EX-FILING FEES 2 tm2513078d2_ex-filingfees.htm EX-FILING FEES

 

Exhibit 107

 

Calculation of Filing Fee Table

 

Form 424(b)(7)
(Form Type)

 

Applied Optoelectronics, Inc.
(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered Securities and Carry Forward Securities

 

    Security
Type
Security
Class
Title
Fee
Calculation
or Carry
Forward
Rule
Amount
Registered
Proposed
Maximum
Offering Price
Per Unit
Maximum
Aggregate Offering
Price
Fee Rate Amount of
Registration
Fee
Carry
Forward
Form
Type
Carry
Forward
File
Number
Carry
Forward
Initial
Effective
Date
Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward
Newly Registered Securities
                           
Fees to Be Paid (1) Equity Common Stock, par value $0.001 per share Rule 457(c) 7,945,399 $10.04 $79,732,078.97 $0.00015310 $12,206.98        
Fees Previously Paid  
Carry Forward Securities
Carry Forward Securities  
    Total Offering Amounts   $79,732,078.97   $12,206.98        
    Total Fees Previously Paid                
    Total Fee Offsets                
    Net Fee Due       $12,206.98        

 

(1)This prospectus supplement relates to the resale by the selling stockholders referenced herein of up to 7,945,399 shares of common stock of Applied Optoelectronics, Inc. (the “Registrant”), upon the exercise of the warrants held by the selling stockholders. The warrants are exercisable by the selling stockholders at an exercise price of $23.6954 per share and will expire on March 13, 2035.

 

This prospectus supplement also relates to such additional shares of common stock as may be issued in connection with a stock split, stock dividend or similar transaction, pursuant to Rule 416 of the Securities Act of 1933, as amended (the “Securities Act”).

 

Maximum Aggregate Offering Price estimated solely for the purpose of computing the registration fee with respect to 7,945,399 shares of common stock pursuant to Rule 457(c) under the Securities Act, based on the average of the high and low prices of the Registrant’s common stock on the NASDAQ Global Market on April 21, 2025.

 

In accordance with Rules 456(b) and 457(r) under the Securities Act, the Registrant initially deferred payment of all of the registration fees for the Registrant’s Registration Statement on Form S-3ASR (File No. 333-283905) filed with the Securities and Exchange Commission on December 18, 2024 (the “Registration Statement). Calculated in accordance with Rule 457(r), this “Calculation of Filing Fee Table” shall be deemed to update the “Calculation of Registration Fee” table in the Registration Statement.