<SEC-DOCUMENT>0001683168-19-002372-index.html : 20190729 <SEC-HEADER>0001683168-19-002372.hdr.sgml : 20190729 <ACCEPTANCE-DATETIME>20190729163510 ACCESSION NUMBER: 0001683168-19-002372 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20190723 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20190729 DATE AS OF CHANGE: 20190729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC. CENTRAL INDEX KEY: 0001158114 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 760533927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36083 FILM NUMBER: 19981601 BUSINESS ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 BUSINESS PHONE: 281-295-1800 MAIL ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC DATE OF NAME CHANGE: 20010824 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>applied_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: applied_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1 <SEQUENCE>2 <FILENAME>appliedopto_ex1001.htm <DESCRIPTION>APPROVAL NOTICE <TEXT> Document 2 - file: appliedopto_ex1001.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3 <SEQUENCE>3 <FILENAME>appliedopto_ex1002.htm <DESCRIPTION>GENERAL AGREEMENT <TEXT> Document 3 - file: appliedopto_ex1002.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2 <SEQUENCE>4 <FILENAME>appliedopto_ex1003.htm <DESCRIPTION>CREDIT FACILITY AGREEMENT <TEXT> Document 4 - file: appliedopto_ex1003.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4 <SEQUENCE>5 <FILENAME>appliedopto_ex1004.htm <DESCRIPTION>PROMISSORY NOTE <TEXT> Document 5 - file: appliedopto_ex1004.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: image_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>image_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: image_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>image_003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: image_003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>image_004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: image_004.jpg
</DOCUMENT> </SEC-DOCUMENT>