. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">04/15/24
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">8.500%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.95%;">7,000,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">7,735,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Genesys
 Telecommunications Laboratories, Inc./Greeneden Lux 3 Sarl/US Holdings I, LLC<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">11/30/24
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">10.000%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.95%;">3,750,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">4,078,125
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Informatica
 LLC<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">07/15/23
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">7.125%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">3,988,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,878,330
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">23,402,205
 </TD></TR></TABLE> </DIV> </DIV> <DIV style="float:right;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="5">Corporate
 Bonds &amp; Notes (continued) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:40.45%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:13.94%;"
bgcolor="#E6FFFF">Coupon
<BR> Rate </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:2.25pt;text-align:left;vertical-align:bottom;width:7.27%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:1.00pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:15.95%;"
bgcolor="#E6FFFF">Principal
<BR> Amount ($) </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Transportation
 Services 0.9% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Fortress
 Transportation &amp; Infrastructure Investors LLC<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(d)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:40.45%;">03/15/22
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.750%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:5.09pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">6,150,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:12.67pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,111,562
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Hertz
 Corp. (The) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">10/15/22
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.250%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:5.09pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">8,350,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:12.67pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,932,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">14,044,062
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Wirelines
 0.7% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Frontier
 Communications Corp. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">01/15/25
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:8.59pt;padding-right:4.5pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">6.875%
 </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:5.09pt;padding-right:4.5pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">1,130,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:18.67pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">935,075
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:40.45%;">09/15/25
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.94%;">11.000%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.95%;">10,360,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">10,075,100
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">11,010,175
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="4">Total
 Corporate Bonds &amp; Notes<BR> (Cost $219,116,262) </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">222,039,189
 </TD></TR></TABLE> </DIV> <DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;margin-top:14.25pt;text-align:right;text-decoration:none;text-transform:none;">&nbsp;&nbsp;&nbsp;&nbsp;</DIV>
<DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="3">Limited
 Partnerships 0.9% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:64.17%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;
white-space:nowrap;width:13.45%;" bgcolor="#E6FFFF">Shares
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Energy
 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Oil,
 Gas &amp; Consumable Fuels 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:64.17%;">Enviva
 Partners LP </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.45%;">140,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,934,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Energy </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,934,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Industrials
 0.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Trading
 Companies &amp; Distributors 0.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:64.17%;">Fortress
 Transportation &amp; Infrastructure Investors LLC </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.45%;">265,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,951,150
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Industrials </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,951,150
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Utilities
 0.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Independent
 Power and Renewable Electricity Producers 0.4% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:64.17%;">8Point3
 Energy Partners LP </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.45%;">425,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,767,250
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Utilities </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">5,767,250
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Limited Partnerships<BR> (Cost $15,780,680) </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">13,652,400
 </TD></TR></TABLE> </DIV> <DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;margin-top:14.25pt;text-align:right;text-decoration:none;text-transform:none;">&nbsp;&nbsp;&nbsp;&nbsp;</DIV>
<DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="5">Preferred
 Debt 1.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:42.92%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:12.42%;"
bgcolor="#E6FFFF">Coupon
<BR> Rate </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:2.25pt;text-align:left;vertical-align:bottom;width:7.27%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:1.00pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:15.00%;"
bgcolor="#E6FFFF">Principal
<BR> Amount ($) </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Banking
 1.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Citigroup
 Capital XIII<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(e)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:42.92%;">10/30/40
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">6.692%
 </TD>
<TD style="line-height:0pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:15.00%;">305,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">8,128,250
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Wells
 Fargo &amp; Co. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">12/31/49
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">7.500%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:9.17pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">6,600
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">8,184,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:77.61%;" colspan="4">Total
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">16,312,250
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="4">Total
 Preferred Debt<BR> (Cost $15,448,751) </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">16,312,250
 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;">&nbsp; <DIV style="clear:both;padding-top:12pt;width:100%;" type="Block">&nbsp;
<DIV style="clear:both;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;text-align:left;text-decoration:none;text-transform:none;">The accompanying Notes to Portfolio of Investments are an integral
part of this statement.<BR> </DIV> </DIV> </DIV> <DIV style="padding-top:10pt;width:100%;" type="Block"> <DIV style="text-align:right;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-left:auto;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:320pt;padding-right:4pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:top;width:98.89%;">Tri-Continental
 Corporation &#8194;|&#8194;Quarterly Report 2017<BR> </TD>
<TD style="color:#002064;font-family:Arial;font-size:10pt;font-style:Normal;font-weight:Normal;line-height:13pt;padding-left:0pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:1.11%;">7
</TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;font-size:12pt;height:0pt;"> </DIV> <HR style="margin-bottom:0pt;">
<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">
  <DIV style="width:100%;"> <DIV style="width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:24pt;font-style:Normal;font-weight:Normal;line-height:27pt;text-align:left;text-decoration:none;text-transform:uppercase;">Portfolio of Investments <FONT
 style="font-size:13pt;line-height:16pt;text-transform:none;">&nbsp;&nbsp;(continued)<BR> </FONT><FONT style="font-size:11pt;line-height:14pt;text-transform:none;">Tri-Continental Corporation, March 31, 2017 (Unaudited)</FONT></DIV> </DIV>
<DIV style="margin-top:17.00pt;"> <DIV style="float:left;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="4">Preferred
 Stocks 0.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:47.39%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:13.90%;"
bgcolor="#E6FFFF">Coupon
<BR> Rate </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;
white-space:nowrap;width:16.33%;" bgcolor="#E6FFFF">Shares
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Financials
 0.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="4">Banks
 0.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:47.39%;">GMAC
 Capital Trust I<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(e)</SUP> </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.90%;">6.824%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:16.33%;">150,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,814,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="3">Total
 Financials </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,814,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="3">Total
 Preferred Stocks<BR> (Cost $3,820,500) </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,814,500
 </TD></TR></TABLE> </DIV> <DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;margin-top:14.25pt;text-align:right;text-decoration:none;text-transform:none;">&nbsp;&nbsp;&nbsp;&nbsp;</DIV>
<DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="5">Senior
 Loans 0.7% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:42.92%;" bgcolor="#E6FFFF">Borrower
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:12.42%;"
bgcolor="#E6FFFF">Weighted
<BR> Average Coupon </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:2.25pt;text-align:left;vertical-align:bottom;width:7.27%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:1.00pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:15.00%;"
bgcolor="#E6FFFF">Principal
<BR> Amount ($) </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Brokerage/Asset
 Managers/Exchanges 0.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Virtus
 Investment Partners<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(e),(f),(g)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Tranche
 B Term Loan </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">03/03/24
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">4.814%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">1,231,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,243,310
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Food
 and Beverage 0.3% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Herbalife
 Financing SARL<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(e),(g)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Term
 Loan </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">02/15/23
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">6.482%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">4,000,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,998,320
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Leisure
 0.1% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Equinox
 Holdings, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(e),(g)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">2nd
 Lien Term Loan </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">09/06/24
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">8.000%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">1,231,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,246,904
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">Retailers
 0.2% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">BJ&#8217;s
 Wholesale Club, Inc.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(e),(g)</SUP> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:1pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="5">2nd
 Lien Term Loan </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:42.92%;">02/03/25
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.42%;">8.500%
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:1pt;padding-top:1pt;text-align:left;vertical-align:top;width:7.27%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:1pt;padding-right:4.5pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.00%;">3,808,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:8.59pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">3,708,992
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:77.61%;" colspan="4">Total
 Senior Loans<BR> (Cost $10,292,236) </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;white-space:nowrap;width:21.06%;">10,197,526
 </TD></TR></TABLE> </DIV> </DIV> <DIV style="float:right;overflow:hidden;position:relative;width:48.91%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.67%;" bgcolor="#002064" colspan="3">Warrants
 &#8212;% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:61.89%;" bgcolor="#E6FFFF">Issuer
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;
white-space:nowrap;width:15.72%;" bgcolor="#E6FFFF">Shares
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Energy
 &#8212;% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" colspan="3">Oil,
 Gas &amp; Consumable Fuels &#8212;% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Goodrich
 Petroleum Corp.<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(b),(c),(h)</SUP> </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">14,104
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:47.00pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">0
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Energy </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:47.00pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">0
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Warrants<BR> (Cost $&#8212;) </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:47.00pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">0
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="line-height:8pt;padding-right:4pt;padding-top:2.25pt;text-align:left;vertical-align:top;white-space:nowrap;width:98.67%;" colspan="3"> </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:2.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.67%;" bgcolor="#002064" colspan="3">Money
 Market Funds 0.9% </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="line-height:8pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left;vertical-align:bottom;width:61.89%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;
white-space:nowrap;width:15.72%;" bgcolor="#E6FFFF">Shares
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:bold;font-weight:bold;line-height:11pt;line-height:11pt; padding-bottom:2.25pt;padding-left:4.50pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;width:21.06%;"
bgcolor="#E6FFFF">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Columbia
 Short-Term Cash Fund, 0.797%<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(i),(j)</SUP> </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">7,230,224
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">7,230,224
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">JPMorgan
 U.S. Government Money Market Fund, Agency Shares, 0.530%<SUP style="font-size:85%;font-style:Normal;text-transform:none;vertical-align:text-top;">(i)</SUP> </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4.5pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:15.72%;">6,385,786
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:18.67pt;padding-right:4pt; padding-top:2.25pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">6,385,786
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Money Market Funds<BR> (Cost $13,615,886) </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:14.58pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">13,616,010
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Total
 Investments<BR> (Cost: $1,521,604,897) </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,559,842,190
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:61.89%;">Other
 Assets &amp; Liabilities, Net </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;line-height:0pt;padding-bottom:2.25pt;padding-right:4.5pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:15.72%;">&#160; </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:22.07pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">(904,929)
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:0.12pt;padding-left:4pt;padding-right:4.5pt;padding-top:2.25pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:77.61%;" colspan="2">Net
 Assets </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:0.12pt;padding-left:4.5pt;padding-right:4pt;padding-top:2.25pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:21.06%;">1,558,937,261
 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;">&nbsp; <DIV style="clear:both;padding-top:18pt;width:100%;" type="Block">&nbsp;
<DIV style="clear:both;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">At March 31, 2017, securities and/or cash totaling
$526,113 were pledged as collateral.</DIV>
<DIV style="clear:both;color:#002064;font-family:Arial;font-size:11pt;font-style:Normal;font-weight:bold;line-height:14pt;margin-top:15.5pt;text-align:left;text-decoration:none;text-transform:none;">Investments in derivatives</DIV>
<DIV style="clear:both;color:#002064;font-family:Arial;font-size:11pt;font-style:Normal;font-weight:bold;line-height:14pt;margin-top:15.5pt;text-align:left;text-decoration:none;text-transform:none;">Futures contracts outstanding at March 31,
2017<BR> </DIV> <DIV style="text-align:left;">
<TABLE style="border-bottom:0.5pt solid #B2FFFF;border-collapse:collapse;empty-cells:show;margin-top:7.5pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:4pt;padding-right:4pt;padding-top:3pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:bottom;width:100%;" bgcolor="#002064" colspan="7">Long
 futures contracts outstanding </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:3pt;padding-top:2.25pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:bottom;width:30.51%;" bgcolor="#E6FFFF">Contract
 description </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:3pt;padding-right:12pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;width:8.52%;" bgcolor="#E6FFFF">Number
 of<BR> contracts </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:12pt;padding-right:12pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;width:9.01%;" bgcolor="#E6FFFF">Trading
<BR> currency </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:12pt;padding-right:12pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;width:13.24%;" bgcolor="#E6FFFF">Notional
 market<BR> value ($) </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:12pt;padding-right:12pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;width:12.69%;" bgcolor="#E6FFFF">Expiration
 date </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:12pt;padding-right:12pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;width:13.40%;" bgcolor="#E6FFFF">Unrealized
<BR> appreciation ($) </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:12pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;width:13.37%;" bgcolor="#E6FFFF">Unrealized
<BR> depreciation ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:4pt;padding-right:3pt;padding-top:2.25pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:30.51%;">S&amp;P
 500 E-mini </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:3pt;padding-right:12pt;padding-top:2.25pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:8.52%;">2
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:12pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:9.01%;">USD
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:12pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.24%;">235,920
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:12pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.69%;">06/2017
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:12pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.40%;">1,215
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:31.89pt;padding-right:4pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.37%;">&#8212;
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:4pt;padding-right:3pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:30.51%;">S&amp;P
 500 E-mini </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:3pt;padding-right:12pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:8.52%;">61
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:12pt;padding-right:12pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:9.01%;">USD
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:12pt;padding-right:12pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.24%;">7,195,560
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:12pt;padding-right:12pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.69%;">06/2017
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:25.35pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:13.40%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:12pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.37%;">(16,704)
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:4pt;padding-right:3pt;padding-top:1.5pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:30.51%;">Total
 </TD>
<TD style="line-height:0pt;padding-bottom:2.5pt;padding-right:12pt;padding-top:1.5pt;text-align:right;vertical-align:bottom;width:8.52%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:2.5pt;padding-right:12pt;padding-top:1.5pt;text-align:right;vertical-align:bottom;width:9.01%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:12pt;padding-right:12pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.24%;">7,431,480
 </TD>
<TD style="line-height:0pt;padding-bottom:2.5pt;padding-right:12pt;padding-top:1.5pt;text-align:right;vertical-align:bottom;width:12.69%;">&#160; </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:12pt;padding-right:12pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.40%;">1,215
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:12pt;padding-right:4pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.37%;">(16,704)
 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="padding-top:52pt;width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;text-align:left;text-decoration:none;text-transform:none;">The accompanying Notes to Portfolio of Investments are an integral part of
this statement.<BR> </DIV> </DIV> <DIV style="margin-top:10pt;width:100%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:10pt;font-style:Normal;font-weight:Normal;line-height:13pt;padding-left:0pt;padding-right:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:6.67%;">8
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:93.33%; ">Tri-Continental Corporation
&#8194;|&#8194;Quarterly Report 2017 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;font-size:12pt;height:0pt;"> </DIV> <HR style="margin-bottom:0pt;">
<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">
  <DIV style="width:100%;"> <DIV style="width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:24pt;font-style:Normal;font-weight:Normal;line-height:27pt;text-align:left;text-decoration:none;text-transform:uppercase;">Portfolio of Investments <FONT
 style="font-size:13pt;line-height:16pt;text-transform:none;">&nbsp;&nbsp;(continued)<BR> </FONT><FONT style="font-size:11pt;line-height:14pt;text-transform:none;">Tri-Continental Corporation, March 31, 2017 (Unaudited)</FONT></DIV> </DIV>
<DIV style="margin-top:26.00pt;width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:11pt;font-style:Normal;font-weight:bold;line-height:14pt;margin-top:12.5pt;text-align:left;text-decoration:none;text-transform:none;">Notes to Portfolio of Investments</DIV>
<DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:1.5pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:1.5pt;padding-top:6pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:2.22%;">(a)
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1.5pt;padding-top:6pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:98.06%;">This
security or a portion of this security has been pledged as collateral in connection with derivative contracts. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:2.22%;">(b)
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.06%;">Non-income producing
 investment. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:2.22%;">(c)
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.06%;">Represents fair
 value as determined in good faith under procedures approved by the Board of Trustees. At March 31, 2017, the value of these securities amounted to $2,170,004, which represents 0.14% of net assets. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:2.22%;">(d)
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.06%;">Represents privately
 placed and other securities and instruments exempt from SEC registration (collectively, private placements), such as Section 4(a)(2) and Rule 144A eligible securities, which are often sold only to qualified institutional buyers. The Fund may invest
in private placements determined to be liquid as well as those determined to be illiquid. Private placements may be determined to be liquid under guidelines established by the Fund&#8217;s Board of Directors. At March 31, 2017, the value of these
securities amounted to $191,063,389 or 12.26% of net assets. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:2.22%;">(e)
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.06%;">Variable
rate security. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:2.22%;">(f)
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.06%;">Represents a
 security purchased on a when-issued or delayed delivery basis. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:2.22%;">(g)
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.06%;">Senior
loans have interest rates that float periodically based primarily on the London Interbank Offered Rate (&#8220;LIBOR&#8221;) and other short-term rates. The interest rate shown reflects the weighted average coupon as of March 31, 2017. The interest
rate shown for senior loans purchased on a when-issued or delayed delivery basis, if any, reflects an estimated average coupon. Remaining maturities of senior loans may be less than the stated maturities shown as a result of contractual or optional
prepayments by the borrower. Such prepayments cannot be predicted. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:2.22%;">(h)
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.06%;">Negligible market
 value. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:2.22%;">(i)
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.06%;">The rate
shown is the seven-day current annualized yield at March 31, 2017. </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:2.22%;">(j)
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1.5pt;padding-top:1.5pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.06%;">As
defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company&#8217;s outstanding voting securities, or a company which is under common ownership or control with the Fund. Holdings and
transactions in these affiliated companies during the period ended March 31, 2017 are as follows: </TD></TR></TABLE> </DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;text-align:left;text-decoration:none;text-transform:none;">&nbsp;&nbsp;&nbsp;&nbsp;</DIV> <DIV style="text-align:right;">
<TABLE style="border-bottom:0.5pt solid #B2FFFF;border-collapse:collapse;empty-cells:show;margin-left:auto;margin-top:6pt;width:98.24%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:3pt;padding-top:3pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:32.76%;" bgcolor="#002064">Issuer
 </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:3pt;padding-right:6pt;padding-top:3pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;width:8.42%;" bgcolor="#002064">Beginning
<BR> shares </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:6pt;padding-right:6pt;padding-top:3pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;width:9.23%;" bgcolor="#002064">Shares
<BR> purchased </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:6pt;padding-right:6pt;padding-top:3pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;width:9.61%;" bgcolor="#002064">Shares
<BR> sold </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:6pt;padding-right:6pt;padding-top:3pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;width:8.37%;" bgcolor="#002064">Ending
<BR> shares </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:6pt;padding-right:6pt;padding-top:3pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;width:11.25%;" bgcolor="#002064">Realized
 gain<BR> (loss) ($) </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:6pt;padding-right:6pt;padding-top:3pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;width:10.74%;" bgcolor="#002064">Dividends
 &#8212;<BR> affiliated<BR> issuers($) </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:6pt;padding-right:4pt;padding-top:3pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;width:8.50%;" bgcolor="#002064">Value
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:4pt;padding-right:3pt;padding-top:2.25pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:32.76%;">Columbia
 Short-Term Cash Fund, 0.797% </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:3pt;padding-right:6pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:8.42%;">4,250,122
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:6pt;padding-right:6pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:9.23%;">23,809,728
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:6pt;padding-right:6pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:9.61%;">(20,829,626)
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:6pt;padding-right:6pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:8.37%;">7,230,224
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:6pt;padding-right:6pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.25%;">40
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:6pt;padding-right:6pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:10.74%;">8,034
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:6pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:8.50%;">7,230,224
 </TD></TR></TABLE> </DIV> <DIV style="color:#002064;font-family:Arial;font-size:11pt;font-style:Normal;font-weight:bold;line-height:14pt;margin-top:12.5pt;text-align:left;text-decoration:none;text-transform:none;">Abbreviation Legend</DIV>
<DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:1.5pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:6pt;padding-top:6pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:3.43%;">ADR
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:6pt;padding-top:6pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:97.68%;">American
Depositary Receipt </TD></TR></TABLE> </DIV> <DIV style="color:#002064;font-family:Arial;font-size:11pt;font-style:Normal;font-weight:bold;line-height:14pt;margin-top:16.5pt;text-align:left;text-decoration:none;text-transform:none;">Currency
Legend</DIV> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:1.5pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:6pt;padding-top:6pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;white-space:nowrap;width:3.51%;">USD
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:6pt;padding-top:6pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; width:97.60%;">US Dollar
</TD></TR></TABLE> </DIV> <DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:8.75pt;text-align:left;text-decoration:none;text-transform:none;">Investments are valued using
policies described in the Notes to Financial Statements in the most recent shareholder report.</DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">At March 31, 2017, the approximate cost of securities for
federal income tax purposes and the approximate aggregate gross unrealized appreciation and depreciation based on that cost was:</DIV> <DIV style="text-align:left;">
<TABLE style="border-bottom:0.5pt solid #B2FFFF;border-collapse:collapse;empty-cells:show;margin-top:7.5pt;width:99.26%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:1.5pt;padding-left:4pt;padding-top:3pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;width:18.18%;" bgcolor="#002064">Federal
<BR> tax cost ($) </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:1.5pt;padding-left:0pt;padding-top:3pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;width:29.95%;" bgcolor="#002064">Gross
 unrealized<BR> appreciation ($) </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:1.5pt;padding-left:0pt;padding-top:3pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;width:30.87%;" bgcolor="#002064">Gross
 unrealized<BR> (depreciation) ($) </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:1.5pt;padding-left:0pt;padding-right:4pt;padding-top:3pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;width:29.74%;" bgcolor="#002064">Net
 unrealized<BR> appreciation ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:3pt;padding-left:4pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:18.18%;">1,521,605,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:3pt;padding-left:0pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:29.95%;">93,554,000
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:3pt;padding-left:0pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:30.87%;">(55,317,000)
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:3pt;padding-left:0pt;padding-right:4pt;padding-top:1.5pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:29.74%;">38,237,000
 </TD></TR></TABLE> </DIV> <DIV style="color:#002064;font-family:Arial;font-size:11pt;font-style:Normal;font-weight:bold;line-height:14pt;margin-top:16.5pt;text-align:left;text-decoration:none;text-transform:none;">Fair value measurements</DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:7.5pt;text-align:left;text-decoration:none;text-transform:none;">The Fund categorizes its fair value measurements according to
a three-level hierarchy that maximizes the use of observable inputs and minimizes the use of unobservable inputs by prioritizing that the most observable input be used when available. Observable inputs are those that market participants would use in
pricing an investment based on market data obtained from sources independent of the reporting entity. Unobservable inputs are those that reflect the Fund&#8217;s assumptions about the information market participants would use in pricing an
investment. An investment&#8217;s level within the fair value hierarchy is based on the lowest level of any input that is deemed significant to the asset&#8217;s or liability&#8217;s fair value measurement. The input levels are not necessarily an
indication of the risk or liquidity associated with investments at that level. For example, certain U.S. government securities are generally high quality and liquid, however, they are reflected as Level 2 because the inputs used to determine fair
value may not always be quoted prices in an active market.</DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">Fair value inputs are summarized in the three broad levels
listed below:</DIV> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:3pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:0.93%;">&#8226;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:99.07%;"> Level 1 &#8211; Valuations
based on quoted prices for investments in active markets that the Fund has the ability to access at the measurement date (including NAV for open-end mutual funds). Valuation adjustments are not applied to Level 1 investments. </TD></TR></TABLE>
</DIV> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:3pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:0.93%;">&#8226;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:99.07%;"> Level 2 &#8211; Valuations
based on other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risks, etc.). </TD></TR></TABLE> </DIV> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:3pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:0.93%;">&#8226;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:99.07%;"> Level 3 &#8211; Valuations
based on significant unobservable inputs (including the Fund&#8217;s own assumptions and judgment in determining the fair value of investments). </TD></TR></TABLE> </DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">Inputs that are used in determining fair value of an investment
may include price information, credit data, volatility statistics, and other factors. These inputs can be either observable or unobservable. The availability of observable inputs can vary between investments, and is affected by various factors such
as the type of investment, and the volume and level of activity for that investment or similar investments in the marketplace. The inputs will be considered by the Investment Manager, along with any other relevant factors in the calculation of an
investment&#8217;s fair value. The Fund uses prices and inputs that are current as of the measurement date, which may include periods of market dislocations. During these periods, the availability of prices and inputs may be reduced for many
investments. This condition could cause an investment to be reclassified between the various levels within the hierarchy.</DIV> </DIV> <DIV style="margin-top:10pt;width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;text-align:left;text-decoration:none;text-transform:none;">The accompanying Notes to Portfolio of Investments are an integral part of
this statement.<BR> </DIV> </DIV> <DIV style="margin-top:10pt;width:100%;" type="Block"> <DIV style="text-align:right;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-left:auto;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:320pt;padding-right:4pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:top;width:98.89%;">Tri-Continental
 Corporation &#8194;|&#8194;Quarterly Report 2017<BR> </TD>
<TD style="color:#002064;font-family:Arial;font-size:10pt;font-style:Normal;font-weight:Normal;line-height:13pt;padding-left:0pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:1.11%;">9
</TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;font-size:12pt;height:0pt;"> </DIV> <HR style="margin-bottom:0pt;">
<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">
  <DIV style="width:100%;"> <DIV style="width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:24pt;font-style:Normal;font-weight:Normal;line-height:27pt;text-align:left;text-decoration:none;text-transform:uppercase;">Portfolio of Investments <FONT
 style="font-size:13pt;line-height:16pt;text-transform:none;">&nbsp;&nbsp;(continued)<BR> </FONT><FONT style="font-size:11pt;line-height:14pt;text-transform:none;">Tri-Continental Corporation, March 31, 2017 (Unaudited)</FONT></DIV> </DIV>
<DIV style="margin-top:26.00pt;width:100%;" type="Block"> <DIV style="color:#002064;font-family:Arial;font-size:11pt;font-style:Normal;font-weight:bold;line-height:14pt;text-align:left;text-decoration:none;text-transform:none;">Fair value
measurements&nbsp;&nbsp;<FONT style="font-size:8pt;line-height:11pt;">(continued)<BR> Certain investments that have been measured at fair value using the net asset value (NAV) per share (or its equivalent) are not categorized in the fair value
hierarchy. The fair value amounts presented in the table are intended to reconcile the fair value hierarchy to the amounts presented in the Portfolio of Investments. The Columbia Short-Term Cash Fund seeks to provide shareholders with maximum
current income consistent with liquidity and stability of principal. Columbia Short-Term Cash Fund prices its shares with a floating NAV and no longer seeks to maintain a stable NAV.</FONT></DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">Investments falling into the Level 3 category are primarily
supported by quoted prices from brokers and dealers participating in the market for those investments. However, these may be classified as Level 3 investments due to lack of market transparency and corroboration to support these quoted prices.
Additionally, valuation models may be used as the pricing source for any remaining investments classified as Level 3. These models may rely on one or more significant unobservable inputs and/or significant assumptions by the Investment Manager.
Inputs used in valuations may include, but are not limited to, financial statement analysis, capital account balances, discount rates and estimated cash flows, and comparable company data.</DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">Under the direction of the Fund&#8217;s Board of Directors (the
Board), the Investment Manager&#8217;s Valuation Committee (the Committee) is responsible for overseeing the valuation procedures approved by the Board. The Committee consists of voting and non-voting members from various groups within the
Investment Manager&#8217;s organization, including operations and accounting, trading and investments, compliance, risk management and legal.</DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">The Committee meets at least monthly to review and approve
valuation matters, which may include a description of specific valuation determinations, data regarding pricing information received from approved pricing vendors and brokers and the results of Board-approved valuation control policies and
procedures (the Policies). The Policies address, among other things, instances when market quotations are or are not readily available, including recommendations of third party pricing vendors and a determination of appropriate pricing
methodologies; events that require specific valuation determinations and assessment of fair value techniques; securities with a potential for stale pricing, including those that are illiquid, restricted, or in default; and the effectiveness of third
party pricing vendors, including periodic reviews of vendors. The Committee meets more frequently, as needed, to discuss additional valuation matters, which may include the need to review back-testing results, review time-sensitive information or
approve related valuation actions. The Committee reports to the Board, with members of the Committee meeting with the Board at each of its regularly scheduled meetings to discuss valuation matters and actions during the period, similar to those
described earlier.</DIV> <DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">For investments categorized as Level 3,
the Committee monitors information similar to that described above, which may include: (i) data specific to the issuer or comparable issuers, (ii) general market or specific sector news and (iii) quoted prices and specific or similar security
transactions. The Committee considers this data and any changes from prior periods in order to assess the reasonableness of observable and unobservable inputs, any assumptions or internal models used to value those securities and changes in fair
value. This data is also used to corroborate, when available, information received from approved pricing vendors and brokers. Various factors impact the frequency of monitoring this information (which may occur as often as daily). However, the
Committee may determine that changes to inputs, assumptions and models are not required as a result of the monitoring procedures performed.</DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">The following table is a summary of the inputs used to value the
Fund&#8217;s investments at March 31, 2017:</DIV> <DIV style="text-align:left;">
<TABLE style="border-bottom:0.5pt solid #B2FFFF;border-collapse:collapse;empty-cells:show;margin-top:6pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="line-height:8pt;padding-right:3pt;padding-top:3pt;text-align:left;vertical-align:bottom;width:38.01%;" bgcolor="#002064">&#160; </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:3pt;padding-right:12pt;padding-top:3pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;width:11.81%;" bgcolor="#002064">Level
 1<BR> quoted prices<BR> in active<BR> markets for<BR> identical<BR> assets ($) </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:12pt;padding-right:12pt;padding-top:3pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;width:11.96%;" bgcolor="#002064">Level
 2<BR> other<BR> significant<BR> observable<BR> inputs ($) </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:12pt;padding-right:12pt;padding-top:3pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;width:13.18%;" bgcolor="#002064">Level
 3<BR> significant<BR> unobservable<BR> inputs ($) </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:12pt;padding-right:12pt;padding-top:3pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;width:12.71%;" bgcolor="#002064">Investments
<BR> measured at<BR> net asset<BR> value ($) </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-left:12pt;padding-right:4pt;padding-top:3pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:bottom;width:13.07%;" bgcolor="#002064">Total
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:3pt;padding-top:2.25pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;" bgcolor="#E6FFFF">Investments
 </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:12pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:11.81%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:12pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:11.96%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:12pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:13.18%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:12pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:12.71%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:4pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:13.07%;" bgcolor="#E6FFFF">&#160; </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:3pt;padding-top:2.25pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Common
 Stocks </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:11.81%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:11.96%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:13.18%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:12.71%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:4pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:13.07%;">&#160; </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Consumer
 Discretionary </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:9.00pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">107,676,475
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:18.00pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">107,676,475
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Consumer
 Staples </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:13.08pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">98,857,406
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">98,857,406
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Energy
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:13.08pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">70,545,846
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:40.34pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.18%;">4
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">70,545,850
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Financials
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:9.00pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">158,765,584
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:18.00pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">158,765,584
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Health
 Care </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:9.00pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">135,620,543
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:18.00pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">135,620,543
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Industrials
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:13.08pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">91,513,530
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">91,513,530
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Information
 Technology </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:9.00pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">231,000,597
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:18.00pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">231,000,597
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Materials
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:13.08pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">28,699,765
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">28,699,765
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Real
 Estate </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:13.08pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">31,269,575
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">31,269,575
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Telecommunication
 Services </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:13.08pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">27,493,635
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">27,493,635
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:20pt;padding-right:3pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Utilities
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:13.08pt;padding-right:12pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">40,251,208
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:11.96%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:13.18%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:12.71%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">40,251,208
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:20pt;padding-right:3pt;padding-top:1.5pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:38.01%;">Total
 Common Stocks </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:3pt;padding-right:12pt;padding-top:1.5pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">1,021,694,164
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:47.69pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:11.96%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:40.34pt;padding-right:12pt; padding-top:1.5pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.18%;">4
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:12.71%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:12pt;padding-right:4pt;padding-top:1.5pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">1,021,694,168
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:3pt;padding-top:1.5pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Convertible
 Bonds </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:44.68pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.81%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.96%;">147,166,433
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:18.00pt;padding-right:4pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">147,166,433
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Convertible
 Preferred Stocks </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:11.81%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:11.96%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:13.18%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:12.71%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:4pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:13.07%;">&#160; </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Consumer
 Staples </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:44.68pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.81%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20.17pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.96%;">7,829,202
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:26.17pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">7,829,202
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Energy
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:13.08pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">12,618,415
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">12,618,415
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Financials
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:17.17pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">7,767,890
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:16.09pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.96%;">12,745,879
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">20,513,769
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Health
 Care </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:13.08pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">19,199,648
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">19,199,648
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Industrials
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:17.17pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">3,845,100
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:26.17pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">3,845,100
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Information
 Technology </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:17.17pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">7,760,000
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20.17pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.96%;">4,466,025
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">12,226,025
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Materials
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:44.68pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.81%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20.17pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.96%;">3,657,580
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:26.17pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">3,657,580
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Real
 Estate </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:17.17pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">8,656,750
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:2.5pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:2.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:2.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:26.17pt;padding-right:4pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">8,656,750
 </TD></TR></TABLE> </DIV> </DIV> <DIV style="margin-top:31pt;width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;text-align:left;text-decoration:none;text-transform:none;">The accompanying Notes to Portfolio of Investments are an integral part of
this statement.<BR> </DIV> </DIV> <DIV style="margin-top:10pt;width:100%;" type="Block"> <DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:10pt;font-style:Normal;font-weight:Normal;line-height:13pt;padding-left:0pt;padding-right:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:6.67%;">10
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:2pt;text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:93.33%; ">Tri-Continental Corporation
&#8194;|&#8194;Quarterly Report 2017 </TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;font-size:12pt;height:0pt;"> </DIV> <HR style="margin-bottom:0pt;">
<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">
  <DIV style="width:100%;"> <DIV style="width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:24pt;font-style:Normal;font-weight:Normal;line-height:27pt;text-align:left;text-decoration:none;text-transform:uppercase;">Portfolio of Investments <FONT
 style="font-size:13pt;line-height:16pt;text-transform:none;">&nbsp;&nbsp;(continued)<BR> </FONT><FONT style="font-size:11pt;line-height:14pt;text-transform:none;">Tri-Continental Corporation, March 31, 2017 (Unaudited)</FONT></DIV> </DIV>
<DIV style="margin-top:26.00pt;width:100%;" type="Block"> <DIV style="color:#002064;font-family:Arial;font-size:11pt;font-style:Normal;font-weight:bold;line-height:14pt;text-align:left;text-decoration:none;text-transform:none;">Fair value
measurements&nbsp;&nbsp;<FONT style="font-size:8pt;line-height:11pt;">(continued)</FONT></DIV> <DIV style="text-align:left;">
<TABLE style="border-bottom:0.5pt solid #B2FFFF;border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="line-height:8pt;padding-bottom:2.25pt;padding-right:3pt;padding-top:3pt;text-align:left;vertical-align:bottom;width:38.01%;" bgcolor="#002064">&#160; </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:3pt;padding-right:12pt;padding-top:3pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;width:11.81%;" bgcolor="#002064">Level
 1<BR> quoted prices<BR> in active<BR> markets for<BR> identical<BR> assets ($) </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:12pt;padding-right:12pt;padding-top:3pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;width:11.96%;" bgcolor="#002064">Level
 2<BR> other<BR> significant<BR> observable<BR> inputs ($) </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:12pt;padding-right:12pt;padding-top:3pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;width:13.18%;" bgcolor="#002064">Level
 3<BR> significant<BR> unobservable<BR> inputs ($) </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:12pt;padding-right:12pt;padding-top:3pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;width:12.71%;" bgcolor="#002064">Investments
<BR> measured at<BR> net asset<BR> value ($) </TD>
<TD style="color:#FFFFFF;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:12pt;padding-right:4pt;padding-top:3pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;width:13.07%;" bgcolor="#002064">Total
 ($) </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:2.25pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Telecommunication
 Services </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:17.17pt;padding-right:12pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">6,818,550
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:2.25pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:26.17pt;padding-right:4pt;padding-top:2.25pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">6,818,550
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:20pt;padding-right:3pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Utilities
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:13.08pt;padding-right:12pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">15,984,675
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:11.96%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:13.18%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:12.71%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">15,984,675
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:20pt;padding-right:3pt;padding-top:1.5pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:38.01%;">Total
 Convertible Preferred Stocks </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:13.08pt;padding-right:12pt; padding-top:1.5pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">82,651,028
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:16.09pt;padding-right:12pt; padding-top:1.5pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.96%;">28,698,686
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:13.18%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:12.71%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:18.00pt;padding-right:4pt;padding-top:1.5pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">111,349,714
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:3pt;padding-top:1.5pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Corporate
 Bonds &amp; Notes </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:44.68pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.81%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.96%;">219,869,189
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.18%;">2,170,000
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:18.00pt;padding-right:4pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">222,039,189
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Limited
 Partnerships </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:11.81%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:11.96%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:13.18%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:12.71%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:4pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:13.07%;">&#160; </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Energy
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:17.17pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">3,934,000
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:26.17pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">3,934,000
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Industrials
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:17.17pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">3,951,150
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:26.17pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">3,951,150
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:20pt;padding-right:3pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Utilities
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:17.17pt;padding-right:12pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">5,767,250
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:11.96%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:13.18%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:12.71%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:26.17pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">5,767,250
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:20pt;padding-right:3pt;padding-top:1.5pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:38.01%;">Total
 Limited Partnerships </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:13.08pt;padding-right:12pt; padding-top:1.5pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">13,652,400
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:47.69pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:11.96%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:13.18%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:12.71%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:22.08pt;padding-right:4pt;padding-top:1.5pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">13,652,400
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:3pt;padding-top:1.5pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Preferred
 Debt </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:13.08pt;padding-right:12pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">16,312,250
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1.5pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:22.08pt;padding-right:4pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">16,312,250
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Preferred
 Stocks </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:11.81%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:11.96%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:13.18%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:12.71%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:4pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:13.07%;">&#160; </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Financials
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:17.17pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">3,814,500
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:26.17pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">3,814,500
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Senior
 Loans </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:44.68pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.81%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:16.09pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.96%;">10,197,526
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">10,197,526
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Warrants
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:44.68pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.81%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:40.34pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.18%;">0*
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:54.50pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">0*
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:12pt;padding-right:3pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:38.01%;">Money
 Market Funds </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:17.17pt;padding-right:12pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">6,385,786
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:11.96%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:13.18%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:12pt;padding-right:12pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.71%;">7,230,224
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:22.08pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">13,616,010
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:4pt;padding-right:3pt;padding-top:1.5pt;text-align:left; text-decoration:none;text-transform:none;vertical-align:top;width:38.01%;">Total
 Investments </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:3pt;padding-right:12pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">1,144,510,128
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:12pt;padding-right:12pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.96%;">405,931,834
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:12pt;padding-right:12pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.18%;">2,170,004
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:12pt;padding-right:12pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.71%;">7,230,224
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:12pt;padding-right:4pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">1,559,842,190
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:bold;line-height:11pt;padding-bottom:2.25pt;padding-left:4pt;padding-right:3pt;padding-top:1.5pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;" bgcolor="#E6FFFF">Derivatives
 </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:12pt;padding-top:1.5pt;text-align:right;vertical-align:bottom;width:11.81%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:12pt;padding-top:1.5pt;text-align:right;vertical-align:bottom;width:11.96%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:12pt;padding-top:1.5pt;text-align:right;vertical-align:bottom;width:13.18%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:12pt;padding-top:1.5pt;text-align:right;vertical-align:bottom;width:12.71%;" bgcolor="#E6FFFF">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:2.25pt;padding-right:4pt;padding-top:1.5pt;text-align:right;vertical-align:bottom;width:13.07%;" bgcolor="#E6FFFF">&#160; </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:3pt;padding-top:2.25pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Asset
 </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:11.81%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:11.96%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:13.18%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:12.71%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:4pt;padding-top:2.25pt;text-align:right;vertical-align:bottom;width:13.07%;">&#160; </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:20pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;width:38.01%;">Futures
 Contracts </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:31.34pt;padding-right:12pt;padding-top:1pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">1,215
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:11.96%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:13.18%;">&#8212;
 </TD>
<TD style="color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal;line-height:11pt;line-height:11pt; padding-bottom:1pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;vertical-align:bottom;white-space:nowrap;
width:12.71%;">&#8212;
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:40.34pt;padding-right:4pt;padding-top:1pt;text-align:right;text-decoration:none; text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">1,215
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1pt;padding-left:12pt;padding-right:3pt;padding-top:1pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Liability
 </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:11.81%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:11.96%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:13.18%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:12pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:12.71%;">&#160; </TD>
<TD style="line-height:0pt;padding-bottom:1pt;padding-right:4pt;padding-top:1pt;text-align:right;vertical-align:bottom;width:13.07%;">&#160; </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:20pt;padding-right:3pt;padding-top:1pt; text-align:left;text-decoration:none;text-transform:none;vertical-align:top;width:38.01%;">Futures
 Contracts </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:24.80pt;padding-right:12pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">(16,704)
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:47.69pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:11.96%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:13.18%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;color:#002064;font-family:Arial;font-family:Arial;font-size:8pt;font-size:8pt;font-style:Normal;font-style:Normal;font-weight:Normal;font-weight:Normal; line-height:11pt;line-height:11pt;padding-bottom:1.5pt;padding-left:39.52pt;padding-right:12pt;padding-top:1pt;text-align:right;text-decoration:none;text-decoration:none;text-transform:none;text-transform:none;
vertical-align:bottom;white-space:nowrap;width:12.71%;">&#8212;
 </TD>
<TD style="border-bottom:0.5pt solid #B2FFFF;color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:1.5pt;padding-left:33.80pt;padding-right:4pt;padding-top:1pt; text-align:right;text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">(16,704)
 </TD></TR>
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:4pt;padding-right:3pt;padding-top:1.5pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:38.01%;">Total
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:3pt;padding-right:12pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.81%;">1,144,494,639
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:12pt;padding-right:12pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:11.96%;">405,931,834
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:12pt;padding-right:12pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.18%;">2,170,004
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:12pt;padding-right:12pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:12.71%;">7,230,224
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-bottom:2.5pt;padding-left:12pt;padding-right:4pt;padding-top:1.5pt;text-align:right; text-decoration:none;text-transform:none;vertical-align:bottom;white-space:nowrap;width:13.07%;">1,559,826,701
 </TD></TR></TABLE> </DIV> <DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;text-align:right;text-decoration:none;text-transform:none;">&nbsp;&nbsp;&nbsp;&nbsp;</DIV>
<DIV style="text-align:left;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:0pt;padding-right:1.5pt;padding-top:7.25pt;text-align:left;text-decoration:none; text-transform:none;vertical-align:top;white-space:nowrap;width:2.22%;">*
 </TD>
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:1.5pt;padding-top:7.25pt;text-align:left;text-decoration:none;text-transform:none; vertical-align:top;width:98.06%;">Rounds
to zero. </TD></TR></TABLE> </DIV> <DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:9pt;text-align:left;text-decoration:none;text-transform:none;">See the Portfolio of
Investments for all investment classifications not indicated in the table.</DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">The Fund&#8217;s assets assigned to the Level 2 input category
are generally valued using the market approach, in which a security&#8217;s value is determined through reference to prices and information from market transactions for similar or identical assets.</DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">Derivative instruments are valued at unrealized appreciation
(depreciation).</DIV> <DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">There were no transfers of financial
assets between levels during the period.</DIV> <DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">The Fund does
not hold any significant investments (greater than one percent of net assets) categorized as Level 3.</DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">The Fund&#8217;s assets assigned to the Level 3 category are
valued utilizing the valuation technique deemed the most appropriate in the circumstances.</DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">Certain common stock and warrants classified as Level 3 are
valued using an income approach. To determine fair value for these securities, management considered estimates of future distributions from the liquidation of the company assets. Significant increases (decreases) to any of these inputs would result
in a significantly lower (higher) fair value measurement.</DIV>
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;margin-top:3pt;text-align:left;text-decoration:none;text-transform:none;">Certain corporate bonds classified as Level 3 securities are
valued using the market approach and utilize single market quotations from broker dealers which may have included, but were not limited to, observable transactions for identical or similar assets in the market and the distressed nature of the
security. The appropriateness of fair values for these securities is monitored on an ongoing basis which may include results of back testing, manual price reviews and other control procedures. Significant increases (decreases) to any of these inputs
would result in a significantly lower (higher) valuation measurement.</DIV> </DIV> <DIV style="margin-top:135pt;width:100%;" type="Block">
<DIV style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;text-align:left;text-decoration:none;text-transform:none;">The accompanying Notes to Portfolio of Investments are an integral part of
this statement.<BR> </DIV> </DIV> <DIV style="margin-top:10pt;width:100%;" type="Block"> <DIV style="text-align:right;">
<TABLE style="border-collapse:collapse;empty-cells:show;margin-left:auto;margin-top:0pt;width:100%;" cellpadding="0" cellspacing="0">
<TR style="page-break-inside:avoid;">
<TD style="color:#002064;font-family:Arial;font-size:8pt;font-style:Normal;font-weight:Normal;line-height:11pt;padding-left:320pt;padding-right:4pt;text-align:right;text-decoration:none;text-transform:none; vertical-align:top;width:97.78%;">Tri-Continental
 Corporation &#8194;|&#8194;Quarterly Report 2017<BR> </TD>
<TD style="color:#002064;font-family:Arial;font-size:10pt;font-style:Normal;font-weight:Normal;line-height:13pt;padding-left:0pt;text-align:right;text-decoration:none;text-transform:none;vertical-align:top; white-space:nowrap;width:2.22%;">11
</TD></TR></TABLE> </DIV> </DIV> </DIV> <DIV style="clear:both;font-size:12pt;height:0pt;"> </DIV>
<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;2. Controls and Procedures. </B></P>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(a)</TD>
<TD ALIGN="left" VALIGN="top">The registrant&#146;s principal executive officer and principal financial officer, based on their evaluation of the registrant&#146;s disclosure controls and procedures as of a date within 90 days of the filing of this
report, have concluded that such controls and procedures are adequately designed to ensure that information required to be disclosed by the registrant in Form <FONT STYLE="white-space:nowrap">N-Q</FONT> is accumulated and communicated to the
registrant&#146;s management, including the principal executive officer and principal financial officer, or persons performing similar functions, as appropriate to allow timely decisions regarding required disclosure. </TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(b)</TD>
<TD ALIGN="left" VALIGN="top">There was no change in the registrant&#146;s internal control over financial reporting that occurred during the registrant&#146;s last fiscal quarter that has materially affected, or is reasonably likely to materially
affect, the registrant&#146;s internal control over financial reporting. </TD></TR></TABLE> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;3. Exhibits. </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Certifications pursuant to <FONT STYLE="white-space:nowrap">Rule&nbsp;30a-2(a)&nbsp;under</FONT> the Investment Company Act of 1940 (17 CFR <FONT
STYLE="white-space:nowrap">270.30a-2(a))</FONT> attached hereto as Exhibit&nbsp;99.CERT. </P>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>SIGNATURES </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized. </P> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="90%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt">


<TR>
<TD WIDTH="8%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="91%"></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">(registrant)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">
<P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman"><FONT STYLE="white-space:nowrap">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Tri-Continental</FONT> Corporation</P></TD></TR></TABLE> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="90%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt">


<TR>
<TD WIDTH="18%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="81%"></TD></TR>

<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" NOWRAP>By (Signature and Title)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"> <P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;/s/ Christopher O.
Petersen</P></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Christopher O. Petersen, President and Principal Executive Officer</TD></TR></TABLE> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="80%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt">


<TR>
<TD WIDTH="3%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="96%"></TD></TR>

<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">Date</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">
<P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;May&nbsp;22, 2017</P></TD></TR>
</TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has
been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. </P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="90%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt">


<TR>
<TD WIDTH="18%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="81%"></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" NOWRAP>By (Signature and Title)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"> <P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;/s/ Christopher O.
Petersen</P></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Christopher O. Petersen, President and Principal Executive Officer</TD></TR></TABLE> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="90%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt">


<TR>
<TD WIDTH="3%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="96%"></TD></TR>

<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">Date</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">
<P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;May&nbsp;22, 2017</P></TD></TR></TABLE>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="90%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt">


<TR>
<TD WIDTH="18%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="81%"></TD></TR>

<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" NOWRAP>By (Signature and Title)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"> <P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;/s/ Michael G. Clarke</P></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Michael G. Clarke, Treasurer and Chief Financial Officer</TD></TR></TABLE>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="90%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt">


<TR>
<TD WIDTH="3%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="96%"></TD></TR>

<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">Date</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">
<P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;May&nbsp;22, 2017</P></TD></TR>
</TABLE>
</BODY></HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.CERT
<SEQUENCE>2
<FILENAME>d585913dex99cert.htm
<DESCRIPTION>SECTION 302 CERTIFICATION
<TEXT>
<HTML><HEAD>
<TITLE>Section 302 Certification</TITLE>
</HEAD>
 <BODY BGCOLOR="WHITE">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">I, Michael G. Clarke, certify that: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left">1.</TD>
<TD ALIGN="left" VALIGN="top">I have reviewed this report on Form <FONT STYLE="white-space:nowrap">N-Q</FONT> of <FONT STYLE="white-space:nowrap">Tri-Continental</FONT> Corporation; </TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left">2.</TD>
<TD ALIGN="left" VALIGN="top">Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such
statements were made, not misleading with respect to the period covered by this report; </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left">3.</TD>
<TD ALIGN="left" VALIGN="top">Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
</TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left">4.</TD>
<TD ALIGN="left" VALIGN="top">The registrant&#146;s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule <FONT STYLE="white-space:nowrap">30a-3(c)</FONT> under the
Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule <FONT STYLE="white-space:nowrap">30a-3(d)</FONT> under the Investment Company Act of 1940) for the registrant and have: </TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(a)</TD>
<TD ALIGN="left" VALIGN="top">designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its
consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(b)</TD>
<TD ALIGN="left" VALIGN="top">designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of
financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(c)</TD>
<TD ALIGN="left" VALIGN="top">evaluated the effectiveness of the registrant&#146;s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within
90 days prior to the filing date of this report based on such evaluation; and </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(d)</TD>
<TD ALIGN="left" VALIGN="top">disclosed in this report any change in the registrant&#146;s internal control over financial reporting that occurred during the registrant&#146;s most recent fiscal quarter that has materially affected, or is reasonably
likely to materially affect, the registrant&#146;s internal control over financial reporting; and </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left">5.</TD>
<TD ALIGN="left" VALIGN="top">The registrant&#146;s other certifying officer(s) and I have disclosed to the registrant&#146;s auditors and the audit committee of the registrant&#146;s board of directors (or persons performing the equivalent
functions): </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(a)</TD>
<TD ALIGN="left" VALIGN="top">all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant&#146;s ability to record,
process, summarize, and report financial information; and </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(b)</TD>
<TD ALIGN="left" VALIGN="top">any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant&#146;s internal control over financial reporting. </TD></TR></TABLE>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt">


<TR>
<TD WIDTH="47%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="4%"></TD>
<TD VALIGN="bottom"></TD>
<TD></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="46%"></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">Date: May 22, 2017</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"> <P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;/s/ Michael
G. Clarke</P></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Michael G. Clarke, Treasurer and Chief</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Financial Officer</TD></TR>
</TABLE>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">I, Christopher O. Petersen, certify that: </P>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left">1.</TD>
<TD ALIGN="left" VALIGN="top">I have reviewed this report on Form <FONT STYLE="white-space:nowrap">N-Q</FONT> of <FONT STYLE="white-space:nowrap">Tri-Continental</FONT> Corporation; </TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left">2.</TD>
<TD ALIGN="left" VALIGN="top">Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such
statements were made, not misleading with respect to the period covered by this report; </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left">3.</TD>
<TD ALIGN="left" VALIGN="top">Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
</TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left">4.</TD>
<TD ALIGN="left" VALIGN="top">The registrant&#146;s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule <FONT STYLE="white-space:nowrap">30a-3(c)</FONT> under the
Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule <FONT STYLE="white-space:nowrap">30a-3(d)</FONT> under the Investment Company Act of 1940) for the registrant and have: </TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(a)</TD>
<TD ALIGN="left" VALIGN="top">designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its
consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(b)</TD>
<TD ALIGN="left" VALIGN="top">designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of
financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(c)</TD>
<TD ALIGN="left" VALIGN="top">evaluated the effectiveness of the registrant&#146;s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within
90 days prior to the filing date of this report based on such evaluation; and </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(d)</TD>
<TD ALIGN="left" VALIGN="top">disclosed in this report any change in the registrant&#146;s internal control over financial reporting that occurred during the registrant&#146;s most recent fiscal quarter that has materially affected, or is reasonably
likely to materially affect, the registrant&#146;s internal control over financial reporting; and </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left">5.</TD>
<TD ALIGN="left" VALIGN="top">The registrant&#146;s other certifying officer(s) and I have disclosed to the registrant&#146;s auditors and the audit committee of the registrant&#146;s board of directors (or persons performing the equivalent
functions): </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(a)</TD>
<TD ALIGN="left" VALIGN="top">all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant&#146;s ability to record,
process, summarize, and report financial information; and </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">(b)</TD>
<TD ALIGN="left" VALIGN="top">any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant&#146;s internal control over financial reporting. </TD></TR></TABLE>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt">


<TR>
<TD WIDTH="47%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="4%"></TD>
<TD VALIGN="bottom"></TD>
<TD></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="46%"></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">Date: May 22, 2017</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"> <P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;/s/
Christopher O. Petersen</P></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Christopher O. Petersen, President and Principal</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Executive Officer</TD></TR>
</TABLE>
</BODY></HTML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
