<SEC-DOCUMENT>0000017313-21-000129.txt : 20210824
<SEC-HEADER>0000017313-21-000129.hdr.sgml : 20210824
<ACCEPTANCE-DATETIME>20210824171403
ACCESSION NUMBER:		0000017313-21-000129
CONFORMED SUBMISSION TYPE:	497AD
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20210824
DATE AS OF CHANGE:		20210824

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CAPITAL SOUTHWEST CORP
		CENTRAL INDEX KEY:			0000017313
		IRS NUMBER:				751072796
		STATE OF INCORPORATION:			TX
		FISCAL YEAR END:			0331

	FILING VALUES:
		FORM TYPE:		497AD
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	333-232492
		FILM NUMBER:		211202930

	BUSINESS ADDRESS:	
		STREET 1:		5400 LYNDON B. JOHNSON FREEWAY
		STREET 2:		SUITE 1300
		CITY:			DALLAS
		STATE:			TX
		ZIP:			75240
		BUSINESS PHONE:		2142385700

	MAIL ADDRESS:	
		STREET 1:		5400 LYNDON B. JOHNSON FREEWAY
		STREET 2:		SUITE 1300
		CITY:			DALLAS
		STATE:			TX
		ZIP:			75240
</SEC-HEADER>
<DOCUMENT>
<TYPE>497AD
<SEQUENCE>1
<FILENAME>cswc-497adxbloombergannoun.htm
<DESCRIPTION>497AD
<TEXT>
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<title>Document</title></head><body><div id="ib966f941595e484e8a91ce57096b075e_1"></div><div style="min-height:49.96pt;width:100%"><div><font><br></font></div></div><div style="text-align:right"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Filed pursuant to Rule 497(a)</font></div><div style="text-align:right"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">File No. 333-232492</font></div><div style="text-align:right"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Rule 482ad</font></div><div><font><br></font></div><div><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">priced&#58; $100mm, 3.375% coupon at 99.418 to yield 3.500% </font></div><div><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">trade date&#58; 8&#47;24&#47;21</font></div><div><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">settle date&#58; 8&#47;27&#47;21</font></div><div><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">CUSIP&#58; 140501AC1</font></div><div><font><br></font></div><div style="margin-bottom:6pt"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:100.000%"><tr><td style="width:1.0%"></td><td style="width:9.480%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:88.320%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Issuer&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Capital Southwest Corporation (&#34;CSWC&#34;)</font></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Security Type&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Sr. Unsecured Notes</font></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Size&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">$100mm</font></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Format&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">SEC Registered</font></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Maturity&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">October 1, 2026</font></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Expected Rating&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">A- (Egan-Jones)*</font></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Use of Proceeds&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Redeem the Company's outstanding 5.375% Notes due 2024</font></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Opt Redemption&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Make Whole Call, 3 month par call</font></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Sole Bookrunner&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Raymond James</font></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Denoms&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">$2,000 x $1,000</font></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Settlement&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">T+3 (Aug 27, 2021)</font></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">IPT&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">3.500%</font></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Timing&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Today's business</font></td></tr><tr style="height:0pt"><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:0 1pt"></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:0 1pt"></td></tr><tr><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Link to Preliminary Prospectus Supplement&#58;</font></td><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><div><font style="color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;text-decoration:underline"><a href="http://www.sec.gov/Archives/edgar/data/0000017313/000001731321000118/preliminaryprospectussuppl.htm" style="color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;text-decoration:underline">https&#58;&#47;&#47;www.sec.gov&#47;Archives&#47;edgar&#47;data&#47;0000017313&#47;000001731321000118&#47;preliminaryprospectussuppl.htm</a></font></div></td></tr><tr style="height:0pt"><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:0 1pt"></td><td colspan="3" style="border-bottom:0.25pt solid #c0c0c0;border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:0 1pt"></td></tr><tr><td colspan="6" style="border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">*Note&#58; A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal at any time. Each rating agency has its own methodology for assigning ratings and, accordingly, each rating should be evaluated independently of any other rating.</font></td></tr><tr style="height:0pt"><td colspan="3" style="border-left:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:0 1pt"></td><td colspan="3" style="border-bottom:0.25pt solid #c0c0c0;border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:0 1pt"></td></tr><tr><td colspan="6" style="border-bottom:0.25pt solid #c0c0c0;border-left:0.25pt solid #c0c0c0;border-right:0.25pt solid #c0c0c0;border-top:0.25pt solid #c0c0c0;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:125%">Investors are advised to carefully consider the investment objective, risks, charges and expenses of CSWC before investing. The preliminary prospectus supplement dated Aug. 24, 2021, together with an accompanying prospectus, which have been filed with the Securities and Exchange Commission, contain this and other information about CSWC and should be read carefully before investing. The information in the preliminary prospectus supplement and the accompanying prospectus, and in this announcement is not complete and may be changed.</font></td></tr></table></div><div><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><br></font></div><div style="height:45.31pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><font><br></font></div></div></div></body></html>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
