<SEC-DOCUMENT>0001019687-16-005760-index.html : 20160406 <SEC-HEADER>0001019687-16-005760.hdr.sgml : 20160406 <ACCEPTANCE-DATETIME>20160406162334 ACCESSION NUMBER: 0001019687-16-005760 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20160331 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC. CENTRAL INDEX KEY: 0001158114 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 760533927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36083 FILM NUMBER: 161557731 BUSINESS ADDRESS: STREET 1: 13115 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 BUSINESS PHONE: 281-295-1800 MAIL ADDRESS: STREET 1: 13115 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC DATE OF NAME CHANGE: 20010824 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>applied_8k.htm <DESCRIPTION>CURRENT REPORT ON FORM 8-K <TEXT> Document 1 - file: applied_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>appopto_8k-ex1001.htm <DESCRIPTION>TRANSLATION OF CONTRACT, AGREEMENT AND NOTE <TEXT> Document 2 - file: appopto_8k-ex1001.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: image_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>image_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: image_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>image_003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: image_003.jpg
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