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Schedule of Investments in and Advances to Affiliates
12 Months Ended
Mar. 31, 2012
Schedule of Investments in and Advances to Affiliates [Abstract]  
Schedule of Investments in and Advances to Affiliates
SCHEDULE 12-14

Schedule of Investments in and Advances to Affiliates
(In thousands)
 
Portfolio Company / Type of Investment (1)
Amount of
Interest,
Fees or
Dividends
Credited in
Income (2)
Fair Value at
March 31, 2011
Gross
Additions (3)
Gross
Reductions (4)
Fair Value at
March 31, 2012
Control Investments
The RectorSeal
Corporation
27,907 shares
common stock
$4,803$144,700$21,600$166,300
The Whitmore
Manufacturing
Company
80 shares common
stock
1,23155,60011,60067,200
Heelys, Inc.
9,317,310 shares
common stock
19,1941,30420,498
Media Recovery, Inc.
800,000 shares
Series A
Convertible Preferred
Stock, convertible
into 800,000 shares
common stock
3,0001003,100
4,000,002 shares
common stock
15,10050015,600
Balco, Inc.
445,000 shares
common stock;
60,920 shares
Class B non-voting common
5,2001,1004,100
CapStar Holdings Corporation
500 shares
common stock
4,3809585,338
Discovery Alliance, LLC
90.0% limited
liability company
5747061,280
Humac Company
1,041,000 shares
of common stock
5166-7159
Total Control Investments
$6,039$247,914$36,768$1,107$283,575
 

Portfolio Company / Type of Investment (1)
Amount of
Interest,
Fees or
Dividends
Credited in
Income (2)
Fair Value
at March
31, 2011
Gross
Additions (3)
Gross
Reductions (4)
Fair Value
at March
31, 2012
Affiliated Investments
Alamo Group, Inc.
2,830,300 shares
common stock
$726$62,26722,87285,139
Encore Wire
Corporation
4,086,750 shares of
common stock
34081,73539,723121,458
PalletOne, Inc.
12.3% Senior
Subordinated Notes,
$2,000,000 due 2015
2541,6004002,000
150,000 shares of
common stock
Warrant to purchase
15,294 shares of
common stock at
$1,00 per share,
expiring 2011
Boxx Technologies, Inc.
3,125,354 shares
Series B Convertible
Preferred Stock,
convertible into
3,125,354 shares of
common stock at
$0.50 per share
600600
Wellogix, Inc.
4,788,371 shares
Series A-1 Convertible
Preferred Stock,
convertible into
4,788,371 shares of
common stock at
$1.0441 per share
2525
Total Affiliated
Investments
$1,320$145,602$63,620$209,222
Total Control &
Affiliated
Investments
$7,359$393,516$100,388$1,107$492,797
 

This schedule should be read in conjunction with our Consolidated Financial Statements, including the Consolidated Schedules of Investments and Notes to Consolidated Financial Statements.
 
(1)
The principal amount and ownership detail as shown in the Consolidated Schedules of Investments.

(2)
Represents the total amount of interest, fees and dividends, credited to income for the portion of the year an investment was included in the Control or Non-Control/Non-Affiliate categories, respectively.

(3)
Gross additions include increases in the cost basis of investments resulting from new portfolio investments, follow-on investments and accrued PIK interest, and the exchange of one or more existing securities for one or more new securities. Gross additions also include net increases in unrealized appreciation or net decreases in unrealized depreciation as well as movement of an existing portfolio company into this category and out of a different category.

(4)
Gross reductions included in decreases in the cost basis of investment resulting from principal payments or sales and exchanges of one or more existing securities for one or more new securities. Gross reductions also include net increases in unrealized depreciation or net decreases in unrealized appreciation as well as the movement of an existing portfolio company out of this category and into a different category.