N-PX 1 a07-18659_14npx.htm N-PX

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number:  333-134096

 

Alpine Total Dynamic Dividend Fund

(Exact name of registrant as specified in charter)

 

2500 Westchester Avenue, Suite 215, Purchase, NY 10577

(Address of principal executive offices) (Zip code)

 

Alpine Woods Capital Investors, LLC, 2500

 2500 Westchester Avenue, Suite 215

Purchase, NY  10577
(Name and Address of Agent for Service)

 

With copy to:
Thomas R. Westle, Esq.

Blank Rome LLP

405 Lexington Ave.

New York, NY  10174

 

Registrant’s Telephone Number, including Area Code: (914) 251-0880

 

Date of fiscal year end: October 31

 

Date of reporting period: January 25, 2007 - June 30, 2007

 

 


 

Item 1 – Proxy Voting Record.

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Bank of America Corp.

 

BAC

 

060505104

 

4/25/2007

 

Elect Director William Barnet, III

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505105

 

4/25/2007

 

Elect Director Frank P. Bramble, Sr.

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505106

 

4/25/2007

 

Elect Director John T. Collins

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505107

 

4/25/2007

 

Elect Director Gary L. Countryman

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505108

 

4/25/2007

 

Elect Director Tommy R. Franks

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505109

 

4/25/2007

 

Elect Director Charles K. Gifford

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505110

 

4/25/2007

 

Elect Director W. Steven Jones

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505111

 

4/25/2007

 

Elect Director Kenneth D. Lewis

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505112

 

4/25/2007

 

Elect Director Monica C. Lozano

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505113

 

4/25/2007

 

Elect Director Walter E. Massey

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505114

 

4/25/2007

 

Elect Director Thomas J. May

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505115

 

4/25/2007

 

Elect Director Patricia E. Mitchell

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505116

 

4/25/2007

 

Elect Director Thomas M. Ryan

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505117

 

4/25/2007

 

Elect Director O. Temple Sloan, Jr.

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505118

 

4/25/2007

 

Elect Director Meredith R. Spangler

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505119

 

4/25/2007

 

Elect Director Robert L. Tillman

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505120

 

4/25/2007

 

Elect Director Jackie M. Ward

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505121

 

4/25/2007

 

Ratify Auditors

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505122

 

4/25/2007

 

Prohibit Executive Stock-Based Awards

 

ShrHoldr

 

515,000

 

Against

 

With

Bank of America Corp.

 

BAC

 

060505123

 

4/25/2007

 

Change Size of Board of Directors

 

ShrHoldr

 

515,000

 

Against

 

With

Bank of America Corp.

 

BAC

 

060505124

 

4/25/2007

 

Separate Chairman and CEO Positions

 

ShrHoldr

 

515,000

 

Against

 

With

Bank of America Corp.

 

BAC

 

060505125

 

4/25/2007

 

Elect Director William Barnet, III

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505126

 

4/25/2007

 

Elect Director Frank P. Bramble, Sr.

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505127

 

4/25/2007

 

Elect Director John T. Collins

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505128

 

4/25/2007

 

Elect Director Gary L. Countryman

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505129

 

4/25/2007

 

Elect Director Tommy R. Franks

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505130

 

4/25/2007

 

Elect Director Charles K. Gifford

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505131

 

4/25/2007

 

Elect Director W. Steven Jones

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505132

 

4/25/2007

 

Elect Director Kenneth D. Lewis

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505133

 

4/25/2007

 

Elect Director Monica C. Lozano

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505134

 

4/25/2007

 

Elect Director Walter E. Massey

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505135

 

4/25/2007

 

Elect Director Thomas J. May

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505136

 

4/25/2007

 

Elect Director Patricia E. Mitchell

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505137

 

4/25/2007

 

Elect Director Thomas M. Ryan

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505138

 

4/25/2007

 

Elect Director O. Temple Sloan, Jr.

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505139

 

4/25/2007

 

Elect Director Meredith R. Spangler

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505140

 

4/25/2007

 

Elect Director Robert L. Tillman

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505141

 

4/25/2007

 

Elect Director Jackie M. Ward

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505142

 

4/25/2007

 

Ratify Auditors

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505143

 

4/25/2007

 

Prohibit Executive Stock-Based Awards

 

ShrHoldr

 

515,000

 

Against

 

With

Bank of America Corp.

 

BAC

 

060505144

 

4/25/2007

 

Change Size of Board of Directors

 

ShrHoldr

 

515,000

 

Against

 

With

Bank of America Corp.

 

BAC

 

060505145

 

4/25/2007

 

Separate Chairman and CEO Positions

 

ShrHoldr

 

515,000

 

Against

 

With

Bank of America Corp.

 

BAC

 

060505146

 

4/25/2007

 

Elect Director William Barnet, III

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505147

 

4/25/2007

 

Elect Director Frank P. Bramble, Sr.

 

Mgmt

 

515,000

 

For

 

With

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Bank of America Corp.

 

BAC

 

060505148

 

4/25/2007

 

Elect Director John T. Collins

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505149

 

4/25/2007

 

Elect Director Gary L. Countryman

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505150

 

4/25/2007

 

Elect Director Tommy R. Franks

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505151

 

4/25/2007

 

Elect Director Charles K. Gifford

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505152

 

4/25/2007

 

Elect Director W. Steven Jones

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505153

 

4/25/2007

 

Elect Director Kenneth D. Lewis

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505154

 

4/25/2007

 

Elect Director Monica C. Lozano

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505155

 

4/25/2007

 

Elect Director Walter E. Massey

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505156

 

4/25/2007

 

Elect Director Thomas J. May

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505157

 

4/25/2007

 

Elect Director Patricia E. Mitchell

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505158

 

4/25/2007

 

Elect Director Thomas M. Ryan

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505159

 

4/25/2007

 

Elect Director O. Temple Sloan, Jr.

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505160

 

4/25/2007

 

Elect Director Meredith R. Spangler

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505161

 

4/25/2007

 

Elect Director Robert L. Tillman

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505162

 

4/25/2007

 

Elect Director Jackie M. Ward

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505163

 

4/25/2007

 

Ratify Auditors

 

Mgmt

 

515,000

 

For

 

With

Bank of America Corp.

 

BAC

 

060505164

 

4/25/2007

 

Prohibit Executive Stock-Based Awards

 

ShrHoldr

 

515,000

 

Against

 

With

Bank of America Corp.

 

BAC

 

060505165

 

4/25/2007

 

Change Size of Board of Directors

 

ShrHoldr

 

515,000

 

Against

 

With

Bank of America Corp.

 

BAC

 

060505166

 

4/25/2007

 

Separate Chairman and CEO Positions

 

ShrHoldr

 

515,000

 

Against

 

With

Biovail Corporation

 

BVF

 

09067J109

 

5/16/2007

 

Elect Director Eugene N. Melnyk

 

Mgmt

 

 

 

For

 

With

Biovail Corporation

 

BVF

 

09067J109

 

5/16/2007

 

Elect Director Wilfred G. Bristow

 

Mgmt

 

 

 

For

 

With

Biovail Corporation

 

BVF

 

09067J109

 

5/16/2007

 

Elect Director Dr. Laurence E. Paul

 

Mgmt

 

 

 

For

 

With

Biovail Corporation

 

BVF

 

09067J109

 

5/16/2007

 

Elect Director Sheldon Plener

 

Mgmt

 

 

 

For

 

With

Biovail Corporation

 

BVF

 

09067J109

 

5/16/2007

 

Elect Director Jamie C. Sokalsky

 

Mgmt

 

 

 

For

 

With

Biovail Corporation

 

BVF

 

09067J109

 

5/16/2007

 

Elect Director Dr. Douglas .P. Squires

 

Mgmt

 

 

 

For

 

With

Biovail Corporation

 

BVF

 

09067J109

 

5/16/2007

 

Elect Director Michael R Van Every

 

Mgmt

 

 

 

For

 

With

Biovail Corporation

 

BVF

 

09067J109

 

5/16/2007

 

Elect Director William M. Wells

 

Mgmt

 

 

 

For

 

With

Biovail Corporation

 

BVF

 

09067J109

 

5/16/2007

 

Ratify Auditors

 

Mgmt

 

 

 

For

 

With

Biovail Corporation

 

BVF

 

09067J109

 

5/16/2007

 

Approve Amendments to Stock Option Plans

 

Mgmt

 

 

 

For

 

With

Biovail Corporation

 

BVF

 

09067J109

 

5/16/2007

 

Approve Amendments to 2006 Stock Option Plan

 

Mgmt

 

 

 

For

 

With

Cambrex Corp.

 

CBM

 

132011107

 

2/5/2007

 

Approve Sale of Company Assets

 

Mgmt

 

200,000

 

For

 

With

Cambrex Corp.

 

CBM

 

132011107

 

2/5/2007

 

Adjourn Meeting

 

Mgmt

 

200,000

 

For

 

With

Cambrex Corp.

 

CBM

 

132011107

 

4/26/2007

 

Elect Director Rosina B. Dixon, M.D.

 

Mgmt

 

200,000

 

For

 

With

Cambrex Corp.

 

CBM

 

132011107

 

4/26/2007

 

Elect Director Roy W. Haley

 

Mgmt

 

200,000

 

For

 

With

Cambrex Corp.

 

CBM

 

132011107

 

4/26/2007

 

Elect Director Leon J. Hendrix, Jr.

 

Mgmt

 

200,000

 

For

 

With

Cambrex Corp.

 

CBM

 

132011107

 

4/26/2007

 

Elect Director Ilan Kaufthal

 

Mgmt

 

200,000

 

For

 

With

Cambrex Corp.

 

CBM

 

132011107

 

4/26/2007

 

Ratify Auditors

 

Mgmt

 

200,000

 

For

 

With

Cambrex Corp.

 

CBM

 

132011107

 

4/26/2007

 

Declassify the Board of Directors

 

Mgmt

 

200,000

 

For

 

With

Cambrex Corp.

 

CBM

 

132011107

 

4/26/2007

 

Reduce Supermajority Vote Requirement

 

Mgmt

 

200,000

 

For

 

With

Cambrex Corp.

 

CBM

 

132011107

 

4/26/2007

 

Reduce Supermajority Vote Requirement

 

Mgmt

 

200,000

 

For

 

With

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Elect Director John T. Dillon

 

Mgmt

 

150,000

 

For

 

With

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Elect Director Juan Gallardo

 

Mgmt

 

150,000

 

For

 

With

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Elect Director William A. Osborn

 

Mgmt

 

150,000

 

For

 

With

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Elect Director Edward B. Rust, Jr.

 

Mgmt

 

150,000

 

For

 

With

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Ratify Auditors

 

Mgmt

 

150,000

 

For

 

With

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Separate Chairman and CEO Positions

 

ShrHoldr

 

150,000

 

Against

 

With

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Require a Majority Vote for the Election of Directors

 

ShrHoldr

 

150,000

 

Against

 

With

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Elect Director John T. Dillon

 

Mgmt

 

150,000

 

For

 

With

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Elect Director Juan Gallardo

 

Mgmt

 

150,000

 

For

 

With

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Elect Director William A. Osborn

 

Mgmt

 

150,000

 

For

 

With

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Elect Director Edward B. Rust, Jr.

 

Mgmt

 

150,000

 

For

 

With

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Ratify Auditors

 

Mgmt

 

150,000

 

For

 

With

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Separate Chairman and CEO Positions

 

ShrHoldr

 

150,000

 

Against

 

With

Caterpillar Inc.

 

CAT

 

149123101

 

6/13/2007

 

Require a Majority Vote for the Election of Directors

 

ShrHoldr

 

150,000

 

Against

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director C. Michael Armstrong

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director Alain J.P. Belda

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director George David

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director Kenneth T. Derr

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director John M. Deutch

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director Roberto Hernandez Ramirez

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director Klaus Kleinfeld

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director Andrew N. Liveris

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director Anne Mulcahy

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director Richard D. Parsons

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director Charles Prince

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director Judith Rodin

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director Robert E. Rubin

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Elect Director Franklin A. Thomas

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Ratify Auditors

 

Mgmt

 

510,000

 

For

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Report on Government Service of Employees

 

ShrHoldr

 

510,000

 

Against

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Report on Political Contributions

 

ShrHoldr

 

510,000

 

For

 

Against

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Report on Charitable Contributions

 

ShrHoldr

 

510,000

 

Against

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Approve Report of the Compensation Committee

 

ShrHoldr

 

510,000

 

For

 

Against

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Report on Pay Disparity

 

ShrHoldr

 

510,000

 

Against

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Separate Chairman and CEO Positions

 

ShrHoldr

 

510,000

 

Against

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Stock Retention/Holding Period

 

ShrHoldr

 

510,000

 

Against

 

With

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
 Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Restore or Provide for Cumulative Voting

 

ShrHoldr

 

510,000

 

Against

 

With

Citigroup Inc.

 

C

 

172967101

 

4/17/2007

 

Amend Bylaws to Permit Shareholders to Call Special Meetings

 

ShrHoldr

 

510,000

 

For

 

Against

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Elect Director Kathleen Q. Abernathy

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Elect Director Leroy T. Barnes, Jr.

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Elect Director Michael T. Dugan

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Elect Director Jeri B. Finard

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Elect Director Lawton Wehle Fitt

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Elect Director William M. Kraus

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Elect Director Howard L. Schrott

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Elect Director Larraine D. Segil

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Elect Director Bradley E. Singer

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Elect Director David H. Ward

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Elect Director Myron A. Wick, III

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Elect Director Mary Agnes Wilderotter

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Adopt the 2008 Citizens Incentive Plan

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Adopt Amended and Restated 2000 Equity Incentive Plan

 

Mgmt

 

196,258

 

For

 

With

Citizens Communications Co.

 

CZN

 

17453B101

 

5/18/2007

 

Ratify Auditors

 

Mgmt

 

196,258

 

For

 

With

Dean Foods Company

 

DF

 

242370104

 

5/18/2007

 

Elect Director Alan J. Bernon

 

Mgmt

 

1,000,000

 

For

 

With

Dean Foods Company

 

DF

 

242370104

 

5/18/2007

 

Elect Director Gregg L. Engles

 

Mgmt

 

1,000,000

 

For

 

With

Dean Foods Company

 

DF

 

242370104

 

5/18/2007

 

Elect Director Ronald Kirk

 

Mgmt

 

1,000,000

 

For

 

With

Dean Foods Company

 

DF

 

242370104

 

5/18/2007

 

Approve Omnibus Stock Plan

 

Mgmt

 

1,000,000

 

For

 

With

Dean Foods Company

 

DF

 

242370104

 

5/18/2007

 

Ratify Auditors

 

Mgmt

 

1,000,000

 

For

 

With

Dean Foods Company

 

DF

 

242370104

 

5/18/2007

 

Separate Chairman and CEO Positions

 

ShrHoldr

 

1,000,000

 

Against

 

With

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director James S. Tisch

 

Mgmt

 

817,000

 

Withhold

 

Against

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Lawrence R. Dickerson

 

Mgmt

 

817,000

 

Withhold

 

Against

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Alan R. Batkin

 

Mgmt

 

817,000

 

For

 

With

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director John R. Bolton

 

Mgmt

 

817,000

 

For

 

With

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Charles L. Fabrikant

 

Mgmt

 

817,000

 

Withhold

 

Against

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Paul G. Gaffney, II

 

Mgmt

 

817,000

 

For

 

With

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Herbert C. Hofmann

 

Mgmt

 

817,000

 

Withhold

 

Against

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Arthur L. Rebell

 

Mgmt

 

817,000

 

Withhold

 

Against

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Raymond S. Troubh

 

Mgmt

 

817,000

 

For

 

With

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Approve Executive Incentive Bonus Plan

 

Mgmt

 

817,000

 

For

 

With

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
 Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against
Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Ratify Auditors

 

Mgmt

 

817,000

 

For

 

With

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director James S. Tisch

 

Mgmt

 

817,000

 

Withhold

 

Against

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Lawrence R. Dickerson

 

Mgmt

 

817,000

 

Withhold

 

Against

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Alan R. Batkin

 

Mgmt

 

817,000

 

For

 

With

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director John R. Bolton

 

Mgmt

 

817,000

 

For

 

With

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Charles L. Fabrikant

 

Mgmt

 

817,000

 

Withhold

 

Against

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Paul G. Gaffney, II

 

Mgmt

 

817,000

 

For

 

With

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Herbert C. Hofmann

 

Mgmt

 

817,000

 

Withhold

 

Against

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Arthur L. Rebell

 

Mgmt

 

817,000

 

Withhold

 

Against

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Elect Director Raymond S. Troubh

 

Mgmt

 

817,000

 

For

 

With

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Approve Executive Incentive Bonus Plan

 

Mgmt

 

817,000

 

For

 

With

Diamond Offshore Drilling, Inc.

 

DO

 

25271C102

 

5/15/2007

 

Ratify Auditors

 

Mgmt

 

817,000

 

For

 

With

Dover Corp.

 

DOV

 

260003108

 

4/17/2007

 

Elect Director D. H. Benson

 

Mgmt

 

596,643

 

For

 

With

Dover Corp.

 

DOV

 

260003108

 

4/17/2007

 

Elect Director R. W. Cremin

 

Mgmt

 

596,643

 

For

 

With

Dover Corp.

 

DOV

 

260003108

 

4/17/2007

 

Elect Director J-P. M. Ergas

 

Mgmt

 

596,643

 

For

 

With

Dover Corp.

 

DOV

 

260003108

 

4/17/2007

 

Elect Directors K. C. Graham

 

Mgmt

 

596,643

 

For

 

With

Dover Corp.

 

DOV

 

260003108

 

4/17/2007

 

Elect Director R. L. Hoffman

 

Mgmt

 

596,643

 

For

 

With

Dover Corp.

 

DOV

 

260003108

 

4/17/2007

 

Elect Director J. L. Koley

 

Mgmt

 

596,643

 

For

 

With

Dover Corp.

 

DOV

 

260003108

 

4/17/2007

 

Elect Director R. K. Lochridge

 

Mgmt

 

596,643

 

For

 

With

Dover Corp.

 

DOV

 

260003108

 

4/17/2007

 

Elect Director T. L. Reece

 

Mgmt

 

596,643

 

For

 

With

Dover Corp.

 

DOV

 

260003108

 

4/17/2007

 

Elect Director B. G. Rethore

 

Mgmt

 

596,643

 

For

 

With

Dover Corp.

 

DOV

 

260003108

 

4/17/2007

 

Elect Director M. B. Stubbs

 

Mgmt

 

596,643

 

For

 

With

Dover Corp.

 

DOV

 

260003108

 

4/17/2007

 

Elect Director M. A. Winston

 

Mgmt

 

596,643

 

For

 

With

Dover Corp.

 

DOV

 

260003108

 

4/17/2007

 

Sustainability Report

 

ShrHoldr

 

596,643

 

For

 

Against

Dover Corp.

 

DOV

 

260003108

 

4/17/2007

 

Other Business

 

Mgmt

 

596,643

 

Against

 

Against

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Elect Director Richard H. Brown

 

Mgmt

 

300,000

 

For

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Elect Director Robert A. Brown

 

Mgmt

 

300,000

 

For

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Elect Director Bertrand P. Collumb

 

Mgmt

 

300,000

 

For

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Elect Director Curtis J. Crawford

 

Mgmt

 

300,000

 

For

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Elect Director John T. Dillon

 

Mgmt

 

300,000

 

For

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Elect Director Eleuthere I duPont

 

Mgmt

 

300,000

 

For

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Elect Director Charles O. Holliday, Jr.

 

Mgmt

 

300,000

 

For

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Elect Director Lois D. Juliber

 

Mgmt

 

300,000

 

For

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Elect Director Masahisa Naitoh

 

Mgmt

 

300,000

 

For

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Elect Director Sean O’Keefe

 

Mgmt

 

300,000

 

For

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Elect Director William K. Reilly

 

Mgmt

 

300,000

 

For

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Ratify Auditors

 

Mgmt

 

300,000

 

For

 

With

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
 Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Approve duPont Equity and Incentive Plan

 

ShrHoldr

 

300,000

 

Against

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Approve Proposal on Genetically Modified Food

 

ShrHoldr

 

300,000

 

Against

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Approve Proposal on Plant Closure

 

ShrHoldr

 

300,000

 

Against

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Approve Proposal on Report on PFOA

 

ShrHoldr

 

300,000

 

Against

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Approve Proposal on Costs

 

ShrHoldr

 

300,000

 

Against

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Approve Proposal on Global Warming

 

ShrHoldr

 

300,000

 

Against

 

With

E. I. duPont de Nemours & Co.

 

DD

 

263534109

 

4/25/2007

 

Approve Proposal on Chemical Facility Security

 

ShrHoldr

 

300,000

 

Against

 

With

Eli Lilly and Company

 

LLY

 

532457108

 

4/16/2007

 

Elect Director W. Bischoff

 

Mgmt

 

400,000

 

For

 

With

Eli Lilly and Company

 

LLY

 

532457108

 

4/16/2007

 

Elect Director J.M. Cook

 

Mgmt

 

400,000

 

For

 

With

Eli Lilly and Company

 

LLY

 

532457108

 

4/16/2007

 

Elect Director F.G. Prendergast

 

Mgmt

 

400,000

 

For

 

With

Eli Lilly and Company

 

LLY

 

532457108

 

4/16/2007

 

Elect Director K.P. Seifert

 

Mgmt

 

400,000

 

For

 

With

Eli Lilly and Company

 

LLY

 

532457108

 

4/16/2007

 

Ratify Auditors

 

Mgmt

 

400,000

 

For

 

With

Eli Lilly and Company

 

LLY

 

532457108

 

4/16/2007

 

Amend Articles of Inc. to Provide for Annual Election of Directors

 

Mgmt

 

400,000

 

For

 

With

Eli Lilly and Company

 

LLY

 

532457108

 

4/16/2007

 

Reapprove Performance Goals for Company’s
Stock Plan

 

Mgmt

 

400,000

 

For

 

With

Eli Lilly and Company

 

LLY

 

532457108

 

4/16/2007

 

Approve Extension of Co.’s Animal Care &
Use Policy

 

ShrHoldr

 

400,000

 

Against

 

With

Eli Lilly and Company

 

LLY

 

532457108

 

4/16/2007

 

Approve Proposal on Int’l Outsourcing of
Animal Research

 

ShrHoldr

 

400,000

 

Against

 

With

Eli Lilly and Company

 

LLY

 

532457108

 

4/16/2007

 

Separate Chairman and CEO Positions

 

ShrHoldr

 

400,000

 

Against

 

With

Eli Lilly and Company

 

LLY

 

532457108

 

4/16/2007

 

Amend Articles of Inc. to Allow Shrhldrs to
Amend Bylaws

 

ShrHoldr

 

400,000

 

Against

 

With

Eli Lilly and Company

 

LLY

 

532457108

 

4/16/2007

 

Adopting a Simple Majority Vote Standard

 

ShrHoldr

 

400,000

 

Against

 

With

Ensco International, Inc.

 

ESV

 

26874Q100

 

5/22/2007

 

Elect Director David M. Carmichael

 

Mgmt

 

115,000

 

For

 

With

Ensco International, Inc.

 

ESV

 

26874Q100

 

5/22/2007

 

Elect Director Thomas L. Kelly II

 

Mgmt

 

115,000

 

For

 

With

Ensco International, Inc.

 

ESV

 

26874Q100

 

5/22/2007

 

Elect Director Rita M. Rodriguez

 

Mgmt

 

115,000

 

For

 

With

Ensco International, Inc.

 

ESV

 

26874Q100

 

5/22/2007

 

Ratify Auditors

 

Mgmt

 

115,000

 

For

 

With

Ensco International, Inc.

 

ESV

 

26874Q100

 

5/22/2007

 

Other Business

 

Mgmt

 

115,000

 

For

 

With

Fluor Corp.

 

FLR

 

343412102

 

5/2/2007

 

Elect Director James T. Hackett

 

Mgmt

 

225,000

 

For

 

With

Fluor Corp.

 

FLR

 

343412102

 

5/2/2007

 

Elect Director Kent Kresa

 

Mgmt

 

225,000

 

For

 

With

Fluor Corp.

 

FLR

 

343412102

 

5/2/2007

 

Elect Director Lord Robin W. Renwick

 

Mgmt

 

225,000

 

For

 

With

Fluor Corp.

 

FLR

 

343412102

 

5/2/2007

 

Elect Director Peter S. Watson

 

Mgmt

 

225,000

 

For

 

With

Fluor Corp.

 

FLR

 

343412102

 

5/2/2007

 

Ratify Auditors

 

Mgmt

 

225,000

 

For

 

With

Fluor Corp.

 

FLR

 

343412102

 

5/2/2007

 

Elect Director James T. Hackett

 

Mgmt

 

225,000

 

For

 

With

Fluor Corp.

 

FLR

 

343412102

 

5/2/2007

 

Elect Director Kent Kresa

 

Mgmt

 

225,000

 

For

 

With

Fluor Corp.

 

FLR

 

343412102

 

5/2/2007

 

Elect Director Lord Robin W. Renwick

 

Mgmt

 

225,000

 

For

 

With

Fluor Corp.

 

FLR

 

343412102

 

5/2/2007

 

Elect Director Peter S. Watson

 

Mgmt

 

225,000

 

For

 

With

Fluor Corp.

 

FLR

 

343412102

 

5/2/2007

 

Ratify Auditors

 

Mgmt

 

225,000

 

For

 

With

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
 Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Foot Locker Inc

 

FL

 

344849104

 

5/30/2007

 

Elect Director James E. Preston

 

Mgmt

 

575,400

 

For

 

With

Foot Locker Inc

 

FL

 

344849104

 

5/30/2007

 

Elect Director Matthew D. Serra

 

Mgmt

 

575,400

 

For

 

With

Foot Locker Inc

 

FL

 

344849104

 

5/30/2007

 

Elect Director Dona D. Young

 

Mgmt

 

575,400

 

For

 

With

Foot Locker Inc

 

FL

 

344849104

 

5/30/2007

 

Elect Director Christopher A Sinclair

 

Mgmt

 

575,400

 

For

 

With

Foot Locker Inc

 

FL

 

344849104

 

5/30/2007

 

Ratify Auditors

 

Mgmt

 

575,400

 

For

 

With

Foot Locker Inc

 

FL

 

344849104

 

5/30/2007

 

Approve Omnibus Stock Plan

 

Mgmt

 

575,400

 

For

 

With

Gatehouse Media Inc

 

GHS

 

367348109

 

5/17/2007

 

Elect Director Martin Bandier

 

Mgmt

 

485,000

 

For

 

With

Gatehouse Media Inc

 

GHS

 

367348109

 

5/17/2007

 

Elect Director Richard L. Friedman

 

Mgmt

 

485,000

 

For

 

With

Gatehouse Media Inc

 

GHS

 

367348109

 

5/17/2007

 

Ratify Auditors

 

Mgmt

 

485,000

 

For

 

With

GlobalSantaFe Corporation

 

GSF

 

G3930E101

 

6/7/2007

 

Elect Director Edward R. Muller

 

Mgmt

 

225,000

 

For

 

With

GlobalSantaFe Corporation

 

GSF

 

G3930E101

 

6/7/2007

 

Elect Director John L. Whitmire

 

Mgmt

 

225,000

 

For

 

With

GlobalSantaFe Corporation

 

GSF

 

G3930E101

 

6/7/2007

 

Ratify Auditors

 

Mgmt

 

225,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Elect Director Kathleen M. Bader

 

Mgmt

 

1,742,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Elect Director Alan M. Bennett

 

Mgmt

 

1,742,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Elect Director James R. Boyd

 

Mgmt

 

1,742,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Elect Director Milton Carroll

 

Mgmt

 

1,742,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Elect Director Robert L. Crandall

 

Mgmt

 

1,742,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Elect Director Kenneth T. Derr

 

Mgmt

 

1,742,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Elect Director S. Malcolm Gillis

 

Mgmt

 

1,742,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Elect Director W. R. Howell

 

Mgmt

 

1,742,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Elect Director David J. Lesar

 

Mgmt

 

1,742,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Elect Director J. Landis Martin

 

Mgmt

 

1,742,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Elect Director Jay A. Precourt

 

Mgmt

 

1,742,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Elect Director Debra L. Reed

 

Mgmt

 

1,742,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Ratify Auditors

 

Mgmt

 

1,742,000

 

For

 

With

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Review Human Rights Policies

 

ShrHoldr

 

1,742,000

 

For

 

Against

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Report on Political Contributions

 

ShrHoldr

 

1,742,000

 

For

 

Against

Halliburton Co.

 

HAL

 

406216101

 

5/16/2007

 

Amend Terms of Existing Poison Pill

 

ShrHoldr

 

1,742,000

 

Against

 

With

Health Management
Associates, Inc.

 

HMA

 

421933102

 

5/15/2007

 

Elect Director William J. Schoen

 

Mgmt

 

5,100,000

 

For

 

With

Health Management
Associates, Inc.

 

HMA

 

421933102

 

5/15/2007

 

Elect Director Joseph V. Vumbacco

 

Mgmt

 

5,100,000

 

For

 

With

Health Management
Associates, Inc.

 

HMA

 

421933102

 

5/15/2007

 

Elect Director Kent P. Dauten

 

Mgmt

 

5,100,000

 

For

 

With

Health Management
Associates, Inc.

 

HMA

 

421933102

 

5/15/2007

 

Elect Director Donald E. Kiernan

 

Mgmt

 

5,100,000

 

For

 

With

Health Management
Associates, Inc.

 

HMA

 

421933102

 

5/15/2007

 

Elect Director Robert A. Knox

 

Mgmt

 

5,100,000

 

For

 

With

Health Management
Associates, Inc.

 

HMA

 

421933102

 

5/15/2007

 

Elect Director William E. Mayberry

 

Mgmt

 

5,100,000

 

For

 

With

Health Management
Associates, Inc.

 

HMA

 

421933102

 

5/15/2007

 

Elect Director Vicki A. O’Meara

 

Mgmt

 

5,100,000

 

For

 

With

Health Management
Associates, Inc.

 

HMA

 

421933102

 

5/15/2007

 

Elect Director William C. Steere, Jr.

 

Mgmt

 

5,100,000

 

For

 

With

Health Management
Associates, Inc.

 

HMA

 

421933102

 

5/15/2007

 

Elect Director Randolph W. Westerfield

 

Mgmt

 

5,100,000

 

For

 

With

Health Management
Associates, Inc.

 

HMA

 

421933102

 

5/15/2007

 

Ratify Auditors

 

Mgmt

 

5,100,000

 

For

 

With

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Receive and Consider 2006 Annual Audit Report

 

Mgmt

 

265,500

 

For

 

With

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
 Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Elect Director Dennis Pok Man Lui

 

Mgmt

 

265,500

 

For

 

With

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Elect Director Michael John O’Connor

 

Mgmt

 

265,500

 

For

 

With

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Elect Director Kwan Kai Cheong

 

Mgmt

 

265,500

 

For

 

With

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Approve Directors’ Compensation

 

Mgmt

 

265,500

 

For

 

With

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Ratify Auditors and Approve Compensation

 

Mgmt

 

265,500

 

For

 

With

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Approve Issuance of Additional Shares

 

Mgmt

 

265,500

 

For

 

With

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Approve Repurchase of Company Shares

 

Mgmt

 

265,500

 

For

 

With

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Approve Extension of Mandate to Issue Add’l Shares

 

Mgmt

 

265,500

 

For

 

With

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Ratify Settlement with Esssar Companies

 

Mgmt

 

265,500

 

For

 

With

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Ratify Settlement with H3G Procurement, et al.

 

Mgmt

 

265,500

 

For

 

With

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Approve Revenue Caps per Thai Marketing Agreement

 

Mgmt

 

265,500

 

For

 

With

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Approve Downward Adjustment of Options Exercise Price

 

Mgmt

 

265,500

 

For

 

With

Hutchison Communications
Int’l Ltd.

 

HTX

 

44841T107

 

5/8/2007

 

Amend Articles of Association

 

Mgmt

 

265,500

 

For

 

With

Lamar Advertising Company

 

LAMR

 

512815101

 

5/24/2007

 

Elect Director John Maxwell Hamilton

 

Mgmt

 

626,000

 

For

 

With

Lamar Advertising Company

 

LAMR

 

512815101

 

5/24/2007

 

Elect Director Robert M. Jelenic

 

Mgmt

 

626,000

 

For

 

With

Lamar Advertising Company

 

LAMR

 

512815101

 

5/24/2007

 

Elect Director Stephen P. Mumblow

 

Mgmt

 

626,000

 

For

 

With

Lamar Advertising Company

 

LAMR

 

512815101

 

5/24/2007

 

Elect Director Thomas V. Reifenheiser

 

Mgmt

 

626,000

 

For

 

With

Lamar Advertising Company

 

LAMR

 

512815101

 

5/24/2007

 

Elect Director Anna Reilly

 

Mgmt

 

626,000

 

For

 

With

Lamar Advertising Company

 

LAMR

 

512815101

 

5/24/2007

 

Elect Director Kevin P. Reilly, Jr.

 

Mgmt

 

626,000

 

For

 

With

Lamar Advertising Company

 

LAMR

 

512815101

 

5/24/2007

 

Elect Director Wendell Reilly

 

Mgmt

 

626,000

 

For

 

With

Lamar Advertising Company

 

LAMR

 

512815101

 

5/24/2007

 

Ratify Auditors

 

Mgmt

 

626,000

 

For

 

With

Macquarie Infrastructure
Company Trust

 

MIC

 

55607X108

 

5/24/2007

 

Elect Director Norman H. Brown, Jr.

 

Mgmt

 

302,900

 

For

 

With

Macquarie Infrastructure
Company Trust

 

MIC

 

55607X108

 

5/24/2007

 

Elect Director George W. Carmany, III

 

Mgmt

 

302,900

 

For

 

With

Macquarie Infrastructure
Company Trust

 

MIC

 

55607X108

 

5/24/2007

 

Elect Director William H. Webb

 

Mgmt

 

302,900

 

For

 

With

Macquarie Infrastructure
Company Trust

 

MIC

 

55607X108

 

5/24/2007

 

Ratify Auditors

 

Mgmt

 

302,900

 

For

 

With

Macquarie Infrastructure
Company Trust

 

MIC

 

55607X108

 

5/24/2007

 

Elect Director Norman H. Brown, Jr.

 

Mgmt

 

302,900

 

For

 

With

Macquarie Infrastructure
Company Trust

 

MIC

 

55607X108

 

5/24/2007

 

Elect Director George W. Carmany, III

 

Mgmt

 

302,900

 

For

 

With

Macquarie Infrastructure
Company Trust

 

MIC

 

55607X108

 

5/24/2007

 

Elect Director William H. Webb

 

Mgmt

 

302,900

 

For

 

With

Macquarie Infrastructure
Company Trust

 

MIC

 

55607X108

 

5/24/2007

 

Ratify Auditors

 

Mgmt

 

302,900

 

For

 

With

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Elect Director Roy J. Bostock

 

Mgmt

 

150,000

 

For

 

With

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Elect Director Erskine B. Bowles

 

Mgmt

 

150,000

 

For

 

With

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Elect Director Howard J. Davies

 

Mgmt

 

150,000

 

For

 

With

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Elect Director C. Robert Kidder

 

Mgmt

 

150,000

 

For

 

With

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Elect Director John J. Mack

 

Mgmt

 

150,000

 

For

 

With

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Elect Director Donald T. Nicolaisen

 

Mgmt

 

150,000

 

For

 

With

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Elect Director Charles H. Noski

 

Mgmt

 

150,000

 

For

 

With

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Elect Director Hutham S. Olayan

 

Mgmt

 

150,000

 

For

 

With

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Elect Director Charles E. Phillips, Jr.

 

Mgmt

 

150,000

 

For

 

With

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Elect Director Griffith Sexton

 

Mgmt

 

150,000

 

For

 

With

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Elect Director Laura D. Tyson

 

Mgmt

 

150,000

 

For

 

With

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Elect Director Klaus Zumwinkel

 

Mgmt

 

150,000

 

Against

 

Against

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Ratify Auditors

 

Mgmt

 

150,000

 

For

 

With

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
 Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Approve Omnibus Stock Plan

 

Mgmt

 

150,000

 

Against

 

Against

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Amend Vote Requirements to Amend
Articles/Bylaws/Charter

 

ShrHoldr

 

150,000

 

For

 

Against

Morgan Stanley

 

MS

 

617446448

 

4/10/2007

 

Approve Report of the Compensation Committee

 

ShrHoldr

 

150,000

 

For

 

Against

Noble Corporation

 

NE

 

G65422100

 

4/26/2007

 

Elect Director Michael A. Cawley

 

Mgmt

 

722,000

 

For

 

With

Noble Corporation

 

NE

 

G65422100

 

4/26/2007

 

Elect Director Luke R. Corbett

 

Mgmt

 

722,000

 

For

 

With

Noble Corporation

 

NE

 

G65422100

 

4/26/2007

 

Elect Director Jack E. Little

 

Mgmt

 

722,000

 

For

 

With

Noble Corporation

 

NE

 

G65422100

 

4/26/2007

 

Ratify Auditors

 

Mgmt

 

722,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Elect Director Georg Ehrnrooth

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Elect Director Lalita D. Gupte

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Elect Director Daniel R. Hesse

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Elect Director Dr. Bengt Holmstrom

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Elect Director Dr. Henning Kagermann

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Elect Director Olli-Pekka Kallasvuo

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Elect Director Per Karlsson

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Elect Director Dr. Jorma Ollila

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Elect Director Dame Marjorie Scardino

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Elect Director Leijo Suila

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Elect Director Vesa Vainio

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Approve Income Statement and Balance Sheet

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Approve Dividend of EUR 0.43 per Share

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Approve Discharge of Liability

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Amend Articles of Association

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Approve Board Compensation

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Approve Board Composition

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Approve Auditor Compensation

 

Mgmt

 

3,100,000

 

For

 

With

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Ratify Auditors

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Approve Stock Option Plan

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Reduce Share Issue Premium

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Record Subscription Price Based on Stock Options

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Issue Shares and Special Rights to Shares

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Repurchase Shares

 

Mgmt

 

3,100,000

 

For

 

With

Nokia Corporation

 

NOK

 

654902204

 

5/3/2007

 

Approve Instructions to Legal Counsel

 

Mgmt

 

3,100,000

 

Abstain

 

 

PepsiCo, Inc.

 

PEP

 

713448108

 

5/2/2007

 

Elect Director Dina Dublon

 

Mgmt

 

800,000

 

For

 

With

PepsiCo, Inc.

 

PEP

 

713448108

 

5/2/2007

 

Elect Director Victor J. Dzau, M.D.

 

Mgmt

 

800,000

 

For

 

With

PepsiCo, Inc.

 

PEP

 

713448108

 

5/2/2007

 

Elect Director Ray L. Hunt

 

Mgmt

 

800,000

 

For

 

With

PepsiCo, Inc.

 

PEP

 

713448108

 

5/2/2007

 

Elect Director Alberto Ibarguen

 

Mgmt

 

800,000

 

For

 

With

PepsiCo, Inc.

 

PEP

 

713448108

 

5/2/2007

 

Elect Director Arthur C. Martinez

 

Mgmt

 

800,000

 

For

 

With

PepsiCo, Inc.

 

PEP

 

713448108

 

5/2/2007

 

Elect Director Indra K. Nooyi

 

Mgmt

 

800,000

 

For

 

With

PepsiCo, Inc.

 

PEP

 

713448108

 

5/2/2007

 

Elect Director Sharon Percy Rockefeller

 

Mgmt

 

800,000

 

For

 

With

PepsiCo, Inc.

 

PEP

 

713448108

 

5/2/2007

 

Elect Director James J. Schiro

 

Mgmt

 

800,000

 

For

 

With

PepsiCo, Inc.

 

PEP

 

713448108

 

5/2/2007

 

Elect Director Daniel Vasella

 

Mgmt

 

800,000

 

For

 

With

PepsiCo, Inc.

 

PEP

 

713448108

 

5/2/2007

 

Elect Director Michael D. White

 

Mgmt

 

800,000

 

For

 

With

PepsiCo, Inc.

 

PEP

 

713448108

 

5/2/2007

 

Ratify Auditors

 

Mgmt

 

800,000

 

For

 

With

PepsiCo, Inc.

 

PEP

 

713448108

 

5/2/2007

 

Approve Omnibus Stock Plan

 

Mgmt

 

800,000

 

For

 

With

PepsiCo, Inc.

 

PEP

 

713448108

 

5/2/2007

 

Report on Charitable Contributions

 

ShrHoldr

 

800,000

 

Against

 

With

Pharmaceutical Product
Development, Inc.

 

PPDI

 

717124101

 

5/16/2007

 

Elect Director Stuart Bondurant, M.D.

 

Mgmt

 

800,000

 

For

 

With

Pharmaceutical Product
Development, Inc.

 

PPDI

 

717124101

 

5/16/2007

 

Elect Director Frederick Frank

 

Mgmt

 

800,000

 

For

 

With

Pharmaceutical Product
Development, Inc.

 

PPDI

 

717124101

 

5/16/2007

 

Elect Director Terry Magnuson, Ph.D.

 

Mgmt

 

800,000

 

For

 

With

Pharmaceutical Product
Development, Inc.

 

PPDI

 

717124101

 

5/16/2007

 

Elect Director Frederic N. Eshelman, Pharm.D.

 

Mgmt

 

800,000

 

For

 

With

Pharmaceutical Product
Development, Inc.

 

PPDI

 

717124101

 

5/16/2007

 

Elect Director General David L. Grange

 

Mgmt

 

800,000

 

For

 

With

Pharmaceutical Product
Development, Inc.

 

PPDI

 

717124101

 

5/16/2007

 

Elect Director Ernest Mario, Ph.D.

 

Mgmt

 

800,000

 

For

 

With

Pharmaceutical Product
Development, Inc.

 

PPDI

 

717124101

 

5/16/2007

 

Elect Director Marye Anne Fox, Ph.D.

 

Mgmt

 

800,000

 

For

 

With

Pharmaceutical Product
Development, Inc.

 

PPDI

 

717124101

 

5/16/2007

 

Elect Director Catherine M. Klema

 

Mgmt

 

800,000

 

For

 

With

Pharmaceutical Product
Development, Inc.

 

PPDI

 

717124101

 

5/16/2007

 

Elect Director John A. McNeill, Jr.

 

Mgmt

 

800,000

 

For

 

With

Pharmaceutical Product
Development, Inc.

 

PPDI

 

717124101

 

5/16/2007

 

Other Business

 

Mgmt

 

800,000

 

Against

 

Against

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
 Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Regal Entertainment Group

 

RGC

 

758766109

 

5/9/2007

 

Elect Director Thomas D. Bell, Jr.

 

Mgmt

 

1,456,300

 

For

 

With

Regal Entertainment Group

 

RGC

 

758766109

 

5/9/2007

 

Elect Director David H. Keyte

 

Mgmt

 

1,456,300

 

For

 

With

Regal Entertainment Group

 

RGC

 

758766109

 

5/9/2007

 

Elect Director Lee M. Thomas

 

Mgmt

 

1,456,300

 

For

 

With

Regal Entertainment Group

 

RGC

 

758766109

 

5/9/2007

 

Ratify Auditors

 

Mgmt

 

1,456,300

 

For

 

With

Rowan Companies, Inc.

 

RDC

 

779382100

 

5/8/2007

 

Elect Director William T. Fox, III

 

Mgmt

 

1,615,000

 

For

 

With

Rowan Companies, Inc.

 

RDC

 

779382100

 

5/8/2007

 

Elect Director Sir Graham Hearne

 

Mgmt

 

1,615,000

 

For

 

With

Rowan Companies, Inc.

 

RDC

 

779382100

 

5/8/2007

 

Elect Director Henry E. Lentz

 

Mgmt

 

1,615,000

 

For

 

With

Rowan Companies, Inc.

 

RDC

 

779382100

 

5/8/2007

 

Elect Director P. Dexter Peacock

 

Mgmt

 

1,615,000

 

For

 

With

Rowan Companies, Inc.

 

RDC

 

779382100

 

5/8/2007

 

Ratify Auditors

 

Mgmt

 

1,615,000

 

For

 

With

Staples, Inc.

 

SPLS

 

855030102

 

6/11/2007

 

Elect Director Basil L. Anderson

 

Mgmt

 

675,000

 

For

 

With

Staples, Inc.

 

SPLS

 

855030102

 

6/11/2007

 

Elect Director Arthur M. Blank

 

Mgmt

 

675,000

 

Withhold

 

Against

Staples, Inc.

 

SPLS

 

855030102

 

6/11/2007

 

Elect Director Mary Elizabeth Burton

 

Mgmt

 

675,000

 

For

 

With

Staples, Inc.

 

SPLS

 

855030102

 

6/11/2007

 

Elect Director Gary L. Crittenden

 

Mgmt

 

675,000

 

For

 

With

Staples, Inc.

 

SPLS

 

855030102

 

6/11/2007

 

Elect Director Rowland T. Moriarty

 

Mgmt

 

675,000

 

For

 

With

Staples, Inc.

 

SPLS

 

855030102

 

6/11/2007

 

Elect Director Robert C. Nakasone

 

Mgmt

 

675,000

 

For

 

With

Staples, Inc.

 

SPLS

 

855030102

 

6/11/2007

 

Elect Director Ronald L. Sargent

 

Mgmt

 

675,000

 

For

 

With

Staples, Inc.

 

SPLS

 

855030102

 

6/11/2007

 

Elect Director Martin Trust

 

Mgmt

 

675,000

 

For

 

With

Staples, Inc.

 

SPLS

 

855030102

 

6/11/2007

 

Elect Director Vijay Vishwanath

 

Mgmt

 

675,000

 

For

 

With

Staples, Inc.

 

SPLS

 

855030102

 

6/11/2007

 

Elect Director Paul F. Walsh

 

Mgmt

 

675,000

 

For

 

With

Staples, Inc.

 

SPLS

 

855030102

 

6/11/2007

 

Company Specific- Majority Vote for the
Uncontested Election of Directors

 

Mgmt

 

675,000

 

For

 

With

Staples, Inc.

 

SPLS

 

855030102

 

6/11/2007

 

Ratify Auditors

 

Mgmt

 

675,000

 

For

 

With

Staples, Inc.

 

SPLS

 

855030102

 

6/11/2007

 

Company Specific- Adopt Simple Majority Vote

 

ShrHoldr

 

675,000

 

For

 

Against

Textron Inc.

 

TXT

 

883203101

 

4/25/2007

 

Elect Director Kathleen M. Bader

 

Mgmt

 

313,615

 

For

 

With

Textron Inc.

 

TXT

 

883203101

 

4/25/2007

 

Elect Director R. Kerry Clark

 

Mgmt

 

313,615

 

Against

 

Against

Textron Inc.

 

TXT

 

883203101

 

4/25/2007

 

Elect Director Ivor J. Evans

 

Mgmt

 

313,615

 

Against

 

Against

Textron Inc.

 

TXT

 

883203101

 

4/25/2007

 

Elect Director Lord Powell

 

Mgmt

 

313,615

 

Against

 

Against

Textron Inc.

 

TXT

 

883203101

 

4/25/2007

 

Elect Director James L. Ziemer

 

Mgmt

 

313,615

 

For

 

With

Textron Inc.

 

TXT

 

883203101

 

4/25/2007

 

Approve Executive Incentive Bonus Plan

 

Mgmt

 

313,615

 

For

 

With

Textron Inc.

 

TXT

 

883203101

 

4/25/2007

 

Approve Omnibus Stock Plan

 

Mgmt

 

313,615

 

For

 

With

Textron Inc.

 

TXT

 

883203101

 

4/25/2007

 

Ratify Auditors

 

Mgmt

 

313,615

 

For

 

With

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Textron Inc.

 

TXT

 

883203101

 

4/25/2007

 

Social Proposal

 

ShrHoldr

 

313,615

 

Against

 

With

TNS, Inc.

 

TNS

 

872960109

 

5/15/2007

 

Elect Director John B. Benton

 

Mgmt

 

50,000

 

For

 

With

TNS, Inc.

 

TNS

 

872960109

 

5/15/2007

 

Elect Director Henry H. Graham, Jr.

 

Mgmt

 

50,000

 

For

 

With

TNS, Inc.

 

TNS

 

872960109

 

5/15/2007

 

Elect Director Stephen X. Graham

 

Mgmt

 

50,000

 

For

 

With

TNS, Inc.

 

TNS

 

872960109

 

5/15/2007

 

Elect Director John V. Sponyoe

 

Mgmt

 

50,000

 

For

 

With

TNS, Inc.

 

TNS

 

872960109

 

5/15/2007

 

Elect Director Jay E. Ricks

 

Mgmt

 

50,000

 

For

 

With

TNS, Inc.

 

TNS

 

872960109

 

5/15/2007

 

Ratify Auditors

 

Mgmt

 

50,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director Louis R. Chenevert

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director George David

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director John V. Faraci

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director Jean-Pierre Garnier

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director Jamie S. Gorelick

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director Charles R. Lee

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director Richard D. Mccormick

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director Harold Mcgraw III

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director Richard B. Myers

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director Frank P. Popoff

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director H. Patrick Swygert

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director Andre Villeneuve

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director H.A. Wagner

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Elect Director Christine Todd Whitman

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Ratify Auditors

 

Mgmt

 

300,000

 

For

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Establish Term Limits for Directors

 

ShrHoldr

 

300,000

 

Against

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Report on Foreign Military Sales

 

ShrHoldr

 

300,000

 

Against

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Report on Political Contributions

 

ShrHoldr

 

300,000

 

Against

 

With

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Advisory Vote to Ratify Named Executive
Officers’ Compensation

 

ShrHoldr

 

300,000

 

For

 

Against

United Technologies Corp.

 

UTX

 

913017109

 

4/11/2007

 

Pay For Superior Performance

 

ShrHoldr

 

300,000

 

For

 

Against

VF Corp.

 

VFC

 

918204108

 

4/24/2007

 

Elect Director Edward E. Crutchfield

 

Mgmt

 

492,700

 

For

 

With

VF Corp.

 

VFC

 

918204108

 

4/24/2007

 

Elect Director George Fellows

 

Mgmt

 

492,700

 

For

 

With

VF Corp.

 

VFC

 

918204108

 

4/24/2007

 

Elect Director Daniel R. Hesse

 

Mgmt

 

492,700

 

For

 

With

VF Corp.

 

VFC

 

918204108

 

4/24/2007

 

Elect Director Clarence Otis, Jr.

 

Mgmt

 

492,700

 

For

 

With

VF Corp.

 

VFC

 

918204108

 

4/24/2007

 

Amend Omnibus Stock Plan

 

Mgmt

 

492,700

 

For

 

With

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
 Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VF Corp.

 

VFC

 

918204108

 

4/24/2007

 

Ratify Auditors

 

Mgmt

 

492,700

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

8/31/2006

 

Issue Shares in Connection with an Acquisition

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

8/31/2006

 

Amend Omnibus Stock Plan

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Ernest S. Rady

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Jerry Gitt

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director John T. Casteen, III

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Maryellen C. Herringer

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Joseph Neubauer

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Timothy D. Proctor

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Van L. Richey

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Dona Davis Young

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Declassify the Board of Directors

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Company Specific—Provide for Majority Voting

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Ratify Auditors

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Approve Report of the Compensation Committee

 

ShrHoldr

 

530,000

 

For

 

Against

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Require Director Nominee Qualifications

 

ShrHoldr

 

530,000

 

Against

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Report on Political Contributions

 

ShrHoldr

 

530,000

 

Against

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Separate Chairman and CEO Positions

 

ShrHoldr

 

530,000

 

Against

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Ernest S. Rady

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Jerry Gitt

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director John T. Casteen, III

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Maryellen C. Herringer

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Joseph Neubauer

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Timothy D. Proctor

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Van L. Richey

 

Mgmt

 

530,000

 

For

 

With

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
 Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Elect Director Dona Davis Young

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Declassify the Board of Directors

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Company Specific—Provide for Majority Voting

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Ratify Auditors

 

Mgmt

 

530,000

 

For

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Approve Report of the Compensation Committee

 

ShrHoldr

 

530,000

 

For

 

Against

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Require Director Nominee Qualifications

 

ShrHoldr

 

530,000

 

Against

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Report on Political Contributions

 

ShrHoldr

 

530,000

 

Against

 

With

Wachovia Corp.

 

WB

 

929903102

 

4/17/2007

 

Separate Chairman and CEO Positions

 

ShrHoldr

 

530,000

 

Against

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director John S. Chen

 

Mgmt

 

450,000

 

For

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Lloyd H. Dean

 

Mgmt

 

450,000

 

For

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Susan E. Engel

 

Mgmt

 

450,000

 

For

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Enrique Hernandez, Jr.

 

Mgmt

 

450,000

 

For

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Robert L. Joss

 

Mgmt

 

450,000

 

For

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Richard M. Kovacevich

 

Mgmt

 

450,000

 

For

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Richard D. McCormick

 

Mgmt

 

450,000

 

For

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Cynthia H. Milligan

 

Mgmt

 

450,000

 

Against

 

Against

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Nicholas G. Moore

 

Mgmt

 

450,000

 

For

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Philip J. Quigley

 

Mgmt

 

450,000

 

Against

 

Against

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Donald B. Rice

 

Mgmt

 

450,000

 

Against

 

Against

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Judith M. Runstad

 

Mgmt

 

450,000

 

For

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Stephen W. Sanger

 

Mgmt

 

450,000

 

For

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Susan G. Swenson

 

Mgmt

 

450,000

 

For

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director John G. Stumpf

 

Mgmt

 

450,000

 

For

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Elect Director Michael W. Wright

 

Mgmt

 

450,000

 

Against

 

Against

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Ratify Auditors

 

Mgmt

 

450,000

 

For

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Separate Chairman and CEO Positions

 

ShrHoldr

 

450,000

 

For

 

Against

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Advisory Vote to Ratify Named Executive
Officers’ Compensation

 

ShrHoldr

 

450,000

 

For

 

Against

 


 

Company

 

Ticker

 

CUSIP

 

Meeting
Date

 

A brief identification of the matter voted on

 

Proposed by
 Issuer or
Security
Holder

 

Voted

 

Vote Cast

 

With or Against Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Establish SERP Policy

 

ShrHoldr

 

450,000

 

For

 

Against

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Report on Racial and Ethnic Disparities in Loan Pricing

 

ShrHoldr

 

450,000

 

Against

 

With

Wells Fargo & Company

 

WFC

 

949746101

 

4/24/2007

 

Report on Emission Reduction Goals

 

ShrHoldr

 

450,000

 

For

 

Against

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Elect Director Robert Essner

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Elect Director John D. Feerick

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Elect Director Frances D. Fergusson

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Elect Director Victor F. Ganzi

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Elect Director Robert Langer

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Elect Director John P. Mascotte

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Elect Director Raymond J. McGuire

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Elect Director Mary Lake Polan

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Elect Director Bernard Poussot

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Elect Director Gary L. Rogers

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Elect Director Ivan G. Seidenberg

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Elect Director Walter V. Shipley

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Elect Director John R. Torell III

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Ratify Auditors

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Reduce Supermajority Vote Requirement

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Amend Omnibus Stock Plan

 

Mgmt

 

1,100,000

 

For

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Adopt Animal Welfare Policy

 

ShrHoldr

 

1,100,000

 

Against

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Report on Policy to Limit Drug Supply to Canada

 

ShrHoldr

 

1,100,000

 

For

 

Against

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Report on Political Contributions

 

ShrHoldr

 

1,100,000

 

For

 

Against

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Claw-back of Payments under Restatements

 

ShrHoldr

 

1,100,000

 

For

 

Against

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Company-Specific - Interlocking Directorship

 

ShrHoldr

 

1,100,000

 

Against

 

With

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Disclose Information-Proposal Withdrawn. No Vote Required

 

ShrHoldr

 

1,100,000

 

Abstain

 

Against

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Separate Chairman and CEO Positions

 

ShrHoldr

 

1,100,000

 

For

 

Against

Wyeth

 

WYE

 

983024100

 

4/26/2007

 

Advisory Vote to Ratify Named Executive Officers’ Compensation

 

ShrHoldr

 

1,100,000

 

For

 

Against

 


 

SIGNATURE

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Alpine Total Dynamic Dividend

 

Fund

 

 

 

By:

  /s/ Sheldon R. Flamm

 

 

 

Sheldon R. Flamm

 

 

Principal Financial Officer

 

 

 

Date:

August 24, 2007