<SEC-DOCUMENT>0001193125-18-189428.txt : 20180611
<SEC-HEADER>0001193125-18-189428.hdr.sgml : 20180611
<ACCEPTANCE-DATETIME>20180611161306
ACCESSION NUMBER:		0001193125-18-189428
CONFORMED SUBMISSION TYPE:	497AD
PUBLIC DOCUMENT COUNT:		2
FILED AS OF DATE:		20180611
DATE AS OF CHANGE:		20180611

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CAPITAL SOUTHWEST CORP
		CENTRAL INDEX KEY:			0000017313
		IRS NUMBER:				751072796
		STATE OF INCORPORATION:			TX
		FISCAL YEAR END:			0331

	FILING VALUES:
		FORM TYPE:		497AD
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	333-220385
		FILM NUMBER:		18892118

	BUSINESS ADDRESS:	
		STREET 1:		5400 LYNDON B. JOHNSON FREEWAY
		STREET 2:		SUITE 1300
		CITY:			DALLAS
		STATE:			TX
		ZIP:			75240
		BUSINESS PHONE:		2142385700

	MAIL ADDRESS:	
		STREET 1:		5400 LYNDON B. JOHNSON FREEWAY
		STREET 2:		SUITE 1300
		CITY:			DALLAS
		STATE:			TX
		ZIP:			75240
</SEC-HEADER>
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<TEXT>
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Filed pursuant to Rule 497(a) </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>File <FONT STYLE="white-space:nowrap">No.&nbsp;333-220385</FONT> </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Rule 482ad </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


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<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top" ALIGN="right"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right">Lincoln Centre Tower I</P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right">5400 Lyndon B. Johnson Freeway, Suite 1300</P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right">Dallas, Texas 75240</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right">T
214.238.5700</P> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:10pt; font-family:Times New Roman" ALIGN="right">F 214.238.5701</P></TD></TR>
</TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Capital Southwest Enters Into Debt Distribution Agreement for 5.95% December 2022 Notes </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Dallas, Texas &#150; June</B><B></B><B>&nbsp;11, 2018 &#150;</B> Capital Southwest Corporation (&#147;Capital Southwest,&#148; &#147;CSWC&#148; or the
&#147;Company&#148;) (Nasdaq: CSWC), an internally managed business development company focused on providing flexible financing solutions to support the acquisition and growth of middle market business, today announced it has entered into a Debt
Distribution Agreement for its 5.95% Notes due 2022 (the &#147;Notes&#148;) (Nasdaq: CSWCL). Under the Debt Distribution Agreement, the Company may offer for sale, from time to time, up to $50,000,000 in aggregate principal amount of the Notes
through B. Riley FBR, Inc., acting as CSWC&#146;s sales agent. Sales of the Notes, if any, may be made in negotiated transactions or transactions that are deemed to be &#147;at the market offerings&#148;. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The Notes offered will be a further issuance of, are fungible with, and rank equally in right of payment with, the $57,500,000 aggregate principal amount of
the existing Notes issued. The Notes are listed on The Nasdaq Global Select Market, and trade on The Nasdaq Global Select Market under the symbol &#147;CSWCL.&#148; We intend to list the Notes offered hereby on The Nasdaq Global Select Market under
the same trading symbol. The Notes are expected to trade &#147;flat,&#148; which means that purchasers in the secondary market will not pay, and sellers will not receive, any accrued and unpaid interest on the Notes that is not reflected in the
trading price. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The Notes will mature on December&nbsp;15, 2022 and may be redeemed in whole or in part at any time, or from time to time, at Capital
Southwest&#146;s option on or after December&nbsp;15, 2019 upon not less than 30 days nor more than 60 days written notice by mail prior to the date fixed for redemption thereof, at a redemption price equal to 100% of the outstanding principal
amount of the Notes to be redeemed plus accrued and unpaid interest payments otherwise payable thereon for the then-current quarterly interest period accrued to the date fixed for redemption. The Notes will bear interest at a rate of 5.95% per year,
payable quarterly on March&nbsp;15, June&nbsp;15, September&nbsp;15, and December&nbsp;15 of each year. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>About Capital Southwest </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Capital Southwest Corporation (Nasdaq: CSWC) is a Dallas, Texas-based, internally managed business development company, with approximately $308&nbsp;million in
net assets as of March&nbsp;31, 2018. Capital Southwest is a middle market lending firm focused on supporting the acquisition and growth of middle market businesses with $5 to $25&nbsp;million investments across the capital structure, including
first lien, unitranche, second lien, subordinated debt and <FONT STYLE="white-space:nowrap">non-control</FONT> equity <FONT STYLE="white-space:nowrap">co-investments.</FONT> As a public company with a permanent capital base, Capital Southwest has
the flexibility to be creative in its financing solutions and to invest to support the growth of its portfolio companies over long periods of time. </P>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Forward-Looking Statements </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">This press release contains historical information and forward-looking statements within the meaning of The Private Securities Litigation Reform Act of 1995
with respect to future dividends, market conditions, and the business and investments of Capital Southwest. Forward-looking statements are statements that are not historical statements and can often be identified by words such as &#147;will,&#148;
&#147;believe,&#148; &#147;expect&#148; and similar expressions and variations or negatives of these words. These statements are based on management&#146;s current expectations, assumptions and beliefs. They are not guarantees of future results and
are subject to numerous risks, uncertainties and assumptions that could cause actual results to differ materially from those expressed in any forward-looking statement. These risks include risks related to changes in the markets in which Capital
Southwest invests, changes in the financial and lending markets, regulatory changes, tax treatment and general economic and business conditions. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Readers
should not place undue reliance on any forward-looking statements and are encouraged to review Capital Southwest&#146;s Annual Report on Form <FONT STYLE="white-space:nowrap">10-K</FONT> for the year ended March&nbsp;31, 2018 and subsequent filings
with the Securities and Exchange Commission for a more complete discussion of the risks and other factors that could affect any forward-looking statements. Except as required by the federal securities laws, Capital Southwest does not undertake any
obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events, changing circumstances or any other reason after the date of this press release. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Investor Relations Contact: </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Michael S. Sarner, Chief
Financial Officer </P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><FONT STYLE="white-space:nowrap"><FONT STYLE="white-space:nowrap">214-884-3829</FONT></FONT> </P>
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