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<SEC-DOCUMENT>0000950123-10-079289.txt : 20100820
<SEC-HEADER>0000950123-10-079289.hdr.sgml : 20100820
<ACCEPTANCE-DATETIME>20100819182526
ACCESSION NUMBER:		0000950123-10-079289
CONFORMED SUBMISSION TYPE:	SC 13D/A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20100820
DATE AS OF CHANGE:		20100819

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			VIRTUS INVESTMENT PARTNERS, INC.
		CENTRAL INDEX KEY:			0000883237
		STANDARD INDUSTRIAL CLASSIFICATION:	INVESTMENT ADVICE [6282]
		IRS NUMBER:				954191764
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13D/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-43022
		FILM NUMBER:		101028641

	BUSINESS ADDRESS:	
		STREET 1:		100 PEARL STREET
		STREET 2:		9TH FLOOR
		CITY:			HARTFORD
		STATE:			CT
		ZIP:			06103
		BUSINESS PHONE:		860-403-5000

	MAIL ADDRESS:	
		STREET 1:		100 PEARL STREET
		STREET 2:		9TH FLOOR
		CITY:			HARTFORD
		STATE:			CT
		ZIP:			06103

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	PHOENIX INVESTMENT PARTNERS LTD/CT
		DATE OF NAME CHANGE:	19990312

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	PHOENIX DUFF & PHELPS CORP
		DATE OF NAME CHANGE:	19951117

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	DUFF & PHELPS CORP
		DATE OF NAME CHANGE:	19930328

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			BANK OF MONTREAL /CAN/
		CENTRAL INDEX KEY:			0000927971
		STANDARD INDUSTRIAL CLASSIFICATION:	COMMERCIAL BANKS, NEC [6029]
		IRS NUMBER:				000000000
		FISCAL YEAR END:			1031

	FILING VALUES:
		FORM TYPE:		SC 13D/A

	BUSINESS ADDRESS:	
		STREET 1:		1 FIRST CANADIAN PLACE
		STREET 2:		TORONTO
		CITY:			ONTARIO CANADA
		STATE:			A6
		ZIP:			M5X 1A1
		BUSINESS PHONE:		4168677191

	MAIL ADDRESS:	
		STREET 1:		FIRST CANADIAN PLACE
		STREET 2:		TORONTO
		CITY:			ONTARIO CANADA
		STATE:			A6
		ZIP:			M5X 1A1
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13D/A
<SEQUENCE>1
<FILENAME>o64197sc13dza.htm
<DESCRIPTION>SC 13D/A
<TEXT>
<HTML>
<HEAD>
<TITLE>sc13dza</TITLE>
</HEAD>
<BODY bgcolor="#FFFFFF">
<!-- PAGEBREAK -->
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>
<DIV style="font-family: 'Times New Roman',Times,serif">


<DIV style="font-size: 1pt; width: 100%; border-bottom: black 2pt solid"> </DIV> <DIV style="font-size: 1pt; width: 100%; border-bottom: black 1pt solid"> </DIV> <P align="center" style="font-size: 14pt"><B>UNITED STATES<BR>
SECURITIES AND EXCHANGE COMMISSION</B>

<DIV align="center" style="font-size: 12pt"><B>Washington, D.C. 20549</B>
</DIV>

<P align="center" style="font-size: 18pt"><B>SCHEDULE 13D</B>


<P align="center" style="font-size: 12pt"><B>Under the Securities Exchange Act of 1934<BR>
(Amendment No.&nbsp;1)</B>


<DIV align="center">
<DIV style="font-size: 24pt; margin-top: 16pt; width: 100%; border-bottom: 1px solid #000000">Virtus Investment Partners, Inc.</DIV>
</DIV>


<DIV align="center" style="font-size: 10pt">(Name of Issuer)
</DIV>


<DIV align="center">
<DIV style="font-size: 10pt; margin-top: 16pt; width: 100%; border-bottom: 1px solid #000000">Common Stock, par value $0.01 per share</DIV>
</DIV>

<DIV align="center" style="font-size: 10pt">(Title of Class of Securities)
</DIV>


<DIV align="center">
<DIV style="font-size: 10pt; margin-top: 16pt; width: 100%; border-bottom: 1px solid #000000">92828Q109</DIV>
</DIV>

<DIV align="center" style="font-size: 10pt">(CUSIP Number)
</DIV>


<DIV align="center">
<DIV style="font-size: 10pt; margin-top: 16pt; width: 100%; border-bottom: 1px solid #000000">Bank of Montreal<BR>Colleen Hennessy<BR>111 W. Monroe Street<BR>Chicago, IL 60603<BR>Tel. No.: (312) 461-7745<BR></DIV>
</DIV>


<DIV align="center" style="font-size: 10pt">(Name, Address and Telephone Number of Person Authorized to<BR>
Receive Notices and Communications)
</DIV>


<DIV align="center">
<DIV style="font-size: 10pt; margin-top: 16pt; width: 100%; border-bottom: 1px solid #000000">August 5, 2010</DIV>
</DIV>

<DIV align="center" style="font-size: 10pt">(Date of Event Which Requires Filing of this Statement)
</DIV>

<P align="left" style="font-size: 10pt">If the filing person has previously filed a statement on Schedule&nbsp;13G to report the acquisition that is the subject of this Schedule&nbsp;13D, and is filing this schedule because of &#167;&#167;240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. <FONT face="wingdings" size="2">&#111;</FONT>

<P align="left" style="font-size: 10pt">* The remainder of this cover page shall be filled out for a reporting person&#146;s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

<P align="left" style="font-size: 10pt">The information required on the remainder of this cover page shall not be deemed to be &#147;filed&#148; for the purpose of Section 18 of the Securities Exchange Act of 1934 (&#147;Act&#148;) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


<DIV style="width: 100%; border-bottom: 1pt solid black; margin-top: 10pt; font-size: 1pt">&nbsp;</DIV>
<DIV style="width: 100%; border-bottom: 2pt solid black; font-size: 1pt">&nbsp;</DIV>

<P align="center" style="font-size: 10pt">
</DIV>

<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>
<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
<TD width="1%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="20%">&nbsp;</TD>
<TD width="55%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="9%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="9%">&nbsp;</TD>
</TR>
<!-- End Table Head -->
<!-- Begin Table Body -->


<TR valign="bottom">
<TD valign="top" nowrap><DIV style="margin-left:0px; text-indent:-0px">CUSIP No.</DIV></TD>
<TD>&nbsp;</TD>
<TD align="center" valign="top"><DIV style="border: 1px solid #000000">92828Q109&nbsp;</DIV></TD>
<TD>&nbsp;</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>

<P>&nbsp;<DIV style="width: 100%; border: 1px solid black"><DIV align="center">

<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="1" width="100%">
<!-- Begin Table Head --><TR style="font-size: 1px">
<TD width="5%">&nbsp;</TD>
<TD width="1%" style="border-left: 1px solid #000000">&nbsp;</TD>
<TD width="5%">&nbsp;</TD>
<TD width="5%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="83%">&nbsp;</TD>
</TR>

<!-- End Table Head -->
<!-- Begin Table Body -->
<TR valign="bottom">
<TD valign="middle" align="center"><FONT style="font-size: 18pt"><B>1</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">NAMES OF REPORTING PERSONS.<BR>
<BR>
Bank of Montreal</TD>
</TR>
<TR valign="bottom">
<TD>&nbsp;</TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>2</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<BR><BR></TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">(a)&nbsp;&nbsp;&nbsp;<FONT face="wingdings" size="2">&#111;</FONT>&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">(b)&nbsp;&nbsp;&nbsp;<FONT face="wingdings" size="2">&#111;</FONT>&nbsp;</TD>
</TR>
<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>3</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">SEC USE ONLY</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>4</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">SOURCE OF FUNDS (SEE INSTRUCTIONS)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="11" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="11" align="left">WC*</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>5</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left"><FONT face="wingdings" size="2">&#111;</FONT></TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>6</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">CITIZENSHIP OR PLACE OF ORGANIZATION</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">Canada
</TD>
</TR>

<TR style="font-size: 1px">
<TD colspan="3" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000; border-left: 1px solid #000000; border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD align="center" colspan="3">&nbsp;</TD>
<TD valign="middle" align="center" rowspan="3" style="border-left: 1px solid #000000; border-right: 1px solid #000000"><FONT style="font-size: 18pt"><B>7</B></FONT></TD>
<TD>&nbsp;</TD>
<TD align="left">SOLE VOTING POWER</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">NUMBER OF</TD>
<TD>&nbsp;</TD>
<TD align="left">1,727,746**</TD>
</TR>

<TR style="font-size: 1px">
<TD colspan="3">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000; border-left: 1px solid #000000; border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD align="center" colspan="3">SHARES</TD>
<TD valign="middle" align="center" rowspan="3" style="border-left: 1px solid #000000; border-right: 1px solid #000000"><FONT style="font-size: 18pt"><B>8</B></FONT></TD>
<TD>&nbsp;</TD>
<TD align="left">SHARED VOTING POWER</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">BENEFICIALLY</TD>
<TD>&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">OWNED BY</TD>
<TD>&nbsp;</TD>
<TD>34***</TD>
</TR>

<TR style="font-size: 1px">
<TD colspan="3">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000; border-left: 1px solid #000000; border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>


<TR valign="bottom">
<TD align="center" colspan="3">EACH</TD>
<TD valign="middle" align="center" rowspan="3" style="border-left: 1px solid #000000; border-right: 1px solid #000000"><FONT style="font-size: 18pt"><B>9</B></FONT></TD>
<TD>&nbsp;</TD>
<TD align="left">SOLE DISPOSITIVE POWER</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">REPORTING</TD>
<TD>&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">PERSON</TD>
<TD>&nbsp;</TD>
<TD align="left">1,727,746**</TD>
</TR>
<TR style="font-size: 1px">
<TD colspan="3">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000; border-left: 1px solid #000000; border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD align="center" colspan="3">WITH</TD>
<TD valign="middle" align="center" rowspan="3" style="border-left: 1px solid #000000; border-right: 1px solid #000000"><FONT style="font-size: 18pt"><B>10</B></FONT></TD>
<TD>&nbsp;</TD>
<TD align="left">SHARED DISPOSITIVE POWER</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left">34***</TD>
</TR>
<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>11</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">1,727,780****</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>12</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">CHECK IF THE AGGREGATE AMOUNT IN ROW (11)&nbsp;EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left"><FONT face="wingdings" size="2">&#254;</FONT>
</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>13</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">22.8&#37;**</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>14</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">HC,BK</TD>
</TR>
<!-- End Table Body --></TABLE>
</DIV>
</DIV>

<DIV style="font-size: 10pt; margin-top: 3pt">* The source of funds for acquiring the shares of Series B Preferred Stock (as defined below)
was the working capital of Harris Bankcorp, Inc. (&#147;Harris&#148;), a wholly-owned subsidiary of
Harris Financial Corp. (&#147;HFC&#148;), which is a wholly-owned subsidiary of Bank of Montreal (&#147;BMO&#148;, and
 together with Harris and HFC, the &#147;Reporting Persons&#148;). 378,446 shares of Common Stock (as defined below)
owned by the Reporting Persons were acquired by converting 9,783 shares of Series B Preferred Stock into Common
Stock on August 5, 2010.
</DIV>

<DIV style="font-size: 10pt; margin-top: 3pt">** The Reporting Persons are the beneficial owners of 378,446 shares of
Common Stock. The Reporting Persons are also the beneficial owners of 35,217 shares of Series B
Voting Convertible Preferred Stock (the &#147;Series B Preferred Stock&#148;) of Virtus Investment
Partners, Inc. (the &#147;Issuer&#148;). As of the date of this Amendment to Schedule 13D, each share of Series B
Preferred Stock is convertible into 38.3139 shares of common stock of the Issuer (the &#147;Common Stock), and
the entire 35,217 shares of Series B Preferred Stock beneficially owned by the Reporting Persons are
convertible, in the aggregate, into 1,349,300 shares of Common Stock. The number of shares issuable upon the
conversion of the Series B Preferred Stock may be adjusted from time to time in accordance with certain
customary anti-dilution protection provisions and the amount of accumulated and unpaid dividends as set forth
in the certificate of designations of the Series A Non-Voting Convertible Preferred Stock and the Series B
Preferred Stock (the &#147;Certificate of Designations&#148;). In the event that all of the shares of the Series B
Preferred Stock beneficially owned by the Reporting Persons are
converted into Common Stock at the current conversion rate of 38.3139
shares of Common Stock per each share of Series B Preferred Stock,
based upon the 7,571,746 shares of Common Stock outstanding as of August 19, 2010 (including
the shares of Common Stock issuable upon conversion of the Series B Preferred Stock beneficially owned by the
Reporting Persons), the Reporting Persons would own 22.8% of the outstanding shares of Common Stock.
</DIV>

<DIV style="font-size: 10pt; margin-top: 3pt">*** 34 shares of Common Stock (the &#147;Trust Shares&#148;) are held in a
bona fide fiduciary capacity in certain trust or investment accounts for the account of third parties and are
 beneficially owned by the Reporting Persons and Harris N.A., which is a wholly-owned subsidiary of Harris.
</DIV>

<DIV style="font-size: 10pt; margin-top: 3pt">**** This number does
not include 2,684 shares of Common
Stock held by sub-advisors of Harris myCFO Investment Advisory Services, LLC (&#147;myCFO,&#148; a wholly-owned subsidiary of
 HFC) in the name of clients of myCFO.
</DIV>


<P align="center" style="font-size: 10pt">



</DIV>

<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>
<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
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<TR valign="bottom">
<TD width="1%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="20%">&nbsp;</TD>
<TD width="55%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="9%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="9%">&nbsp;</TD>
</TR>
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<TR valign="bottom">
<TD valign="top" nowrap><DIV style="margin-left:0px; text-indent:-0px">CUSIP No.</DIV></TD>
<TD>&nbsp;</TD>
<TD align="center" valign="top"><DIV style="border: 1px solid #000000">92828Q109&nbsp;</DIV></TD>
<TD>&nbsp;</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>

<P>&nbsp;<DIV style="width: 100%; border: 1px solid black"><DIV align="center">

<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="1" width="100%">
<!-- Begin Table Head --><TR style="font-size: 1px">
<TD width="5%">&nbsp;</TD>
<TD width="1%" style="border-left: 1px solid #000000">&nbsp;</TD>
<TD width="5%">&nbsp;</TD>
<TD width="5%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="83%">&nbsp;</TD>
</TR>

<!-- End Table Head -->
<!-- Begin Table Body -->
<TR valign="bottom">
<TD valign="middle" align="center"><FONT style="font-size: 18pt"><B>1</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">NAMES OF REPORTING PERSONS.<BR>
<BR>
Harris Financial Corp.</TD>
</TR>
<TR valign="bottom">
<TD>&nbsp;</TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>2</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP <BR><BR></TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">(a)&nbsp;&nbsp;&nbsp;<FONT face="wingdings" size="2">&#111;</FONT>&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">(b)&nbsp;&nbsp;&nbsp;<FONT face="wingdings" size="2">&#111;</FONT>&nbsp;</TD>
</TR>
<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>3</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">SEC USE ONLY</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>4</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">SOURCE OF FUNDS (SEE INSTRUCTIONS)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="11" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="11" align="left">WC*</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>5</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left"><FONT face="wingdings" size="2">&#111;</FONT></TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>6</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">CITIZENSHIP OR PLACE OF ORGANIZATION</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">Delaware
</TD>
</TR>

<TR style="font-size: 1px">
<TD colspan="3" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000; border-left: 1px solid #000000; border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD align="center" colspan="3">&nbsp;</TD>
<TD valign="middle" align="center" rowspan="3" style="border-left: 1px solid #000000; border-right: 1px solid #000000"><FONT style="font-size: 18pt"><B>7</B></FONT></TD>
<TD>&nbsp;</TD>
<TD align="left">SOLE VOTING POWER</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">NUMBER OF</TD>
<TD>&nbsp;</TD>
<TD align="left">1,727,746**</TD>
</TR>

<TR style="font-size: 1px">
<TD colspan="3">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000; border-left: 1px solid #000000; border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD align="center" colspan="3">SHARES</TD>
<TD valign="middle" align="center" rowspan="3" style="border-left: 1px solid #000000; border-right: 1px solid #000000"><FONT style="font-size: 18pt"><B>8</B></FONT></TD>
<TD>&nbsp;</TD>
<TD align="left">SHARED VOTING POWER</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">BENEFICIALLY</TD>
<TD>&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">OWNED BY</TD>
<TD>&nbsp;</TD>
<TD>34***</TD>
</TR>

<TR style="font-size: 1px">
<TD colspan="3">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000; border-left: 1px solid #000000; border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>


<TR valign="bottom">
<TD align="center" colspan="3">EACH</TD>
<TD valign="middle" align="center" rowspan="3" style="border-left: 1px solid #000000; border-right: 1px solid #000000"><FONT style="font-size: 18pt"><B>9</B></FONT></TD>
<TD>&nbsp;</TD>
<TD align="left">SOLE DISPOSITIVE POWER</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">REPORTING</TD>
<TD>&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">PERSON</TD>
<TD>&nbsp;</TD>
<TD align="left">1,727,746**</TD>
</TR>
<TR style="font-size: 1px">
<TD colspan="3">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000; border-left: 1px solid #000000; border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD align="center" colspan="3">WITH</TD>
<TD valign="middle" align="center" rowspan="3" style="border-left: 1px solid #000000; border-right: 1px solid #000000"><FONT style="font-size: 18pt"><B>10</B></FONT></TD>
<TD>&nbsp;</TD>
<TD align="left">SHARED DISPOSITIVE POWER</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left">34***</TD>
</TR>
<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>11</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">1,727,780****</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>12</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">CHECK IF THE AGGREGATE AMOUNT IN ROW (11)&nbsp;EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left"><FONT face="wingdings" size="2">&#254;</FONT>
</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>13</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">22.8&#37;**</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>14</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">HC, CO</TD>
</TR>
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</DIV>
</DIV>

<DIV style="font-size: 10pt; margin-top: 3pt">* The source of funds for acquiring the shares of Series B Preferred Stock
was the working capital of Harris. 378,446 shares of Common Stock owned by the Reporting Persons were acquired
by converting 9,783 shares of Series B Preferred Stock into Common Stock on August 5, 2010.
</DIV>

<DIV style="font-size: 10pt; margin-top: 3pt">** The Reporting Persons are the beneficial owners of 378,446 shares of
Common Stock. The Reporting Persons are also the beneficial owners of 35,217 shares of Series B Preferred Stock.
As of the date of this Amendment to Schedule 13D, each share of Series B Preferred Stock is convertible into 38.3139
shares of Common Stock, and the entire 35,217 shares of Series B Preferred Stock beneficially owned by the Reporting
Persons are convertible, in the aggregate, into 1,349,300 shares of Common Stock. The number of shares issuable upon
the conversion of the Series B Preferred Stock may be adjusted from time to time in accordance with certain customary
anti-dilution protection provisions and the amount of accumulated and unpaid dividends as set forth in the Certificate
 of Designations. In the event that all of the shares of the Series B Preferred Stock beneficially owned by the Reporting
Persons are converted into Common Stock at the current conversion rate of 38.3139 shares of Common Stock
per each share of Series B Preferred Stock, based upon the 7,571,746 shares of Common Stock outstanding as
of August 19, 2010 (including the shares of Common Stock issuable upon conversion of the Series B Preferred Stock
beneficially owned by the Reporting Persons), the Reporting Persons would own 22.8% of the outstanding shares of Common
Stock.
</DIV>

<DIV style="font-size: 10pt; margin-top: 3pt">*** The Trust Shares are held in a bona fide fiduciary capacity in
 certain trust or investment accounts for the account of third parties and are beneficially owned by the Reporting
 Persons and Harris N.A.
</DIV>

<DIV style="font-size: 10pt; margin-top: 3pt">**** This number does not include 2,684 shares of Common Stock held by sub-advisors of myCFO in the name of clients of myCFO.
</DIV>


<P align="center" style="font-size: 10pt">



</DIV>
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<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>
<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
<TD width="1%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="20%">&nbsp;</TD>
<TD width="55%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="9%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="9%">&nbsp;</TD>
</TR>
<!-- End Table Head -->
<!-- Begin Table Body -->


<TR valign="bottom">
<TD valign="top" nowrap><DIV style="margin-left:0px; text-indent:-0px">CUSIP No.</DIV></TD>
<TD>&nbsp;</TD>
<TD align="center" valign="top"><DIV style="border: 1px solid #000000">92828Q109&nbsp;</DIV></TD>
<TD>&nbsp;</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>

<P>&nbsp;<DIV style="width: 100%; border: 1px solid black"><DIV align="center">

<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="1" width="100%">
<!-- Begin Table Head --><TR style="font-size: 1px">
<TD width="5%">&nbsp;</TD>
<TD width="1%" style="border-left: 1px solid #000000">&nbsp;</TD>
<TD width="5%">&nbsp;</TD>
<TD width="5%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="83%">&nbsp;</TD>
</TR>

<!-- End Table Head -->
<!-- Begin Table Body -->
<TR valign="bottom">
<TD valign="middle" align="center"><FONT style="font-size: 18pt"><B>1</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">NAMES OF REPORTING PERSONS.<BR>
<BR>
Harris Bankcorp, Inc.</TD>
</TR>
<TR valign="bottom">
<TD>&nbsp;</TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>2</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<BR><BR></TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">(a)&nbsp;&nbsp;&nbsp;<FONT face="wingdings" size="2">&#111;</FONT>&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">(b)&nbsp;&nbsp;&nbsp;<FONT face="wingdings" size="2">&#111;</FONT>&nbsp;</TD>
</TR>
<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>3</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">SEC USE ONLY</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>4</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">SOURCE OF FUNDS (SEE INSTRUCTIONS)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="11" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="11" align="left">WC*</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>5</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left"><FONT face="wingdings" size="2">&#111;</FONT></TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>6</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">CITIZENSHIP OR PLACE OF ORGANIZATION</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">Delaware
</TD>
</TR>

<TR style="font-size: 1px">
<TD colspan="3" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000; border-left: 1px solid #000000; border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD align="center" colspan="3">&nbsp;</TD>
<TD valign="middle" align="center" rowspan="3" style="border-left: 1px solid #000000; border-right: 1px solid #000000"><FONT style="font-size: 18pt"><B>7</B></FONT></TD>
<TD>&nbsp;</TD>
<TD align="left">SOLE VOTING POWER</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">NUMBER OF</TD>
<TD>&nbsp;</TD>
<TD align="left">1,727,746**</TD>
</TR>

<TR style="font-size: 1px">
<TD colspan="3">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000; border-left: 1px solid #000000; border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD align="center" colspan="3">SHARES</TD>
<TD valign="middle" align="center" rowspan="3" style="border-left: 1px solid #000000; border-right: 1px solid #000000"><FONT style="font-size: 18pt"><B>8</B></FONT></TD>
<TD>&nbsp;</TD>
<TD align="left">SHARED VOTING POWER</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">BENEFICIALLY</TD>
<TD>&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">OWNED BY</TD>
<TD>&nbsp;</TD>
<TD>34***</TD>
</TR>

<TR style="font-size: 1px">
<TD colspan="3">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000; border-left: 1px solid #000000; border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>


<TR valign="bottom">
<TD align="center" colspan="3">EACH</TD>
<TD valign="middle" align="center" rowspan="3" style="border-left: 1px solid #000000; border-right: 1px solid #000000"><FONT style="font-size: 18pt"><B>9</B></FONT></TD>
<TD>&nbsp;</TD>
<TD align="left">SOLE DISPOSITIVE POWER</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">REPORTING</TD>
<TD>&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">PERSON</TD>
<TD>&nbsp;</TD>
<TD align="left">1,727,746**</TD>
</TR>
<TR style="font-size: 1px">
<TD colspan="3">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000; border-left: 1px solid #000000; border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD align="center" colspan="3">WITH</TD>
<TD valign="middle" align="center" rowspan="3" style="border-left: 1px solid #000000; border-right: 1px solid #000000"><FONT style="font-size: 18pt"><B>10</B></FONT></TD>
<TD>&nbsp;</TD>
<TD align="left">SHARED DISPOSITIVE POWER</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD align="center" colspan="3">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left">34***</TD>
</TR>
<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>11</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">1,727,780****</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>12</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">CHECK IF THE AGGREGATE AMOUNT IN ROW (11)&nbsp;EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left"><FONT face="wingdings" size="2">&#254;</FONT>
</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>13</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">22.8&#37;*</TD>
</TR>

<TR style="font-size: 1px">
<TD style="border-top: 1px solid #000000">&nbsp;</TD>
<TD style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD valign="middle" align="center" rowspan="3"><FONT style="font-size: 18pt"><B>14</B></FONT></TD>
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD style="border-left: 1px solid #000000">&nbsp;</TD>
<TD colspan="4" align="left">HC, CO</TD>
</TR>
<!-- End Table Body --></TABLE>
</DIV>
</DIV>

<DIV style="font-size: 10pt; margin-top: 3pt">* 378,446 shares of Common Stock owned by the Reporting Persons were acquired by converting 9,783 shares of Series B Preferred Stock into Common Stock on August 5, 2010.
</DIV>

<DIV style="font-size: 10pt; margin-top: 3pt">** The Reporting Persons are the beneficial owners of 378,446 shares of
Common Stock. The Reporting Persons are also the beneficial owners of 35,217 shares of Series B Preferred Stock. As of the
date of this Amendment to Schedule 13D, each share of Series B Preferred Stock is convertible into 38.3139 shares of
Common Stock, and the entire 35,217 shares of Series B Preferred Stock beneficially owned by the Reporting Persons are
convertible, in the aggregate, into 1,349,300 shares of Common Stock. The number of shares issuable upon the conversion of
the Series B Preferred Stock may be adjusted from time to time in accordance with certain customary anti-dilution protection
provisions and the amount of accumulated and unpaid dividends as set forth in the Certificate of Designations. In the event
that all of the shares of the Series B Preferred Stock beneficially owned by the Reporting Persons are converted into
Common Stock at the current conversion rate of 38.3139 shares of Common Stock per each share of Series B
Preferred Stock, based upon the 7,571,746 shares of Common Stock outstanding as of August 19, 2010 (including the shares
of Common Stock issuable upon conversion of the Series B Preferred Stock beneficially owned by the Reporting Persons), the Reporting Persons would own 22.8% of the outstanding shares of Common Stock.
</DIV>

<DIV style="font-size: 10pt; margin-top: 3pt">*** The Trust Shares are held in a bona fide fiduciary capacity in certain trust or investment accounts for the account of third parties and are beneficially owned by the Reporting Persons and Harris N.A.
</DIV>

<DIV style="font-size: 10pt; margin-top: 3pt">**** This number does not include 2,684 shares of Common Stock held by sub-advisors of myCFO in the name of clients of myCFO.
</DIV>


<P align="center" style="font-size: 10pt">



</DIV>
<!-- PAGEBREAK -->
<P><HR noshade><P>
<DIV style="font-family: 'Times New Roman',Times,serif">


<!-- TOC -->
<A name="toc"><DIV align="CENTER" style="page-break-before:always"><U><B>TABLE OF CONTENTS</B></U></DIV></A>

<P><CENTER>
<TABLE border="0" width="90%" cellpadding="0" cellspacing="0">
<TR>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="76%"></TD>
</TR>
<TR><TD></TD><TD colspan="8"><A HREF="#000">Introductory Statement</A></TD></TR>
<TR><TD></TD><TD colspan="8"><A HREF="#001">Item&nbsp;1. Security and Issuer</A></TD></TR>
<TR><TD></TD><TD colspan="8"><A HREF="#002">Item&nbsp;2. Identity and Background</A></TD></TR>
<TR><TD></TD><TD colspan="8"><A HREF="#003">Item&nbsp;3. Source and Amount of Funds or Other Consideration</A></TD></TR>
<TR><TD></TD><TD colspan="8"><A HREF="#004">Item&nbsp;4. Purpose of Transaction</A></TD></TR>
<TR><TD></TD><TD colspan="8"><A HREF="#005">Item&nbsp;5. Interest in Securities of the Issuer</A></TD></TR>
<TR><TD></TD><TD colspan="8"><A HREF="#006">Item&nbsp;6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer</A></TD></TR>
<TR><TD></TD><TD colspan="8"><A HREF="#007">Item&nbsp;7. Material to be Filed as Exhibits</A></TD></TR>
<TR><TD colspan="9"><A HREF="#008">SIGNATURE</A></TD></TR>
</TABLE>
</CENTER>
<!-- /TOC -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>


<!-- link2 "Introductory Statement" -->
<DIV align="left"><A NAME="000"></A></DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 12pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<B><I>Introductory Statement</I></B>
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;This Amendment to Schedule&nbsp;13D (this &#147;Amendment&#148;) is being filed to amend certain information
provided in the Schedule&nbsp;13D (the &#147;Original Filing&#148;) filed by the Reporting Persons on January&nbsp;12,
2009 as a result of the conversion of 9,783 shares of Series&nbsp;B Preferred Stock into 378,446 shares
of Common Stock on August&nbsp;5, 2010. Any capitalized term used in this Amendment but not defined
herein shall have the meaning given to such term in the Original Filing. This Amendment supplements
or amends certain items in the Original Filing as indicated below. Unless otherwise specified
below, the information in the Original Filing remains unchanged.
</DIV>
<!-- link2 "Item&nbsp;1. Security and Issuer" -->
<DIV align="left"><A NAME="001"></A></DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 12pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<B><I>Item&nbsp;1. Security and Issuer</I></B>
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;There are no changes to Item&nbsp;1 of the Original Filing.
</DIV>
<!-- link2 "Item&nbsp;2. Identity and Background" -->
<DIV align="left"><A NAME="002"></A></DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 12pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<B><I>Item&nbsp;2. Identity and Background</I></B>
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;This Amendment amends the Original Filing to provide a new Schedule&nbsp;A listing the name,
residence or business address, position, present principal occupation or employment, the name and,
if other than any Reporting Person, the principal business and address of any corporation or
organization in which such employment is conducted and citizenship of each director and executive
officer of each Reporting Person.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;In addition, the final two paragraphs of Item&nbsp;2 in the Original Filing are deleted in their
entirety and replaced with the following:
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;During the last five years, none of the Reporting Persons and, to the best of the Reporting
Persons&#146; knowledge, none of the persons listed on Schedule&nbsp;A attached hereto, has been convicted in
a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a
civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of
such proceeding was or is subject to a judgment, decree or final order enjoining future violations
of, or prohibiting or mandating activities subject to, federal or state securities laws or finding
any violation with respect to such laws.
</DIV>
<!-- link2 "Item&nbsp;3. Source and Amount of Funds or Other Consideration" -->
<DIV align="left"><A NAME="003"></A></DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 12pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<B><I>Item&nbsp;3. Source and Amount of Funds or Other Consideration</I></B>
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Item&nbsp;3 of the Original Filing is hereby amended and restated in its entirety as follows:
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Of the shares reported hereby as beneficially owned by the Reporting Persons, 34 shares of
Common Stock (the &#147;Trust Shares&#148;) are held in a bona fide fiduciary capacity in certain trust or
investment accounts for the account of third parties and are beneficially owned by the Reporting
Persons and Harris N.A. The Trust Shares were received by the Reporting Persons or their
subsidiaries through pro rata distribution of the Common Stock as part of the spin-off of the
Issuer from The Phoenix Companies, Inc. on December&nbsp;31, 2008. No consideration was paid by the
Reporting Persons or their subsidiaries in receipt of the Trust Shares.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;On October&nbsp;30, 2008, Harris entered into an Investment and Contribution Agreement (the
&#147;Investment Agreement&#148;), by and among Harris, Phoenix Investment Management Company, the Issuer and
The Phoenix Companies, Inc. Pursuant to the Investment Agreement, Harris agreed to purchase certain
securities of the Issuer in a two step transaction as follows: (i)&nbsp;9,783 shares of Series&nbsp;A
Non-Voting Convertible Preferred Stock, par value $0.01 per share (the &#147;Series&nbsp;A Preferred Stock&#148;),
for an aggregate purchase price of $1 at the first closing (which occurred on October&nbsp;31, 2008),
and (ii)&nbsp;35,217 shares of the Series&nbsp;B Voting Convertible Preferred Stock, par value $0.01 per
share (the &#147;Series&nbsp;B Preferred Stock&#148; and, together with the Series&nbsp;A Preferred Stock, the
&#147;Preferred Stock&#148;), for an aggregate purchase price of $35&nbsp;million at the second closing (which
occurred on December&nbsp;31, 2008). In accordance with the Investment Agreement, at the second closing,
Harris also exchanged all of the shares of Series&nbsp;A Preferred Stock it acquired at the first
closing for the same number of shares of the Series&nbsp;B Preferred Stock. After giving effect to the
purchase at the second closing and the exchange, the Reporting Persons beneficially own in the
aggregate 45,000 shares of Series&nbsp;B Preferred Stock. The source of the consideration paid to
acquire the Series&nbsp;A Preferred Stock on October&nbsp;31, 2008 and the Series&nbsp;B Preferred Stock on
December&nbsp;31, 2008 was working capital of Harris.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;On August&nbsp;5, 2010, Harris exercised its right to convert 9,783 shares of Series&nbsp;B Preferred
Stock into 378,446 shares of Common Stock (the &#147;Conversion&#148;). After giving effect to the
Conversion, the Reporting Persons own in the aggregate 35,217 shares of Series&nbsp;B Preferred Stock
and 378,480 shares of Common Stock (including the Trust Shares). No consideration was paid by the
Reporting Persons or their subsidiaries in connection with the Conversion.
</DIV>

<P align="center" style="font-size: 10pt"><!-- Folio -->&nbsp;<!-- /Folio -->
</DIV>

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<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>

<DIV style="font-family: 'Times New Roman',Times,serif">
<!-- link2 "Item&nbsp;4. Purpose of Transaction" -->
<DIV align="left"><A NAME="004"></A></DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 12pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<B><I>Item&nbsp;4. Purpose of Transaction</I></B>
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pursuant to the terms of the Investment Agreement, Harris had a Put Right and the Issuer had a
Call Option pertaining to the 9,783 shares of Series&nbsp;B Preferred Stock that Harris received at the
second closing in exchange for the 9,783 shares of Series&nbsp;A Preferred Stock Harris received at the
first closing. On August&nbsp;2, 2010, the Issuer notified Harris of its intention to exercise the Call
Option with respect to the 9,783 shares of Series&nbsp;B Preferred Stock. Prior to the proposed
settlement date for the Issuer&#146;s exercise of the Call Option, Harris completed the Conversion,
converting the 9,783 shares of Series&nbsp;B Preferred Stock into Common Stock and extinguishing both
the Put Right and the Call Option in accordance with the terms of the Investment Agreement. Because
the Put Right and the Call Option were extinguished by the Conversion, Item&nbsp;4 of the Original
Filing is hereby amended by deleting the subsection titled <I>&#147;The Put Right and the Call Option&#148; </I>in
its entirety.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Furthermore, Item&nbsp;4 of the Original Filing is hereby supplemented with the following
information:
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;As of the date of this Amendment, except as set forth below or in the Original Filing, none of
the Reporting Persons nor, to the best knowledge of the Reporting Persons, any of the persons
listed in Schedule&nbsp;A, has any current plans or proposals that relate to or would result in any of
the actions set forth in subparagraphs (a)&nbsp;through (j)&nbsp;of Item&nbsp;4 of Schedule&nbsp;13D. However, as part
of their ongoing evaluation of this investment, the Reporting Persons may formulate new plans or
proposals which could relate to or which could result in one or more of the actions referred to in
subparagraphs (a)&nbsp;through (j)&nbsp;of Item&nbsp;4 of Schedule&nbsp;13D.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The 35,217 shares of Series&nbsp;B Preferred Stock beneficially owned by the Reporting Persons
after the Conversion, if converted into Common Stock at the current conversion rate of 38.3139
shares of Common Stock per each share of Preferred Stock, will result in the Reporting Persons
beneficially owning, in the aggregate, 1,349,300 shares of Common Stock (in addition to the Trust
Shares and the shares acquired through the Conversion). The Reporting Persons currently intend to
hold their beneficially owned shares of Common Stock and Series&nbsp;B Preferred Stock, and any
additional shares of Common Stock to be issued upon conversion of any shares of the Series&nbsp;B
Preferred Stock, for investment purposes only.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The Reporting Persons expect to evaluate on an ongoing basis the Issuer&#146;s financial condition,
results of operations, business and prospects, the market price of the Common Stock, conditions in
securities markets generally and in the market for shares of companies like the Issuer, general
economic and industry conditions and other factors that the Reporting Persons deem relevant to
their investment decisions. Based on such evaluations, and subject to the provisions of the
Investment Agreement, the Reporting Persons may at any time or from time to time determine to
acquire additional Common Stock, or Preferred Stock or other securities convertible into or
exchangeable for Common Stock or derivatives relating to Common Stock, or dispose of Common Stock,
Preferred Stock or other securities convertible into or exchangeable for Common Stock or
derivatives relating to Common Stock that the Reporting Persons own or may hereafter acquire,
through open market or privately negotiated transactions or otherwise, at such prices and on such
terms as they deem advisable. The Reporting Persons intend to monitor closely their investment in
the Issuer. The Reporting Persons and their representatives and advisers intend to discuss from
time to time with members of the Board of Directors and management of the Issuer the performance of
the Issuer, personnel matters, strategic or extraordinary transactions and similar matters, in each
case subject to Harris&#146;s rights and obligations under the Investment Agreement. The Reporting
Persons and their representatives and advisers may communicate with other shareholders, industry
participants and other interested parties concerning the Issuer. Based on the Reporting Persons&#146;
continuing evaluation of the foregoing factors, the Reporting Persons reserve the right to change
their plans and intentions at any time or from time to time, as they deem appropriate. In addition,
the Reporting Persons or their subsidiaries may from time to time purchase and sell equity
securities of the Issuer in a fiduciary or similar capacity for the account of third parties.
</DIV>
<!-- link2 "Item&nbsp;5. Interest in Securities of the Issuer" -->
<DIV align="left"><A NAME="005"></A></DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 12pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<B><I>Item&nbsp;5. Interest in Securities of the Issuer</I></B>
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Item&nbsp;5 of the Original Filing is hereby amended and restated in its entirety as follows:
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a)&nbsp;As of the date of this Amendment, the Trust Shares are held in a bona fide fiduciary
capacity in certain trust or investment accounts for the account of third parties and are
beneficially owned by the Reporting Persons and Harris N.A.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;As of the date of this Amendment, the Reporting Persons beneficially own 378,446 shares of
Common Stock acquired as a result of the Conversion.
</DIV>

<P align="center" style="font-size: 10pt"><!-- Folio -->&nbsp;<!-- /Folio -->
</DIV>

<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>

<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;As of the date of this Amendment, the Reporting Persons beneficially own, in the aggregate,
35,217 shares of Series&nbsp;B Preferred Stock for their own account. As of the date of this Amendment,
each share of Series&nbsp;B Preferred Stock is convertible into 38.3139 shares of Common Stock, and the
entire 35,217 shares of Series&nbsp;B Preferred Stock beneficially owned by the Reporting Persons are
convertible, in the aggregate, into 1,349,300 shares of Common Stock. The number of shares issuable
upon the conversion of the Series&nbsp;B Preferred Stock may be adjusted from time to time in accordance
with certain customary anti-dilution protection provisions and the amount of accumulated and unpaid
dividends as set forth in the certificate of designations of the Series&nbsp;B Preferred Stock (the
&#147;Certificate of Designations&#148;). In the event that all of the shares of the Series&nbsp;B Preferred Stock
beneficially owned by the Reporting Persons are converted into Common Stock at the current
conversion rate of 38.3139 shares of Common Stock per one share of Series&nbsp;B Preferred Stock, based
upon the 7,571,746 shares of Common Stock of the Issuer outstanding
as of August 19, 2010
(including the shares of Common Stock issuable upon conversion of the Series&nbsp;B Preferred Stock
beneficially owned by the Reporting Persons), the Reporting Persons would own 22.8% of the
outstanding shares of Common Stock.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Harris may convert the shares of Series&nbsp;B Preferred Stock at any time. Upon the delivery to
the Issuer of a written consent or consents by holders of a majority in liquidation preference of
the then outstanding shares of Series&nbsp;B Preferred Stock approving a mandatory conversion of the
Series&nbsp;B Preferred Stock, all of the shares of the Series&nbsp;B Preferred Stock then outstanding will
be automatically converted into shares of Common Stock. Under certain circumstances, no holder of
Series&nbsp;B Preferred Stock will be entitled to receive shares of Common Stock upon their conversion
to the extent (but only to the extent) that such receipt would cause such converting holder to
become, directly or indirectly, a beneficial owner of more than 24.9% of the shares of Common Stock
outstanding and such receipt would result in the assignment of the investment advisory contracts to
which the Issuer or any of its subsidiaries that is a registered investment adviser is a party. In
addition, if for twenty trading days in any thirty consecutive trading day period the aggregate
closing price of the Common Stock exceeds 175% of the then applicable conversion price of the
Series&nbsp;B Preferred Stock, the Issuer may elect to cause each share of the Series&nbsp;B Preferred Stock
held by a holder of the Series&nbsp;B Preferred Stock to be converted into shares of Common Stock,
unless such holder of the Series&nbsp;B Preferred Stock elects instead to forfeit thereafter its right
to receive dividends paid on outstanding shares of Common Stock based on the number of shares of
Common Stock into which such shares of Series&nbsp;B Preferred Stock could be converted.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;At any time after the six-year anniversary of the date of the first closing, all (but not less
than all) of the outstanding shares of Series&nbsp;B Preferred Stock will be redeemed at a price per
share equal to the liquidation preference of the Series&nbsp;B Preferred Stock thereof plus interest
thereon, from the last dividend payment date to the effective date of such redemption, at a rate of
LIBOR plus 3&nbsp;percent per annum pursuant to written notice delivered to the holders of Series&nbsp;B
Preferred Stock by the Issuer, in its sole discretion. In addition, at any time and from time to
time no earlier than the seven-year anniversary of the date of the first closing, shares of Series
B Preferred Stock will be redeemed by the Issuer, at the option of the holder, at a price per share
equal to the liquidation preference of the Series&nbsp;B Preferred Stock plus interest from the last
dividend payment date to the effective date of such redemption, at a rate of LIBOR plus 3&nbsp;percent
per annum after receipt by the Issuer from any holder of Series&nbsp;B Preferred Stock of written notice
requesting redemption of all or any portion of the outstanding shares of Series&nbsp;B Preferred Stock
held by such holder.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The terms of the Series&nbsp;B Preferred Stock are provided in the Certificate of Designations,
which was filed as Exhibit&nbsp;4.02 to the Original Filing and is hereby incorporated by reference
herein.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b)&nbsp;The Reporting Persons and Harris N.A. have shared power to vote and to dispose of the 34
Trust Shares. The Reporting Persons have the sole power to vote and to dispose of the 378,446
shares of Common Stock acquired as a result of the Conversion. The Reporting Persons have the sole
power to vote and to dispose of the 35,217 shares of Series&nbsp;B Preferred Stock and would have sole
power to vote and to dispose of the shares of Common Stock issuable upon the conversion of the
Series&nbsp;B Preferred Stock.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c)&nbsp;As described above, in accordance with the terms of the Certificate of Designations,
Harris exercised its option to convert 9,783 shares of Series&nbsp;B Preferred Stock into 378,446 shares
of Common Stock on August&nbsp;5, 2010.
</DIV>
<!-- link2 "Item&nbsp;6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer" -->
<DIV align="left"><A NAME="006"></A></DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 12pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<B><I>Item&nbsp;6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities
of the Issuer</I></B>
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;There are no changes to Item&nbsp;6 of the Original Filing.
</DIV>

<P align="center" style="font-size: 10pt"><!-- Folio -->&nbsp;<!-- /Folio -->
</DIV>

<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>

<DIV style="font-family: 'Times New Roman',Times,serif">
<!-- link2 "Item&nbsp;7. Material to be Filed as Exhibits" -->
<DIV align="left"><A NAME="007"></A></DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 12pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<B><I>Item&nbsp;7. Material to be Filed as Exhibits</I></B>
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;There are no additional exhibits being filed with this Amendment.
</DIV>


<P align="center" style="font-size: 10pt"><!-- Folio -->&nbsp;<!-- /Folio -->
</DIV>




<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>
<DIV style="font-family: 'Times New Roman',Times,serif">


<DIV align="right" style="font-size: 10pt; margin-top: 12pt"><B>SCHEDULE A</B>
</DIV>


<DIV align="center" style="font-size: 10pt; margin-top: 18pt"><B>DIRECTORS AND EXECUTIVE OFFICERS OF<BR>
BANK OF MONTREAL</B><BR>
(as of August&nbsp;1, 2010)
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">The name, address, position, present principal occupation or employment of each of the directors
and executive officers of Bank of Montreal (&#147;BMO&#148;) are set forth below.
</DIV>

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="21%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="25%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="30%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Position/Principal</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD nowrap align="CENTER"><B>Name</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Address</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Occupation/Employment</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Citizenship</B></TD>
</TR>

<!-- End Table Head -->
<!-- Begin Table Body -->
<TR style="font-size: 1px">
    <TD colspan="7" valign="top" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Robert Murray Astley
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">574 Strathmere Court<BR>
Waterloo, Ontario, Canada N2T 2K2
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
Corporate Director
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">David Ross Beatty
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Beatinvest Limited<BR>
98 Teddington Park<BR>
Toronto, Ontario, Canada M4N 2C8
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
Chairman and Chief
Executive Officer of
Beatinvest Limited,
an investment
services company
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Robert Chevrier
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Soci&#233;t&#233; de gestion Roche Inc.<BR>
200, Avenue des Sommets, Apt 2001<BR>
Ile des Soeurs, Verdun, Quebec, <BR>
Canada H3E 2B4
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
President of Soci&#233;t&#233;
de gestion Roche
Inc., a management
and investment
company
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">George A. Cope
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Bell Canada<BR>
483 Bay Street, 9<SUP style="FONT-size: 85%; vertical-align: text-top">th</SUP> Floor South Tower<BR>
Toronto, Ontario, Canada M5G 2C9
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
President and Chief
Executive Officer of
BCE Inc. and Bell
Canada, each a
telecommunications
company
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">William A. Downe
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top" NOWRAP>c/o Bank of Montreal, <BR>
100 King Street West, 1 First Canadian Place, <BR>
24<SUP style="FONT-size: 85%; vertical-align: text-top">th</SUP> Floor<BR>
Toronto, Ontario, Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director, President
and Chief Executive
Officer of BMO;
Director and Vice
Chairman of the
Board of Directors
of Harris Financial
Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American and
Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Christine A. Edwards
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">35 W. Wacker Drive <BR>
Chicago, IL 60601
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
Partner, Winston &#038;
Strawn LLP, a law
firm
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Ronald Farmer
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Mosaic Capital Partners <BR>
65 Front St. E Suite&nbsp;200<BR>
Toronto, Ontario, Canada M5E 1B5
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
Managing Director of
Mosaic Capital
Partners, a
Toronto-based
holding company with
interests in several
private companies
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">David Galloway
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Bank of Montreal <BR>
100 King Street West, 1 First Canadian Place,
24<SUP style="FONT-size: 85%; vertical-align: text-top">th</SUP> Floor <BR>
Toronto, Ontario, Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director and
Chairman of the
Board of Directors
of BMO; Director of
Harris Financial
Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Harold N. Kvisle
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o TransCanada Corporation <BR>
450 &#151; 1<SUP style="FONT-size: 85%; vertical-align: text-top">st</SUP> St. SW <BR>
Calgary, Alberta, Canada T2P 5H1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
Former President and
Chief Executive
Officer of
TransCanada
Corporation, a North
American energy
company focused on
natural gas
transmission and
power generation
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>


<P align="center" style="font-size: 10pt"><!-- Folio -->&nbsp;<!-- /Folio -->
</DIV>

<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>

<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="21%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="25%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="30%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Position/Principal</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD nowrap align="CENTER"><B>Name</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Address</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Occupation/Employment</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Citizenship</B></TD>
</TR>

<!-- End Table Head -->
<!-- Begin Table Body -->
<TR style="font-size: 1px">
    <TD colspan="7" valign="top" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Bruce H. Mitchell
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Permian Industries Limited <br>
First Canada Place, Suite&nbsp;5330, Box 183<br>
Toronto, Ontario, Canada M5X 1A6
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
President and Chief
Executive Officer of
Permian Industries
Limited, a
management and
holding company with
interests in the
North American food
processing and
technology
industries
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Philip S. Orsino
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">61 Yorkville Avenue <br>
Suite&nbsp;1001<br>
Toronto, Ontario, Canada M5R 1B7
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
Corporate Director
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Martha C. Piper
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">6028 Chancellor Boulevard<BR>
Vancouver, British Columbia,<BR>
Canada V6T 1E7
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
Corporate Director
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American and
Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Robert Prichard
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Metrolinx <br>
20 Bay Street <br>
Suite&nbsp;901<br>
Toronto, Ontario, Canada M5J 2N8
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
President and Chief
Executive Officer of
Metrolinx
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">British and Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Jeremy H. Reitman
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Reitmans (Canada) Limited<BR>
250 Sauv&#233; Street West<BR>
Montreal, Quebec, Canada H3L 1Z2
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
President of
Reitmans (Canada)
Limited, a retailer
of apparel and
accessories for
women and men
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Guylaine Saucier
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">1000 rue de la Gauchetiere<BR>
Ouest #2500<BR>
Montreal, Quebec, Canada H3B 0A2
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
Corporate Director
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Nancy Christine Southern
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top" nowrap>c/o ATCO Ltd and Canadian Utilities Limited <br>
909-11<SUP style="FONT-size: 85%; vertical-align: text-top">th</SUP> Avenue SW <br>
Suite&nbsp;1600<br>
Calgary, Alberta, Canada T2R 1N6
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
President and Chief
Executive Officer of
ATCO Ltd. and
Canadian Utilities
Limited, which are
part of the ATCO
Group; ATCO Group is
a holding company,
with companies
actively engaged in
power generation,
utilities, logistics
and energy services,
industrials and
technologies
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Don M. Wilson III
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">543 North Street<BR>
Greenwich, Connecticut 06830
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of BMO;
Corporate Director
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Jean-Michel Ares
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">100 King Street West, 1 First Canadian Place,<BR>
24<SUP style="FONT-size: 85%; vertical-align: text-top">th</SUP> Floor<BR>
Toronto, Ontario, Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Group Head,
Technology and
Operations
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Ellen Costello
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <br>
111 W. Monroe Street, Floor 2W <br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">President and Chief
Executive Officer of
Harris Financial
Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Simon Fish
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top" nowrap>c/o Bank of Montreal <br>
100 King Street West, 1 First Canadian Place,<br>
21<SUP style="FONT-size: 85%; vertical-align: text-top">st</SUP> Floor <br>
Toronto, Ontario, Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President and
General Counsel of
BMO Financial Group
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">British</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Thomas E. Flynn
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Bank of Montreal <br>
100 King Street West, 1 First Canadian Place,
24<SUP style="FONT-size: 85%; vertical-align: text-top">th</SUP> Floor <br>
Toronto, Ontario, Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President and Chief
Risk Officer of BMO
Financial Group;
Director of Harris
Financial Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>


<P align="center" style="font-size: 10pt"><!-- Folio -->&nbsp;<!-- /Folio -->
</DIV>

<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>

<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="21%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="25%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="30%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Position/Principal</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD nowrap align="CENTER"><B>Name</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Address</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Occupation/Employment</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Citizenship</B></TD>
</TR>

<!-- End Table Head -->
<!-- Begin Table Body -->

<TR style="font-size: 1px">
    <TD colspan="7" valign="top" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Thomas Voysey Milroy
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top" NOWRAP>c/o Bank of Montreal <br>
100 King Street West, 1 First Canadian Place, <br>
4<SUP style="FONT-size: 85%; vertical-align: text-top">th</SUP> Floor <br>
Toronto, Ontario, Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Chief Executive
Officer of BMO
Capital Markets, BMO
Financial Group
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Gilles G. Ouellette
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Bank of Montreal <br>
100 King Street West, 1 First Canadian Place,
49<SUP style="FONT-size: 85%; vertical-align: text-top">th</SUP> Floor <br>
Toronto, Ontario, Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">President and Chief
Executive Officer of
Private Client Group
of BMO
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Rose M. Patten
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Bank of Montreal <br>
100 King Street West, 1 First Canadian Place,
68<SUP style="FONT-size: 85%; vertical-align: text-top">th</SUP> Floor <br>
Toronto, Ontario, Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Executive
Vice President, Head
of Human Resources
and Senior
Leadership Advisor
of BMO Financial
Group
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Russel C. Robertson
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Bank of Montreal <br>
100 King Street West, 1 First Canadian Place,
24<SUP style="FONT-size: 85%; vertical-align: text-top">th</SUP> Floor <br>
Toronto, Ontario, Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Chief Financial
Officer of BMO
Financial Group
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Franklin J. Techar
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Bank of Montreal <br>
55 Bloor Street West, 16<SUP style="FONT-size: 85%; vertical-align: text-top">th</SUP> floor<br>
Toronto, Ontario, Canada M4W 3N5
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">President and Chief
Executive Officer,
Personal and
Commercial Banking
Canada of BMO
Financial Group
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>



<P align="center" style="font-size: 10pt"><!-- Folio -->&nbsp;<!-- /Folio -->
</DIV>



<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>
<DIV style="font-family: 'Times New Roman',Times,serif">


<DIV align="center" style="font-size: 10pt; margin-top: 18pt"><B>DIRECTORS AND EXECUTIVE OFFICERS OF<BR>
HARRIS FINANCIAL CORP.</B><BR>
(as of June&nbsp;30, 2010)
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">The name, address, position, present principal occupation or employment of each of the directors
and executive officers of Harris Financial Corp. (&#147;HFC&#148;) are set forth below.
</DIV>

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="21%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="25%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="30%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Position/Principal</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD nowrap align="CENTER"><B>Name</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Address</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Occupation/Employment</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Citizenship</B></TD>
</TR>

<!-- End Table Head -->
<!-- Begin Table Body -->
<TR style="font-size: 1px">
    <TD colspan="7" valign="top" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Stephen E. Bachand
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">325 Ponte Vedra Blvd.<BR>
Ponte Vedra Beach, FL 32082
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of HFC;
Director of Bank of
Montreal; Corporate
Director
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Pastora San Juan Cafferty
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o University of Chicago<BR>
School of Social Service Administration<BR>
969 East 60<SUP style="FONT-size: 85%; vertical-align: text-top">th</SUP> Street<BR>
Chicago, IL 60637
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of HFC;
Professor Emerita of
University of Chicago
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Frank M. Clark
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Commonwealth Edison<BR>
440 South LaSalle Street, 33<SUP style="FONT-size: 85%; vertical-align: text-top">rd</SUP> Floor<BR>
Chicago, IL 60605
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of HFC;
Chairman and Chief
Executive Officer of
Commonwealth Edison,
a utilities company
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Susan T. Congalton
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o California Amforge Corporation<BR>
1520 Kensington Rd, Suite&nbsp;112<BR>
Oak Brook, IL 60523
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of HFC;
Chairman and Chief
Executive Officer of
California Amforge
Corporation, a
forgings production
company
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Ellen Costello
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">President and Chief
Executive Officer of
HFC; Chair of the
Board of Directors of
Harris Bankcorp, Inc.
and Chief Executive
Officer of Harris
Bankcorp, Inc.;
Executive Officer,
Personal and
Commercial Banking US
of Bank of Montreal
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Arnold Donald
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">7 Huntleigh Woods <BR>
St. Louis, MO 63131
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Private investor and
small business owner,
formerly President
and Chief Executive
Officer of the
Juvenile Diabetes
Research Foundation
International
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">William A. Downe
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top" NOWRAP>c/o Bank of Montreal <BR>
100 King Street West, 1 First Canadian Place<BR>
Toronto, Ontario, <BR> Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director and Vice
Chairman of the Board
of Directors of HFC;
Director, President
and Chief Executive
Officer of Bank of
Montreal
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American and
Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Thomas E. Flynn
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Bank of Montreal  <BR>
100 King Street West, 1 First Canadian Place <BR>

Toronto, Ontario, <BR> Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of HFC;
Executive Vice
President and Chief
Risk Officer of BMO
Financial Group
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">David Galloway
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" NOWRAP valign="top">c/o Bank of Montreal  <BR>
100 King Street West, 1 First Canadian Place <BR>

Toronto, Ontario, <BR> Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of HFC;
Director and Chairman
of the Board of
Directors of Bank of
Montreal
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Leo M. Henikoff
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director and Chairman
of the Board of
Directors of HFC
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>


<P align="center" style="font-size: 10pt"><!-- Folio -->&nbsp;<!-- /Folio -->
</DIV>

<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>

<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="21%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="25%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="30%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Position/Principal</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD nowrap align="CENTER"><B>Name</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Address</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Occupation/Employment</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Citizenship</B></TD>
</TR>

<!-- End Table Head -->
<!-- Begin Table Body -->
<TR style="font-size: 1px">
    <TD colspan="7" valign="top" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Jerome A. Peribere
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Dow AgroSciences <BR>
210 W. Washington Square <BR>
Philadelphia, PA 19106
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of HFC;
President and Chief
Executive Officer of
Dow AgroSciences, an
agricultural company
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">French</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">John Rau
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Miami Corporation <BR>
410 North Michigan Avenue, Suite&nbsp;590 <BR> Chicago,
IL 60611
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of HFC;
President and Chief
Executive Officer of
Miami Corporation, a
distributor of
automotive and marine
interior and exterior
trim products
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Russel Robertson
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top" NOWRAP>c/o Bank of Montreal <BR>
100 King Street West, 1 First Canadian Place <BR>
Toronto, Ontario, Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of HFC;
Chief Financial
Officer of Bank of
Montreal
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Michael J. Van Handel
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Manpower Inc. <BR>
100 Manpower Place <BR>
Milwaukee, WI 53212
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of HFC;
Executive Vice
President and Chief
Financial Officer of
Manpower Inc., an
employment service
provider
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Peter B. McNitt
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank, <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director and Vice
Chair of the Board of
Directors of HFC and
Harris Bankcorp,
Inc.; Head of
Business Banking of
HFC and Harris
Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Christopher J. McComish
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President, Head of
Retail of HFC and
Harris Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Terry Bulger
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe St. <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President, US Risk
Management and Chief
Risk Officer of HFC
and Harris Bankcorp,
Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">David R. Casper
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President, Head of
Commercial Banking of
HFC and Harris
Bankcorp, Inc.;
Director of Harris
Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Emilia DiMenco
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President of HFC and
Harris Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Terry Jenkins
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President, President
and Chief Executive
Officer of Private
Banking of HFC and
Harris Bankcorp,
Inc.; Director of
Harris Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Michael W. Lewis
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President of HFC and
Harris Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Cecily Mistarz
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President of HFC and
Harris Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>


<P align="center" style="font-size: 10pt"><!-- Folio -->&nbsp;<!-- /Folio -->
</DIV>

<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>

<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="21%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="25%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="30%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Position/Principal</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD nowrap align="CENTER"><B>Name</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Address</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Occupation/Employment</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Citizenship</B></TD>
</TR>
<TR style="font-size: 1px">
    <TD colspan="7" valign="top" align="left" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>

<!-- End Table Head -->
<!-- Begin Table Body -->
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Gilles G. Ouellette
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="LEFT" valign="top" NOWRAP>c/o Bank of Montreal <BR>
100 King Street West, 1 First Canadian Place <BR>
Toronto, Ontario, Canada M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President of HFC and
Harris Bankcorp,
Inc.; President and
Chief Executive
Officer of Private
Client Group Bank of
Montreal
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Deirdre C. Drake
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President, Human
Resources of HFC and
Harris Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Pamela C. Piarowski
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President, Chief
Financial Officer,
Treasurer of HFC and
Harris Bankcorp,
Inc.; Director of
Harris Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Michael R. Oberholtzer
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President,
Information
Technology of HFC and
Harris Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Justine Fedak
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President, Head of
Marketing and
Customer Strategies
of HFC and Harris
Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Julia Fredricks
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Chief Compliance
Officer of HFC and
Harris Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Gail S. Palac
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President, Chief
Auditor of US
Operations of HFC and
Harris Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Craig T. Ingram
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe Street <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President, Business
Continuity Planning
of HFC and Harris
Bankcorp, Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Judith Rice
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank <BR>
111 W. Monroe St. <BR>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President, Community
Affairs and Economic
Development of HFC
and Harris Bankcorp,
Inc.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>



<P align="center" style="font-size: 10pt"><!-- Folio -->&nbsp;<!-- /Folio -->
</DIV>



<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>
<DIV style="font-family: 'Times New Roman',Times,serif">


<DIV align="center" style="font-size: 10pt; margin-top: 18pt"><B>DIRECTORS AND EXECUTIVE OFFICERS OF<BR>
HARRIS BANKCORP, INC.</B><BR>
(as of June&nbsp;30, 2010)
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">The name, address, position, present principal occupation or employment of each of the directors
and executive officers of Harris Bankcorp, Inc. (&#147;Harris&#148;) are set forth below.
</DIV>

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="21%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="25%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="30%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Position/Principal</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD nowrap align="center" style="border-bottom: 1px solid #000000"><B>Name</B></TD>
    <TD style="border-bottom: 1px solid #000000">&nbsp;</TD>
    <TD nowrap align="center" style="border-bottom: 1px solid #000000"><B>Address</B></TD>
    <TD style="border-bottom: 1px solid #000000">&nbsp;</TD>
    <TD nowrap align="center" style="border-bottom: 1px solid #000000"><B>Occupation/Employment</B></TD>
    <TD style="border-bottom: 1px solid #000000">&nbsp;</TD>
    <TD nowrap align="center" style="border-bottom: 1px solid #000000"><B>Citizenship</B></TD>
</TR>

<!-- End Table Head -->
<!-- Begin Table Body -->
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Terry Bulger
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe St.<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President, US Risk
Management and Chief
Risk Officer of
Harris and Harris
Financial Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">David R. Casper
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of Harris;
Executive Vice
President, Head of
Commercial Banking of
Harris and Harris
Financial Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Ellen Costello
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director, Chair and
Chief Executive
Officer of Harris;
President and Chief
Executive Officer of
Harris Financial
Corp.; Executive
Officer, Personal and
Commercial Banking US
of Bank of Montreal
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Terry Jenkins
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of Harris;
Executive Vice
President, President
and Chief Executive
Officer of Private
Banking of Harris and
Harris Financial
Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Peter B. McNitt
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director and Vice
Chair of the Board of
Directors of Harris
and Harris Financial
Corp.; Head of
Business Banking of
Harris and Harris
Financial Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Christopher J. McComish
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President, Head of
Retail of Harris and
Harris Financial
Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Emilia DiMenco
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President of Harris
and Harris Financial
Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Michael W. Lewis
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President of Harris
and Harris Financial
Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Cecily Mistarz
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President of Harris
and Harris Financial
Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Gilles G. Ouellette
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Bank of Montreal<br>
100 King Street West, <br>1
First Canadian Place<br>
Toronto, Ontario, Canada<br>
M5X 1A1
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Executive Vice
President of Harris
and Harris Financial
Corp.; President and
Chief Executive
Officer of Private
Client Group of Bank
of Montreal
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Deirdre C. Drake
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President, Human
Resources of Harris
and Harris Financial
Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>


<P align="center" style="font-size: 10pt"><!-- Folio --><!-- /Folio -->
</DIV>

<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>

<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="21%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="25%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="30%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center"><B>Position/Principal</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD nowrap align="center" style="border-bottom: 1px solid #000000"><B>Name</B></TD>
    <TD style="border-bottom: 1px solid #000000">&nbsp;</TD>
    <TD nowrap align="center" style="border-bottom: 1px solid #000000"><B>Address</B></TD>
    <TD style="border-bottom: 1px solid #000000">&nbsp;</TD>
    <TD nowrap align="center" style="border-bottom: 1px solid #000000"><B>Occupation/Employment</B></TD>
    <TD style="border-bottom: 1px solid #000000">&nbsp;</TD>
    <TD nowrap align="center" style="border-bottom: 1px solid #000000"><B>Citizenship</B></TD>
</TR>

<!-- End Table Head -->
<!-- Begin Table Body -->
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Pamela C. Piarowski
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Director of Harris;
Senior Vice
President, Chief
Financial Officer,
Treasurer of Harris
and Harris Financial
Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Michael R. Oberholtzer
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President,
Information
Technology of Harris
and Harris Financial
Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Justine Fedak
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President, Head of
Marketing and
Customer Strategies
of Harris and Harris
Financial Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Canadian</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Julia Fredricks
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President, U.S. Chief
Compliance Officer of
Harris and Harris
Financial Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Gail S. Palac
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President, Chief
Auditor of US
Operations of Harris
and Harris Financial
Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Craig T. Ingram
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe Street<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President, Business
Continuity Planning
of Harris and Harris
Financial Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Judith Rice
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">c/o Harris Bank<br>
111 W. Monroe St.<br>
Chicago, IL 60603
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Senior Vice
President, Community
Affairs and Economic
Development of Harris
and Harris Financial
Corp.
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">American</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>


<P align="center" style="font-size: 10pt"><!-- Folio --><!-- /Folio -->
</DIV>

<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>

<DIV style="font-family: 'Times New Roman',Times,serif">

<!-- link1 "SIGNATURE" -->
<DIV align="left"><A NAME="008"></A></DIV>

<DIV align="center" style="font-size: 10pt; margin-top: 18pt"><B>SIGNATURE</B>
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 12pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Date:
August&nbsp;19, 2010
</DIV>

<TABLE width="100%" border="0" cellspacing="0" cellpadding="0" style="font-size: 10pt">
<TR>
    <TD width="48%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="35%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left">Bank of Montreal<BR>
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" style="border-bottom: 1px solid #000000" align="left">/s/  Blair Morrison
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" align="left">Signature<br>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" align="left">Blair Morrison<br>
Senior Vice President, Deputy General Counsel, Corporate Affairs and Corporate
Secretary</TD>
    <TD>&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left" style="border-top: 1px solid #000000">(Name/Title)&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR>
    <TD colspan="5">&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" style="border-bottom: 1px solid #000000" align="left">/s/  Karen Eastburn
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" align="left">Signature<br>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" align="left">Karen Eastburn<br>
Assistant Corporate Secretary</TD>
    <TD>&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left" style="border-top: 1px solid #000000">(Name/Title)&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR>
    <TD colspan="5">&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left">Harris Financial Corp.<BR>
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" style="border-bottom: 1px solid #000000" align="left">/s/  Pamela C. Piarowski
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" align="left">Signature<br>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" align="left">Pamela C. Piarowski<br>
Senior Vice President</TD>
    <TD>&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left" style="border-top: 1px solid #000000">(Name/Title)&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR>
    <TD colspan="5">&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left">Harris Bankcorp, Inc.<BR>
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" style="border-bottom: 1px solid #000000" align="left">/s/  Pamela C. Piarowski
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" align="left">Signature<br>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" align="left">Pamela C. Piarowski<br>
Senior Vice President</TD>
    <TD>&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left" style="border-top: 1px solid #000000">(Name/Title)&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR>
    <TD colspan="5">&nbsp;</TD>
</TR>
</TABLE>


<P align="center" style="font-size: 10pt"><!-- Folio --><!-- /Folio -->
</DIV>



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