<SEC-DOCUMENT>0001144204-16-114494-index.html : 20160726 <SEC-HEADER>0001144204-16-114494.hdr.sgml : 20160726 <ACCEPTANCE-DATETIME>20160726162019 ACCESSION NUMBER: 0001144204-16-114494 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 15 CONFORMED PERIOD OF REPORT: 20160720 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Completion of Acquisition or Disposition of Assets ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Material Modifications to Rights of Security Holders ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Change in Shell Company Status ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 161784575 BUSINESS ADDRESS: STREET 1: 31 35TH STREET CITY: PITTSBURGH STATE: PA ZIP: 15201 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 31 35TH STREET CITY: PITTSBURGH STATE: PA ZIP: 15201 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>v444860_8-k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: v444860_8-k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>2 <FILENAME>v444860_ex3-1.htm <DESCRIPTION>SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION <TEXT> Document 2 - file: v444860_ex3-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.2 <SEQUENCE>3 <FILENAME>v444860_ex3-2.htm <DESCRIPTION>CERTIFICATE OF DESIGNATION OF CLASS A PREFERRED STOCK <TEXT> Document 3 - file: v444860_ex3-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>4 <FILENAME>v444860_ex10-1.htm <DESCRIPTION>AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT, DATED AS OF JULY 20, 2016, BY AND AMONG THE COMPANY AND THE PARTIES NAMED ON THE SIGNATURE PAGES THERETO <TEXT> Document 4 - file: v444860_ex10-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>5 <FILENAME>v444860_ex10-3.htm <DESCRIPTION>CREDIT AGREEMENT, DATED AS OF JULY 20, 2016 <TEXT> Document 5 - file: v444860_ex10-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>6 <FILENAME>v444860_ex10-4.htm <DESCRIPTION>SECURITY AGREEMENT, DATED AS OF JULY 20, 2016, BY AND AMONG LIMBACH FACILITY SERVICES LLC, THE COMPANY, THE OTHER DEBTORS PARTY THERETO AND FIFTH THIRD BANK <TEXT> Document 6 - file: v444860_ex10-4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>7 <FILENAME>v444860_ex10-5.htm <DESCRIPTION>COPYRIGHT COLLATERAL AGREEMENT, DATED AS OF JULY 20, 2016, BY AND BETWEEN THE COMPANY AND FIFTH THIRD BANK <TEXT> Document 7 - file: v444860_ex10-5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>8 <FILENAME>v444860_ex10-6.htm <DESCRIPTION>LOAN AGREEMENT, DATED AS OF JULY 20, 2016, BY AND AMONG LIMBACH FACILITY SERVICES LLC, THE COMPANY, THE GUARANTORS FROM TIME TO TIME PARTY THERETO, THE LENDERS FROM TIME TO TIME PARTY THERETO AND ALCENTRA CAPITAL CORPORATION <TEXT> Document 8 - file: v444860_ex10-6.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.7 <SEQUENCE>9 <FILENAME>v444860_ex10-7.htm <DESCRIPTION>SUBORDINATION AND INTERCREDITOR AGREEMENT, DATED AS OF JULY 20, 2016, BY AND BETWEEN FIFTH THIRD BANK AND ALCENTRA CAPITAL CORPORATION <TEXT> Document 9 - file: v444860_ex10-7.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.8 <SEQUENCE>10 <FILENAME>v444860_ex10-8.htm <DESCRIPTION>REGISTRATION RIGHTS AGREEMENT, DATED AS OF JULY 20, 2016, BY AND BETWEEN THE COMPANY AND ALCENTRA CAPITAL CORPORATION <TEXT> Document 10 - file: v444860_ex10-8.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.9 <SEQUENCE>11 <FILENAME>v444860_ex10-9.htm <DESCRIPTION>NOTE ISSUED BY LIMBACH FACILITY SERVICES LLC TO ALCENTRA CAPITAL CORPORATION, DATED JULY 20, 2016 <TEXT> Document 11 - file: v444860_ex10-9.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.10 <SEQUENCE>12 <FILENAME>v444860_ex10-10.htm <DESCRIPTION>STOCKHOLDER LOCKUP AGREEMENT, DATED AS OF JULY 20, 2016, BY AND BETWEEN THE COMPANY AND CHARLES A. BACON, III <TEXT> Document 12 - file: v444860_ex10-10.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.11 <SEQUENCE>13 <FILENAME>v444860_ex10-11.htm <DESCRIPTION>STOCKHOLDER LOCKUP AGREEMENT, DATED AS OF JULY 20, 2016, BY AND BETWEEN THE COMPANY AND FDG HVAC LLC <TEXT> Document 13 - file: v444860_ex10-11.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.12 <SEQUENCE>14 <FILENAME>v444860_ex10-12.htm <DESCRIPTION>NON-EMPLOYEE DIRECTOR COMPENSATION POLICY <TEXT> Document 14 - file: v444860_ex10-12.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-21.1 <SEQUENCE>15 <FILENAME>v444860_ex21-1.htm <DESCRIPTION>LIST OF SUBSIDIARIES <TEXT> Document 15 - file: v444860_ex21-1.htm
</DOCUMENT> </SEC-DOCUMENT>