<SEC-DOCUMENT>0001193125-24-112652-index.html : 20240425 <SEC-HEADER>0001193125-24-112652.hdr.sgml : 20240425 <ACCEPTANCE-DATETIME>20240425115455 ACCESSION NUMBER: 0001193125-24-112652 CONFORMED SUBMISSION TYPE: N-2ASR PUBLIC DOCUMENT COUNT: 50 FILED AS OF DATE: 20240425 DATE AS OF CHANGE: 20240425 EFFECTIVENESS DATE: 20240425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP CENTRAL INDEX KEY: 0000099614 ORGANIZATION NAME: IRS NUMBER: 135441850 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-2ASR SEC ACT: 1940 Act SEC FILE NUMBER: 811-00266 FILM NUMBER: 24874197 BUSINESS ADDRESS: STREET 1: 290 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 290 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: TRI CONTINENTAL CORP DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP CENTRAL INDEX KEY: 0000099614 ORGANIZATION NAME: IRS NUMBER: 135441850 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-2ASR SEC ACT: 1933 Act SEC FILE NUMBER: 333-278928 FILM NUMBER: 24874196 BUSINESS ADDRESS: STREET 1: 290 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 290 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: TRI CONTINENTAL CORP DATE OF NAME CHANGE: 19920703 <IS-FILER-A-NEW-REGISTRANT>N <IS-FILER-A-WELL-KNOWN-SEASONED-ISSUER>Y <FILED-PURSUANT-TO-GENERAL-INSTRUCTION-A2>Y <IS-FUND-24F2-ELIGIBLE>N </SEC-HEADER> <DOCUMENT> <TYPE>N-2ASR <SEQUENCE>1 <FILENAME>d770361dn2asr.htm <DESCRIPTION>N-2ASR <TEXT> Document 1 - file: d770361dn2asr.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-101.SCH <SEQUENCE>2 <FILENAME>tcc-20240425.xsd <DESCRIPTION>XBRL TAXONOMY EXTENSION SCHEMA <TEXT> Document 2 - file: tcc-20240425.xsd
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(1)(I) <SEQUENCE>3 <FILENAME>d770361dex99k1i.htm <DESCRIPTION>(K)(1)(I) SCHEDULE A (7-1-2023) AND SCHEDULE B TO STOCKHOLDER SERVICE AGENT AGRE <TEXT> Document 3 - file: d770361dex99k1i.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(N) <SEQUENCE>4 <FILENAME>d770361dex99n.htm <DESCRIPTION>(N) PWC CONSENT <TEXT> Document 4 - file: d770361dex99n.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(Q)(1) <SEQUENCE>5 <FILENAME>d770361dex99q1.htm <DESCRIPTION>(Q)(1) SIMPLE IRA KIT FOR EMPLOYEES <TEXT> Document 5 - file: d770361dex99q1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(Q)(2) <SEQUENCE>6 <FILENAME>d770361dex99q2.htm <DESCRIPTION>(Q)(2) TRADITIONAL IRA OR SEP IRA KIT <TEXT> Document 6 - file: d770361dex99q2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(Q)(3) <SEQUENCE>7 <FILENAME>d770361dex99q3.htm <DESCRIPTION>(Q)(3) IRA OR SEP IRA KIT <TEXT> Document 7 - file: d770361dex99q3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(Q)(4) <SEQUENCE>8 <FILENAME>d770361dex99q4.htm <DESCRIPTION>(Q)(4) ADDRESS CHANGE FORM <TEXT> Document 8 - file: d770361dex99q4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(Q)(5) <SEQUENCE>9 <FILENAME>d770361dex99q5.htm <DESCRIPTION>(Q)(5) IRA DISTRIBUTION REQUEST FORM <TEXT> Document 9 - file: d770361dex99q5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(Q)(6) <SEQUENCE>10 <FILENAME>d770361dex99q6.htm <DESCRIPTION>(Q)(6) NAME CHANGE AUTHORIZATION FORM <TEXT> Document 10 - file: d770361dex99q6.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(Q)(7) <SEQUENCE>11 <FILENAME>d770361dex99q7.htm <DESCRIPTION>(Q)(7) TRUSTEE CERTIFICATION FORM <TEXT> Document 11 - file: d770361dex99q7.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(Q)(8) <SEQUENCE>12 <FILENAME>d770361dex99q8.htm <DESCRIPTION>(Q)(8) IRA BENEFICIARY DESIGNATION FORM <TEXT> Document 12 - file: d770361dex99q8.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(Q)(9) <SEQUENCE>13 <FILENAME>d770361dex99q9.htm <DESCRIPTION>(Q)(9) TRANSFER ON DEATH REGISTRATION REQUEST FORM <TEXT> Document 13 - file: d770361dex99q9.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(Q)(10) <SEQUENCE>14 <FILENAME>d770361dex99q10.htm <DESCRIPTION>(Q)(10) ROTH IRA CUSTODIAL AGREE AND DISCLOSURE STATEMENT <TEXT> Document 14 - file: d770361dex99q10.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(Q)(11) <SEQUENCE>15 <FILENAME>d770361dex99q11.htm <DESCRIPTION>(Q)(11) TRANSFER OF OWNERSHIP REQUEST FORM <TEXT> Document 15 - file: d770361dex99q11.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-FILING FEES <SEQUENCE>16 <FILENAME>d770361dexfilingfees.htm <DESCRIPTION>EX-FILING FEES <TEXT> Document 16 - file: d770361dexfilingfees.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>g770361dsp00109a.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: g770361dsp00109a.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>g770361dsp00129.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: g770361dsp00129.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>g770361dsp00140.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: g770361dsp00140.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>g770361dsp004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: g770361dsp004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>g770361dsp005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: g770361dsp005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>g770361dsp0059.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: g770361dsp0059.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>g770361dsp0062.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: g770361dsp0062.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>g770361dsp0069.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 25 - file: g770361dsp0069.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>g770361dsp0075.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: g770361dsp0075.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>g770361dsp0076.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: g770361dsp0076.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>g770361dsp0077.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 28 - file: g770361dsp0077.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>g770361dsp0097.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: g770361dsp0097.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>g770361dsp0099.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: g770361dsp0099.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>g770361dsp102.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: g770361dsp102.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>g770361dsp166.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 32 - file: g770361dsp166.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>g770361dsp168.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: g770361dsp168.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>g770361dsp24.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 34 - file: g770361dsp24.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>g770361dsp24a.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 35 - file: g770361dsp24a.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>g770361dsp76a.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 36 - file: g770361dsp76a.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>g770361dsp99.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 37 - file: g770361dsp99.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>g770361g2coltnlogospot.gif <DESCRIPTION>GRAPHIC <TEXT> Document 38 - file: g770361g2coltnlogospot.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>g770361g2cyanblocks.gif <DESCRIPTION>GRAPHIC <TEXT> Document 39 - file: g770361g2cyanblocks.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>g770361g2imgf0c13fd81.gif <DESCRIPTION>GRAPHIC <TEXT> Document 40 - file: g770361g2imgf0c13fd81.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>g770361g2logocolor.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 41 - file: g770361g2logocolor.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>g790931img5c3400901.gif <DESCRIPTION>GRAPHIC <TEXT> Document 42 - file: g790931img5c3400901.gif
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>45 <FILENAME>Show.js <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 45 - file: Show.js
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>46 <FILENAME>report.css <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 46 - file: report.css
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>48 <FILENAME>FilingSummary.xml <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 48 - file: FilingSummary.html
Document 48 - RAW XML: FilingSummary.xml
</DOCUMENT> <DOCUMENT> <TYPE>JSON <SEQUENCE>51 <FILENAME>MetaLinks.json <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 51 - file: MetaLinks.json
</DOCUMENT> <DOCUMENT> <TYPE>ZIP <SEQUENCE>52 <FILENAME>0001193125-24-112652-xbrl.zip <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 52 - file: 0001193125-24-112652-xbrl.zip
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>55 <FILENAME>d770361dn2asr_htm.xml <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 55 - file: d770361dn2asr_htm.html
Document 55 - RAW XML: d770361dn2asr_htm.xml
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>56 <FILENAME>R1.htm <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 56 - file: R1.htm
</DOCUMENT> </SEC-DOCUMENT>