40-17G 1 a202040-17g.htm 40-17G
Capital Southwest Corporation
5400 Lyndon B. Johnson Freeway, Suite 1300
Dallas, TX 75240
December 7, 2020
VIA EDGAR
U.S. Securities and Exchange Commission
100 F Street, N.E,
Washington, D.C. 20549-0506
Re: Capital Southwest Corporation - Rule 17g-1(g) Fidelity Bond Filing
Ladies and Gentlemen:
On behalf of Capital Southwest Corporation (the "Company"), enclosed herewith for filing, pursuant to Rule 17g-1(g) under the Investment Company Act of 1940, as amended, is a copy of the following materials:
1.A Certificate of the Secretary of the Company, which attaches a copy of the resolutions of the Board of Directors approving the amount, type, form and coverage of the Fidelity Bond and a statement as to the period for which premiums have been paid; and
2.A copy of the Fidelity Bond covering the Company.
If you have any questions regarding this submission, please do not hesitate to call me at (214) 238-5700.
Very truly yours,
/s/ Michael S. Sarner
Michael S. Sarner
Chief Financial Officer, Chief Compliance
Officer, Secretary and Treasurer