<SEC-DOCUMENT>0001157523-19-001356.txt : 20190603
<SEC-HEADER>0001157523-19-001356.hdr.sgml : 20190603
<ACCEPTANCE-DATETIME>20190603170746
ACCESSION NUMBER:		0001157523-19-001356
CONFORMED SUBMISSION TYPE:	497AD
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20190603
DATE AS OF CHANGE:		20190603

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			New Mountain Finance Corp
		CENTRAL INDEX KEY:			0001496099
		IRS NUMBER:				272978010
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		497AD
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	333-230326
		FILM NUMBER:		19874190

	BUSINESS ADDRESS:	
		STREET 1:		787 SEVENTH AVENUE, 48TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10019
		BUSINESS PHONE:		(212) 720-0300

	MAIL ADDRESS:	
		STREET 1:		787 SEVENTH AVENUE, 48TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10019

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	New Mountain Guardian Corp
		DATE OF NAME CHANGE:	20100706
</SEC-HEADER>
<DOCUMENT>
<TYPE>497AD
<SEQUENCE>1
<FILENAME>a51993488.htm
<DESCRIPTION>NEW MOUNTAIN FINANCE CORPORATION 497AD
<TEXT>
<html>
  <head>
    <title></title>
    <!-- Licensed to: Business Wire
         Document created using EDGARfilings PROfile 5.1.0.0
         Copyright 1995 - 2019 Broadridge -->
  </head>
<body text="#000000" bgcolor="#ffffff" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt;">
  <div>
    <div style="text-align: right; font-family: 'Times New Roman', Times, serif; font-size: 10pt; font-weight: bold;">Filed Pursuant to Rule 497(a)</div>
    <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">File No. 333-230326</font></div>
    <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Rule 482 AD</font></div>
    <div><br>
    </div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">New Mountain Finance Corporation Announces Offering of Additional 5.75% Convertible Notes due 2023</font></div>
    <div><br>
    </div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">New York, NY &#8211; 06/03/2019 &#8211; New Mountain Finance Corporation (the &#8220;Company&#8221;) (NYSE: NMFC) announced today that it intends to commence an
        underwritten public offering, subject to market and other conditions, of $50 million in aggregate principal amount of additional 5.75% unsecured convertible notes due 2023 (the &#8220;Notes&#8221;).&#160; In addition, the Company expects to grant the underwriters
        of the Notes an option to purchase up to an additional $7.5 million in aggregate principal amount of the Notes. The Notes constitute a further issuance of, rank equally in right of payment with, and form a single series with the $115 million in
        aggregate principal amount of Notes that the Company issued in August 2018.</font></div>
    <div><br>
    </div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">The Notes will mature on August 15, 2023, unless previously converted in accordance with their terms. The Notes will be convertible into shares
        of the Company&#8217;s common stock. Interest on the Notes will be payable semi-annually in arrears on February 15 and August 15 of each year, commencing on August 15, 2019.</font></div>
    <div><br>
    </div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">The Company intends to use the net proceeds from the sale of the Notes to repay outstanding indebtedness under its credit facilities. However,
        through re-borrowing under such credit facilities, the Company intends to make new investments in accordance with its investment objective and strategies and use available capital for other general corporate purposes, including working capital
        requirements. The Notes have no restrictions related to the type and security of assets in which the Company might invest.</font></div>
    <div><br>
    </div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Morgan Stanley &amp; Co. LLC and Wells Fargo Securities, LLC are serving as joint-lead bookrunners for the offering.</font></div>
    <div><br>
    </div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Investors are advised to carefully consider the
          investment objectives, risks and charges and expenses of the Company before investing. The preliminary prospectus supplement, dated June 3, 2019, and accompanying prospectus, dated April 29, 2019, each of which has been filed with the Securities
          and Exchange Commission, contain a description of these matters and other important information about the</font>&#160;<font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Company and should be read carefully
          before investing.</font></font></div>
    <div><br>
    </div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-style: italic;">This press release shall not constitute an offer to sell or the solicitation of an offer to buy the Notes, nor shall there
        be any sale of these securities, in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any state.</font></div>
    <div><br>
    </div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">A shelf registration statement relating to these
          securities is on file with and has been declared effective by the Securities and Exchange Commission. The offering may be made only by means of a prospectus and a related prospectus supplement, copies of which may be obtained, when available,
          from</font></font><font style="font-size: 10pt; font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;"> Morgan Stanley &amp; Co. LLC, </font><font style="font-size: 10pt; font-family: &quot;Times New Roman&quot;,Times,serif;
        font-weight: bold;">Attention: Prospectus Department, 180 Varick Street, 2</font><font style="font-size: 10pt; font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">nd </font><font style="font-size: 10pt; font-family:
        &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">Floor, New York, NY 10014, or by calling (800) 584-6837&#894; or Wells Fargo Securities, LLC, Attention: Equity Syndicate Department, 375 Park Avenue, New York, NY 10152-4077, or by calling
        (800) 326-5897, or by email:</font><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> <u>cmclientsupport@wellsfargo.com.</u></font></font>
      <div> </div>
    </div>
    <br>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">About New Mountain Finance Corporation</font></div>
    <div><br>
    </div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">New Mountain Finance Corporation is a closed-end, non-diversified and externally managed investment company that has elected to be regulated as
        a business development company under the Investment Company Act of 1940, as amended. The Company&#8217;s investment objective is to generate current income and capital appreciation through the sourcing and origination of debt securities at all levels of
        the capital structure, including first and second lien debt, notes, bonds and mezzanine securities. The Company&#8217;s first lien debt may include traditional first lien senior secured loans or unitranche loans. Unitranche loans combine characteristics
        of traditional first lien senior secured loans as well as second lien and subordinated loans. Unitranche loans will expose the Company to the risks associated with second lien and subordinated loans to the extent it invests in the &#8220;last out&#8221;
        tranche. In some cases, the investments may also include small equity interests. The Company&#8217;s investment activities are managed by its Investment Adviser, New Mountain Finance Advisers BDC, L.L.C., which is an investment adviser registered under
        the Investment Advisers Act of 1940, as amended.</font></div>
    <div style="clear: both; margin-top: 10pt; margin-bottom: 10pt;" id="DSPFPageBreakArea">
      <div style="page-break-after: always;" id="DSPFPageBreak">
        <hr noshade="noshade" style="border-width: 0px; clear: both; margin: 4px 0px; width: 100%; height: 2px; color: #000000; background-color: #000000;"></div>
    </div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Forward-Looking Statements</font></div>
    <div><br>
    </div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Statements included herein may constitute &#8220;forward-looking statements&#8221;, which relate to future events or our future operations, performance or
        financial condition. Forward-looking statements include statements regarding our intentions related to the offering discussed in this press release, including the use of proceeds from the offering.&#160;These statements are not guarantees of future
        performance, condition or results and involve a number of risks and uncertainties. Actual results and outcomes may differ materially from those anticipated in the forward-looking statements as a result of a variety of factors, including those
        described from time to time in our filings with the Securities and Exchange Commission or factors that are beyond our control. The Company undertakes no obligation to publicly update or revise any forward-looking statements made herein, unless
        required to do so by law. All forward-looking statements speak only as of the time of this press release.</font></div>
    <div><br>
    </div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">SOURCE: New Mountain Finance Corporation</font></div>
    <div><br>
    </div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">New Mountain Finance Corporation</font></div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="background-color: #FFFFFF; font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shiraz Y. Kajee, Authorized
          Representative</font><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><br>
        </font><font style="background-color: #FFFFFF; font-size: 10pt; font-family: 'Times New Roman', Times, serif;">NMFCIR@newmountaincapital.com</font><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><br>
        </font><font style="background-color: #FFFFFF; font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(212) 220-3505</font></font></div>
  </div>
</body>
</html>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
