EX-FILING FEES 16 d770361dexfilingfees.htm EX-FILING FEES

Exhibit (s)

EX. FILING FEES

Calculation of Filing Fee Tables

Form N-2

(Form Type)

Tri-Continental Corporation

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

|  | Security Type |  | Security Class Title |  | Fee Calculation or Carry Forward Rule |  | Amount Registered |  | Proposed Maximum Offering Price Per Unit |  | Maximum Aggregate Offering Price |  | Fee Rate |  | Amount of Registration Fee |  | Carry Forward Form Type |  | Carry Forward File Number |  | Carry Forward Initial effective date |  | Filing Fee Previously Paid in Connection with Unpaid Securities to be Carried Forward
Carry Forward Securities
Carry Forward Securities |  | Equity |  | Common Shares(a) |  | 415(a)(6) |  | 762,714 |  |  |  | $27,080,000 |  |  |  |  |  | Form N-2 |  | 333-104669 |  | May 1, 2003 |  | $2,190.77
|  | Equity |  | Common Shares(a) |  | 415(a)(6) |  | 400,000 |  |  |  | $10,356,000 |  |  |  |  |  | Form N-2 |  | 333-236947 |  | April 30, 2020 |  | $1,344.21
|  | Total Offering Amounts |  |  |  | $37,436,000 |  |  |  |  |  |  |  |  |  |  |  |
|  | Total Fees Previously Paid |  |  |  |  |  |  |  | $3,534.98 |  |  |  |  |  |  |  |
|  | Total Fee Offsets |  |  |  |  |  |  |  | $3,534.98 |  |  |  |  |  |  |  |
|  | Net Fee Due |  |  |  |  |  |  |  | $0(b) |  |  |  |  |  |  |  |

(a) | Unsold securities for which the registration fee was previously paid in connection with the Registrant’s previous Registration Statement on Form N-2 (File No. 333-236947) and securities previously registered and carried forward under this Registration Statement pursuant to Rule 415(a)(6) under the Securities Act.

(b) | Pursuant to Rule 415(a)(6) under the Securities Act, the Registrant is carrying forward to this Registration Statement unsold securities that the Registrant previously registered on its Registration Statement on Form N-2 (File No. 333-236947) (the “Prior Registration Statement”). Filing fees have been previously paid in connection with these unsold securities. Pursuant to Rule 415(a)(6) under the Securities Act, the filing fee previously paid with respect to such unsold securities will continue to be applied to such unsold securities. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of unsold securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this Registration Statement.