<SEC-DOCUMENT>0001104659-21-107843.txt : 20210820
<SEC-HEADER>0001104659-21-107843.hdr.sgml : 20210820
<ACCEPTANCE-DATETIME>20210819185454
ACCESSION NUMBER:		0001104659-21-107843
CONFORMED SUBMISSION TYPE:	497AD
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20210820
DATE AS OF CHANGE:		20210819

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Trinity Capital Inc.
		CENTRAL INDEX KEY:			0001786108
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			MD
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		497AD
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	333-257818
		FILM NUMBER:		211191332

	BUSINESS ADDRESS:	
		STREET 1:		1 N. 1ST ST.
		STREET 2:		3RD FLOOR
		CITY:			PHOENIX
		STATE:			AZ
		ZIP:			85004
		BUSINESS PHONE:		480.374.5350

	MAIL ADDRESS:	
		STREET 1:		1 N. 1ST ST.
		STREET 2:		3RD FLOOR
		CITY:			PHOENIX
		STATE:			AZ
		ZIP:			85004
</SEC-HEADER>
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<TYPE>497AD
<SEQUENCE>1
<FILENAME>tm2125553-1_497ad.htm
<DESCRIPTION>497AD
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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: right"><B>Filed pursuant to Rule 497(a)</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: right"><B>Registration&nbsp;File&nbsp;No. 333-257818</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: right"><B>Rule 482ad</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: right">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">[TEXT OF COMMUNICATION SENT VIA BLOOMBERG]</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; color: blue"><B>&nbsp;</B></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; border-collapse: collapse">
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    <TD STYLE="width: 50%; padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Issuer/Ticker:&nbsp;&nbsp; </B></FONT></TD>
    <TD STYLE="width: 50%; padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Trinity Capital Inc. [&quot;TRIN&quot;]</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Expected Rating:* </B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>BBB (Egan Jones)</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Size:&nbsp;&nbsp;</B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>$100mm</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Tenor:&nbsp;&nbsp; </B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>5yr FXD</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Guidance:&nbsp;&nbsp; </B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>4.375%#</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Maturity Date:&nbsp;&nbsp; </B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>08/24/2026</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Format:&nbsp; </B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>SEC Registered</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Ranking: </B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Senior Unsecured Notes</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Active Bookrunners:&nbsp; </B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>GS (B&amp;D) / KBW</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Use of Proceeds: </B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Pay down a portion of Trinity Capital Inc.&rsquo;s existing indebtedness outstanding under its credit facility, with the remaining net proceeds, if any, to make investments in accordance with its investment objective and investment strategy and for general corporate purposes.</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Optional Redemption: </B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Make Whole Call; 1mo Par Call Prior to Maturity.</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Change of Control:&nbsp;&nbsp; </B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>100%</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Denominations:&nbsp;&nbsp; </B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>$2,000 x $1,000</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Settlement:&nbsp; </B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>T+3 &ndash; 08/24/2021</B></FONT></TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Timing:&nbsp; </B></FONT></TD>
    <TD STYLE="padding-right: 5.4pt"><FONT STYLE="font-family: Times New Roman, Times, Serif"><B>Books subject, today&rsquo;s business</B></FONT></TD></TR>
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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><I>Investors are advised to carefully consider the investment objectives,
risks and charges and expenses of Trinity Capital Inc. before investing.&nbsp;A preliminary prospectus supplement dated August 19, 2021,
together with an accompanying prospectus dated August 12, 2021, have been filed with the Securities and Exchange Commission (the &ldquo;SEC&rdquo;),
which contain this and other information about Trinity Capital Inc. and should be read carefully before investing.</I></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><I>The information in the preliminary prospectus supplement and the
accompanying prospectus, and in this announcement, is not complete and may be changed. The preliminary prospectus supplement and the accompanying
prospectus, and&nbsp;this announcement, do not constitute an offer to sell or a solicitation of an offer to buy securities in any state
or jurisdiction where such offer and sale is not permitted.</I></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><I>Trinity Capital Inc. has filed a shelf registration statement (including
a prospectus contained therein) with the SEC, which has been declared effective by the SEC.&nbsp; Any offering of Trinity Capital Inc.&rsquo;s
securities may be made only by means of a preliminary prospectus supplement and an accompanying prospectus. Before you invest, you should
carefully read the prospectus in that registration statement, the preliminary prospectus supplement and the other documents Trinity Capital
Inc. has filed with the SEC for more complete information about Trinity Capital Inc. and this offering.&nbsp; You may obtain these documents
for free by visiting EDGAR on the SEC Web site at www.sec.gov.&nbsp; Alternatively, you may obtain
copies of the preliminary prospectus supplement, together with an accompanying prospectus, from Goldman Sachs &amp; Co. LLC, Attn: Prospectus
Department, 200 West Street, New York, New York 10282, telephone: 866-471-2526, facsimile: 212-902-9316, e-mail: prospectus-ny@ny.email.gs.com,
or Keefe, Bruyette &amp; Woods, A Stifel Company, 787 7th Avenue, 4th Floor, New York, New York 10019, Attn: Equity Syndicate, by emailing
kbwsyndicatedesk@kbw.com, or by telephone at 1-800-966-1559.</I></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><I>*Note: A securities rating is not a recommendation to buy, sell
or hold securities and may be subject to revision or withdrawal at any time.</I></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><I>ANY DISCLAIMERS OR OTHER NOTICES THAT MAY APPEAR BELOW ARE NOT APPLICABLE
TO THIS COMMUNICATION AND SHOULD BE DISREGARDED (OTHER THAN ANY STATEMENT RELATING TO THE IDENTITY OF THE LEGAL ENTITY AUTHORIZING OR
SENDING THIS COMMUNICATION IN A NON-US JURISDICTION).&nbsp; SUCH DISCLAIMERS OR OTHER NOTICES WERE AUTOMATICALLY GENERATED AS A RESULT
OF THIS COMMUNICATION HAVING BEEN SENT VIA BLOOMBERG OR ANOTHER EMAIL SYSTEM.</I></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><I>&nbsp;</I></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><I></I></P>

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