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Insider Trading Arrangements | 3 Months Ended
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Jun. 30, 2025 shares
Trading Arrangements, by Individual |
Material Terms of Trading Arrangement | Rule 10b5-1 Trading Arrangements During the three months ended June 30, 2025, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted, modified, or terminated trading plans for the orderly disposition of the Company’s securities as set forth in the table below.
|  |  |  | Adoption / |  | Type of Trading Arrangement |  | Total Shares of |  |  |
|  |  |  | Termination |  | Rule |  | Non-Rule |  | Common Stock |  |  |
Name and Position |  | Action |  | Date |  | 10b5-1(1) |  | 10b5-1(2) |  | to be Sold |  |  | Expiration Date
Richard Lowenthal, on behalf of Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020* Chief Executive Officer |  | Adoption |  | May 21, 2025 |  | X |  |  |  |  | 1,050,000 |  |  | May 14, 2027
Richard Lowenthal, on behalf of Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006* Chief Executive Officer |  | Adoption |  | May 21, 2025 |  | X |  |  |  |  | 1,050,000 |  |  | May 14, 2027
Sarina Tanimoto, on behalf of Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020* Chief Medical Officer |  | Adoption |  | May 21, 2025 |  | X |  |  |  |  | 1,050,000 |  |  | May 14, 2027
Sarina Tanimoto, on behalf of Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006* Chief Medical Officer |  | Adoption |  | May 21, 2025 |  | X |  |  |  |  | 1,050,000 |  |  | May 14, 2027
Laura Shawver Director |  | Adoption |  | May 21, 2025 |  | X |  |  |  |  | 128,562 |  |  | December 31, 2025
Kathleen Scott Chief Financial Officer |  | Adoption |  | May 22, 2025 |  | X |  |  |  |  | 50,000 |  |  | May 22, 2026
Alexander Fitzpatrick Chief Legal Officer |  | Termination(3) |  | May 29, 2025 |  | X |  |  |  |  | 100,000 |  |  | December 31, 2025
Alexander Fitzpatrick Chief Legal Officer |  | Adoption(3) |  | May 29, 2025 |  | X |  |  |  |  | 100,000 |  |  | January 30, 2026
(1) Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. (2) “Non-Rule 10b5-1 trading arrangement" as defined in Item 408(c) of Regulation S-K under the Exchange Act. (3) Represents the modification, as described in Rule 10b5-1(c)(1)(iv) under the Exchange Act, of a written plan adopted on November 27, 2024 and amended on December 13, 2024 that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. * This plan, together with the other three plans marked with an asterisk in this table, are treated as a single “plan” because the individual constituent contracts with each broker-dealer, when taken together as a whole, meet all of the applicable conditions of Rule 10b5-1(c) under the Exchange Act and remain collectively subject to the provisions of such rule, including that a modification of any individual contract acts as modification of the whole contract.
Laura Shawver [Member] |
Trading Arrangements, by Individual |
Name | Laura Shawver
Title | Director
Rule 10b5-1 Arrangement Adopted | true
Non-Rule 10b5-1 Arrangement Adopted | false
Adoption Date | May 21, 2025
Rule 10b5-1 Arrangement Terminated | false
Non-Rule 10b5-1 Arrangement Terminated | false
Expiration Date | December 31, 2025
Arrangement Duration | 225 days
Aggregate Available | 128,562
Kathleen Scott [Member] |
Trading Arrangements, by Individual |
Name | Kathleen Scott
Title | Chief Financial Officer
Rule 10b5-1 Arrangement Adopted | true
Non-Rule 10b5-1 Arrangement Adopted | false
Adoption Date | May 22, 2025
Rule 10b5-1 Arrangement Terminated | false
Non-Rule 10b5-1 Arrangement Terminated | false
Expiration Date | May 22, 2026
Arrangement Duration | 366 days
Aggregate Available | 50,000
Plan One [Member] | Richard Lowenthal [Member] |
Trading Arrangements, by Individual |
Name | Richard Lowenthal
Title | Chief Executive Officer
Rule 10b5-1 Arrangement Adopted | true
Non-Rule 10b5-1 Arrangement Adopted | false
Adoption Date | May 21, 2025
Rule 10b5-1 Arrangement Terminated | false
Non-Rule 10b5-1 Arrangement Terminated | false
Expiration Date | May 14, 2027
Arrangement Duration | 723 days
Aggregate Available | 1,050,000
Plan One [Member] | Sarina Tanimoto [Member] |
Trading Arrangements, by Individual |
Name | Sarina Tanimoto
Title | Chief Medical Officer
Rule 10b5-1 Arrangement Adopted | true
Non-Rule 10b5-1 Arrangement Adopted | false
Adoption Date | May 21, 2025
Rule 10b5-1 Arrangement Terminated | false
Non-Rule 10b5-1 Arrangement Terminated | false
Expiration Date | May 14, 2027
Arrangement Duration | 723 days
Aggregate Available | 1,050,000
Plan One [Member] | Alexander Fitzpatrick [Member] |
Trading Arrangements, by Individual |
Name | Alexander Fitzpatrick
Title | Chief Legal Officer
Rule 10b5-1 Arrangement Adopted | false
Non-Rule 10b5-1 Arrangement Adopted | false
Rule 10b5-1 Arrangement Terminated | true
Non-Rule 10b5-1 Arrangement Terminated | false
Termination Date | May 29, 2025
Expiration Date | December 31, 2025
Aggregate Available | 100,000
Plan Two [Member] | Richard Lowenthal [Member] |
Trading Arrangements, by Individual |
Name | Richard Lowenthal
Title | Chief Executive Officer
Rule 10b5-1 Arrangement Adopted | true
Non-Rule 10b5-1 Arrangement Adopted | false
Adoption Date | May 21, 2025
Rule 10b5-1 Arrangement Terminated | false
Non-Rule 10b5-1 Arrangement Terminated | false
Expiration Date | May 14, 2027
Arrangement Duration | 723 days
Aggregate Available | 1,050,000
Plan Two [Member] | Sarina Tanimoto [Member] |
Trading Arrangements, by Individual |
Name | Sarina Tanimoto
Title | Chief Medical Officer
Rule 10b5-1 Arrangement Adopted | true
Non-Rule 10b5-1 Arrangement Adopted | false
Adoption Date | May 21, 2025
Rule 10b5-1 Arrangement Terminated | false
Non-Rule 10b5-1 Arrangement Terminated | false
Expiration Date | May 14, 2027
Arrangement Duration | 723 days
Aggregate Available | 1,050,000
Plan Two [Member] | Alexander Fitzpatrick [Member] |
Trading Arrangements, by Individual |
Name | Alexander Fitzpatrick
Title | Chief Legal Officer
Rule 10b5-1 Arrangement Adopted | true
Non-Rule 10b5-1 Arrangement Adopted | false
Adoption Date | May 29, 2025
Rule 10b5-1 Arrangement Terminated | false
Non-Rule 10b5-1 Arrangement Terminated | false
Expiration Date | January 30, 2026
Aggregate Available | 100,000

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