<SEC-DOCUMENT>0001619964-15-000001.txt : 20150713
<SEC-HEADER>0001619964-15-000001.hdr.sgml : 20150713
<ACCEPTANCE-DATETIME>20150713124130
ACCESSION NUMBER:		0001619964-15-000001
CONFORMED SUBMISSION TYPE:	D
PUBLIC DOCUMENT COUNT:		1
ITEM INFORMATION:		<ITEMS>06b
FILED AS OF DATE:		20150713
DATE AS OF CHANGE:		20150713
EFFECTIVENESS DATE:		20150713

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ConnectOne Bancorp, Inc.
		CENTRAL INDEX KEY:			0000712771
		STANDARD INDUSTRIAL CLASSIFICATION:	STATE COMMERCIAL BANKS [6022]
		IRS NUMBER:				521273725
		STATE OF INCORPORATION:			NJ
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		D
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	021-243553
		FILM NUMBER:		15985154

	BUSINESS ADDRESS:	
		STREET 1:		301 SYLVAN AVENUE
		CITY:			ENGLEWOOD CLIFFS
		STATE:			NJ
		ZIP:			07632
		BUSINESS PHONE:		2018168900

	MAIL ADDRESS:	
		STREET 1:		301 SYLVAN AVENUE
		CITY:			ENGLEWOOD CLIFFS
		STATE:			NJ
		ZIP:			07632

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CENTER BANCORP INC
		DATE OF NAME CHANGE:	19920703
</SEC-HEADER>
<DOCUMENT>
<TYPE>D
<SEQUENCE>1
<FILENAME>primary_doc.xml
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            <city>ENGLEWOOD CLIFFS</city>
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            <stateOrCountryDescription>NEW JERSEY</stateOrCountryDescription>
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                <street1>c/o ConnectOne Bancorp, Inc.</street1>
                <street2>301 Sylvan Avenue</street2>
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                <street1>c/o ConnectOne Bancorp, Inc.</street1>
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            <relatedPersonName>
                <firstName>Frank</firstName>
                <lastName>Huttle III</lastName>
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                <street1>c/o ConnectOne Bancorp, Inc.</street1>
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                <firstName>Michael</firstName>
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                <street1>c/o ConnectOne Bancorp, Inc.</street1>
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                <firstName>Joseph</firstName>
                <lastName>Parisi, Jr.</lastName>
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                <street1>c/o ConnectOne Bancorp, Inc.</street1>
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            <relatedPersonName>
                <firstName>Frederick</firstName>
                <lastName>Fish</lastName>
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                <street1>c/o ConnectOne Bancorp, Inc.</street1>
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            <relatedPersonName>
                <firstName>Nicholas</firstName>
                <lastName>Minoia</lastName>
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                <street1>c/o ConnectOne Bancorp, Inc.</street1>
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                <firstName>Harold</firstName>
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                <middleName>A.</middleName>
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                <firstName>Raymond</firstName>
                <lastName>Vanaria</lastName>
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    <offeringData>
        <industryGroup>
            <industryGroupType>Commercial Banking</industryGroupType>
        </industryGroup>
        <issuerSize>
            <revenueRange>$25,000,001 - $100,000,000</revenueRange>
        </issuerSize>
        <federalExemptionsExclusions>
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        </federalExemptionsExclusions>
        <typeOfFiling>
            <newOrAmendment>
                <isAmendment>false</isAmendment>
            </newOrAmendment>
            <dateOfFirstSale>
                <value>2015-06-30</value>
            </dateOfFirstSale>
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        <durationOfOffering>
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        <typesOfSecuritiesOffered>
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        </businessCombinationTransaction>
        <minimumInvestmentAccepted>1000</minimumInvestmentAccepted>
        <salesCompensationList>
            <recipient>
                <recipientName>Raymond James &amp; Associates, Inc.</recipientName>
                <recipientCRDNumber>705</recipientCRDNumber>
                <associatedBDName>None</associatedBDName>
                <associatedBDCRDNumber>None</associatedBDCRDNumber>
                <recipientAddress>
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                    <city>St Petersburg</city>
                    <stateOrCountry>FL</stateOrCountry>
                    <stateOrCountryDescription>FLORIDA</stateOrCountryDescription>
                    <zipCode>33716</zipCode>
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                <statesOfSolicitationList>
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                    <description>ALABAMA</description>
                    <state>AR</state>
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                    <state>CA</state>
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                    <state>VA</state>
                    <description>VIRGINIA</description>
                    <state>WI</state>
                    <description>WISCONSIN</description>
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            <recipient>
                <recipientName>Keefe Bruyette &amp; Woods, Inc.</recipientName>
                <recipientCRDNumber>481</recipientCRDNumber>
                <associatedBDName>None</associatedBDName>
                <associatedBDCRDNumber>None</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>787 Seventh Avenue, Fifth Floor</street1>
                    <city>New York</city>
                    <stateOrCountry>NY</stateOrCountry>
                    <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                    <zipCode>10019</zipCode>
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                <statesOfSolicitationList>
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                    <description>ALABAMA</description>
                    <state>AR</state>
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                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
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        </salesCompensationList>
        <offeringSalesAmounts>
            <totalOfferingAmount>50000000</totalOfferingAmount>
            <totalAmountSold>50000000</totalAmountSold>
            <totalRemaining>0</totalRemaining>
            <clarificationOfResponse></clarificationOfResponse>
        </offeringSalesAmounts>
        <investors>
            <hasNonAccreditedInvestors>false</hasNonAccreditedInvestors>
            <totalNumberAlreadyInvested>13</totalNumberAlreadyInvested>
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        <salesCommissionsFindersFees>
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                <dollarAmount>687500</dollarAmount>
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            <findersFees>
                <dollarAmount>0</dollarAmount>
            </findersFees>
            <clarificationOfResponse>$412,500 of the sales commission to Raymond James &amp; Associates, Inc.
$275,000 of the sales commission to Keefe Bruyette &amp; Woods, Inc.</clarificationOfResponse>
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        <useOfProceeds>
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                <dollarAmount>0</dollarAmount>
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            <clarificationOfResponse></clarificationOfResponse>
        </useOfProceeds>
        <signatureBlock>
            <authorizedRepresentative>false</authorizedRepresentative>
            <signature>
                <issuerName>ConnectOne Bancorp, Inc.</issuerName>
                <signatureName>/s/ William S. Burns</signatureName>
                <nameOfSigner>William S. Burns</nameOfSigner>
                <signatureTitle>Executive Vice President &amp; Chief Financial Officer</signatureTitle>
                <signatureDate>2015-07-13</signatureDate>
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</SEC-DOCUMENT>
