<SEC-DOCUMENT>0001553350-18-000265.txt : 20180330
<SEC-HEADER>0001553350-18-000265.hdr.sgml : 20180330
<ACCEPTANCE-DATETIME>20180330130409
ACCESSION NUMBER:		0001553350-18-000265
CONFORMED SUBMISSION TYPE:	SC 13D/A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20180330
DATE AS OF CHANGE:		20180330

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Apollo Medical Holdings, Inc.
		CENTRAL INDEX KEY:			0001083446
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
		IRS NUMBER:				870042699
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0331

	FILING VALUES:
		FORM TYPE:		SC 13D/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-84072
		FILM NUMBER:		18725537

	BUSINESS ADDRESS:	
		STREET 1:		700 NORTH BRAND BLVD.,
		STREET 2:		SUITE 1400
		CITY:			GLENDALE
		STATE:			CA
		ZIP:			91203
		BUSINESS PHONE:		818-839-5200

	MAIL ADDRESS:	
		STREET 1:		700 NORTH BRAND BLVD.,
		STREET 2:		SUITE 1400
		CITY:			GLENDALE
		STATE:			CA
		ZIP:			91203

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SICLONE INDUSTRIES INC
		DATE OF NAME CHANGE:	19990413

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Lam Thomas S.
		CENTRAL INDEX KEY:			0001664499

	FILING VALUES:
		FORM TYPE:		SC 13D/A

	MAIL ADDRESS:	
		STREET 1:		1668 GARFIELD AVE., 2ND FLOOR
		CITY:			ALHAMBRA
		STATE:			CA
		ZIP:			91801
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13D/A
<SEQUENCE>1
<FILENAME>lam_sc13d.htm
<DESCRIPTION>SC 13D/A
<TEXT>
<!doctype html public "-//IETF//DTD HTML//EN">
<HTML>
<HEAD>
<TITLE>SC 13D</TITLE>
<META NAME="author" CONTENT="EDGAR FILING &nbsp;LLC">
<META NAME="date" CONTENT="10/26/2015">
</HEAD>
<BODY style="margin-top:0;font-family:Times New Roman; font-size:10pt; color:#000000">
<P style="margin:0px" align=center><BR></P>
<P style="margin-top:0px; margin-bottom:2.067px; padding-bottom:4px; border-bottom:4px solid #000000" align=right>&nbsp;</P>
<P style="margin:0px; padding-top:4px; border-top:1.333px solid #000000" align=right>&nbsp;</P>
<P style="margin:0px" align=center><B>UNITED STATES </B></P>
<P style="margin:0px" align=center><B>SECURITIES AND EXCHANGE COMMISSION </B></P>
<P style="margin:0px" align=center><B>Washington, D.C. 20549</B></P>
<P style="line-height:8pt; margin:0px">&nbsp;</P>
<P style="margin:0px" align=center>&#151;&#151;&#151;&#151;&#151;&#151;&#151;</P>
<P style="margin:0px" align=center><B>SCHEDULE 13D</B></P>
<P style="margin:0px" align=center>&#151;&#151;&#151;&#151;&#151;&#151;&#151;</P>
<P style="line-height:8pt; margin:0px">&nbsp;</P>
<P style="margin:0px" align=center><B>Under the Securities Exchange Act of 1934</B></P>
<P style="margin:0px" align=center>(Amendment No. 1)<SUP>*</SUP></P>
<P style="line-height:8pt; margin:0px"><BR></P>
<P style="margin:0px; font-size:12pt" align=center><B>Apollo Medical Holdings, Inc.</B></P>
<P style="margin:0px; font-size:8pt" align=center><I>(Name of Issuer)</I></P>
<P style="line-height:8pt; margin:0px"><BR></P>
<P style="margin:0px" align=center><B>Common Stock</B></P>
<P style="margin:0px; font-size:8pt" align=center><I>(Title of Class of Securities)</I></P>
<P style="line-height:8pt; margin:0px">&nbsp;</P>
<P style="margin:0px" align=center><B>03763A207</B></P>
<P style="margin:0px; font-size:8pt" align=center><I>(CUSIP Number)</I></P>
<P style="line-height:8pt; margin:0px">&nbsp;</P>
<P style="margin:0px" align=center><B>Tin Kin Lee, Esq.</B></P>
<P style="margin:0px" align=center><B>1811 Fair Oaks Avenue</B></P>
<P style="margin:0px" align=center><B>South Pasadena, CA 91030</B></P>
<P style="margin:0px" align=center><B>(626) 229-9828</B></P>
<P style="margin:0px; font-size:8pt" align=center><I>(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)</I></P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px" align=center><B>December 8, 2017</B></P>
<P style="margin:0px; font-size:8pt" align=center><I>(Date of Event which Requires Filing of this Statement)</I></P>
<P style="line-height:8pt; margin:0px"><BR></P>
<P style="margin:0px">If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of &#167;&#167;240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.&nbsp;<FONT style="font-family:Wingdings">&#168;</FONT></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px"><B>Note</B>: &nbsp;Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule&nbsp;13d-7 for other parties to whom copies are to be sent.</P>
<P style="line-height:8pt; margin:0px"><BR></P>
<P style="margin:0px"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=6.667 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=6.667><P style="margin:0px">*</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px">The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.</P>
</TD></TR>
</TABLE>
<P style="line-height:8pt; margin:0px; font-size:12pt">&nbsp;</P>
<P style="margin:0px">The information required on the remainder of this cover page shall not be deemed to be &quot;filed&quot; for the purpose of Section 18 of the Securities Exchange Act of 1934 (&quot;Act&quot;) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px" align=center><BR></P>
<P style="margin-top:0px; margin-bottom:2.067px; padding-bottom:4px; border-bottom:1.333px solid #000000">&nbsp;&nbsp;</P>
<P style="margin:0px; padding-top:4px; border-top:4px solid #000000">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</P>
<P style="margin:0px"><BR>
<BR></P>
<HR style="margin-bottom:9.6px; padding-top:9.6px" noshade size=1.333>
<P style="margin:0px; page-break-before:always"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=177.6 /><TD /><TD width=177.533 /></TR>
<TR><TD style="margin-top:0px; background-color:#FFFFFF" width=177.6><P style="margin:0px">CUSIP No.&nbsp; <B>03763A207</B></P>
</TD><TD style="margin-top:0px; background-color:#FFFFFF"><P style="margin:0px" align=center><B>13D</B></P>
</TD><TD style="margin-top:0px; background-color:#FFFFFF" width=177.533><P style="margin:0px" align=right>Page&nbsp;2&nbsp;of&nbsp;5 Pages</P>
</TD></TR>
</TABLE>
<P style="margin:0px; font-size:12pt">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=48.267 /><TD width=136.067 /><TD width=2.733 /><TD width=29.267 /><TD /></TR>
<TR><TD style="margin-top:0px; border:1px solid #000000" valign=top width=48.267><P style="margin:0px" align=center><B>1</B></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" width=672.4 colspan=4><P style="margin:0px; padding-left:3.2px">NAME OF REPORTING PERSONS</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; padding-left:3.2px; font-size:10.5pt"><B>Thomas S. Lam</B></P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=48.267><P style="margin:0px" align=center><B>2</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=672.4 colspan=4><P style="margin:0px; padding-left:3.2px">CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP</P>
<P style="margin:0px; padding-left:3.2px">(a)&nbsp;&nbsp; <FONT style="font-family:Wingdings">&#168;</FONT></P>
<P style="margin:0px; padding-left:3.2px">(b)&nbsp;&nbsp; <FONT style="font-family:Wingdings">&#254;</FONT></P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=48.267><P style="margin:0px" align=center><B>3</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=672.4 colspan=4><P style="margin:0px; padding-left:3.2px">SEC USE ONLY</P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=48.267><P style="margin:0px" align=center><B>4</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=672.4 colspan=4><P style="margin:0px; padding-left:3.2px">SOURCE OF FUNDS</P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
<P style="margin:0px; padding-left:3.2px"><B>OO &#150; see item 4 below</B></P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=48.267><P style="margin:0px" align=center><B>5</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=672.4 colspan=4><P style="margin:0px; padding-left:3.2px">CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS&nbsp;2(d) OR 2(e)</P>
<P style="margin:0px; padding-left:3.2px; font-family:Wingdings">&#168;</P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=48.267><P style="margin:0px" align=center><B>6</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=672.4 colspan=4><P style="margin:0px; padding-left:3.2px">CITIZENSHIP OR PLACE OF ORGANIZATION</P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
<P style="margin:0px; padding-left:3.2px"><B>United States</B></P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-bottom:1px solid #000000" width=48.267 rowspan=4><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-bottom:1px solid #000000" width=136.067 rowspan=4><P style="margin:0px; padding-left:8.067px" align=center><B>NUMBER OF</B></P>
<P style="margin:0px; padding-left:8.067px" align=center><B>SHARES</B></P>
<P style="margin:0px; padding-left:8.067px" align=center><B>BENEFICIALLY</B></P>
<P style="margin:0px; padding-left:8.067px" align=center><B>OWNED BY EACH</B></P>
<P style="margin:0px; padding-left:8.067px" align=center><B>REPORTING</B></P>
<P style="margin:0px; padding-left:8.067px" align=center><B>PERSON WITH:</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000" width=2.733><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=29.267><P style="margin:0px" align=center><B>7</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top><P style="margin:0px; padding-left:3.2px">SOLE VOTING POWER</P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
<P style="margin:0px; padding-left:3.2px; font-size:10.5pt"><B>1,759,056</B></P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-right:1px solid #000000" width=2.733><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=29.267><P style="margin:0px" align=center><B>8</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top><P style="margin:0px; padding-left:3.2px">SHARED VOTING POWER</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; padding-left:3.2px"><B>0</B></P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-right:1px solid #000000" width=2.733><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=29.267><P style="margin:0px" align=center><B>9</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top><P style="margin:0px; padding-left:3.2px">SOLE DISPOSITIVE POWER</P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
<P style="margin:0px; padding-left:3.2px; font-size:10.5pt"><B>1,759,056</B></P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=2.733><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=29.267><P style="margin:0px" align=center><B>10</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top><P style="margin:0px; padding-left:3.2px">SHARED DISPOSITIVE POWER</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; padding-left:3.2px"><B>0</B></P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=48.267><P style="margin:0px" align=center><B>11</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=672.4 colspan=4><P style="margin:0px; padding-left:3.2px">AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; padding-left:3.2px; font-size:10.5pt"><B>1,759,056</B></P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=48.267><P style="margin:0px" align=center><B>12</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=672.4 colspan=4><P style="margin:0px; padding-left:3.2px">CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; padding-left:3.2px; font-family:Wingdings">&#168;</P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=48.267><P style="margin:0px" align=center><B>13</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=672.4 colspan=4><P style="margin:0px; padding-left:3.2px">PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; padding-left:3.2px"><B>4.70%</B></P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=48.267><P style="margin:0px" align=center><B>14</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=672.4 colspan=4><P style="margin:0px; padding-left:3.2px">TYPE OF REPORTING PERSON</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; padding-left:3.2px"><B>IN</B></P>
<P style="margin:0px; padding-left:3.2px">&nbsp;</P>
</TD></TR>
</TABLE>
<P style="margin:0px"><BR></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px"><BR>
<BR></P>
<HR style="margin-bottom:9.6px; padding-top:9.6px" noshade size=1.333>
<P style="margin:0px; page-break-before:always"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=177.6 /><TD /><TD width=177.533 /></TR>
<TR><TD style="margin-top:0px; background-color:#FFFFFF" width=177.6><P style="margin:0px">CUSIP No.&nbsp; <B>03763A207</B></P>
</TD><TD style="margin-top:0px; background-color:#FFFFFF"><P style="margin:0px" align=center><B>13D</B></P>
</TD><TD style="margin-top:0px; background-color:#FFFFFF" width=177.533><P style="margin:0px" align=right>Page&nbsp;3&nbsp;of&nbsp;5 Pages</P>
</TD></TR>
</TABLE>
<P style="margin:0px; font-size:12pt">&nbsp;</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px">This Amendment No. 1 relates to the Schedule 13D originally filed on behalf of Thomas S. Lam, M.D. (the &#147;Reporting Person&#148;) with the Securities and Exchange Commission on December 19, 2017. &nbsp;The text of Items 4 and 5 are hereby amended to correct the miscalculation of the percentage and number of shares of common stock of Apollo Medical Holdings, Inc (the &#147;Issuer&#148;), $.001 par value per share (&#147;Common Stock&#148;) deemed to be beneficially owned by the Reporting Person as of the date set forth on the cover page of this Schedule 13D/A. &nbsp;Such miscalculation resulted in the filing of a Schedule 13D for the Reporting Person which was not required to be filed.</P>
<P style="margin:0px"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=96.067 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=96.067><P style="margin:0px"><B>ITEM&nbsp;4.&nbsp;&nbsp;</B></P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px"><B>PURPOSE OF TRANSACTION.</B></P>
</TD></TR>
</TABLE>
<P style="margin:0px"><BR></P>
<P style="margin:0px">On December 8, 2017, a reverse merger transaction between Network Medical Management, Inc., a California corporation (&#147;NMM&#148;) and the Issuer was consummated such that NMM became a wholly-owned subsidiary of the Issuer (the &#147;Merger&#148;). </P>
<P style="margin:0px"><BR></P>
<P style="margin:0px">Immediately prior to the closing of the Merger (the &#147;Closing&#148;), the Reporting Person was a shareholder of NMM. Pursuant to the Merger, the shares of NMM common stock previously held by Reporting Person were converted into (i) 1,563,763 shares of common stock of the Issuer, (ii) a warrant to purchase 48,585.84 shares of common stock of the Issuer exercisable at any time prior to December 8, 2022 at an exercise price of $11.00 per share, (iii) a warrant to purchase 51,443.83 shares of common stock of the Issuer exercisable at any time prior to December 8, 2022 at an exercise price of $10.00 per share, (iv) cash in lieu of fractional shares, and (v) the Reporting Person&#146;s pro rata portion, if any, of the holdback shares of common stock of the Issuer (such pro rata portion of the holdback shares would, without offset, initially be equal to 173,751.48 shares of Common Stock of the Issuer).</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px">Immediately prior to the Closing, NMM made an in-kind distribution on a pro rata basis to its shareholders (including the Reporting Person) of the following warrants, which warrants were previously held by NMM: (i) 1,111,111 Series A warrants (of which the Reporting Person will receive 63,510.90 Series A warrants) to purchase common stock of the Issuer, exercisable at any time prior to October 14, 2020 at an exercise price of $9.00 per share, and (ii) 555,555 Series B warrants (of which the Reporting Person will receive 31,755.42 Series B warrants) to purchase common stock of the Issuer, exercisable at any time prior to March 30, 2021 at an exercise price of $10.00 per share.</P>
<P style="margin:0px"><BR></P>
<A NAME="_Hlk501359513"></A><P style="margin:0px">Pursuant to the terms of each of the warrants described above (the &#147;Warrants&#148;), no fractional shares shall be issuable upon exercise or conversion of the Warrants, and the number of shares to be issued shall be rounded down to the nearest whole share. &nbsp;If a fractional share interest arises upon any exercise or conversion of the Warrants, the Issuer shall eliminate such fractional share interest by paying the holder of the Warrants cash in the amount computed by multiplying the fractional share interest by the fair market value of a full share, as determined in accordance with the terms of the Warrants. &nbsp;As such, the number and percentage of shares of Common Stock beneficially owned by the Reporting Person excludes all fractional shares of Common Stock issuable upon the exercise or conversion of the Warrants.</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px">The Reporting Person does not have any present plan or proposal which would relate to or result in any of the matters set forth in subparagraphs (a)&#173;(j) of Item 4 of Schedule 13D except as set forth herein or such as would occur upon completion of any of the actions discussed above. </P>
<P style="line-height:11pt; margin:0px"><BR></P>
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<TR><TD style="margin-top:0px; background-color:#FFFFFF" width=177.6><P style="margin:0px">CUSIP No.&nbsp; <B>03763A207</B></P>
</TD><TD style="margin-top:0px; background-color:#FFFFFF"><P style="margin:0px" align=center><B>13D</B></P>
</TD><TD style="margin-top:0px; background-color:#FFFFFF" width=177.533><P style="margin:0px" align=right>Page&nbsp;4&nbsp;of&nbsp;5 Pages</P>
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<TR><TD style="margin-top:0px" valign=top width=96.067><P style="margin:0px"><B>ITEM&nbsp;5.&nbsp;&nbsp;</B></P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px"><B>INTEREST IN SECURITIES OF THE ISSUER.</B></P>
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<P style="margin-top:0px; margin-bottom:-2px; width:48px; float:left">a)</P>
<P style="margin:0px; text-indent:-2px">The Reporting Person&#146;s beneficial ownership and percentage of Common Stock as of the date set forth on the cover page of this Schedule 13D/A is reflected on said cover page.</P>
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<P style="margin-top:0px; margin-bottom:-2px; width:48px; float:left">(b)</P>
<P style="margin:0px; text-indent:-2px">The Reporting Person has the sole power to vote or to direct the voting of 1,759,056 shares of Common Stock, and has the sole power to dispose or to direct the disposition of such number of shares.</P>
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<P style="margin-top:0px; margin-bottom:-2px; width:48px; float:left">(c)</P>
<P style="margin:0px; text-indent:-2px">See Item 4 of this Schedule 13D/A.</P>
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<P style="margin-top:0px; margin-bottom:-2px; width:48px; float:left">(d)</P>
<P style="margin:0px; text-indent:-2px">Not applicable.</P>
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<P style="margin-top:0px; margin-bottom:-2px; width:48px; float:left">(e)</P>
<P style="margin:0px; text-indent:-2px">At no time was the Reporting Person the beneficial owner of more than five percent of the Common Stock of the Issuer.</P>
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<TR><TD style="margin-top:0px; background-color:#FFFFFF" width=177.6><P style="margin:0px">CUSIP No.&nbsp; <B>03763A207</B></P>
</TD><TD style="margin-top:0px; background-color:#FFFFFF"><P style="margin:0px" align=center><B>13D</B></P>
</TD><TD style="margin-top:0px; background-color:#FFFFFF" width=177.533><P style="margin:0px" align=right>Page&nbsp;5&nbsp;of&nbsp;5 Pages</P>
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<P style="margin:0px; font-size:12pt" align=center><B>SIGNATURE</B></P>
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<P style="margin:0px">After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.</P>
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<P style="margin-top:0px; margin-bottom:-2px; width:48px; float:left">Dated:</P>
<P style="margin:0px; text-indent:-2px">March 29, 2018</P>
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</TD><TD style="margin-top:0px; background-color:#FFFFFF; border-bottom:2.667px solid #FFFFFF" valign=top width=29.067><P style="margin:0px">By: </P>
</TD><TD style="margin-top:0px; background-color:#FFFFFF; border-bottom:1px solid #000000" valign=top width=250.267><P style="margin:0px">&nbsp;/s/ Thomas S. Lam</P>
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</TD><TD style="margin-top:0px; background-color:#FFFFFF" valign=bottom width=250.267><P style="margin:0px">Name: Thomas S. Lam</P>
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