<SEC-DOCUMENT>0001104659-16-111876-index.html : 20160415 <SEC-HEADER>0001104659-16-111876.hdr.sgml : 20160415 <ACCEPTANCE-DATETIME>20160415170243 ACCESSION NUMBER: 0001104659-16-111876 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 5 FILED AS OF DATE: 20160415 DATE AS OF CHANGE: 20160415 EFFECTIVENESS DATE: 20160415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC. CENTRAL INDEX KEY: 0001158114 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 760533927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36083 FILM NUMBER: 161575060 BUSINESS ADDRESS: STREET 1: 13115 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 BUSINESS PHONE: 281-295-1800 MAIL ADDRESS: STREET 1: 13115 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC DATE OF NAME CHANGE: 20010824 </SEC-HEADER> <DOCUMENT> <TYPE>DEFA14A <SEQUENCE>1 <FILENAME>a16-2077_3defa14a.htm <DESCRIPTION>DEFA14A <TEXT> Document 1 - file: a16-2077_3defa14a.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>g20773bci001.gif <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: g20773bci001.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>g20773bci002.gif <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: g20773bci002.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>g20773bci003.gif <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: g20773bci003.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>g20773bci004.gif <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: g20773bci004.gif
</DOCUMENT> </SEC-DOCUMENT>