<SEC-DOCUMENT>0001683168-16-000267-index.html : 20161007 <SEC-HEADER>0001683168-16-000267.hdr.sgml : 20161007 <ACCEPTANCE-DATETIME>20161007161517 ACCESSION NUMBER: 0001683168-16-000267 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20161005 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20161007 DATE AS OF CHANGE: 20161007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC. CENTRAL INDEX KEY: 0001158114 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 760533927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36083 FILM NUMBER: 161928212 BUSINESS ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 BUSINESS PHONE: 281-295-1800 MAIL ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC DATE OF NAME CHANGE: 20010824 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>applied_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: applied_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>applied_8kex1001.htm <DESCRIPTION>CHANGE IN TERMS AGREEMENT <TEXT> Document 2 - file: applied_8kex1001.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>applied_8kex1002.htm <DESCRIPTION>NOTICE OF FINAL AGREEMENT <TEXT> Document 3 - file: applied_8kex1002.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>applied_8kex1003.htm <DESCRIPTION>SECOND MODIFICATION TO THE CONSTRUCTION LOAN AGREEMENT <TEXT> Document 4 - file: applied_8kex1003.htm
</DOCUMENT> </SEC-DOCUMENT>