<SEC-DOCUMENT>0001144204-14-043964-index.html : 20140721 <SEC-HEADER>0001144204-14-043964.hdr.sgml : 20140721 <ACCEPTANCE-DATETIME>20140721172325 ACCESSION NUMBER: 0001144204-14-043964 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 26 CONFORMED PERIOD OF REPORT: 20140715 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140721 DATE AS OF CHANGE: 20140721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1347 Capital Corp CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 14985243 BUSINESS ADDRESS: STREET 1: 150 PIERCE ROAD STREET 2: 6TH FLOOR CITY: ITASCA STATE: IL ZIP: 60143 BUSINESS PHONE: 847-700-8064 MAIL ADDRESS: STREET 1: 150 PIERCE ROAD STREET 2: 6TH FLOOR CITY: ITASCA STATE: IL ZIP: 60143 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>v384170_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: v384170_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>v384170_ex1-1.htm <DESCRIPTION>UNDERWRITING AGREEMENT BETWEEN 1347 CAPITAL CORP. AND EARLYBIRDCAPITAL, INC. <TEXT> Document 2 - file: v384170_ex1-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.2 <SEQUENCE>3 <FILENAME>v384170_ex1-2.htm <DESCRIPTION>BUSINESS COMBINATION MARKETING AGREEMENT BETWEEN 1347 CAPITAL CORP. AND EARLYBIRDCAPITAL, INC. <TEXT> Document 3 - file: v384170_ex1-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>4 <FILENAME>v384170_ex3-1.htm <DESCRIPTION>AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. <TEXT> Document 4 - file: v384170_ex3-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>5 <FILENAME>v384170_ex4-1.htm <DESCRIPTION>WARRANT AGREEMENT BETWEEN 1347 CAPITAL CORP. AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY. <TEXT> Document 5 - file: v384170_ex4-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>6 <FILENAME>v384170_ex4-2.htm <DESCRIPTION>RIGHTS AGREEMENT BETWEEN 1347 CAPITAL CORP. AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY. <TEXT> Document 6 - file: v384170_ex4-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>7 <FILENAME>v384170_ex4-3.htm <DESCRIPTION>EX-4.3 <TEXT> Document 7 - file: v384170_ex4-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>8 <FILENAME>v384170_ex10-1.htm <DESCRIPTION>INVESTMENT MANAGEMENT TRUST AGREEMENT BETWEEN 1347 CAPITAL CORP. AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY. <TEXT> Document 8 - file: v384170_ex10-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>9 <FILENAME>v384170_ex10-2.htm <DESCRIPTION>REGISTRATION RIGHTS AGREEMENT AMONG 1347 CAPITAL CORP., 1347 INVESTORS LLC AND EARLYBIRDCAPITAL, INC. <TEXT> Document 9 - file: v384170_ex10-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3(A) <SEQUENCE>10 <FILENAME>v384170_ex10-3a.htm <DESCRIPTION>LETTER AGREEMENT BETWEEN 1347 INVESTORS LLC AND 1347 CAPITAL CORP. <TEXT> Document 10 - file: v384170_ex10-3a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3(B) <SEQUENCE>11 <FILENAME>v384170_ex10-3b.htm <DESCRIPTION>LETTER AGREEMENT BETWEEN KINGSWAY FINANCIAL SERVICES INC. AND 1347 CAPITAL CORP. <TEXT> Document 11 - file: v384170_ex10-3b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3(C) <SEQUENCE>12 <FILENAME>v384170_ex10-3c.htm <DESCRIPTION>LETTER AGREEMENT BETWEEN FUND MANAGEMENT GROUP LLC AND 1347 CAPITAL CORP. <TEXT> Document 12 - file: v384170_ex10-3c.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3(D) <SEQUENCE>13 <FILENAME>v384170_ex10-3d.htm <DESCRIPTION>LETTER AGREEMENT BETWEEN GORDON G. PRATT AND 1347 CAPITAL CORP. <TEXT> Document 13 - file: v384170_ex10-3d.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3(E) <SEQUENCE>14 <FILENAME>v384170_ex10-3e.htm <DESCRIPTION>LETTER AGREEMENT BETWEEN HASSAN R. BAQAR AND 1347 CAPITAL CORP. <TEXT> Document 14 - file: v384170_ex10-3e.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3(F) <SEQUENCE>15 <FILENAME>v384170_ex10-3f.htm <DESCRIPTION>LETTER AGREEMENT BETWEEN LARRY G. SWETS, JR. AND 1347 CAPITAL CORP. <TEXT> Document 15 - file: v384170_ex10-3f.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3(G) <SEQUENCE>16 <FILENAME>v384170_ex10-3g.htm <DESCRIPTION>LETTER AGREEMENT BETWEEN JOHN T. FITZGERALD AND 1347 CAPITAL CORP. <TEXT> Document 16 - file: v384170_ex10-3g.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3(H) <SEQUENCE>17 <FILENAME>v384170_ex10-3h.htm <DESCRIPTION>LETTER AGREEMENT BETWEEN JOSHUA HOROWITZ AND 1347 CAPITAL CORP. <TEXT> Document 17 - file: v384170_ex10-3h.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3(I) <SEQUENCE>18 <FILENAME>v384170_ex10-3i.htm <DESCRIPTION>LETTER AGREEMENT BETWEEN LEO CHRISTOPHER SAENGER III AND 1347 CAPITAL CORP. <TEXT> Document 18 - file: v384170_ex10-3i.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3(J) <SEQUENCE>19 <FILENAME>v384170_ex10-3j.htm <DESCRIPTION>LETTER AGREEMENT BETWEEN THOMAS D. SARGENT AND 1347 CAPITAL CORP. <TEXT> Document 19 - file: v384170_ex10-3j.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>20 <FILENAME>v384170_ex10-4.htm <DESCRIPTION>STOCK ESCROW AGREEMENT AMONG THE COMPANY, 1347 INVESTORS LLC AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY. <TEXT> Document 20 - file: v384170_ex10-4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>21 <FILENAME>v384170_ex10-5.htm <DESCRIPTION>EX-10.5 <TEXT> Document 21 - file: v384170_ex10-5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>22 <FILENAME>v384170_ex10-6.htm <DESCRIPTION>EX-10.6 <TEXT> Document 22 - file: v384170_ex10-6.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>23 <FILENAME>v384170_ex99-1.htm <DESCRIPTION>PRESS RELEASE ANNOUNCING PRICING OF IPO. <TEXT> Document 23 - file: v384170_ex99-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>tex99-1logo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: tex99-1logo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>25 <FILENAME>v384170_ex99-2.htm <DESCRIPTION>PRESS RELEASE ANNOUNCING CLOSING OF IPO. <TEXT> Document 25 - file: v384170_ex99-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: image_001.jpg
</DOCUMENT> </SEC-DOCUMENT>