<SEC-DOCUMENT>0000892712-20-000223.txt : 20200529
<SEC-HEADER>0000892712-20-000223.hdr.sgml : 20200529
<ACCEPTANCE-DATETIME>20200529161941
ACCESSION NUMBER:		0000892712-20-000223
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		2
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20191231
</ITEM>
<ITEM>
<ITEM-NUMBER>1.02
<ITEM-PERIOD>20191231
</ITEM>
</RULE>
FILED AS OF DATE:		20200529
DATE AS OF CHANGE:		20200529

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			KOHLS Corp
		CENTRAL INDEX KEY:			0000885639
		STANDARD INDUSTRIAL CLASSIFICATION:	RETAIL-DEPARTMENT STORES [5311]
		IRS NUMBER:				391630919
		STATE OF INCORPORATION:			WI
		FISCAL YEAR END:			0201

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-11084
		FILM NUMBER:		20928120

	BUSINESS ADDRESS:	
		STREET 1:		N56 W17000 RIDGEWOOD DR
		CITY:			MENOMONEE FALLS
		STATE:			WI
		ZIP:			53051
		BUSINESS PHONE:		262 703 7000

	MAIL ADDRESS:	
		STREET 1:		N56 W17000 RIDGEWOOD DR
		CITY:			MENOMONEE FALLS
		STATE:			WI
		ZIP:			53051

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	KOHLS CORPORATION
		DATE OF NAME CHANGE:	19930328
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>ksssd.htm
<TEXT>
<HTML>
<HEAD>
<TITLE>KOHL'S CORPORATION</TITLE>
</HEAD>
<BODY>
<P style='font:12pt Times New Roman;margin:0'><A name=filing_1 /><A name=doc_1_1 />&nbsp;</P>
<P align=center style='font:14pt Arial;margin:0;color:#000000'><B>UNITED STATES</B></P>
<P align=center style='font:14pt Arial;margin:0;color:#000000'><B>SECURITIES AND EXCHANGE COMMISSION</B></P>
<P align=center style='font:14pt Arial;margin:0;color:#000000'><B>Washington, D.C. 20549</B></P>
<P align=center style='font:14pt Arial;margin:0;color:#000000'>&#160;</P>
<P align=center style='font:14pt Arial;margin:0;color:#000000'><B>FORM SD</B></P>
<P align=center style='font:14pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'><B>SPECIALIZED DISCLOSURE REPORT</B></P>
<P align=center style='font:11pt Arial;margin:0;color:#000000'><B>KOHL&#8217;S CORPORATION</B></P>
<P align=center style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>(Exact name of registrant as specified in its charter)</P>
<TABLE align=center style=border-collapse:collapse><TR style=height:3.3pt><TD valign=middle style=width:37.75pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:120.5pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD colspan=2 valign=middle style=width:74.65pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:95.05pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:24.35pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD colspan=2 valign=middle style=width:120.45pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:28.95pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:3.55pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:3.75pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:12.4pt><TD colspan=9 valign=middle style=width:501.7pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:3.55pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:3.75pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:12.4pt><TD colspan=2 valign=middle style=width:158.25pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=3 valign=middle style=width:169.7pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=4 valign=middle style=width:173.75pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:3.55pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:3.75pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:13.6pt><TD colspan=3 valign=top style='width:184.5pt;border-bottom:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin:0;color:#000000'>Wisconsin</P>
</TD><TD colspan=4 valign=top style='width:169.7pt;border-bottom:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin:0;color:#000000'>001-11084</P>
</TD><TD colspan=5 valign=top style='width:173.75pt;border-bottom:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin:0;color:#000000'>39-1630919</P>
</TD><TD valign=middle style=width:3.55pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:3.75pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:12.4pt><TD colspan=3 valign=bottom style=width:184.5pt><P align=center style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=4 valign=bottom style=width:169.7pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=5 valign=bottom style=width:173.75pt><P align=center style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:3.55pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:3.75pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:27.2pt><TD colspan=3 valign=top style=width:184.5pt><P align=center style='font:11pt Arial;margin:0;color:#000000'>(State or other jurisdiction of</P>
<P align=center style='font:11pt Arial;margin:0;color:#000000'>incorporation or organization)</P>
</TD><TD colspan=4 valign=top style=width:169.7pt><P align=center style='font:11pt Arial;margin:0;color:#000000'>(Commission</P>
<P align=center style='font:11pt Arial;margin:0;color:#000000'>File Number)</P>
</TD><TD colspan=5 valign=top style=width:173.75pt><P align=center style='font:11pt Arial;margin:0;color:#000000'>(IRS Employer</P>
<P align=center style='font:11pt Arial;margin:0;color:#000000'>Identification No.)</P>
</TD><TD valign=middle style=width:3.55pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:3.75pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:12.4pt><TD colspan=11 valign=middle style=width:509pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD></TR>
<TR style=height:12.4pt><TD colspan=4 valign=middle style=width:232.9pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=2 valign=middle style=width:119.4pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=5 valign=middle style=width:156.7pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD></TR>
<TR style=height:27.25pt><TD colspan=4 valign=top style='width:232.9pt;border-bottom:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin:0;color:#000000'>N56 W17000 Ridgewood Drive</P>
<P align=center style='font:11pt Arial;margin:0;color:#000000'>Menomonee Falls, Wisconsin</P>
</TD><TD colspan=2 valign=bottom style='width:119.4pt;border-bottom:0.75pt solid #000000'><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=5 valign=bottom style='width:156.7pt;border-bottom:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin:0;color:#000000'>53051</P>
</TD></TR>
<TR style=height:12.4pt><TD colspan=4 valign=bottom style=width:232.9pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=2 valign=bottom style=width:119.4pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=5 valign=bottom style=width:156.7pt><P align=center style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD></TR>
<TR style=height:13.6pt><TD colspan=4 valign=top style=width:232.9pt><P align=center style='font:11pt Arial;margin:0;color:#000000'>(Address of principal executive offices)</P>
</TD><TD colspan=2 valign=bottom style=width:119.4pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=5 valign=bottom style=width:156.7pt><P align=center style='font:11pt Arial;margin:0;color:#000000'>(Zip Code)</P>
</TD></TR>
<TR style=height:12.4pt><TD colspan=10 valign=middle style=width:505.25pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:3.75pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:12.4pt><TD valign=middle style=width:37.75pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=5 valign=middle style=width:314.55pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=2 valign=middle style=width:120.45pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=2 valign=middle style=width:32.5pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:3.75pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:13.6pt><TD valign=bottom style='width:37.75pt;border-bottom:0.75pt solid #000000'><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=5 valign=top style='width:314.55pt;border-bottom:0.75pt solid #000000'><P style='font:11pt Arial;margin:0;color:#000000'>Jason J. Kelroy (EVP, General Counsel &amp; Secretary)</P>
</TD><TD colspan=2 valign=bottom style='width:120.45pt;border-bottom:0.75pt solid #000000'><P align=right style='font:11pt Arial;margin:0;color:#000000'>(262) 703-7000&#160;</P>
</TD><TD colspan=2 valign=bottom style='width:32.5pt;border-bottom:0.75pt solid #000000'><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:3.75pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:12.4pt><TD valign=bottom style=width:37.75pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=5 valign=bottom style=width:314.55pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=2 valign=bottom style=width:120.45pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=2 valign=bottom style=width:32.5pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:3.75pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:27.25pt><TD colspan=10 valign=top style=width:505.25pt><P align=center style='font:11pt Arial;margin:0;color:#000000'>(Name and telephone number, including area code, of the</P>
<P align=center style='font:11pt Arial;margin:0;color:#000000'>person to contact in connection with this report.)&#160;</P>
</TD><TD valign=middle style=width:3.75pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
</TABLE>
<P align=center style='font:10pt Times New Roman;margin-top:0pt;margin-bottom:9.9pt;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:</P>
<TABLE style=border-collapse:collapse><TR style=height:3.3pt><TD valign=middle style=width:70.2pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:425.7pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:12.4pt><TD valign=middle style=width:70.2pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:425.7pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD></TR>
<TR style=height:27.25pt><TD valign=top style=width:70.2pt><P style='font:11pt Arial;margin:0;margin-left:2.2pt;color:#000000'>_&#8730;__</P>
</TD><TD valign=top style=width:425.7pt><P style='font:11pt Arial;margin:0;color:#000000'>Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019</P>
</TD></TR>
</TABLE>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:1pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;color:#000000'><B>Section 1 - Conflict Minerals Disclosure</B></P>
<P style='font:11pt Arial;margin:0;color:#000000'><B>Item 1.01 Conflict Minerals Disclosure and Report</B></P>
<P style='font:11pt Arial;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;color:#000000'>As provided for in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD, a Conflict Minerals Report is provided as an exhibit to this Form SD and is available at the following website:<FONT style=color:#0000FF> </FONT>http://corporate.kohls.com/investors/financial-information<FONT style=font-size:10.5pt>.</FONT></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>The information contained on our website is not incorporated by reference into this Form SD or our Conflict Minerals Report and should not be considered part of this report or the Conflict Minerals Report.</P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'><B>Item 1.02 Exhibit</B></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>The Conflict Minerals Report described in Item 1.01 is filed as Exhibit 1.01 to this Form SD.</P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin-top:6.6pt;margin-bottom:0pt;color:#000000'><B>Section 2 - Exhibits</B></P>
<P style='font:11pt Arial;margin-top:13.2pt;margin-bottom:0pt;color:#000000'><B>Item 2.01 Exhibits</B></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>Exhibit 1.01 - Conflict Minerals Report for the calendar year ended December 31, 2019.</P>
<P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<P style='font:12pt Times New Roman;margin:0;color:#000000'>&nbsp;</P>
<P style='font:12pt Times New Roman;margin:0;color:#000000'>&nbsp;</P>
<P style='font:12pt Times New Roman;margin:0;color:#000000'>&nbsp;</P>
<P style='font:12pt Times New Roman;margin:0;color:#000000'>&nbsp;</P>
<P style='font:12pt Times New Roman;margin:0;color:#000000'>&nbsp;</P>
<P style='font:2pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:2pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;color:#000000'><B>SIGNATURES</B></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.</P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'><B>Kohl&#8217;s Corporation</B></P>
<TABLE style=border-collapse:collapse><TR style=height:3.3pt><TD valign=middle style=width:15.8pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:305.7pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:73.8pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:131.8pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:12.4pt><TD colspan=4 valign=middle style=width:527.1pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD></TR>
<TR style=height:12.4pt><TD valign=middle style=width:15.8pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:305.7pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:73.8pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:131.8pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD></TR>
<TR style=height:13.6pt><TD valign=bottom style='width:15.8pt;border-bottom:0.75pt solid #FFFFFF'><P style='font:11pt Arial;margin:0;color:#000000'>&#160;</P>
</TD><TD valign=bottom style='width:305.7pt;border-bottom:0.75pt solid #000000'><P style='font:11pt Arial;margin:0;color:#000000'>/s/ Jason J. Kelroy</P>
</TD><TD valign=bottom style='width:73.8pt;border-bottom:0.75pt solid #FFFFFF'><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=bottom style='width:131.8pt;border-bottom:0.75pt solid #000000'><P style='font:11pt Arial;margin:0;color:#000000'>May 29, 2020</P>
</TD></TR>
<TR style=height:13.6pt><TD valign=bottom style=width:15.8pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=bottom style=width:305.7pt><P style='font:11pt Arial;margin:0;color:#000000'>By: Jason J. Kelroy</P>
</TD><TD valign=bottom style=width:73.8pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=bottom style=width:131.8pt><P style='font:11pt Arial;margin:0;color:#000000'>Date</P>
</TD></TR>
<TR style=height:27.2pt><TD valign=bottom style=width:15.8pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=top style=width:305.7pt><P style='font:11pt Arial;margin:0;color:#000000'>Title: Executive Vice President,</P>
<P style='font:11pt Arial;margin:0;color:#000000'>General Counsel &amp; Secretary</P>
</TD><TD valign=bottom style=width:73.8pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=bottom style=width:131.8pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD></TR>
</TABLE>
<P style='font:11pt Arial;margin:0;color:#000000'>&#160;</P>
<P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT><A name=_aeioulastrenderedpagebreakaeiou /></P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<P style='font:12pt Times New Roman;margin:0;color:#000000'>&nbsp;</P>
<P style='font:12pt Times New Roman;margin:0;color:#000000'>&nbsp;</P>
<P style='font:12pt Times New Roman;margin:0;color:#000000'>&nbsp;</P>
<P style='font:12pt Times New Roman;margin:0;color:#000000'>&nbsp;</P>
<P style='font:12pt Times New Roman;margin:0;color:#000000'>&nbsp;</P>
<P align=center style='font:11pt Arial;margin:0;color:#000000'><B>EXHIBIT INDEX</B></P>
<TABLE style=border-collapse:collapse><TR style=height:3.3pt><TD valign=middle style=width:77.4pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:406.65pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:12.4pt><TD colspan=2 valign=middle style=width:484.05pt><P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD></TR>
<TR style=height:12.4pt><TD valign=middle style=width:77.4pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:406.65pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD></TR>
<TR style=height:13.6pt><TD valign=bottom style=width:77.4pt><P style='font:11pt Arial;margin:0;color:#000000'><B>Exhibit</B></P>
</TD><TD valign=bottom style=width:406.65pt><P style='font:11pt Arial;margin:0;color:#000000'><B>Description</B></P>
</TD></TR>
<TR style=height:13.6pt><TD valign=bottom style=width:77.4pt><P style='font:11pt Arial;margin:0;color:#000000'><A href=exhibit1-01.htm style=text-decoration:none><FONT style='color:#0000FF;border-bottom:1px solid #0000FF'>1.01</FONT></A></P>
</TD><TD valign=bottom style=width:406.65pt><P style='font:11pt Times New Roman;margin:0;color:#000000'><FONT style='font:11pt Arial'>Conflict Minerals Report for the calendar year ended December 31, 2019</FONT></P>
</TD></TR>
</TABLE>
<P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT><A name=sce079f122d7c45b5a54b1a2ecfbb600 /></P>
<P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Calibri;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Calibri;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Calibri;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Calibri;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Calibri;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Calibri;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Calibri;margin:0;color:#000000'>&nbsp;</P>
</BODY>
</HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-1.01
<SEQUENCE>2
<FILENAME>exhibit1-01.htm
<DESCRIPTION>CONFLICT MINERALS REPORT FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2019
<TEXT>
<HTML>
<HEAD>
<TITLE>EXHIBIT 1.01</TITLE>
</HEAD>
<BODY>
<P style='font:11pt Arial;margin:0;color:#000000'><B>Exhibit 1.01</B></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P align=center style='font:11pt Arial;margin:0;margin-left:7.7pt;color:#000000'><B>Conflict Minerals Report</B></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>Kohl&#8217;s Corporation has included this Conflict Minerals Report as an exhibit to its Form SD for calendar year 2019, as provided for in Rule 13p-1 under the Securities Exchange Act of 1934, as amended (collectively, the &#8220;Conflict Minerals Rule&#8221;). The date of filing of this Conflict Minerals Report is May 29, 2020.</P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>Unless the context indicates otherwise, the terms &#8220;Kohl&#8217;s,&#8221; &#8220;we,&#8221; &#8220;us&#8221; and &#8220;our&#8221; refer to Kohl&#8217;s Corporation and its consolidated subsidiaries.</P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>As used herein and consistent with the Conflict Minerals Rule, &#8220;Conflict Minerals&#8221; or &#8220;3TG&#8221; are columbite-tantalite (coltan), cassiterite, gold, wolframite and the derivatives tantalum, tin and tungsten, without regard to the location of origin of the minerals or derivative metals.</P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'><B>Forward-Looking Statements</B></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>This document contains &#8220;forward-looking statements&#8221; made within the meaning of the Private Securities Litigation Reform Act of 1995. Words such as &#8220;believes,&#8221; &#8220;anticipates,&#8221; &#8220;plans,&#8221; &#8220;may,&#8221; &#8220;intends,&#8221; &#8220;will,&#8221; &#8220;should,&#8221; &#8220;expects&#8221; and similar expressions or the use of the future tense are intended to identify forward-looking statements. In addition, any statements that do not relate to historical or current facts or matters are forward-looking statements. Statements concerning current conditions may also be forward-looking if they imply a continuation of current conditions. Examples of forward-looking statements within this document include, but are not limited to, statements concerning the additional steps that we intend to take to mitigate the risk that our necessary 3TG benefit armed groups.</P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>Forward-looking statements are subject to risks and uncertainties that could cause actual actions or performance to differ materially from those expressed in the forward-looking statements. These risks and uncertainties include, but are not limited to: (1) the continued implementation of satisfactory traceability and other compliance measures by our direct and indirect suppliers on a timely basis or at all; (2) whether smelters and refiners and other market participants responsibly source 3TG; and (3) political and regulatory developments, whether in the Democratic Republic of the Congo (&#8220;DRC&#8221;) or an adjoining country (collectively, the &#8220;Covered Countries&#8221;), the United States or elsewhere. You are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date of the filing of this document. We do not intend, and undertake no obligation, to publish revised forward-looking statements to reflect events or circumstances after the date of the filing of this document or to reflect the occurrence of unanticipated events.</P>
<P style='font:11pt Arial;margin-top:13.2pt;margin-bottom:0pt;color:#000000'><B>Applicability of the Conflict Minerals Rule to Our Company</B></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>Kohl&#8217;s is a leading omnichannel retailer with more than 1,159 stores in 49 states.&#160;&#160;We operate more than 1,159 Kohl&#8217;s department stores, a website (www.kohls.com) and 12 FILA outlets. Our Kohl's stores and website sell moderately-priced private and national brand apparel, footwear, accessories, beauty, and home products. Our Kohl's stores generally carry a consistent merchandise assortment with some differences attributable to local preferences. Our website includes merchandise that is available in our stores, as well as merchandise that is available only online. Many of the products that we sell are third-party, national brand products that are available from many retailers, including Kohl&#8217;s, and therefore not in-scope for purposes of our Conflict Minerals Rule compliance. Our proprietary brand portfolio includes well-known established brands such as Apt. 9, Croft &amp; Barrow, Jumping Beans, SO, and Sonoma Goods for Life, and exclusive brands that are developed and marketed through agreements with nationally-recognized brands such as Food Network, LC Lauren Conrad, and Simply Vera Vera Wang.&#160;</P>
<P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style="margin:0px; font-size:11pt" align=center>1</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<P style='font:11pt Arial;margin:0;color:#000000'><FONT style='font-family:Times New Roman'>&#160;</FONT>We believe that we are subject to the Conflict Minerals Rule because of the degree of influence that we exercise over some of the materials, parts or components of some of the proprietary brand products that are manufactured for us and that contain necessary 3TG. However, for some of our proprietary brand products, we exercise no influence over the materials, parts or components of the products. Our involvement with those products is limited to having the manufacturer affix our proprietary brand name to the products. Those products and the related suppliers are therefore not in-scope for purposes of our compliance with the Conflict Minerals Rule. We do not manufacture any products.</P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>We do not directly source 3TG from mines, smelters or refiners and believe that we are many levels removed from these market participants. However, through the efforts described below, we seek to ensure that our proprietary brand suppliers&#8217; sourcing practices are consistent with our Conflict Minerals Policy described below.</P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>For 2019, notwithstanding our due diligence efforts discussed herein, we were unable to determine the origin of at least a portion of the necessary 3TG in each of the products that we contracted to manufacture. However, none of the necessary 3TG contained in our in-scope products were determined by us to directly or indirectly finance or benefit armed groups in a Covered Country. We did not conclude that any of our products were &#8220;DRC conflict free.&#8221; The terms &#8220;armed group&#8221; and &#8220;DRC conflict free&#8221; have the meanings contained in the Conflict Minerals Rule.</P>
<P style='font:11pt Arial;margin:0;color:#000000'>&#160;</P>
<P style='font:11pt Arial;margin:0;color:#000000'><B>Our Conflict Minerals Policy</B></P>
<P style='font:11pt Arial;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;color:#000000'>We are committed to sourcing products from companies that share our values around human rights, ethics and environmental responsibility. To this end, we have adopted a company policy for the 3TG that are in our supply chain (&#8220;Conflict Minerals Policy&#8221;). The Conflict Minerals Policy includes, but is not limited to, our expectations that our suppliers:</P>
<P style='font:11pt Arial;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:36pt'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>1.</KBD>Adopt and maintain a policy to reasonably assure that the 3TG in the products supplied to Kohl&#8217;s are conflict free.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:36pt'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>2.</KBD>Establish their own due diligence programs to ensure conflict-free supply chains and take any other steps necessary to abide by the contractual certifications, warranties, covenants and representations provided to Kohl&#8217;s. Supplier due diligence programs are expected to be designed in conformity with the Organisation for Economic Co-operation and Development&#8217;s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:36pt'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>3.</KBD>Cooperate with our 3TG due diligence process, including by providing us, from time to time, with written certifications and other information concerning the origin of 3TG included in products supplied to Kohl&#8217;s. As part of our process, suppliers of Kohl&#8217;s proprietary-brand products will be expected to complete the Responsible Minerals Initiative&#8217;s (the &#8220;RMI&#8221;) Conflict Minerals Reporting Template (&#8220;CMRT&#8221;).&nbsp;</P>
<P style='font:11pt Times New Roman;margin-top:0pt;margin-bottom:12pt;margin-left:36pt'><KBD style='position:absolute;font:11pt Times New Roman;margin-left:-18pt'>4.</KBD><FONT style='font:11pt Arial'>Support industry efforts to enhance traceability and responsible practices in global mineral supply chains.</FONT>&nbsp;</P>
<P style='font:11pt Arial;margin-top:6.6pt;margin-bottom:0pt;color:#000000'>Under our Conflict Minerals Policy, we reserve the right to require from any supplier at any time such additional information, certifications and documentation as we deem necessary to monitor or assess compliance with the Conflict Minerals Policy or other contractual certifications, warranties, covenants and representations provided to us.</P>
<P style='font:11pt Arial;margin-top:6.6pt;margin-bottom:0pt;color:#000000'>We do not seek to embargo the Covered Countries and encourage our suppliers to continue to source responsibly from the Covered Countries.</P>
<BR>
<P style="margin:0px; font-size:11pt" align=center>2</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'><B>Reasonable Country of Origin Inquiry Information</B></P>
<P style='font:11pt Arial;margin-top:13.2pt;margin-bottom:0pt;color:#000000'>As required by the Conflict Minerals Rule, for 2019, we conducted a &#8220;reasonable country of origin inquiry&#8221; (&#8220;RCOI&#8221;). For our RCOI, to the extent applicable, we utilized the same processes and procedures as for our due diligence, in particular Steps 1 and 2 of the design framework contemplated in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, including the Supplement on Tin, Tantalum and Tungsten and the Supplement on Gold (Third Edition) (the &#8220;OECD Guidance&#8221;). &nbsp;The OECD Guidance is described below in this Conflict Minerals Report. The specific goal of our RCOI was to determine whether the 3TG in our in-scope products originated in a Covered Country.</P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>Inquiries were made of all suppliers that provided Kohl&#8217;s with proprietary brand products during 2019, regardless of whether the degree of influence we actually exercised over the materials, parts or components of the products brought them in-scope for purposes of our compliance with the Conflict Minerals Rule. We refer below to our suppliers of proprietary brand products for 2019 as &#8220;Suppliers.&#8221; For 2019, we reached out to 442 Suppliers.</P>
<P style='font:11pt Arial;margin-top:13.2pt;margin-bottom:0pt;color:#000000'>The Suppliers identified to us 296 different smelters and refiners as potentially having processed the necessary 3TG contained in our potentially in-scope products. 235 of the smelters and refiners were listed as Conformant (as defined herein) by the RMI. Based on our RCOI, we concluded that 145 of these 296 smelters and refiners sourced entirely from outside of the Covered Countries. Our conclusion was based on information made available by the RMI to its members.</P>
<P style='font:11pt Arial;margin-top:13.2pt;margin-bottom:0pt;color:#000000'>Based on the results of our RCOI, we conducted due diligence for 2019. These due diligence efforts are discussed below.</P>
<P style='font:11pt Arial;margin-top:13.2pt;margin-bottom:0pt;color:#000000'>We use a third-party service provider (the &#8220;Service Provider&#8221;) to assist us with the collection, review, validation and analysis of the information received from the Suppliers. Some of the compliance activities described in this Conflict Minerals Report were performed by the Service Provider on our behalf.</P>
<P style='font:11pt Arial;margin-top:13.2pt;margin-bottom:0pt;color:#000000'><B>Due Diligence Measures</B></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'><I>Design Framework</I></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>We designed our due diligence measures relating to 3TG to conform with, in all material respects, the criteria set forth in the OECD Guidance.</P>
<P style='font:11pt Arial;margin:0;color:#000000'><FONT style='font:11pt Times New Roman'>&#160;</FONT><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'><I>Selected Elements of Design Framework and Due Diligence Program</I></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>The OECD Guidance established a five-step framework for due diligence as a basis for responsible global supply chain management of minerals from conflict-affected and high-risk areas. Selected elements of our due diligence program are discussed below. However, these are not all of the elements of the program that we have put in place to help ensure that the 3TG contained in our products are responsibly sourced. The headings below conform to the headings used in the OECD Guidance for each of the five steps.</P>
<P style='font:11pt Arial;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:36pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>1.</KBD><I>OECD Guidance Step One: &#8220;Establish strong company management systems&#8221;</I>&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>a.</KBD>We have a Conflict Minerals Policy. The Conflict Minerals Policy is posted on our website at https://corporate.kohls.com/content/dam/kohlscorp/investors/corporate-governance/ConflictMineralsPolicyMay2014.pdf. The information contained on our website is not incorporated by reference into this Conflict Minerals Report or the Form SD and should not &nbsp;</P>
<P style="margin:0px; font-size:11pt" align=center>3</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'>be considered part of this Conflict Minerals Report or the Form SD. The Conflict Minerals Policy is summarized earlier in this Conflict Minerals Report.</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>b.</KBD>We have a working group led by our Legal team at the direction of our Executive Vice President, General Counsel. Some of the functional areas participating in the working group include Legal, Product Development and Social Compliance. We also include merchants and sourcing personnel in the compliance process. We supplement our compliance efforts with specialist outside counsel and the Service Provider.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>c.</KBD>We communicate to our relevant merchants and other selected internal personnel our commitment to compliance with the Conflict Minerals Rule. We do so by email, telephone and in-person meetings. In addition, our senior leadership, selected Product Development team members, merchants and selected other internal personnel are educated and briefed on the Conflict Minerals Rule and our compliance plan.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>d.</KBD>Kohl&#8217;s Terms of Engagement and our Merchandise Purchase Order Terms &amp; Conditions, pursuant to which Kohl&#8217;s purchases products, contain terms to clarify our 3TG compliance expectations and drive compliance, including a provision requiring all suppliers to certify, warrant, covenant and represent that all merchandise sold to Kohl&#8217;s will be free of any 3TG financing conflict in a Covered Country.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>e.</KBD>Through the Service Provider, we use the CMRT developed by the RMI to identify smelters and refiners in our supply chain.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>f.</KBD>Records of due diligence processes, findings and resulting decisions and any other business records relating to 3TG due diligence are retained for at least five years. These records are retained on our behalf by the Service Provider and are generally stored in an electronic format.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>g.</KBD>We have mechanisms for employees, suppliers and other interested parties to report potential violations of our Conflict Minerals Policy, including email and telephone hotline reporting mechanisms. The email address is Governance@Kohls.com and the hotline number is (800) 837-7297.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:36pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>2.</KBD><I>OECD Guidance Step Two: &#8220;Identify and assess risk in the supply chain&#8221;</I>&nbsp;</P>
<P style='font:11pt Times New Roman;margin-top:0pt;margin-bottom:12pt;margin-left:72pt'><KBD style='position:absolute;font:11pt Times New Roman;margin-left:-18pt'>a.</KBD><FONT style='font:11pt Arial'>For 2019, the Service Provider requested by email that the Suppliers provide us with information, through the completion of a CMRT, concerning the usage and source of 3TG in their products, as well as information concerning the Suppliers&#8217; related compliance measures. Both we and the Service Provider followed up multiple times, if required, by email or phone with Suppliers that did not respond to the request within the specified time frame. </FONT>&nbsp;</P>
<P style='font:11pt Times New Roman;margin-top:0pt;margin-bottom:12pt;margin-left:72pt'><KBD style='position:absolute;font:11pt Times New Roman;margin-left:-18pt'>b.</KBD><FONT style='font:11pt Arial'>Through the Service Provider, compliance training and other compliance resources were made available to the Suppliers. The training program was intended to help ensure the quality and completeness of the CMRTs received from the Suppliers. &nbsp;An email also was sent to Suppliers that described our compliance program requirements and included a link to the Service Provider&#8217;s on-line supplier education portal and contact email addresses and telephone numbers for obtaining answers to questions and/or guidance on completing our survey request.</FONT>&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>c.</KBD>The Service Provider reviewed the responses received from Suppliers for plausibility, consistency and gaps. It follows up by email or phone with Suppliers that submitted a response that triggered any one of seven specified quality control flags. &nbsp;Responses were received from 95% of the Suppliers. &nbsp;&nbsp;</P>
<P style="margin:0px; font-size:11pt" align=center>4</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>d.</KBD>Smelter and refiner information provided by Suppliers was reviewed against the Service Provider's internal database. To the extent not in that database, it requests that the supplier confirm that the listed entity is a smelter or refiner.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>e.</KBD>Smelter and refiner information also was reviewed by the Service Provider against the lists of Conformant and Active (as defined herein), or the equivalent, smelters and refiners published by the RMI, the London Bullion Market Association (&#8220;LBMA&#8221;) and the Responsible Jewellery Council (&#8220;RJC&#8221;).&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>f.</KBD>To the extent that a smelter or refiner identified by a supplier is not listed as Conformant or the equivalent by an independent third-party, the Service Provider attempts to contact the smelter or refiner to gain more information about its sourcing practices, including countries of origin and transfer and whether there are internal due diligence procedures in place or other processes that the smelter or refiner takes to track the chain of custody on the source of its 3TG. Internet research is also performed to determine whether there are any outside sources of information regarding the smelter&#8217;s or refiner&#8217;s sourcing practices. &nbsp;For 2019, of the 296 smelters and refiners identified by Suppliers as having potentially supplied 3TG contained in our in-scope products, 235 were listed as Conformant by the RMI as of April 21, 2020.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>g.</KBD>If a supplier is unable to provide a CMRT, the Service Provider requests information on the suppliers&#8217; Tier 2 suppliers. The Tier 2 suppliers, and subsequent tiers of suppliers as identified to the Service Provider, are then contacted by the Service Provider following the procedures described above.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>h.</KBD>Based on the information furnished by our suppliers, the Service Provider and other information known to us, we assess the risks of adverse impacts.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:36pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>3.</KBD><I>OECD Guidance Step Three: &#8220;Design and implement a strategy to respond to identified risks&#8221;</I>&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>a.</KBD>Our Executive Vice President, General Counsel charged with managing our 3TG compliance strategy periodically reports the findings of our supply chain risk assessment to other members of our senior leadership and to our Board of Directors or its Audit Committee.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>b.</KBD>We address identified risks on a case-by-case basis. This flexible approach enables us to tailor the response to the risks identified.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>c.</KBD>In addition, to the extent that identified smelters and refiners are not listed as Conformant, we seek to exercise leverage over these smelters and refiners to become Conformant through our participation in and support of the RMI. In addition, we also utilize information provided by the RMI to its members to monitor smelter and refiner improvement.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:36pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>4.</KBD><I>OECD Guidance Step Four: &#8220;Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain&#8221;</I>&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>a.</KBD>In connection with our due diligence, we utilize and rely on information made available by the RMI concerning independent third-party audits of smelters and refiners to assess smelter and refiner due diligence and to determine whether the smelter or refiner is Conformant.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>b.</KBD>We also support independent third-party audits by being a member of the RMI.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:36pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>5.</KBD><I>OECD Guidance Step 5: &#8220;Report on supply chain due diligence&#8221;</I>&nbsp;</P>
<P style="margin:0px; font-size:11pt" align=center>5</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>a.</KBD>We file a Form SD and a Conflict Minerals Report with the Securities and Exchange Commission, and make available on our website information from the Form SD and the Conflict Minerals Report.&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:72pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>b.</KBD>We include information concerning 3TG compliance in our Corporate Social Responsibility Report, which we make publicly available on our website.&nbsp;</P>
<P style='font:10pt Arial;margin:0;margin-left:15.4pt;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'><B>Product and Smelter and Refiner Information</B></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'><I>In-Scope Products</I></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>See &#8220;Applicability of the Conflict Minerals Rule to Our Company&#8221; for further information concerning our potentially in-scope products. For a further discussion of our products generally, see our Annual Report on Form 10-K for the fiscal year ended February 1, 2020. The information contained in our Form 10-K is not incorporated by reference into this Conflict Minerals Report or our Form SD and should not be considered part of this Conflict Minerals Report or our Form SD.</P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'><I>Identified Smelters and Refiners</I></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>The following table summarizes the smelter and refiner information provided by the Suppliers. See Annex A for a list of identified smelters and refiners and country of origin information. Annex A also contains additional information relating to the data presented in the table.</P>
<TABLE style=border-collapse:collapse;width:540.1pt><TR style=height:3.3pt><TD valign=middle style=width:230.95pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:43pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:48.4pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:19.5pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:10.3pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:10.3pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:53.75pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD><TD valign=middle style=width:123.9pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
<TR style=height:12.4pt><TD valign=middle style=width:230.95pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:43pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:48.4pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:19.5pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:10.3pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:10.3pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:53.75pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD valign=middle style=width:123.9pt><P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD></TR>
<TR style=height:29.75pt><TD valign=middle bgcolor=#ACACAC style='width:230.95pt;border-top:0.75pt solid #000000;border-left:0.75pt solid #000000'><P align=center style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
</TD><TD colspan=3 valign=middle bgcolor=#ACACAC style='width:110.9pt;border-top:0.75pt solid #000000;border-left:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin:0;color:#000000'>Conformant</P>
</TD><TD colspan=3 valign=middle bgcolor=#ACACAC style='width:74.35pt;border-top:0.75pt solid #000000;border-left:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin:0;color:#000000'>Active</P>
</TD><TD valign=middle bgcolor=#ACACAC style='width:123.9pt;border-top:0.75pt solid #000000;border-left:0.75pt solid #000000;border-right:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin:0;color:#000000'>Smelter Look-Up Tab List Only</P>
</TD></TR>
<TR style=height:24.3pt><TD valign=middle style='width:230.95pt;border-left:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin:0;color:#000000'>Tantalum</P>
</TD><TD colspan=3 valign=middle style='width:110.9pt;border-left:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin-top:0pt;margin-bottom:8.8pt;color:#000000'>37</P>
</TD><TD colspan=3 valign=middle style='width:74.35pt;border-left:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin-top:0pt;margin-bottom:8.8pt;color:#000000'>1</P>
</TD><TD valign=middle style='width:123.9pt;border-left:0.75pt solid #000000;border-right:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin-top:0pt;margin-bottom:8.8pt;color:#000000'>0</P>
</TD></TR>
<TR style=height:24.3pt><TD valign=middle bgcolor=#E7E7E7 style='width:230.95pt;border-left:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin:0;color:#000000'>Tin</P>
</TD><TD colspan=3 valign=middle bgcolor=#E7E7E7 style='width:110.9pt;border-left:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin-top:0pt;margin-bottom:8.8pt;color:#000000'>47</P>
</TD><TD colspan=3 valign=middle bgcolor=#E7E7E7 style='width:74.35pt;border-left:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin-top:0pt;margin-bottom:8.8pt;color:#000000'>0</P>
</TD><TD valign=middle bgcolor=#E7E7E7 style='width:123.9pt;border-left:0.75pt solid #000000;border-right:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin-top:0pt;margin-bottom:8.8pt;color:#000000'>10</P>
</TD></TR>
<TR style=height:24.3pt><TD valign=middle style='width:230.95pt;border-left:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin:0;color:#000000'>Tungsten</P>
</TD><TD colspan=3 valign=middle style='width:110.9pt;border-left:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin-top:0pt;margin-bottom:8.8pt;color:#000000'>43</P>
</TD><TD colspan=3 valign=middle style='width:74.35pt;border-left:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin-top:0pt;margin-bottom:8.8pt;color:#000000'>2</P>
</TD><TD valign=middle style='width:123.9pt;border-left:0.75pt solid #000000;border-right:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin-top:0pt;margin-bottom:8.8pt;color:#000000'>2</P>
</TD></TR>
<TR style=height:24.3pt><TD valign=middle bgcolor=#E7E7E7 style='width:230.95pt;border-left:0.75pt solid #000000;border-bottom:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin:0;color:#000000'>Gold</P>
</TD><TD colspan=3 valign=middle bgcolor=#E7E7E7 style='width:110.9pt;border-left:0.75pt solid #000000;border-bottom:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin-top:0pt;margin-bottom:8.8pt;color:#000000'>108</P>
</TD><TD colspan=3 valign=middle bgcolor=#E7E7E7 style='width:74.35pt;border-left:0.75pt solid #000000;border-bottom:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin-top:0pt;margin-bottom:8.8pt;color:#000000'>1</P>
</TD><TD valign=middle bgcolor=#E7E7E7 style='width:123.9pt;border-left:0.75pt solid #000000;border-bottom:0.75pt solid #000000;border-right:0.75pt solid #000000'><P align=center style='font:11pt Arial;margin-top:0pt;margin-bottom:8.8pt;color:#000000'>45</P>
</TD></TR>
</TABLE>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Times New Roman;margin:0;color:#000000'><FONT style='font:11pt Arial'>We endeavored to determine the mine or location of origin of the necessary 3TG contained in our in-scope products by requesting that the Suppliers provide us with a completed CMRT and through the other procedures followed by us and the Service Provider that are described in this Conflict Minerals Report.</FONT></P>
<P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>None of the necessary 3TG contained in our in-scope products were determined by us to directly or indirectly finance or benefit armed groups in the Covered Countries. However, we did not have sufficient information to determine whether or not any of our products were &#8220;DRC conflict free.&#8221; The terms &#8220;armed group&#8221; and &#8220;DRC conflict free&#8221; have the meanings contained in the Conflict Minerals Rule.</P>
<P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'>Due to our position in the supply chain, which is discussed earlier in this Conflict Minerals Report, we rely on our suppliers for accurate smelter and refiner information and our RCOI and due diligence measures do not provide absolute certainty regarding the source and chain of custody of the necessary 3TG contained in our in-scope products.</P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;color:#000000'><B>Future Risk Mitigation Efforts</B></P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style="margin:0px; font-size:11pt" align=center>6</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<P style='font:11pt Arial;margin:0;color:#000000'>We intend to take the following additional steps for 2020, either directly or through the Service Provider, to mitigate the risk that the necessary 3TG in our in-scope products benefit armed groups:</P>
<P style='font:11pt Arial;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:36pt'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>1.</KBD>Continue to encourage Suppliers that provided company level information for 2019 to provide product level information for 2020;&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:12pt;margin-left:36pt'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>2.</KBD>Continue to engage with Suppliers that provided incomplete responses or that did not provide responses for 2019 to help ensure that they provide requested information for 2020; and&nbsp;</P>
<P style='font:11pt Times New Roman;margin-top:0pt;margin-bottom:12pt;margin-left:36pt'><KBD style='position:absolute;font:11pt Times New Roman;margin-left:-18pt'>3.</KBD><FONT style='font:11pt Arial'>Continue to communicate to new in-scope supplier our sourcing expectations, including through the dissemination of the Conflict Minerals Policy to them.</FONT>&nbsp;</P>
<P style='font:11pt Arial;margin:0;color:#000000'>All of the foregoing steps are in addition to the other steps that we took in respect of 2019, which we intend to continue to take in respect of 2020, to the extent applicable.</P>
<TABLE style=border-collapse:collapse><TR style=height:3.3pt><TD valign=middle style=width:29.8pt><P style='font:8pt Times New Roman;margin:0'>&#160;</P>
</TD></TR>
</TABLE>
<P style="margin:0px; font-size:11pt" align=center>7</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'><B>Annex A</B></P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Capitalized terms used and not otherwise defined in this Annex have the meanings set forth in the Conflict Minerals Report of which this Annex is a part.</P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'><B>Smelters and Refiners</B></P>
<P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>In connection with our reasonable country of origin inquiry or due diligence, as applicable, the Suppliers identified to us the smelters and refiners listed below as having potentially processed the necessary 3TG contained in our in-scope products in 2019. Please see the notes that accompany the table for additional information concerning the data in the table.</P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:41.8pt><TD valign=middle style='width:60.3pt;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin:0;color:#000000'><B>Mineral</B></P>
</TD><TD valign=middle style='width:241.5pt;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin:0;color:#000000'><B>Smelter or Refiner Name</B></P>
</TD><TD valign=middle style='width:103.5pt;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;color:#000000'><B>SOR Location</B></P>
<P style='font:11pt Arial;margin:0;color:#000000'>&nbsp;</P>
</TD><TD valign=middle style='width:102.05pt;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin:0;color:#000000'><B>Status</B></P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>8853 S.p.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Italy</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Abington Reldan Metals, LLC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Advanced Chemical Company</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>African Gold Refinery</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Uganda</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Aida Chemical Industries Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Al Etihad Gold Refinery DMCC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United Arab Emirates</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Allgemeine Gold-und Silberscheideanstalt A.G.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Almalyk Mining and Metallurgical Complex (AMMC)</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Uzbekistan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>AngloGold Ashanti Corrego do Sitio Mineracao</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Argor-Heraeus S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Switzerland</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Asahi Pretec Corp.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Asahi Refining Canada Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Canada</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>1</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Asahi Refining USA Inc.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Asaka Riken Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Atasay Kuyumculuk Sanayi Ve Ticaret A.S.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Turkey</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>AU Traders and Refiners</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>South Africa</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Aurubis AG</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Bangalore Refinery</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>India</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Bangko Sentral ng Pilipinas (Central Bank of the Philippines)</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Philippines</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Boliden AB</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Sweden</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>C. Hafner GmbH + Co. KG</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Caridad</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Mexico</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>CCR Refinery - Glencore Canada Corporation</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Canada</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Cendres + Metaux S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Switzerland</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>CGR Metalloys Pvt Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>India</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Chimet S.p.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Italy</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Chugai Mining</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Daye Non-Ferrous Metals Mining Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Degussa Sonne / Mond Goldhandel GmbH</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Dijllah Gold Refinery FZC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United Arab Emirates</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>DODUCO Contacts and Refining GmbH</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>2</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Dowa</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>DS PRETECH Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea, Republic of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>DSC (Do Sung Corporation)</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea, Republic of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Eco-System Recycling Co., Ltd. East Plant</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Eco-System Recycling Co., Ltd. North Plant</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Eco-System Recycling Co., Ltd. West Plant</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Emirates Gold DMCC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United Arab Emirates</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Fidelity Printers and Refiners Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Zimbabwe</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Fujairah Gold FZC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United Arab Emirates</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>GCC Gujrat Gold Centre Pvt. Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>India</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Geib Refining Corporation</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold Refinery of Zijin Mining Group Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Great Wall Precious Metals Co., Ltd. of CBPM</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Guangdong Jinding Gold Limited</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Guoda Safina High-Tech Environmental Refinery Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Hangzhou Fuchunjiang Smelting Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Heimerle + Meule GmbH</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Heraeus Metals Hong Kong Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Heraeus Precious Metals GmbH &amp; Co. KG</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Hunan Chenzhou Mining Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>3</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>HwaSeong CJ CO., LTD.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea, Republic of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>International Precious Metal Refiners</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United Arab Emirates</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Ishifuku Metal Industry Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Istanbul Gold Refinery</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Turkey</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Italpreziosi</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Italy</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan Mint</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Jiangxi Copper Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>JSC Ekaterinburg Non-Ferrous Metal Processing Plant</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Russian Federation</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>JSC Uralelectromed</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Russian Federation</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>JX Nippon Mining &amp; Metals Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kaloti Precious Metals</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United Arab Emirates</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kazakhmys Smelting LLC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kazakhstan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kazzinc</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kazakhstan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kennecott Utah Copper LLC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>4</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>KGHM Polska Miedz Spolka Akcyjna</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Poland</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kojima Chemicals Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea Zinc Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea, Republic of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kyrgyzaltyn JSC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kyrgyzstan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kyshtym Copper-Electrolytic Plant ZAO</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Russian Federation</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>L'azurde Company For Jewelry</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Saudi Arabia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Lingbao Gold Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Lingbao Jinyuan Tonghui Refinery Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>L'Orfebre S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Andorra</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>LS-NIKKO Copper Inc.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea, Republic of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>LT Metal Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea, Republic of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Luoyang Zijin Yinhui Gold Refinery Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Marsam Metals</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Materion</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Matsuda Sangyo Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Metalor Technologies (Hong Kong) Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Metalor Technologies (Singapore) Pte., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Singapore</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Metalor Technologies (Suzhou) Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Metalor Technologies S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Switzerland</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>5</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Metalor USA Refining Corporation</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Metalurgica Met-Mex Penoles S.A. De C.V.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Mexico</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Mitsubishi Materials Corporation</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Mitsui Mining and Smelting Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>MMTC-PAMP India Pvt., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>India</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Modeltech Sdn Bhd</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Malaysia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Morris and Watson</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>New Zealand</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Moscow Special Alloys Processing Plant</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Russian Federation</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Nadir Metal Rafineri San. Ve Tic. A.S.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Turkey</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Navoi Mining and Metallurgical Combinat</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Uzbekistan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>NH Recytech Company</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea, Republic of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Nihon Material Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Austria</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Ohura Precious Metal Industry Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>OJSC &quot;The Gulidov Krasnoyarsk Non-Ferrous Metals Plant&quot; (OJSC Krastsvetmet)</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Russian Federation</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>OJSC Novosibirsk Refinery</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Russian Federation</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>6</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>PAMP S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Switzerland</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Pease &amp; Curren</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Penglai Penggang Gold Industry Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Planta Recuperadora de Metales SpA</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Chile</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Prioksky Plant of Non-Ferrous Metals</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Russian Federation</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>PT Aneka Tambang (Persero) Tbk</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Indonesia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>PX Precinox S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Switzerland</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>QG Refining, LLC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Rand Refinery (Pty) Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>South Africa</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Refinery of Seemine Gold Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>REMONDIS PMR B.V.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Netherlands</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Royal Canadian Mint</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Canada</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>SAAMP</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>France</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Sabin Metal Corp.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Safimet S.p.A</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Italy</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>SAFINA A.S.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Czech Republic</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Active</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Sai Refinery</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>India</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Samduck Precious Metals</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea, Republic of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>SAMWON METALS Corp.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea, Republic of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>7</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>SAXONIA Edelmetalle GmbH</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>SEMPSA Joyeria Plateria S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Spain</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Shandong Humon Smelting Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Shandong Tiancheng Biological Gold Industrial Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Shandong Zhaojin Gold &amp; Silver Refinery Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Sichuan Tianze Precious Metals Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Singway Technology Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Taiwan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>SOE Shyolkovsky Factory of Secondary Precious Metals</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Russian Federation</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Solar Applied Materials Technology Corp.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Taiwan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Sovereign Metals</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>India</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>State Research Institute Center for Physical Sciences and Technology</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Lithuania</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Sudan Gold Refinery</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Sudan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Sumitomo Metal Mining Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>SungEel HiMetal Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea, Republic of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>T.C.A S.p.A</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Italy</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tanaka Kikinzoku Kogyo K.K.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>The Refinery of Shandong Gold Mining Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>8</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tokuriki Honten Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tongling Nonferrous Metals Group Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tony Goetz NV</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Belgium</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>TOO Tau-Ken-Altyn</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kazakhstan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Torecom</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea, Republic of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Umicore Brasil Ltda.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Umicore Precious Metals Thailand</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Thailand</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Umicore S.A. Business Unit Precious Metals Refining</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Belgium</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United Precious Metal Refining, Inc.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Valcambi S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Switzerland</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Western Australian Mint (T/a The Perth Mint)</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Australia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>WIELAND Edelmetalle GmbH</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Yamakin Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Yokohama Metal Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Yunnan Copper Industry Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:43.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gold</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Zhongyuan Gold Smelter of Zhongjin Gold Corporation</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Asaka Riken Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Changsha South Tantalum Niobium Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>CP Metals Inc.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Active</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>D Block Metals, LLC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>9</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Exotech Inc.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>F&amp;X Electro-Materials Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>FIR Metals &amp; Resource Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Global Advanced Metals Aizu</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Global Advanced Metals Boyertown</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Guangdong Zhiyuan New Material Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>H.C. Starck Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Thailand</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>H.C. Starck Hermsdorf GmbH</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>H.C. Starck Inc.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>H.C. Starck Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>H.C. Starck Smelting GmbH &amp; Co. KG</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>H.C. Starck Tantalum and Niobium GmbH</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Hengyang King Xing Lifeng New Materials Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Jiangxi Dinghai Tantalum &amp; Niobium Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Jiangxi Tuohong New Raw Material</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>JiuJiang JinXin Nonferrous Metals Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Jiujiang Tanbre Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Jiujiang Zhongao Tantalum &amp; Niobium Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>KEMET Blue Metals</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Mexico</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>LSM Brasil S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Metallurgical Products India Pvt., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>India</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Mineracao Taboca S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Mitsui Mining and Smelting Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Ningxia Orient Tantalum Industry Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>NPM Silmet AS</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Estonia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:29pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>PRG Dooel</P>
</TD><TD valign=top style='width:103.5pt;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Macedonia, The Former Yugoslav Republic Of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>QuantumClean</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>10</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Resind Industria e Comercio Ltda.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Solikamsk Magnesium Works OAO</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Russian Federation</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Taki Chemical Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Telex Metals</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Ulba Metallurgical Plant JSC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kazakhstan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>XinXing Haorong Electronic Material Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tantalum</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Yanling Jincheng Tantalum &amp; Niobium Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Alpha</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>An Vinh Joint Stock Mineral Processing Company</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Viet Nam</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Chifeng Dajingzi Tin Industry Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China Tin Group Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Dongguan CiEXPO Environmental Engineering Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Dowa</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Electro-Mechanical Facility of the Cao Bang Minerals &amp; Metallurgy Joint Stock Company</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Viet Nam</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>EM Vinto</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Bolivia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Estanho de Rondonia S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Fenix Metals</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Poland</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gejiu City Fuxiang Industry and Trade Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gejiu Kai Meng Industry and Trade LLC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gejiu Non-Ferrous Metal Processing Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Gejiu Zili Mining And Metallurgy Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Guangdong Hanhe Non-Ferrous Metal Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>11</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Guanyang Guida Nonferrous Metal Smelting Plant</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>HuiChang Hill Tin Industry Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Huichang Jinshunda Tin Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Jiangxi New Nanshan Technology Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Ma'anshan Weitai Tin Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Magnu's Minerais Metais e Ligas Ltda.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Malaysia Smelting Corporation (MSC)</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Malaysia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Melt Metais e Ligas S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Metallic Resources, Inc.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Metallo Belgium N.V.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Belgium</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Metallo Spain S.L.U.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Spain</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Mineracao Taboca S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Minsur</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Peru</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Mitsubishi Materials Corporation</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Modeltech Sdn Bhd</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Malaysia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Nghe Tinh Non-Ferrous Metals Joint Stock Company</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Viet Nam</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>O.M. Manufacturing (Thailand) Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Thailand</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>O.M. Manufacturing Philippines, Inc.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Philippines</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Operaciones Metalurgicas S.A.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Bolivia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Pongpipat Company Limited</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Myanmar</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Precious Minerals and Smelting Limited</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>India</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>PT Artha Cipta Langgeng</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Indonesia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>PT ATD Makmur Mandiri Jaya</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Indonesia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>PT Menara Cipta Mulia</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Indonesia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>PT Mitra Stania Prima</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Indonesia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>PT Refined Bangka Tin</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Indonesia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>PT Timah Tbk Kundur</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Indonesia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>12</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>PT Timah Tbk Mentok</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Indonesia</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Resind Industria e Comercio Ltda.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Rui Da Hung</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Taiwan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Soft Metais Ltda.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Super Ligas</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Thai Nguyen Mining and Metallurgy Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Viet Nam</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Thaisarco</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Thailand</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin Technology &amp; Refining</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tuyen Quang Non-Ferrous Metals Joint Stock Company</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Viet Nam</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>White Solder Metalurgia e Mineracao Ltda.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Yunnan Chengfeng Non-ferrous Metals Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Yunnan Tin Company Limited</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tin</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Yunnan Yunfan Non-ferrous Metals Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>A.L.M.T. TUNGSTEN Corp.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>ACL Metais Eireli</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Asia Tungsten Products Vietnam Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Viet Nam</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Chenzhou Diamond Tungsten Products Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Chongyi Zhangyuan Tungsten Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>CNMC (Guangxi) PGMA Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Fujian Ganmin RareMetal Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Fujian Jinxin Tungsten Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Ganzhou Haichuang Tungsten Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Ganzhou Huaxing Tungsten Products Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Ganzhou Jiangwu Ferrotungsten Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Ganzhou Seadragon W &amp; Mo Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Global Tungsten &amp; Powders Corp.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>13</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Guangdong Xianglu Tungsten Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>H.C. Starck Smelting GmbH &amp; Co. KG</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>H.C. Starck Tungsten GmbH</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Germany</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Hunan Chenzhou Mining Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Hunan Chunchang Nonferrous Metals Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Hunan Litian Tungsten Industry Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Hydrometallurg, JSC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Russian Federation</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan New Metals Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Japan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Jiangwu H.C. Starck Tungsten Products Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Jiangxi Gan Bei Tungsten Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>On Smelter Look-up Tab Only</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Jiangxi Tonggu Non-ferrous Metallurgical &amp; Chemical Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Jiangxi Xianglu Tungsten Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Active</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Jiangxi Xinsheng Tungsten Industry Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Jiangxi Yaosheng Tungsten Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>JSC &quot;Kirovgrad Hard Alloys Plant&quot;</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Russian Federation</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Active</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kennametal Fallon</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Kennametal Huntsville</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>KGETS CO., LTD.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea, Republic of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Lianyou Metals Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Taiwan</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Malipo Haiyu Tungsten Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Masan Tungsten Chemical LLC (MTC)</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Viet Nam</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Moliren Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Russian Federation</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Niagara Refining LLC</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>United States</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
</TABLE>
<BR>
<P style="margin:0px; font-size:11pt" align=center>14</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<TABLE style='border-collapse:collapse;margin-left:32.1pt;border:0.5pt solid #000000'><TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Philippine Chuangxin Industrial Co., Inc.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Philippines</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tejing (Vietnam) Tungsten Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Viet Nam</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Unecha Refractory Metals Plant</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Russian Federation</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Wolfram Bergbau und Hutten AG</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Austria</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Woltech Korea Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Korea, Republic of</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Xiamen Tungsten (H.C.) Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Xiamen Tungsten Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Xinfeng Huarui Tungsten &amp; Molybdenum New Material Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style='width:60.3pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Tungsten</P>
</TD><TD valign=top style='width:241.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Xinhai Rendan Shaoguan Tungsten Co., Ltd.</P>
</TD><TD valign=top style='width:103.5pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>China</P>
</TD><TD valign=top style='width:102.05pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt;border:0.5pt solid #000000'><P style='font:11pt Arial;margin-top:0pt;margin-bottom:9.9pt;color:#000000'>Conformant</P>
</TD></TR>
</TABLE>
<P style='font:12pt Arial;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;color:#000000'>We note the following in connection with the above table:</P>
<P style='font:11pt Arial;margin:0;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>a)</KBD>Not all of the included smelters and refiners may have processed the necessary 3TG contained in our in-scope products, since most Suppliers reported at a &#8220;company level,&#8221; meaning that they reported the 3TG contained in all of their products, not just those in the products that they sold to us. Some Suppliers also may have reported smelters and refiners that were not in our supply chain due to over-inclusiveness in the information received from their suppliers or for other reasons. In addition, the smelters and refiners reflected above may not include all of the smelters and refiners in our supply chain, since some Suppliers did not identify all of the smelters and refiners used to process the necessary 3TG content contained in our in-scope products, and not all of the Suppliers responded to our inquiries.&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:18pt;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>b)</KBD>The table only includes entities that were listed as smelters or refiners by the RMI.&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>c)</KBD>Smelter or refiner status information in the table is as of April 21, 2020.&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>d)</KBD>&#8220;Conformant&#8221; means that a smelter has successfully completed an assessment against the applicable Responsible Minerals Assurance Process (&#8220;RMAP&#8221;) standard or an equivalent cross-recognized assessment. &nbsp;Smelters and refiners listed as &#8220;re-audit in progress&#8221; are still considered to be Conformant. &nbsp;&nbsp;&nbsp;Included smelters and refiners were not necessarily Conformant for all or part of 2019 and may not continue to be Conformant for any future period.&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>e)</KBD>&#8220;Active&#8221; means that the smelter or refiner has committed to undergo an RMAP assessment, completed the relevant documents, and scheduled the on-site assessment. These may be in the pre-assessment, assessment, or corrective-action phases of the assessment.&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>f)</KBD>&#8220;Smelter Look-up Tab Only&#8221; means that a smelter or refiner is listed on the Smelter Look-up tab list of the CMRT, but is not listed as &#8220;Conformant&#8221; or &#8220;Active.&#8221;&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>g)</KBD>Smelter or refiner status reflected in the table is based solely on information made publicly available by the RMI, without independent verification by us.&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:36pt;color:#000000'><KBD style='position:absolute;font:11pt Arial;margin-left:-18pt'>h)</KBD>Smelter and refiner country location is based on information published by the RMI, without independent verification by us.&nbsp;</P>
<BR>
<P style="margin:0px; font-size:11pt" align=center>15</P>
<HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<P style='font:10pt Times New Roman;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'><B>Country of Origin Information</B></P>
<P style='font:10pt Times New Roman;margin:0;margin-left:9pt;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>The identified countries of origin of the 3TG processed by the Conformant smelters and refiners listed in the table above may have included the countries in the categories listed below, as well as other countries, based on information provided by the RMI to its members. The Company has not been able to reliably determine the country of origin of any of the other smelters or refiners listed in the table. </P>
<P style='font:10pt Arial;margin:0;margin-left:9pt;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<TABLE style=border-collapse:collapse;margin-left:50.95pt><TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Angola*</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Estonia</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Laos</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Saudi Arabia</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Argentina</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Ethiopia</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Luxembourg</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Sierra Leone</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Armenia</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Finland</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Madagascar</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Singapore</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Australia</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>France</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Malaysia</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Slovakia</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Austria</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Germany</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Mali</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>South Africa</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Belarus</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Ghana</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Mexico</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>South Sudan*</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Belgium</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Guinea</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Mongolia</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Spain</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Bermuda</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Guyana</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Morocco</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Suriname</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Bolivia</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Hong Kong</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Mozambique</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Sweden</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Brazil</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Hungary</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Myanmar</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Switzerland</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Burundi*</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>India</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Namibia</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Taiwan</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Cambodia</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Indonesia</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Netherlands</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Tajikistan</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Canada</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Ireland</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>New Zealand</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Tanzania*</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Central African Republic*</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Israel</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Niger</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Thailand</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Chile</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Italy</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Nigeria</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Turkey</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>China</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Ivory Coast</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Papua New Guinea</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Uganda*</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Colombia</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Japan</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Peru</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>United Arab Emirates</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Czech Republic</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Jersey</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Philippines</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>United Kingdom</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Djibouti</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Kazakhstan</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Poland</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>United States</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Democratic Republic of Congo*</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Kenya</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Portugal</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Uzbekistan</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Ecuador</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Korea</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Russia</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Vietnam</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Egypt</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Kyrgyzstan</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Rwanda*</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Zambia*</P>
</TD></TR>
<TR style=height:14.5pt><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>&nbsp;</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>&nbsp;</P>
</TD><TD valign=top style=width:114.6pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>&nbsp;</P>
</TD><TD valign=top style=width:114.65pt;white-space:nowrap;padding-left:5.4pt;padding-right:5.4pt><P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>Zimbabwe</P>
</TD></TR>
</TABLE>
<P style='font:12pt Arial;margin:0;margin-left:9pt;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;color:#000000'>* Represents a Covered Country. </P>
<P style='font:11pt Arial;margin:0;margin-left:9pt;color:#000000'>&nbsp;</P>
<P style='font:11pt Arial;margin:0;color:#000000'>Alternatively, or in addition, some of the Conformant smelters and refiners may have sourced from recycled or scrap sources.</P>
<P style='font:10pt Arial;margin:0;color:#000000'><FONT style=font-size:10pt>&#160;</FONT></P>
<P style='font:11pt Times New Roman;margin:0'><FONT style=font-size:11pt>&#160;</FONT></P>
<BR>
<P style="margin:0px; font-size:11pt" align=center>16</P>
</BODY>
</HTML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
