<SEC-DOCUMENT>0001213900-22-017816.txt : 20220404
<SEC-HEADER>0001213900-22-017816.hdr.sgml : 20220404
<ACCEPTANCE-DATETIME>20220404161149
ACCESSION NUMBER:		0001213900-22-017816
CONFORMED SUBMISSION TYPE:	497AD
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20220404
DATE AS OF CHANGE:		20220404

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Trinity Capital Inc.
		CENTRAL INDEX KEY:			0001786108
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			MD
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		497AD
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	333-261782
		FILM NUMBER:		22802276

	BUSINESS ADDRESS:	
		STREET 1:		1 N. 1ST ST.
		STREET 2:		3RD FLOOR
		CITY:			PHOENIX
		STATE:			AZ
		ZIP:			85004
		BUSINESS PHONE:		480.374.5350

	MAIL ADDRESS:	
		STREET 1:		1 N. 1ST ST.
		STREET 2:		3RD FLOOR
		CITY:			PHOENIX
		STATE:			AZ
		ZIP:			85004
</SEC-HEADER>
<DOCUMENT>
<TYPE>497AD
<SEQUENCE>1
<FILENAME>s136364_497ad.htm
<DESCRIPTION>497AD
<TEXT>
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<P STYLE="margin: 0">497AD OFFERING NOTIFICATION</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Dated: April 4, 2022</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: right"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: right"><B>Filed pursuant to Rule 497(a)</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: right"><B>Registration File No. 333-261782</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: right"><B>Rule 482ad </B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><I>&nbsp;</I></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><I>The following offering notification is provided
for your convenience and information. The information herein is qualified in its entirety by reference to the prospectus relating to the
security. Capitalized terms used but not defined herein have the meanings ascribed to them in the prospectus. </I></P>

<P STYLE="font: bold 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: bold 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">Offering Notification &ndash; Trinity Capital
Inc.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 2.5in; text-align: justify; text-indent: -2.5in">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; width: 25%; text-align: justify; text-indent: 0in; layout-grid-mode: char">Issuer:</TD>
    <TD STYLE="padding-right: 0pt; width: 75%; text-align: justify; text-indent: 0in; layout-grid-mode: char">Trinity Capital Inc. (&ldquo;Trinity&rdquo;) is an internally managed specialty lending company that provides debt, including loans and equipment financings, to growth stage companies, and has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended.&nbsp;&nbsp;</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD>
    <TD STYLE="padding-right: 0pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">Ticker Symbol (Exchange):</TD>
    <TD STYLE="padding-right: 0pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">TRIN (Nasdaq Global Select Market)</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD>
    <TD STYLE="padding-right: 0pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">Type of Offering:</TD>
    <TD STYLE="padding-right: 0pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">Follow-On Offering of Common Stock (Primary)</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD>
    <TD STYLE="padding-right: 0pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">Expected Pricing:</TD>
    <TD STYLE="padding-right: 0pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">April 5, 2022 (Pre-Open)</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD>
    <TD STYLE="padding-right: 0pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">Size of Company Offering:</TD>
    <TD STYLE="padding-right: 0pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">$50 million</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD>
    <TD STYLE="padding-right: 0pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">Use of Proceeds:</TD>
    <TD STYLE="padding-right: 0pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">Trinity intends to use the net proceeds from this offering to pay down a portion of its existing indebtedness outstanding under its credit agreement, to make investments in accordance with its investment objective and investment strategy, and for general corporate purposes.</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD>
    <TD STYLE="padding-right: 0pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: left; text-indent: 0in; layout-grid-mode: char">Option to Purchase Additional
    Shares:</TD>
    <TD STYLE="padding-right: 0pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">15%</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD>
    <TD STYLE="padding-right: 0pt; text-align: justify; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: left; text-indent: 0in; layout-grid-mode: char">Lead Book-Running Managers:</TD>
    <TD STYLE="padding-right: 0pt; text-align: left; text-indent: 0in; layout-grid-mode: char">Keefe, Bruyette &amp; Woods, <I>a Stifel
    Company<BR>
    </I>Wells Fargo Securities<BR>
UBS Investment Bank</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: left; text-indent: 0in; layout-grid-mode: char"></TD>
    <TD STYLE="padding-right: 0pt; text-align: left; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: left; text-indent: 0in; layout-grid-mode: char">Book-Running Manager:</TD>
    <TD STYLE="padding-right: 0pt; text-align: left; text-indent: 0in; layout-grid-mode: char">Goldman Sachs &amp; Co. LLC</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: left; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD>
    <TD STYLE="padding-right: 0pt; text-align: left; text-indent: 0in; layout-grid-mode: char">&nbsp;</TD></TR>
  <TR STYLE="vertical-align: top">
    <TD STYLE="white-space: nowrap; padding-right: 5pt; text-align: left; text-indent: 0in; layout-grid-mode: char">CUSIP / ISIN:</TD>
    <TD STYLE="padding-right: 0pt; text-align: left; text-indent: 0in; layout-grid-mode: char">896442308 / US8964423086</TD></TR>
  </TABLE>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>The shares of common stock will be sold pursuant
to an effective shelf registration statement on Form N-2 that has been filed with, and has been declared effective by, the Securities
and Exchange Commission (SEC). Investors are advised to carefully consider the investment objectives, risks and charges and expenses of
Trinity before investing. The preliminary prospectus, dated April 4, 2022, forming a part of the effective registration statement, contains
this and other information about Trinity and should be read carefully before investing. The information in the registration statement,
preliminary prospectus and herein is not complete and may be changed. </B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>This communication will not constitute an offer
to sell or the solicitation of an offer to buy the securities described above nor shall there be any sale of these securities in any state
or jurisdiction in which such offer, solicitation or sale would be unlawful prior to their registration or qualification under the securities
laws of any such state or jurisdiction. Offers of these securities are made only by means of the preliminary prospectus discussed above.
The SEC has not approved or disapproved these securities or passed upon the adequacy of the preliminary prospectus. Any representation
to the contrary is a criminal offense. Copies of the preliminary prospectus may be obtained, when available, from: Keefe, Bruyette &amp;
Woods, Inc., Attn: Equity Capital Markets, 787 7th Avenue, 4th Floor, New York, NY 10019, telephone: 1-800-966-1559; Wells Fargo Securities,
Attention: Equity Syndicate Department, 30 Hudson Yards, New York, NY, 10001, by telephone: (800) 326-5897 or by email at cmclientsupport@wellsfargo.com;
UBS Securities LLC, Attention: Prospectus Department, 1285 Avenue of the Americas, New York, NY 10019, telephone: (888) 827-7275 or email:
ol-prospectusrequest@ubs.com and Goldman Sachs &amp; Co. LLC, Attention: Prospectus Department, 200 West Street, New York, NY 10282, by
phone: 1-866-471-2526, or by emailing </B><B>Prospectus-ny@ny.email.gs.com</B><B>.</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">ANY DISCLAIMERS OR OTHER NOTICES THAT MAY APPEAR
AFTER THIS MESSAGE ARE NOT APPLICABLE TO THIS COMMUNICATION AND SHOULD BE DISREGARDED. SUCH DISCLAIMERS OR OTHER NOTICES WERE AUTOMATICALLY
GENERATED AS A RESULT OF THIS COMMUNICATION BEING SENT VIA BLOOMBERG OR ANOTHER EMAIL SYSTEM.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

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