<SEC-DOCUMENT>0001140361-17-028759.txt : 20170726
<SEC-HEADER>0001140361-17-028759.hdr.sgml : 20170726
<ACCEPTANCE-DATETIME>20170726173055
ACCESSION NUMBER:		0001140361-17-028759
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20170724
FILED AS OF DATE:		20170726
DATE AS OF CHANGE:		20170726

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			KIRK RANDAL J
		CENTRAL INDEX KEY:			0001091823

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36426
		FILM NUMBER:		17983826

	MAIL ADDRESS:	
		STREET 1:		1881 GROVE AVENUE
		CITY:			RADFORD
		STATE:			VA
		ZIP:			24141

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			INTREXON CORP
		CENTRAL INDEX KEY:			0001356090
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
		STATE OF INCORPORATION:			VA
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36426
		FILM NUMBER:		17983825

	BUSINESS ADDRESS:	
		STREET 1:		1750 KRAFT DRIVE
		STREET 2:		SUITE 1400
		CITY:			BLACKSBURG
		STATE:			VA
		ZIP:			24060
		BUSINESS PHONE:		301-556-9809

	MAIL ADDRESS:	
		STREET 1:		1750 KRAFT DRIVE
		STREET 2:		SUITE 1400
		CITY:			BLACKSBURG
		STATE:			VA
		ZIP:			24060

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			AquaBounty Technologies, Inc.
		CENTRAL INDEX KEY:			0001603978
		STANDARD INDUSTRIAL CLASSIFICATION:	FISHING, HUNTING & TRAPPING [0900]
		IRS NUMBER:				043156167
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		TWO CLOCK TOWER PLACE
		STREET 2:		SUITE 395
		CITY:			MAYNARD
		STATE:			MA
		ZIP:			01754
		BUSINESS PHONE:		978-648-6000

	MAIL ADDRESS:	
		STREET 1:		TWO CLOCK TOWER PLACE
		STREET 2:		SUITE 395
		CITY:			MAYNARD
		STATE:			MA
		ZIP:			01754
</SEC-HEADER>
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                    <value>by TSCP V</value>
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        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock</value>
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                <sharesOwnedFollowingTransaction>
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            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
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                <natureOfOwnership>
                    <value>by Intrexon</value>
                    <footnoteId id="F2"/>
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        </nonDerivativeHolding>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock</value>
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                <sharesOwnedFollowingTransaction>
                    <value>5775</value>
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                <directOrIndirectOwnership>
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                <directOrIndirectOwnership>
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                <directOrIndirectOwnership>
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                <directOrIndirectOwnership>
                    <value>I</value>
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                <directOrIndirectOwnership>
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                <directOrIndirectOwnership>
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            <securityTitle>
                <value>Common Stock</value>
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                <directOrIndirectOwnership>
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                    <value>by Staff 2010</value>
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        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock</value>
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                    <value>10153</value>
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                <directOrIndirectOwnership>
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                    <value>by Incentive 2010</value>
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        </nonDerivativeHolding>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock</value>
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                <sharesOwnedFollowingTransaction>
                    <value>199682</value>
                </sharesOwnedFollowingTransaction>
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            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>by NRM VI Holdings</value>
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        </nonDerivativeHolding>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
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                <sharesOwnedFollowingTransaction>
                    <value>3637</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
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    <derivativeTable></derivativeTable>

    <footnotes>
        <footnote id="F1">On July 24, 2017, New River Management V, LP (&quot;NRM V&quot;) made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007.  NRM V held 338,816 shares of common stock of the issuer.  The following entities in their capacities as partners of NRM V, or designees, received shares:  R.J. Kirk Declaration of Trust (&quot;R.J. Kirk DOT&quot;) and Third Security Capital Partners V, LLC (&quot;TSCP V&quot;).</footnote>
        <footnote id="F2">Randal J. Kirk, directly and through certain affiliates, is the largest shareholder of Intrexon Corporation (&quot;Intrexon&quot;) and serves as Intrexon's Chairman of the Board and Chief Executive Officer.  Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.</footnote>
        <footnote id="F3">Randal J. Kirk controls each of R.J. Kirk DOT, TSCP V, Third Security, LLC, (&quot;Third Security&quot;), Third Security Staff 2001 LLC (&quot;Staff 2001&quot;), Lotus Capital (2000) Company Inc. (&quot;Lotus&quot;), JPK 2008, LLC (&quot;JPK 2008&quot;), MGK 2008, LLC (&quot;MGK 2008&quot;), ZSK 2008, LLC (&quot;ZSK 2008&quot;), JPK 2009, LLC (&quot;JPK 2009&quot;), MGK 2009, LLC (&quot;MGK 2009&quot;), ZSK 2009, LLC (&quot;ZSK 2009&quot;), JPK 2012, LLC (&quot;JPK 2012&quot;), Kellie L. Banks (2009) Long Term Trust (&quot;Kellie L. Banks LTT&quot;), Third Security Senior Staff 2006 LLC (&quot;Senior Staff 2006&quot;), Third Security Staff 2006 LLC (&quot;Staff 2006&quot;) and Third Security Incentive 2006 LLC (&quot;Incentive 2006&quot;). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.</footnote>
        <footnote id="F4">Randal J. Kirk controls each of Kapital Joe, LLC (&quot;Kapital Joe&quot;), Mascara Kaboom, LLC (&quot;Mascara Kaboom&quot;), Third Security Senior Staff LLC (&quot;Sr. Staff&quot;), ADC 2010, LLC (&quot;ADC 2010&quot;), MGK 2011, LLC (&quot;MGK 2011&quot;), Third Security Senior Staff 2008 LLC (&quot;Senior Staff 2008&quot;), Third Security Staff 2010 LLC (&quot;Staff 2010&quot;), Third Security Incentive 2010 LLC (&quot;Incentive 2010&quot;), NRM VI Holdings I, LLC (&quot;NRM VI Holdings&quot;) and NRM VII Holdings I, LLC (&quot;NRM VII Holdings&quot;). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/  Randal J. Kirk</signatureName>
        <signatureDate>2017-07-26</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/  Randal J. Kirk, CEO of Intrexon Corporation</signatureName>
        <signatureDate>2017-07-26</signatureDate>
    </ownerSignature>
</ownershipDocument>
</XML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
