Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001104659-22-073571
Filing Date
2022-06-22
Accepted
2022-06-22 17:14:29
Documents
1

Document Format Files

Seq Description Document Type Size
1 40-APP/A tm2218982d1_40appa.htm 40-APP/A 101026
  Complete submission text file 0001104659-22-073571.txt   123659
Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 (212) 720-0300
New Mountain Capital, L.L.C. (Filer) CIK: 0001407718 (see all company filings)

EIN.: 810659915
Type: 40-APP/A | Act: 40 | File No.: 812-15342 | Film No.: 221032848

Mailing Address 787 SEVENTH AVENUE, 49TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE, 49TH FLOOR NEW YORK NY 10019 (212) 720-0300
New Mountain Finance Holdings, L.L.C. (Filer) CIK: 0001491925 (see all company filings)

EIN.: 263633318 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-28 | Film No.: 221032876

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 2127300200
New Mountain Finance Corp (Filer) CIK: 0001496099 (see all company filings)

EIN.: 272978010 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-30 | Film No.: 221032878

Mailing Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019 212-720-0300
New Mountain Finance Advisers BDC, L.L.C. (Filer) CIK: 0001527830 (see all company filings)

EIN.: 274530509
Type: 40-APP/A | Act: 40 | File No.: 812-15342-31 | Film No.: 221032879

Mailing Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019 2127200300
New Mountain Finance SBIC, L.P. (Filer) CIK: 0001599888 (see all company filings)

EIN.: 000000000 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-26 | Film No.: 221032874

Mailing Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019 2126550083
NMF QID NGL Holdings, Inc. (Filer) CIK: 0001683388 (see all company filings)

EIN.: 473381823 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-06 | Film No.: 221032854

Mailing Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019 2126550083
NMF Ancora Holdings, Inc. (Filer) CIK: 0001683399 (see all company filings)

EIN.: 463803116 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-11 | Film No.: 221032859

Mailing Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019 2126550083
NMF YP Holdings, Inc. (Filer) CIK: 0001683420 (see all company filings)

EIN.: 465495317 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-02 | Film No.: 221032850

Mailing Address 787 SEVENTH AVENUE 49TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE 49TH FLOOR NEW YORK NY 10019 2126550083
New Mountain Guardian Partners II, L.P. (Filer) CIK: 0001683530 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-18 | Film No.: 221032866

Mailing Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019 2127200300
New Mountain Net Lease Corp (Filer) CIK: 0001691791 (see all company filings)

EIN.: 812880688 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-17 | Film No.: 221032865

Mailing Address CORPORATION TRUST CENTER 1209 ORANGE STREET WILMINGTON DE 19801
Business Address CORPORATION TRUST CENTER 1209 ORANGE STREET WILMINGTON DE 19801 2126550083
New Mountain Guardian II Master Fund-B, L.P. (Filer) CIK: 0001696575 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-23 | Film No.: 221032871

Mailing Address CORPORATION TRUST CENTER 1209 ORANGE STREET WILMINGTON DE 19801
Business Address CORPORATION TRUST CENTER 1209 ORANGE STREET WILMINGTON DE 19801 2126550083
New Mountain Guardian II Master Fund-A, L.P. (Filer) CIK: 0001696581 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-24 | Film No.: 221032872

Mailing Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019 2127200300
New Mountain Finance SBIC II, L.P. (Filer) CIK: 0001696727 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-27 | Film No.: 221032875

Mailing Address 787 SEVENTH AVENUE, 49TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE, 49TH FLOOR NEW YORK NY 10019 212-720-0300
New Mountain Net Lease Partners, L.P. (Filer) CIK: 0001723029 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-15 | Film No.: 221032863

Mailing Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE 48TH FLOOR NEW YORK NY 10019 (212) 720-0300
NMF SLF I, Inc. (Filer) CIK: 0001766037 (see all company filings)

EIN.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-04 | Film No.: 221032852

Mailing Address 787 SEVENTH AVENUE, 49TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE, 49TH FLOOR NEW YORK NY 10019 (212) 720-0300
New Mountain Strategic Equity Fund I, L.P. (Filer) CIK: 0001766873 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-13 | Film No.: 221032861

Mailing Address 787 SEVENTH AVENUE 49TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE 49TH FLOOR NEW YORK NY 10019 212-220-3505
New Mountain Finance DB, L.L.C. (Filer) CIK: 0001775989 (see all company filings)

EIN.: 832500148 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-29 | Film No.: 221032877

Mailing Address 787 SEVENTH AVENUE 49TH FLOOR NEW YORK NY 10019
Business Address 787 SEVENTH AVENUE 49TH FLOOR NEW YORK NY 10019 2122203505
New Mountain Finance Servicing, L.L.C. (Filer) CIK: 0001775991 (see all company filings)

EIN.: 300815054 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-25 | Film No.: 221032873

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 212-720-0300
New Mountain Guardian III BDC, L.L.C. (Filer) CIK: 0001781870 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-22 | Film No.: 221032870

Mailing Address 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 212-720-0300
New Mountain Partners VI, L.P. (Filer) CIK: 0001809170 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-14 | Film No.: 221032862

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 (212) 720-0300
New Mountain Net Lease Partners II, L.P. (Filer) CIK: 0001921226 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-16 | Film No.: 221032864

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 212-720-0300
New Mountain Guardian IV BDC, L.L.C. (Filer) CIK: 0001925531 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-19 | Film No.: 221032867

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 (212) 720-0300
NMF Permian Holdings L.L.C. (Filer) CIK: 0001928252 (see all company filings)

EIN.: 861919195 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-08 | Film No.: 221032856

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 (212) 720-0300
NMF HB, Inc. (Filer) CIK: 0001928253 (see all company filings)

EIN.: 872697046 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-10 | Film No.: 221032858

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 (212) 720-0300
NMF TRM, L.L.C. (Filer) CIK: 0001928255 (see all company filings)

EIN.: 872870405 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-03 | Film No.: 221032851

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 (212) 720-0300
NMF Pioneer, Inc. (Filer) CIK: 0001928256 (see all company filings)

EIN.: 833331313 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-07 | Film No.: 221032855

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 (212) 720-0300
NMF OEC, Inc. (Filer) CIK: 0001928257 (see all company filings)

EIN.: 873920016 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-09 | Film No.: 221032857

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 (212) 720-0300
New Mountain Guardian III SPV, L.L.C. (Filer) CIK: 0001928262 (see all company filings)

EIN.: 841918127 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-20 | Film No.: 221032868

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 (212) 720-0300
New Mountain Guardian III OEC, Inc. (Filer) CIK: 0001928263 (see all company filings)

EIN.: 873920275 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-21 | Film No.: 221032869

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 (212) 720-0300
NMF SLF I SPV, L.L.C. (Filer) CIK: 0001928275 (see all company filings)

EIN.: 854260429 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-05 | Film No.: 221032853

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 (212) 720-0300
New Mountain Strategic Equity Fund II, L.P. (Filer) CIK: 0001928279 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-12 | Film No.: 221032860

Mailing Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019
Business Address 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 (212) 720-0300
New Mountain Credit CLO Advisers, L.L.C. (Filer) CIK: 0001928282 (see all company filings)

EIN.: 844239266 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-32 | Film No.: 221032880

Mailing Address 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN E9 KY1-9008
Business Address 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN E9 KY1-9008 (212) 720-0300
New Mountain CLO 2, Ltd. (Filer) CIK: 0001928283 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-36 | Film No.: 221032884

Mailing Address 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN E9 KY1-9008
Business Address 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN E9 KY1-9008 (212) 720-0300
New Mountain CLO 3, Ltd. (Filer) CIK: 0001928285 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-35 | Film No.: 221032883

Mailing Address 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN E9 KY1-9008
Business Address 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN E9 KY1-9008 (212) 720-0300
New Mountain CLO 4, Ltd. (Filer) CIK: 0001928286 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-34 | Film No.: 221032882

Mailing Address 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN E9 KY1-9008
Business Address 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN E9 KY1-9008 (212) 720-0300
New Mountain CLO 5, Ltd. (Filer) CIK: 0001928288 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-33 | Film No.: 221032881

Mailing Address 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN E9 KY1-9008
Business Address 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN E9 KY1-9008 (212) 720-0300
New Mountain CLO 1, Ltd. (Filer) CIK: 0001928499 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15342-01 | Film No.: 221032849