<SEC-DOCUMENT>0001193125-21-175315.txt : 20210527
<SEC-HEADER>0001193125-21-175315.hdr.sgml : 20210527
<ACCEPTANCE-DATETIME>20210527161637
ACCESSION NUMBER:		0001193125-21-175315
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		2
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20201231
</ITEM>
</RULE>
FILED AS OF DATE:		20210527
DATE AS OF CHANGE:		20210527

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			GENTHERM Inc
		CENTRAL INDEX KEY:			0000903129
		STANDARD INDUSTRIAL CLASSIFICATION:	MOTOR VEHICLE PARTS & ACCESSORIES [3714]
		IRS NUMBER:				954318554
		STATE OF INCORPORATION:			MI
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-21810
		FILM NUMBER:		21972901

	BUSINESS ADDRESS:	
		STREET 1:		21680 HAGGERTY ROAD
		CITY:			NORTHVILLE
		STATE:			MI
		ZIP:			48167-8994
		BUSINESS PHONE:		248-504-0500

	MAIL ADDRESS:	
		STREET 1:		21680 HAGGERTY ROAD
		CITY:			NORTHVILLE
		STATE:			MI
		ZIP:			48167-8994

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	AMERIGON INC
		DATE OF NAME CHANGE:	19930503
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>d65762dsd.htm
<DESCRIPTION>SD
<TEXT>
<HTML><HEAD>
<TITLE>SD</TITLE>
</HEAD>
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<Center><DIV STYLE="width:8.5in" align="left">
 <P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P>
<P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="margin-top:4pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>UNITED STATES </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>SECURITIES AND EXCHANGE COMMISSION </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Washington, D.C. 20549 </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>FORM SD
</B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Specialized Disclosure Report </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:24pt; font-family:Times New Roman" ALIGN="center"><B>GENTHERM
INCORPORATED </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>(Exact name of registrant as specified in its charter) </B></P>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD VALIGN="top" ALIGN="center"><B>Michigan</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B><FONT STYLE="white-space:nowrap">0-21810</FONT></B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B><FONT STYLE="white-space:nowrap">95-4318554</FONT></B></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(State or other jurisdiction</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>of incorporation)</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Commission</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>File Number)</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(I.R.S. Employer</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Identification No.)</B></P></TD></TR>
</TABLE> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


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<TD WIDTH="48%"></TD></TR>


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<TD VALIGN="top" ALIGN="center"><B>21680 Haggerty Road, Northville, MI</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>48167</B></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top" ALIGN="center"><B>(Address of principal executive offices)</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>(Zip Code)</B></TD></TR>
</TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Wayne Kauffman, Senior Vice President and General Counsel, (248)
<FONT STYLE="white-space:nowrap">504-0500</FONT> </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Name and telephone number, including area code, of the person to contact in
connection with this report) </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form
applies: </P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left">&#9746;</TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left">Rule <FONT STYLE="white-space:nowrap">13p-1</FONT> under the Securities Exchange Act (17 CFR <FONT
STYLE="white-space:nowrap">240.13p-1)</FONT> for the reporting period from January&nbsp;1 to December&nbsp;31, 2020. </P></TD></TR></TABLE> <P STYLE="font-size:10pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P>
</DIV></Center>


<p style="margin-top:1em; margin-bottom:0em; page-break-before:always">
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Section&nbsp;1 &#150; Conflict Minerals Disclosure </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;1.01 Conflict Minerals Disclosure and Report </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">A
copy of the Conflict Minerals Report of Gentherm Incorporated for the reporting period January&nbsp;1, 2020 to December&nbsp;31, 2020 is provided as Exhibit 1.01 hereto. Such report is also publicly available at <FONT STYLE="white-space:nowrap"><FONT
STYLE="white-space:nowrap">https://gentherm.gcs-web.com/financial-information/sec-filings.</FONT></FONT> The information included in such Conflict Minerals Report is incorporated herein by reference herein. This Form SD, including Exhibit 1.01
attached hereto, contains references to our website; however, the information on our website is not incorporated by reference into this Form SD or Exhibit 1.01. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;1.02 Exhibit </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The Conflict Minerals Report as
required by Item 1.01 of Form SD is filed herewith as Exhibit 1.01. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Section&nbsp;2 &#150; Exhibits </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;
2.01 Exhibits </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Exhibit 1.01 <A HREF="d65762dex101.htm">Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form&nbsp;SD.</A> </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">2 </P>

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>SIGNATURES </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly
authorized undersigned. </P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD VALIGN="top" COLSPAN="3"><B>GENTHERM INCORPORATED</B></TD></TR>
<TR STYLE="font-size:1pt">
<TD HEIGHT="16"></TD>
<TD HEIGHT="16" COLSPAN="2"></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">By:</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"> <P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman">/s/ Wayne Kauffman</P></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Wayne Kauffman</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Senior Vice President and General Counsel</TD></TR>
</TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Date:&nbsp;May 27, 2021 </P> <P STYLE="font-size:18pt; margin-top:0pt; margin-bottom:0pt">&nbsp;</P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">3 </P>

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<DOCUMENT>
<TYPE>EX-1.01
<SEQUENCE>2
<FILENAME>d65762dex101.htm
<DESCRIPTION>EX-1.01
<TEXT>
<HTML><HEAD>
<TITLE>EX-1.01</TITLE>
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<Center><DIV STYLE="width:8.5in" align="left">
 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Exhibit 1.01 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Conflict Minerals Report of Gentherm Incorporated </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">This Conflict Minerals Report of Gentherm Incorporated (&#147;Gentherm&#148;, &#147;we&#148;, or the &#147;Company&#148;) covers the reporting period from
January&nbsp;1 to December&nbsp;31, 2020. This report was prepared in accordance with Rule <FONT STYLE="white-space:nowrap">13p-1</FONT> under the Securities Exchange Act of 1934, as amended. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Business Overview </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Gentherm is a global developer and
marketer of innovative thermal management technologies for a broad range of heating and cooling and temperature control applications. Our products provide solutions for automotive passenger climate comfort and convenience, battery thermal management
and cell connecting systems, as well as patient temperature management within the health care industry. Our automotive products can be found on the vehicles of nearly all major automotive manufacturers operating in North America and Europe, and
several major automotive manufacturers in Asia. We operate in locations aligned with our major customers&#146; product strategies to provide locally enhanced design, integration and production capabilities. The Company is also developing a number of
new technologies and products that are expected to help enable improvements to existing products and to create new product applications for existing and new markets. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The products that the Company manufactured or contracted to have manufactured in 2020 that it determined contain or may contain any 3TG (as defined below) are
listed below. </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Automotive Passenger Climate Comfort and Convenience Products: </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="10%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Heater Mats </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="10%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Air Moving Devices </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="10%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Thermoelectric Modules </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="10%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Electronic Control Modules </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="10%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Thermal Cup Holders and Bins </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Battery Performance Solutions and Cell Connecting Systems: </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="10%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Thermoelectric Cooling Modules </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="10%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Battery Heaters </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="10%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Battery Cell Connecting Boards </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="10%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Wiring Harnesses and Cables </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Electronics and Medical Products: </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Printed Circuit Boards </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Patient Thermal Management Devices </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Cardiovascular Heater/Cooler Devices </P></TD></TR></TABLE>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Due Diligence Framework and Overview </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We undertook due
diligence on the source and chain of custody of the tantalum, tin, tungsten, and gold (&#147;Conflict Minerals&#148; or &#147;3TG&#148;) we use when producing our products. We designed our due diligence to conform to an internationally recognized
due diligence framework, the Organization for Economic <FONT STYLE="white-space:nowrap">Co-operation</FONT> and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third
Edition, and related supplements (&#147;OECD Framework&#148;). </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The OECD Framework divides the entire conflict mineral supply chain into upstream and
downstream entities. An upstream entity is within the conflict minerals supply chain from the mine to the smelter or refiner and includes miners, local traders, and exporters from the country of mineral origin, international concentrate traders,
mineral processors, smelters, and refiners. A downstream entity is within the conflict minerals supply chain from when the mineral leaves the smelter or refiner to when it arrives at the retailer and includes metal traders and exchanges, component
manufacturers, product manufacturers, original equipment manufacturers, and retailers. </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">4 </P>

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The Company is a downstream entity and is typically several tiers removed from the smelter or refiner and
mineral origin. We have limited visibility beyond our direct suppliers to entities within the supply chain. Therefore, we rely principally on our direct suppliers to provide us with sourcing information. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We conduct a portion of our due diligence using tools and relying on information provided by the Responsible Minerals Initiative (&#147;RMI&#148;), an
industry group that works to address Conflict Minerals issues within supply chains. One tool we use is the Conflict Minerals Reporting Template (&#147;CMRT&#148;), which facilitates the collection of information on the source of Conflict Minerals.
We also rely on information from the Conflict-Free Smelter Program, a voluntary initiative in which an independent third party audits the procurement activities of a smelter or refiner to determine with reasonable confidence that the minerals it
processes originated from conflict-free sources.&nbsp;&nbsp;&nbsp;&nbsp; </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Due Diligence Process </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The OECD Framework provides a five-step framework for risk-based due diligence in the mineral supply chain. Using this framework, we list the actions we took
to exercise due diligence on the sourcing of Conflict Minerals we used when manufacturing our products. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Step 1 - Establish strong company management
systems </I></P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Gentherm communicated to our suppliers and the public a formal company policy (&#147;Conflict Minerals
Policy&#148;) concerning the use of Conflict Minerals which directly or indirectly finance or benefit armed groups in the Democratic Republic of Congo or an adjoining country (collectively, the &#147;Covered Countries&#148;). The Conflict Minerals
Policy is publicly available on our corporate website: <I><U><FONT STYLE="white-space:nowrap">https://gentherm.gcs-web.com/policies-reports</FONT></U></I>. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Gentherm&#146;s standard purchasing Terms and Conditions require compliance with all statutory legal
requirements, including those related to Conflict Minerals, and are available on our corporate website:
<I><U><FONT STYLE="white-space:nowrap">https://gentherm.com/sites/default/files/documents/Terms%20and%20Conditions%20-%20English.pdf</FONT></U></I>. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Gentherm assembled a cross-functional internal team to implement our Conflict Minerals Policy, including
representation from Purchasing, Legal, Finance, Engineering, Quality, IT, Internal Audit, and Sales/Program Management. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">The Company structured an internal management and support system (&#147;Conflict Minerals Leadership Team&#148;),
made up of a cross-section of senior management, which has oversight and ownership of the Conflict Minerals Policy. In addition, Gentherm maintained a Conflict Minerals working group that met regularly to address the implementation and progress of
our due diligence efforts. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">The Company subscribed to a Conflict Minerals Platform (&#147;iPoint&#148;), an
<FONT STYLE="white-space:nowrap">on-demand</FONT> software solution which enables the Company to collect, manage, aggregate, validate, and report Conflict Minerals information. Furthermore, the platform performs an automated assessment of overall
CMRT completeness and accuracy and smelter lists provided by our suppliers. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">The Company adopted the CMRT as our primary means of collecting data from suppliers. We encourage our suppliers
to adopt the most current CMRT when reporting. </P></TD></TR></TABLE> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Step 2 - Identify and assess risks in the supply chain </I></P>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Gentherm has instituted Conflict Minerals reporting requirements as part of our suppliers&#146; contractual
obligations through our onboarding process, and we have encouraged our suppliers to extend the same obligations to their supply base. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">The Company conducted a survey of our suppliers using iPoint and/or the CMRT to identify the smelters and
refiners in our supply chain. The Company also reviewed and obtained additional information on responses that were incomplete, unclear, or inconsistent. </P></TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">5 </P>

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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">For suppliers that are distributors and cannot legally report on behalf of their supply base, we ask that they
put forth a statement regarding their company&#146;s position on Conflict Minerals. Additionally, they can supplement their statement with CMRTs that have been submitted by their supply base. </P></TD></TR></TABLE>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Step 3 - Design and implement a strategy to respond to identified risks </I></P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">The Company&#146;s Conflict Minerals working group reported findings of supply chain risk to the Conflict
Minerals Leadership Team. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">The Conflict Minerals Leadership Team implemented procedures to address suppliers who did not respond to initial
requests. These procedures include <FONT STYLE="white-space:nowrap">follow-up</FONT> requests, communication involving buyers and purchasing leadership, management escalation, and direct communication, including emails and phone calls.
</P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Gentherm adopted a Supplier Escalation Process in accordance with the Conflict Minerals Policy, with the
intention to discontinue business with any supplier found to be purchasing 3TG which directly or indirectly finances or benefits armed groups in the Covered Countries. </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">The Company reviewed submitted CMRTs for completeness and reasonableness of responses. </P></TD></TR></TABLE>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Step 4 - Carry out independent third-party audits of supplier&#146;s due diligence practices </I></P>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">The Company utilizes, when necessary, the RMI Responsible Minerals Assurance Process (RMAP) assessments to
validate its due diligence in conformance with the OECD Framework. Gentherm works with other resources to identify smelters in the supply chain and encouraged suppliers and customers to participate in the program through direct communication and
smelter outreach communication. </P></TD></TR></TABLE> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Step 5 - Report annually on supply chain due diligence </I></P>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Gentherm published our supply chain due diligence within our 2020 Form SD and Conflict Minerals Report on our
website at <I><U><FONT STYLE="white-space:nowrap"><FONT STYLE="white-space:nowrap">https://gentherm.gcs-web.com/financial-information/sec-filings</FONT></FONT></U></I>. </P></TD></TR></TABLE>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>RCOI and Due Diligence Measures Performed </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The
Company&#146;s Reasonable Country of Origin Inquiry (&#147;RCOI&#148;) was designed to determine whether the Conflict Minerals, which are necessary to the functionality or production of a product manufactured (or contracted to be manufactured) by
the Company, originated in the Covered Countries. The Company performed a good faith, risk-based, global scoping exercise to identify suppliers that were considered <FONT STYLE="white-space:nowrap">in-scope</FONT> and subject to RCOI in the 2020
calendar year. Through communications with these suppliers, the Company attempted to identify smelters and refiners of Conflict Minerals that may be utilized in its products. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The Company&#146;s RCOI and due diligence employed a combination of measures to determine whether the necessary Conflict Minerals in Gentherm&#146;s products
originated from the Covered Countries. The Company identified suppliers of commodity groups with high potential of containing Conflict Minerals. In other cases, the materials supplied were analyzed by other means. All identified Conflict Mineral
suppliers were surveyed to ascertain for each Conflict Mineral (a)&nbsp;the smelter or refiner where it was processed, (b)&nbsp;its country of origin and (c)&nbsp;the mine or location of origin, using the CMRT and RMAP. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The Company, strives for 100% participation of suppliers but did not receive responses from all of its suppliers and, in some cases, responses were incomplete
or did not appear to be accurate. Furthermore, the majority of our suppliers that did provide names of smelters/refiners and country of origin information, did so only on an entity-wide basis without distinguishing between 3TG purchased for goods
supplied to Gentherm and 3TG purchased for other purposes. Because we did not receive full and complete responses from every supplier in every case, we were unable to determine the country of origin of Conflict Minerals or whether such products were
from recycled or scrap sources. </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">6 </P>

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Smelters and Refiners </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Gentherm identified 672 suppliers that were considered <FONT STYLE="white-space:nowrap">in-scope</FONT> and subject to RCOI in the 2020 calendar year. These <FONT
STYLE="white-space:nowrap">in-scope</FONT> suppliers covered over $412&nbsp;million, approximately 94%, of our total material spending. We received responses and feedback from suppliers accounting for approximately 64% of all <FONT
STYLE="white-space:nowrap">in-scope</FONT> vendors, and covering 95% of the <FONT STYLE="white-space:nowrap">in-scope</FONT> spend in 2020. Responses were collected from all significant <FONT STYLE="white-space:nowrap">in-scope</FONT> suppliers,
with the largest <FONT STYLE="white-space:nowrap">non-responder</FONT> representing less than 0.17% of purchasing spend. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The conformant and active
smelters and refiners that our suppliers identified in the CMRTs that they submitted to us for this reporting year are provided in a listing in Attachment A. As noted above, we did not receive responses from all of our surveyed suppliers, some
responsive suppliers indicated they were unable to identify the smelters and refiners used to process 3TG in their products and most of the CMRTs we received from our suppliers were made on an entity-wide basis, rather than on a product-level basis.
Therefore, the list of conformant and active smelters in Attachment A and the numbers in the table below summarizing smelter conformance at a Company level may both omit smelters that are in the Company&#146;s supply chain and include smelters that
are not in the Company&#146;s supply chain. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The following table summarizes smelter conformance at a Company level. The table includes the number of
smelters undergoing a certification or recertification process by RMI in the &#147;Number Active&#148; column. In the &#147;Number Other&#148; column, the table also includes the number of facilities identified by our suppliers that are either not
identified on RMI&#146;s Smelter Reference List or identified on the Smelter Reference List but not conformant or active. </P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


<TR>

<TD WIDTH="63%"></TD>

<TD VALIGN="bottom" WIDTH="5%"></TD>
<TD></TD>
<TD></TD>
<TD></TD>

<TD VALIGN="bottom" WIDTH="5%"></TD>
<TD></TD>
<TD></TD>
<TD></TD>

<TD VALIGN="bottom" WIDTH="5%"></TD>
<TD></TD>
<TD></TD>
<TD></TD>

<TD VALIGN="bottom" WIDTH="5%"></TD>
<TD></TD>
<TD></TD>
<TD></TD>

<TD VALIGN="bottom" WIDTH="5%"></TD>
<TD></TD>
<TD></TD>
<TD></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; border-bottom:1.00pt solid #000000; display:table-cell; font-size:8pt; font-family:Times New Roman; "><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" COLSPAN="2" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Number&nbsp;of</B><br><B>Smelters</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" COLSPAN="2" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Number</B><br><B>Conformant</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" COLSPAN="2" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Percent</B><br><B>Conformant</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" COLSPAN="2" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Number</B><br><B>Active</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" COLSPAN="2" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Number</B><br><B>Other</B></TD>
<TD VALIGN="bottom">&nbsp;</TD></TR>


<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; margin-left:1.00em; text-indent:-1.00em; font-size:10pt; font-family:Times New Roman">Tantalum</P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">80</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">38</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">48</TD>
<TD NOWRAP VALIGN="bottom">%&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">0</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">42</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; margin-left:1.00em; text-indent:-1.00em; font-size:10pt; font-family:Times New Roman">Tungsten</P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">117</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">41</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">35</TD>
<TD NOWRAP VALIGN="bottom">%&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">6</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">70</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; margin-left:1.00em; text-indent:-1.00em; font-size:10pt; font-family:Times New Roman">Tin</P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">274</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">54</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">20</TD>
<TD NOWRAP VALIGN="bottom">%&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">10</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">210</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; margin-left:1.00em; text-indent:-1.00em; font-size:10pt; font-family:Times New Roman">Gold</P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">318</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">107</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">34</TD>
<TD NOWRAP VALIGN="bottom">%&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">5</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD>
<TD NOWRAP VALIGN="bottom" ALIGN="right">206</TD>
<TD NOWRAP VALIGN="bottom">&nbsp;</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; margin-left:1.00em; text-indent:-1.00em; font-size:10pt; font-family:Times New Roman"><B>Total</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom"><B>&nbsp;</B></TD>
<TD VALIGN="bottom" ALIGN="right"><B>789</B></TD>
<TD NOWRAP VALIGN="bottom"><B>&nbsp;</B></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom"><B>&nbsp;</B></TD>
<TD VALIGN="bottom" ALIGN="right"><B>240</B></TD>
<TD NOWRAP VALIGN="bottom"><B>&nbsp;</B></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom"><B>&nbsp;</B></TD>
<TD VALIGN="bottom" ALIGN="right"><B>30</B></TD>
<TD NOWRAP VALIGN="bottom"><B>%&nbsp;</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"><B>&nbsp;</B></TD>
<TD VALIGN="bottom" ALIGN="right"><B>21</B></TD>
<TD NOWRAP VALIGN="bottom"><B>&nbsp;</B></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom"><B>&nbsp;</B></TD>
<TD VALIGN="bottom" ALIGN="right"><B>528</B></TD>
<TD NOWRAP VALIGN="bottom"><B>&nbsp;</B></TD></TR>
</TABLE> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Due Diligence Enhancements </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We plan to undertake the following steps during the next compliance periods to (1)&nbsp;determine the country of origin of the Conflict Minerals and the
facilities used to mine and refine the Conflict Minerals used in, and necessary to, the functionality or production of our products and (2)&nbsp;further mitigate the risks that necessary Conflict Minerals contained in the Company&#146;s products
finance or benefit armed groups in Covered Countries: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Continue to strengthen our engagement with our suppliers regarding Conflict Minerals, including requiring CMRT
information from <FONT STYLE="white-space:nowrap">in-scope</FONT> suppliers and all new suppliers for all Gentherm locations. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Continue to educate and drive our suppliers to provide current, accurate, and complete information from their
supply chain regarding their smelters and refiners of Conflict Minerals. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Strengthen engagement with our suppliers by offering additional training and encouraging an open line of
communication throughout the year, including involving Gentherm Purchasing and Operations teams to more actively engage our suppliers. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Increase our efforts to identify the number of smelters and refiners within our supply chain by evaluating the
information received from our suppliers and comparing them with revised information published by the RMI. </P></TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">7 </P>

</DIV></Center>


<p style="margin-top:1em; margin-bottom:0em; page-break-before:always">
<HR SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">


<Center><DIV STYLE="width:8.5in" align="left">

<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Consider transitioning business to suppliers that expressly state that they use smelters designated as
&#147;conflict-free&#148;. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Become an active participant in relevant trade associations (for example, the Automotive Industry Action Group
(AIAG) and RMI) to define and improve best practices and build leverage over the supply chain in accordance with the OECD Framework. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Perform additional due diligence on a sample of suppliers to evaluate the general integrity of the responses
received from all direct suppliers. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">The Company will also review all newly acquired subsidiary suppliers and include those considered for production
in 2021 reporting. </P></TD></TR></TABLE> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Forward-Looking Statements </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Except for historical information contained herein, statements in this Conflict Minerals Report are forward-looking statements that are made pursuant to the
safe harbor provisions of the Private Securities Litigation Reform Act of 1995. The principal forward-looking statements in this Conflict Minerals Report include the Company&#146;s expected changes to its Conflict Minerals program. The
forward-looking statements included in this Conflict Minerals Report are made as of the date hereof or as of the date specified herein and are based on management&#146;s reasonable expectations and beliefs. Such statements are subject to a number of
important assumptions, risks, uncertainties and other factors that may cause actual results or performance to differ materially from that described in or indicated by the forward-looking statements, including (a)&nbsp;the continued implementation of
compliance measures by the Company&#146;s direct and indirect suppliers, (b)&nbsp;changes in regulatory requirements relating to the sourcing of 3TG, and (c)&nbsp;those factors described under &#147;Risk Factors&#148; in our annual report on Form <FONT
STYLE="white-space:nowrap">10-K</FONT> for the year ended December&nbsp;31, 2020 and subsequent quarterly reports. Except as required by law, the Company expressly disclaims any obligation or undertaking to update any forward-looking statements to
reflect any change in its expectations with regard thereto or any change in events, conditions or circumstances on which any such statement is based. </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">8 </P>

</DIV></Center>


<p style="margin-top:1em; margin-bottom:0em; page-break-before:always">
<HR SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">


<Center><DIV STYLE="width:8.5in" align="left">
 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Attachment A </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The Company compiled the following information from CMRTs submitted by its suppliers as part its RCOI and due diligence measures. The smelter names listed
below are based on information made publicly available by the RMI as part of its RMAP conformant assessments as of May&nbsp;19, 2021, and include all smelters noted as conformant or active by RMI. &#147;Conformant&#148; denotes smelters and refiners
which are conformant to a responsible mineral sourcing validation program. &#147;Active&#148; denotes smelters and refiners which are participating in a responsible mineral sourcing validation program. </P>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


<TR>

<TD WIDTH="6%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="46%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="26%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter</B><br><B>ID</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter<BR>Status</B></TD></TR>


<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold&nbsp;(Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">8853 S.p.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">ITALY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002763</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Advanced Chemical Company</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED&nbsp;STATES&nbsp;OF&nbsp;AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000015</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Aida&nbsp;Chemical&nbsp;Industries&nbsp;Co.,&nbsp;Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000019</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Al Etihad Gold Refinery DMCC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED ARAB EMIRATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002560</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Alexy Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003500</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Allgemeine <FONT STYLE="white-space:nowrap">Gold-und</FONT> Silberscheideanstalt A.G.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000035</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Almalyk&nbsp;Mining&nbsp;and&nbsp;Metallurgical&nbsp;Complex&nbsp;(AMMC)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UZBEKISTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000041</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">AngloGold Ashanti Corrego do Sitio Mineracao</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000058</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Argor-Heraeus S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000077</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Asahi Pretec Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000082</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Asahi Refining Canada Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CANADA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000924</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Asahi Refining USA Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000920</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Asaka Riken Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000090</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">AU Traders and Refiners</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SOUTH AFRICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002850</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Augmont Enterprises Private Limited</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003461</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Aurubis AG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000113</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Bangalore Refinery</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002863</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Bangko Sentral ng Pilipinas (Central Bank of the Philippines)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PHILIPPINES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000128</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Boliden AB</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SWEDEN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000157</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">C. Hafner GmbH + Co. KG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000176</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">C.I Metales Procesados Industriales SAS</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">COLOMBIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003421</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CCR Refinery - Glencore Canada Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CANADA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000185</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Cendres + Metaux S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000189</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Chimet S.p.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">ITALY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000233</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Chugai Mining</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000264</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">DODUCO Contacts and Refining GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000362</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Dowa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000401</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">DS PRETECH Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003195</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">DSC (Do Sung Corporation)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000359</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"><FONT STYLE="white-space:nowrap">Eco-System</FONT> Recycling Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000425</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"><FONT STYLE="white-space:nowrap">Eco-System</FONT> Recycling Co., Ltd. North Plant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003424</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"><FONT STYLE="white-space:nowrap">Eco-System</FONT> Recycling Co., Ltd. West Plant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003425</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Emirates Gold DMCC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED ARAB EMIRATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002561</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold&nbsp;(Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Geib Refining Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002459</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">9 </P>

</DIV></Center>


<p style="margin-top:1em; margin-bottom:0em; page-break-before:always">
<HR SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">


<Center><DIV STYLE="width:8.5in" align="left">

<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


<TR>

<TD WIDTH="7%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="45%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="26%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD></TR>

<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter</B><br><B>ID</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter<BR>Status</B></TD></TR>


<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom" NOWRAP>Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Gold Refinery of Zijin Mining Group Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002243</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">HeeSung Metal Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000689</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Heimerle + Meule GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000694</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Heraeus Metals Hong Kong Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000707</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Heraeus Precious Metals GmbH&nbsp;&amp; Co. KG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000711</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000801</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Ishifuku Metal Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000807</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Istanbul Gold Refinery</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">TURKEY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000814</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Italpreziosi</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">ITALY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002765</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Jiangxi Copper Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000855</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JSC Uralelectromed</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000929</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JX Nippon Mining&nbsp;&amp; Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000937</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Kazzinc</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KAZAKHSTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000957</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Kennecott Utah Copper LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000969</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KGHM Polska Miedz Spolka Akcyjna</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">POLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002511</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Kojima Chemicals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000981</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Korea Zinc Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002605</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Kyrgyzaltyn JSC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KYRGYZSTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001029</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">L&#146;Orfebre S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">ANDORRA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002762</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"><FONT STYLE="white-space:nowrap">LS-NIKKO</FONT> Copper Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001078</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Marsam Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002606</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Materion</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001113</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Matsuda Sangyo Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001119</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Metal Concentrators SA (Pty) Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SOUTH AFRICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003575</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Metalor Technologies (Hong Kong) Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001149</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Metalor Technologies (Singapore) Pte., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SINGAPORE</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001152</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Metalor Technologies (Suzhou) Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001147</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Metalor Technologies S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001153</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Metalor USA Refining Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001157</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Metalurgica <FONT STYLE="white-space:nowrap">Met-Mex</FONT> Penoles S.A. De C.V.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">MEXICO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001161</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Mitsubishi Materials Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001188</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Mitsui Mining and Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001193</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">MMTC-PAMP India Pvt., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002509</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Moscow Special Alloys Processing Plant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001204</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Nadir Metal Rafineri San. Ve Tic. A.S.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">TURKEY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001220</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Navoi Mining and Metallurgical Combinat</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UZBEKISTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001236</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Nihon Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001259</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">AUSTRIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002779</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Ohura Precious Metal Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001325</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">OJSC &#147;The Gulidov Krasnoyarsk <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals Plant&#148; (OJSC Krastsvetmet)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001326</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">OJSC Novosibirsk Refinery</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000493</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">10 </P>

</DIV></Center>


<p style="margin-top:1em; margin-bottom:0em; page-break-before:always">
<HR SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">


<Center><DIV STYLE="width:8.5in" align="left">

<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


<TR>

<TD WIDTH="7%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="45%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="26%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD></TR>

<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter</B><br><B>ID</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter<BR>Status</B></TD></TR>


<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom" NOWRAP>Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PAMP S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001352</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Planta Recuperadora de Metales SpA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHILE</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002919</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Prioksky Plant of <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001386</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Aneka Tambang (Persero) Tbk</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001397</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PX Precinox S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001498</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Rand Refinery (Pty) Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SOUTH AFRICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001512</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">REMONDIS PMR B.V.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">NETHERLANDS</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002582</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Royal Canadian Mint</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CANADA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001534</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SAAMP</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">FRANCE</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002761</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Safimet S.p.A</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">ITALY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002973</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SAFINA A.S.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CZECHIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002290</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Samduck Precious Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001555</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SAXONIA Edelmetalle GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002777</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SEMPSA Joyeria Plateria S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SPAIN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001585</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Shandong Zhaojin Gold&nbsp;&amp; Silver Refinery Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001622</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Sichuan Tianze Precious Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001736</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Singway Technology Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">TAIWAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002516</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SOE Shyolkovsky Factory of Secondary Precious Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001756</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Solar Applied Materials Technology Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">TAIWAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001761</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Sumitomo Metal Mining Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001798</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SungEel HiMetal Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002918</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">T.C.A S.p.A</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">ITALY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002580</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Tanaka Kikinzoku Kogyo K.K.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001875</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">The Refinery of Shandong Gold Mining Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001916</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Tokuriki Honten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001938</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">TOO <FONT STYLE="white-space:nowrap"><FONT STYLE="white-space:nowrap">Tau-Ken-Altyn</FONT></FONT></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KAZAKHSTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002615</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Torecom</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001955</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">TSK Pretech</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003195</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Umicore Precious Metals Thailand</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">THAILAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002314</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Umicore S.A. Business Unit Precious Metals Refining</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BELGIUM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001980</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">United Precious Metal Refining, Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001993</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Valcambi S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002003</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Western Australian Mint (T/a The Perth Mint)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">AUSTRALIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002030</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">WIELAND Edelmetalle GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002778</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">YAMAKIN CO., LTD.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002100</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Yokohama Metal Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002129</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Gold (Au)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Zhongyuan Gold Smelter of Zhongjin Gold Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002224</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Alpha</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000292</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000228</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Chifeng Dajingzi Tin Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003190</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">China Tin Group Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001070</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">11 </P>

</DIV></Center>


<p style="margin-top:1em; margin-bottom:0em; page-break-before:always">
<HR SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">


<Center><DIV STYLE="width:8.5in" align="left">

<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


<TR>

<TD WIDTH="6%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="46%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="26%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD></TR>

<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter</B><br><B>ID</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter<BR>Status</B></TD></TR>


<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003486</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CRM Synergies</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SPAIN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003524</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CV Venus Inti Perkasa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002455</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Dowa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000401</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">EM Vinto</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BOLIVIA&nbsp;(PLURINATIONAL&nbsp;STATE OF)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000438</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Estanho de Rondonia S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000448</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Fenix Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">POLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000468</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Gejiu Fengming Metallurgy Chemical Plant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002848</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Gejiu Kai Meng Industry and Trade LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000942</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Gejiu <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metal Processing Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000538</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001908</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Gejiu Zili Mining And Metallurgy Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000555</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Guangdong Hanhe <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metal Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003116</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Guanyang Guida Nonferrous Metal Smelting Plant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002849</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">HuiChang Hill Tin Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002844</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Huichang Jinshunda Tin Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000760</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Jiangxi New Nanshan Technology Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001231</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Luna Smelter, Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RWANDA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003387</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Ma&#146;anshan Weitai Tin Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003379</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Magnu&#146;s Minerais Metais e Ligas Ltda.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002468</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Malaysia Smelting Corporation (MSC)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">MALAYSIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001105</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Melt Metais e Ligas S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002500</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Metallic Resources, Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001142</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Metallo Belgium N.V.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BELGIUM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002773</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Metallo Spain S.L.U.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">SPAIN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002774</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Mineracao Taboca S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001175</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Minsur</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PERU</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001182</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Mitsubishi Materials Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001188</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Novosibirsk Processing Plant Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001305</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">O.M. Manufacturing (Thailand) Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">THAILAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001314</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">O.M. Manufacturing Philippines, Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PHILIPPINES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002517</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Operaciones Metalurgicas S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BOLIVIA (PLURINATIONAL STATE OF)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001337</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Aries Kencana Sejahtera</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000309</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Artha Cipta Langgeng</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001399</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT ATD Makmur Mandiri Jaya</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002503</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Babel Surya Alam Lestari</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001406</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Bangka Serumpun</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003205</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Koba Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001450</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Lautan Harmonis Sejahtera</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002870</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Masbro Alam Stania</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">MALAYSIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003380</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Menara Cipta Mulia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002835</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">12 </P>

</DIV></Center>


<p style="margin-top:1em; margin-bottom:0em; page-break-before:always">
<HR SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">


<Center><DIV STYLE="width:8.5in" align="left">

<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


<TR>

<TD WIDTH="6%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="46%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="26%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD></TR>

<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter</B><br><B>ID</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter<BR>Status</B></TD></TR>


<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Mitra Stania Prima</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001453</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Prima Timah Utama</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001458</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Rajawali Rimba Perkasa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003381</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Rajehan Ariq</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002593</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Refined Bangka Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001460</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Stanindo Inti Perkasa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001468</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Timah Tbk Kundur</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001477</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Timah Tbk Mentok</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001482</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PT Tinindo Inter Nusa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001490</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Resind Industria e Comercio Ltda.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002707</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Rui Da Hung</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">TAIWAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001539</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Soft Metais Ltda.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001758</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Thai Nguyen Mining and Metallurgy Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002834</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Thaisarco</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">THAILAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001898</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Tin Technology&nbsp;&amp; Refining</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003325</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">White Solder Metalurgia e Mineracao Ltda.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002036</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Yunnan Chengfeng <FONT STYLE="white-space:nowrap">Non-ferrous</FONT> Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002158</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Yunnan Tin Company Limited</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002180</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tin (Sn)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Yunnan Yunfan <FONT STYLE="white-space:nowrap">Non-ferrous</FONT> Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003397</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum&nbsp;(Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Asaka Riken Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000090</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Changsha South Tantalum Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000211</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">D Block Metals, LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002504</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Exotech Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000456</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">F&amp;X Electro-Materials Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000460</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">FIR Metals&nbsp;&amp; Resource Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002505</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Global Advanced Metals Aizu</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002558</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Global Advanced Metals Boyertown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002557</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Guangdong Rising Rare <FONT STYLE="white-space:nowrap">Metals-EO</FONT> Materials Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000291</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Guangdong Zhiyuan New Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000616</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">H.C. Starck Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">THAILAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002544</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">H.C. Starck Hermsdorf GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002547</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">H.C. Starck Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002548</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">H.C. Starck Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002549</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">H.C. Starck Smelting GmbH&nbsp;&amp; Co. KG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002550</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">H.C. Starck Tantalum and Niobium GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002545</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Hengyang King Xing Lifeng New Materials Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002492</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Jiangxi Dinghai Tantalum&nbsp;&amp; Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002512</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Jiangxi Tuohong New Raw Material</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002842</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JiuJiang JinXin Nonferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000914</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">13 </P>

</DIV></Center>


<p style="margin-top:1em; margin-bottom:0em; page-break-before:always">
<HR SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">


<Center><DIV STYLE="width:8.5in" align="left">

<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


<TR>

<TD WIDTH="6%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="46%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="26%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD></TR>

<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter</B><br><B>ID</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter<BR>Status</B></TD></TR>


<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum&nbsp;(Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Jiujiang Tanbre Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000917</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Jiujiang Zhongao Tantalum&nbsp;&amp; Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002506</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KEMET Blue Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">MEXICO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002539</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">LSM Brasil S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001076</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Metallurgical Products India Pvt., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">INDIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001163</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Mineracao Taboca S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001175</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Mitsui Mining and Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001193</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Ningxia Orient Tantalum Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001277</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">NPM Silmet AS</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">ESTONIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001200</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Power Resources Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">NORTH MACEDONIA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002847</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">QuantumClean</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001508</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Resind Industria e Comercio Ltda.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002707</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum&nbsp;&amp; Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001522</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Solikamsk Magnesium Works OAO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001769</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Taki Chemical Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001869</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Telex Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001891</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Ulba Metallurgical Plant JSC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KAZAKHSTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001969</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tantalum (Ta)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">XinXing HaoRong Electronic Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002508</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">A.L.M.T Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000004</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">ACL Metais Eireli</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002833</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003427</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Artek LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003553</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Asia Tungsten Products Vietnam Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002502</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Chenzhou Diamond Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002513</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">China Molybdenum Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002641</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Chongyi Zhangyuan Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000258</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Cronimet Brasil Ltda</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003468</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Fujian Ganmin RareMetal Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003401</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Ganzhou Haichuang Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002645</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Ganzhou Huaxing Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000875</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Ganzhou Jiangwu Ferrotungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002315</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Ganzhou Seadragon W&nbsp;&amp; Mo Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002494</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Global Tungsten&nbsp;&amp; Powders Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000568</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Guangdong Xianglu Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000218</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">H.C. Starck Smelting GmbH&nbsp;&amp; Co. KG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002550</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">H.C. Starck Tungsten GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002541</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Hunan Chenzhou Mining Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000767</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002579</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Hunan Chunchang Nonferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000769</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">14 </P>

</DIV></Center>


<p style="margin-top:1em; margin-bottom:0em; page-break-before:always">
<HR SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">


<Center><DIV STYLE="width:8.5in" align="left">

<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


<TR>

<TD WIDTH="6%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="46%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="26%"></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD>

<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD></TR>

<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter</B><br><B>ID</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"><B>Smelter<BR>Status</B></TD></TR>


<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten&nbsp;(W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Hunan Litian Tungsten Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003182</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Hydrometallurg, JSC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002649</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Japan New Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000825</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Jiangwu H.C. Starck Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002551</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Jiangxi Gan Bei Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002321</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Jiangxi Tonggu <FONT STYLE="white-space:nowrap">Non-ferrous</FONT> Metallurgical&nbsp;&amp; Chemical Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002318</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Jiangxi Xinsheng Tungsten Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002317</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Jiangxi Yaosheng Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002316</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">JSC &#147;Kirovgrad Hard Alloys Plant&#148;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003408</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Kennametal Fallon</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000966</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Kennametal Huntsville</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID000105</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KGETS CO., LTD.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003388</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Lianyou Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">TAIWAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003407</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Malipo Haiyu Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002319</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Masan Tungsten Chemical LLC (MTC)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002543</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Moliren Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002845</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Niagara Refining LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002589</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">NPP Tyazhmetprom LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID003416</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Active</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Philippine Chuangxin Industrial Co., Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">PHILIPPINES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002827</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Tejing (Vietnam) Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID001889</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Unecha Refractory metals plant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002724</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Wolfram Bergbau und Hutten AG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">AUSTRIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002044</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Woltech Korea Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002843</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Xiamen Tungsten (H.C.) Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002320</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR BGCOLOR="#cceeff" STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Xiamen Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002082</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="bottom">Tungsten (W)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Xinfeng Huarui Tungsten&nbsp;&amp; Molybdenum New Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">CID002830</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Conformant</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">15 </P>

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