EX-1.01 2 exh1012014conflictminerals.htm EXH 1.01 CONFLICT MINERALS FOR PERIOD ENDED DECEMBER 31, 2014
EXHIBIT 1.01
Winnebago Industries, Inc.
Conflict Minerals Report
for the Year Ended December 31, 2014
Introduction
The "Company," "Winnebago Industries," "we," "our" and "us" are used interchangeably to refer to Winnebago Industries, Inc. and its subsidiary, Winnebago of Indiana, LLC, as appropriate in this context.
This Conflict Minerals Report of Winnebago Industries, Inc. for calendar year 2014 is presented in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”). Please refer to Rule 13p-1, Form SD and the 1934 Act Release No. 34-67716 for definitions to the terms used in this Report, unless otherwise defined herein.
Winnebago Industries, a manufacturer of recreation vehicles, has determined that its products were manufactured with tin, tantalum, tungsten, and gold which were necessary to the functionality of such products. In accordance with the rules, Winnebago Industries performed due diligence as noted below to determine the conflict minerals status of the necessary conflict minerals used in its product manufacturing.
Due Diligence
Design of Due Diligence:
Winnebago Industries has reviewed their suppliers and sourcing decisions and integrated into their management programs the Organization for Economic Cooperation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Second Edition (“OECD Framework”), an internationally recognized due diligence framework. Specific details on the due diligence framework and compliance efforts are listed below.
Due Diligence Measures Performed:

1. | Establish strong company management systems:

In accordance with the execution of this rule, Winnebago Industries has concluded in good faith that,

a) | We have clearly communicated to all suppliers our efforts to comply with Rule 13p-1.

b) | We have structured compliance efforts internally to support supply chain due diligence. Winnebago Industries has developed a team responsible for the conflict minerals program. The team reports to the CFO.

c) | We have established a system of controls and supply chain transparency through the adoption and use of due diligence tools created by the Electronic Industry Citizenship Coalition and the Global e‑Sustainability Initiative (EICC/GeSI). This included the use the Conflict Minerals Reporting Template (CMRT), a supply-chain survey.

d) | We have conducted a supply-chain survey, which requested suppliers to identify smelters and refiners, using the CMRT. As a downstream manufacturer, we rely on our vendors to provide the origins of all of our conflict minerals, including the location of the smelter, mine, or transit route of the minerals.

e) | When applicable, we compared smelters and refiners identified by the supply-chain survey against the list of facilities which have received a DRC conflict free designation from the Conflict Free Smelter Program (CFSP) or other independent third-party smelter audit programs.

2. | Identify and assess risk in the supply chain:

We identified risks at the product level and determined that all products we produce contained conflict minerals necessary to the functionality of the product. As we progress, we expect that transparency in our
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supply chain will increase which will allow for better risk assessment at more detailed levels within our supply chain.
Based on the assessed risks, Winnebago Industries performed a reasonable country of origin inquiry (RCOI) over all tier one suppliers to identify the smelters/refiners of conflict minerals.
3. Design and implement a strategy to respond to identified risks:
Our RCOI strategy was reasonably designed and implemented to determine the existence and source of conflict minerals in Winnebago Industries’ supply chain, including recycled or scrap materials. We utilized the EICC/GeSI template for our RCOI, but comparable forms of documentation were also accepted. We conducted our efforts to send surveys in good faith, utilizing two rounds of communications with our suppliers through April 2015. We evaluated survey responses to identify: (i) the use and source of Conflict Minerals; and (ii) any warning signs indicating that Conflict Minerals may have come from the Democratic Republic of the Congo or an Adjoining Country. We made additional inquiries on a case-by-case basis to clarify or obtain more information as necessary. Additionally, we compared the listing of smelters and refiners per the vendor survey to the Conflict Free Sourcing Initiative’s Conflict Free Smelter and Refiner lists.
Based on the surveys provided and notifications that our suppliers’ diligence efforts were incomplete, we do not have sufficient information to conclusively determine all smelters/refiners or countries of origin of the conflict minerals. Our efforts to determine mine or location of origin and future due diligence activities will continue to be assessed and improved. Results of supply chain due diligence were tracked and reported to senior management during periodic status meetings. Final determinations were reviewed to support due diligence conclusions.
4. Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain:
We support the industry associations which administer independent third-party smelter audit programs that we rely upon.
5. Report on supply chain due diligence:
We have developed and communicated a company policy. Management’s conflict minerals compliance results are reported annually with the SEC and are made publicly available on our website. Additionally, we have responded to customer inquiries for information when requested.
Steps to Improve Due Diligence Measures
Based on our survey assessment, Winnebago identified 80 potential suppliers providing conflict minerals from 311 smelters and refiners. There were numerous suppliers that did not provide smelters and refiners used and a substantial group of other suppliers that did not provide a response to our survey.
Winnebago plans to undertake the following steps during 2015 to improve due diligence procedures in order to further enhance transparency and reduce risk that the conflict minerals which are necessary to our products benefit armed groups in a covered country, including:

• | Continue to assess presence of conflict minerals in supply chain

• | Clearly communicate expectations with new and delinquent suppliers

• | Continue to improve risk mitigation strategy

• | Further evaluate supplier relationships

Product Description:
All products manufactured by Winnebago Industries are deemed to contain conflict minerals necessary to the product’s functionality. We produce products that include motorhomes, touring coaches, transit buses, travel trailers and fifth wheel trailers as well as supporting RV products. We do not currently have sufficient information to
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disclose all smelters and refiners or countries of origin or whether the conflict minerals are from recycled or scrap sources. However, based on the data provided by the ROCI, this information has been listed in Annex I and II, respectively. The majority of our suppliers reported conflict minerals use at the company level, not at the product level. As such, we cannot definitively state whether these conflict minerals were included in the products provided to Winnebago, or further validate that these smelters or refiners exist in our supply chain.
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ANNEX I

Metal | Smelter Name | Smelter Country
Gold | Advanced Chemical Company | UNITED STATES
Gold | Aida Chemical Industries Co. Ltd. | JAPAN
Gold | Aktyubinsk | RUSSIAN FEDERATION
Gold | Allgemeine Gold- und Silberscheideanstalt A.G. | GERMANY
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN
Gold | AngloGold Ashanti Córrego do Sítio Minerção | BRAZIL
Gold | Argor-Heraeus SA | SWITZERLAND
Gold | Asahi Pretec Corp | JAPAN
Gold | Asaka Riken Co Ltd | JAPAN
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY
Gold | Aurubis AG | GERMANY
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES
Gold | Bauer Walser AG | GERMANY
Gold | Boliden AB | SWEDEN
Gold | C. Hafner GmbH + Co. KG | GERMANY
Gold | Caridad | MEXICO
Gold | CCR Refinery – Glencore Canada Corporation | CANADA
Gold | Cendres & Métaux SA | SWITZERLAND
Gold | Central Bank of the DPR of Korea | KOREA, REPUBLIC OF
Gold | Chimet S.p.A. | ITALY
Gold | China National Gold Group Corporation | CHINA
Gold | Chugai Mining | JAPAN
Gold | CHUGAI MINING CO.,LTD | JAPAN
Gold | Codelco | CHILE
Gold | Colt Refining | UNITED STATES
Gold | Daejin Indus Co. Ltd | KOREA, REPUBLIC OF
Gold | DaeryongENC | KOREA, REPUBLIC OF
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA
Gold | Do Sung Corporation | KOREA, REPUBLIC OF
Gold | Doduco | GERMANY
Gold | Dowa | JAPAN
Gold | Dowa Metals & Mining Co., Ltd | JAPAN
Gold | Dowa Mining Co., Ltd. | JAPAN
Gold | Eco-System Recycling Co., Ltd. | JAPAN
Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION
Gold | Gansu Seemine Material Hi-Tech Co Ltd | CHINA
Gold | Guangdong Jinding Gold Limited | CHINA
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA
Gold | Heimerle + Meule GmbH | GERMANY
Gold | Heraeus Ltd Hong Kong | HONG KONG
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY
Gold | Hunan Chenzhou Mining Industry Group | CHINA
Gold | Hwasung CJ Co. Ltd | KOREA, REPUBLIC OF
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN
Gold | Istanbul Gold Refinery | TURKEY
Gold | Japan Mint | JAPAN

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Metal | Smelter Name | Smelter Country
Gold | Jiangxi Copper Company Limited | CHINA
Gold | Johnson Matthey Gold and Silver Refining Inc. | UNITED STATES
Gold | Johnson Matthey HongKong Ltd. | CHINA
Gold | Johnson Matthey Limited | CANADA
Gold | Johnson Matthey USA | UNITED STATES
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION
Gold | JSC Uralectromed | RUSSIAN FEDERATION
Gold | JX Nippon Mining & Metals Co., Ltd | JAPAN
Gold | Kazzinc Ltd | KAZAKHSTAN
Gold | Kennecott Utah Copper Corporation | UNITED STATES
Gold | Kojima Chemicals Co. Ltd | JAPAN
Gold | Korea Metal Co. Ltd | KOREA, REPUBLIC OF
Gold | Korea Zinc Co. Ltd | KOREA, REPUBLIC OF
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN
Gold | L' azurde Company For Jewelry | SAUDI ARABIA
Gold | Lingbao Gold Company Limited | CHINA
Gold | Lingbao Jinyuan Tonghui Refinery Co. Ltd. | CHINA
Gold | LS-Nikko Copper Inc | KOREA, REPUBLIC OF
Gold | Metalor Technologies (Hong Kong) Ltd | HONG KONG
Gold | Metalor USA Refining Corporation | UNITED STATES
Gold | Mistubishi Materials Corporation | JAPAN
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN
Gold | Nihon Material Co. LTD | JAPAN
Gold | Ohio Precious Metals LLC. | UNITED STATES
Gold | Ohura Precious Metal Industry Co., Ltd | JAPAN
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | RUSSIAN FEDERATION
Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION
Gold | PAMP SA | SWITZERLAND
Gold | Pan Pacific Copper Co. LTD | JAPAN
Gold | Penglai Penggang Gold Industry Co Ltd | CHINA
Gold | Perth Mint | AUSTRALIA
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION
Gold | Produits Artistiques de Métaux Précieux S.A. | SWITZERLAND
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA
Gold | PX Précinox SA | SWITZERLAND
Gold | Rand Refinery (Pty) Ltd | SOUTH AFRICA
Gold | Republic Metals Corporation | UNITED STATES
Gold | Royal Canadian Mint | CANADA
Gold | Sabin Metal Corp. | UNITED STATES
Gold | Samduck Precious Metals | KOREA, REPUBLIC OF
Gold | SAMWON METALS Corp. | KOREA, REPUBLIC OF
Gold | Saxonia Edelmetallrecycling | GERMANY
Gold | Schone Edelmetaal | NETHERLANDS
Gold | SEMPSA Joyeria Plateria SA | SPAIN
Gold | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | CHINA

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Metal | Smelter Name | Smelter Country
Gold | Sichuan Tianze Precious Metals Co., Ltd | CHINA
Gold | So Accurate Refining Group | UNITED STATES
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION
Gold | Solar Applied Materials Technology Corp. | TAIWAN
Gold | Sumitomo Metal Mining Co. Ltd. | JAPAN
Gold | Suzhou Xingrui Noble | CHINA
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN
Gold | The Great Wall Gold and Silver Refinery of China | CHINA
Gold | The Refinery of Shandong Gold Mining Co. Ltd | CHINA
Gold | Tokuriki Honten Co. Ltd | JAPAN
Gold | Tokuriki Tokyo Melters Assayers | JAPAN
Gold | Tongling nonferrous Metals Group Co.,Ltd | CHINA
Gold | Torecom | KOREA, REPUBLIC OF
Gold | Toyo Smelter & Refinery | JAPAN
Gold | Umicore Brasil Ltda | BRAZIL
Gold | Umicore Precious Metals Thailand | THAILAND
Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM
Gold | United Precious Metal Refining, Inc. | UNITED STATES
Gold | unknown | PERU
Gold | Valcambi SA | SWITZERLAND
Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA
Gold | Xstrata Canada Corporation | CANADA
Gold | YAMAMOTO PRECIOUS METAL CO., LTD. | JAPAN
Gold | Yokohama Metal Co Ltd | JAPAN
Gold | Yunnan Copper Industry Co Ltd | CHINA
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA
Gold | Zijin Mining Group Co. Ltd | CHINA
Tantalum | Cabot (Global Advanced Metals) | UNITED STATES
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA
Tantalum | D Block Metals, LLC | UNITED STATES
Tantalum | Duoluoshan | CHINA
Tantalum | Exotech Inc. | UNITED STATES
Tantalum | F&X Electro-Materials Ltd. | CHINA
Tantalum | Gannon & Scott | UNITED STATES
Tantalum | Global Advanced Metals | UNITED STATES
Tantalum | Global Advanced Metals Aizu | JAPAN
Tantalum | Global Advanced Metals Boyertown | UNITED STATES
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA
Tantalum | H.C. Starck Co., Ltd. | THAILAND
Tantalum | H.C. Starck GmbH Goslar | GERMANY
Tantalum | H.C. Starck GmbH Laufenburg | GERMANY
Tantalum | H.C. Starck Group | GERMANY
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY
Tantalum | H.C. Starck Inc. | UNITED STATES
Tantalum | H.C. Starck Ltd. | JAPAN
Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA
Tantalum | Hi-Temp | UNITED STATES

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Metal | Smelter Name | Smelter Country
Tantalum | Jiangmen Fuxiang Electro-materials Ltd. (F&X) | CHINA
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., LTD | CHINA
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA
Tantalum | KEMET Blue Metals | MEXICO
Tantalum | KEMET Blue Powder | UNITED STATES
Tantalum | King-Tan Industry Co. Ltd. | CHINA
Tantalum | King-Tan Tantalum Industry Ltd | CHINA
Tantalum | LSM Brasil S.A. | BRAZIL
Tantalum | Metallurgical Products India (Pvt.) Ltd. | INDIA
Tantalum | Mitsui Mining & Smelting | JAPAN
Tantalum | Molycorp Silmet A.S. | ESTONIA
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA
Tantalum | Plansee | AUSTRIA
Tantalum | Plansee SE Liezen | AUSTRIA
Tantalum | Plansee SE Reutte | AUSTRIA
Tantalum | QuantumClean | UNITED STATES
Tantalum | RFH Tantalum Smeltry Co., Ltd | CHINA
Tantalum | Shanghai Jiangxi Metals Co. Ltd | CHINA
Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION
Tantalum | Taki Chemicals | JAPAN
Tantalum | Tantalite Resources | SOUTH AFRICA
Tantalum | Telex | UNITED STATES
Tantalum | Ulba | KAZAKHSTAN
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd | CHINA
Tantalum | Zhuzhou Cement Carbide | CHINA
Tin | Alpha | UNITED STATES
Tin | ATI Metalworking Products | UNITED STATES
Tin | Bangka | INDONESIA
Tin | China Rare Metal Materials Company | CHINA
Tin | China Tin Group Co., Ltd. | CHINA
Tin | CNMC (Guangxi) PGMA Co. Ltd. | CHINA
Tin | Cookson | UNITED STATES
Tin | Cooper Santa | BRAZIL
Tin | CV DS Jaya Abadi | INDONESIA
Tin | CV Duta Putra Bangka | INDONESIA
Tin | CV Gita Pesona | INDONESIA
Tin | CV JusTindo | INDONESIA
Tin | CV Makmur Jaya | INDONESIA
Tin | CV Nurjanah | INDONESIA
Tin | CV Prima Timah Utama | INDONESIA
Tin | CV Serumpun Sebalai | INDONESIA
Tin | CV United Smelting | INDONESIA
Tin | EM Vinto | BOLIVIA
Tin | EMPERESA METALURGICA VINTO | BOLIVIA
Tin | Empresa Metalúrgica Vinto | BOLIVIA
Tin | Estanho de Rondônia S.A. | BRAZIL
Tin | Fenix Metals | POLAND
Tin | Geiju Non-Ferrous Metal Processing Co. Ltd. | CHINA

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Metal | Smelter Name | Smelter Country
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA
Tin | Gejiu Non-Ferrous Metal Processing Co. Ltd. | CHINA
Tin | Gejiu Zi-Li | CHINA
Tin | Gold Bell Group | CHINA
Tin | Huichang Jinshunda Tin Co. Ltd | CHINA
Tin | Jiangxi Nanshan | CHINA
Tin | Kai Unita Trade Limited Liability Company | CHINA
Tin | Keeling & Walker | UNITED KINGDOM
Tin | KUNDUR SMELTER | INDONESIA
Tin | Linwu Xianggui Smelter Co | CHINA
Tin | Liuzhou China Tin | CHINA
Tin | Melt Metais e Ligas S/A | BRAZIL
Tin | Minmetals Ganzhou Tin Co. Ltd. | CHINA
Tin | Minsur SA | PERU
Tin | Misue Tin Smelter and Refinery | PERU
Tin | Mitsubishi Materials Corporation | JAPAN
Tin | MSC | MALAYSIA
Tin | MUNTOK SMELTER | INDONESIA
Tin | Nanshan Tin Co. Ltd. | CHINA
Tin | Nathan Trotter & Co | UNITED STATES
Tin | Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES
Tin | OMSA | BOLIVIA
Tin | Operaciones Metalurgica S.A. | BOLIVIA
Tin | PT Alam Lestari Kencana | INDONESIA
Tin | PT Artha Cipta Langgeng | INDONESIA
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA
Tin | PT Babel Inti Perkasa | INDONESIA
Tin | PT Babel Surya Alam Lestari | INDONESIA
Tin | PT Bangka Kudai Tin | INDONESIA
Tin | PT Bangka Putra Karya | INDONESIA
Tin | PT Bangka Timah Utama Sejahtera | INDONESIA
Tin | PT Bangka Tin Industry | INDONESIA
Tin | PT Belitung Industri Sejahtera | INDONESIA
Tin | PT BilliTin Makmur Lestari | INDONESIA
Tin | PT Bukit Timah | INDONESIA
Tin | PT DS Jaya Abadi | INDONESIA
Tin | PT Eunindo Usaha Mandiri | INDONESIA
Tin | PT Fang Di MulTindo | INDONESIA
Tin | PT HP Metals Indonesia | INDONESIA
Tin | PT Inti Stania Prima | INDONESIA
Tin | PT Karimun Mining | INDONESIA
Tin | PT Koba Tin | INDONESIA
Tin | PT Mitra Stania Prima | INDONESIA
Tin | PT Panca Mega | INDONESIA
Tin | PT Panca Mega Persada | INDONESIA
Tin | PT Pelat Timah Nusantara Tbk | INDONESIA
Tin | PT Prima Timah Utama | INDONESIA

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Metal | Smelter Name | Smelter Country
Tin | PT REFINED BANGKA TIN | INDONESIA
Tin | PT Sariwiguna Binasentosa | INDONESIA
Tin | PT Seirama Tin investment | INDONESIA
Tin | PT Stanindo Inti Perkasa | INDONESIA
Tin | PT Sumber Jaya Indah | INDONESIA
Tin | PT Supra Sukses Trinusa | INDONESIA
Tin | PT Tambang Timah | INDONESIA
Tin | PT Timah | INDONESIA
Tin | PT Timah (Persero), Tbk | INDONESIA
Tin | PT Timah Nusantara | INDONESIA
Tin | PT Timah TBK | INDONESIA
Tin | PT Tinindo Inter Nusa | INDONESIA
Tin | PT Tommy Utama | INDONESIA
Tin | PT Yinchendo Mining Industry | INDONESIA
Tin | Rohm & Haas R&H Europe Trading AP | GERMANY
Tin | Rui Da Hung | TAIWAN
Tin | Soft Metais, Ltda. | BRAZIL
Tin | Thailand Smelting and Refining Company Ltd | THAILAND
Tin | Thaisarco | THAILAND
Tin | White Solder Metalurgia | BRAZIL
Tin | Wieland AG | GERMANY
Tin | Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | CHINA
Tin | Yunnan Geiju Zili Metallurgy Co. Ltd. | CHINA
Tin | Yunnan Tin Company Limited | CHINA
Tin | ZHUZHOU SMELTER GROUP COMPANY LIMITED | CHINA
Tin | Zijin Mining Group Co. Ltd | BOLIVIA
Tin | Zijin Mining Group Co. Ltd | PERU
Tin | Zijin Mining Group Co. Ltd | INDONESIA
Tungsten | ALMT | CHINA
Tungsten | Chaozhou Xianglu Tungsten Industry Co Ltd | CHINA
Tungsten | Chenzhou Diamond Tungsten Products | CHINA
Tungsten | China Minmetals Nonferrous Metals Co Ltd | CHINA
Tungsten | China National Non-Ferrous & Jiangxi corporation limited | CHINA
Tungsten | Chongyi Zhangyuan Tungsten Co Ltd | CHINA
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA
Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA
Tungsten | Ganzhou Grand Sea W & Mo Group Co Ltd | CHINA
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA
Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA
Tungsten | Ganzhou Sinda W&Mo Co., Ltd. | CHINA
Tungsten | Global Tungsten & Powders Corp | UNITED STATES
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA
Tungsten | H.C. Starck GmbH | GERMANY
Tungsten | HC Starck GmbH | GERMANY
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA

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Metal | Smelter Name | Smelter Country
Tungsten | Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. | CHINA
Tungsten | Japan New Metals Co Ltd | JAPAN
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA
Tungsten | Jiangxi Rare Earth & Rare Metals Tungsten Group Corp | CHINA
Tungsten | Jiangxi Richsea New Material Co., Ltd. | CHINA
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA
Tungsten | Jiangxi Tungsten Industry Group Co Ltd | CHINA
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA
Tungsten | Kennametal Fallon | UNITED STATES
Tungsten | Kennametal Huntsville | UNITED STATES
Tungsten | Kennametal Inc. | UNITED STATES
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIETNAM
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIETNAM
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd | VIETNAM
Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA
Tungsten | Wolfram Company CJSC | RUSSIAN FEDERATION
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA

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ANNEX II

| AUSTRALIA | MOZAMBIQUE |
| BELGIUM | NIGERIA |
| BOLIVIA | PERU |
| BRAZIL | RUSSIA |
| CANADA | RWANDA |
| COLUMBIA | SPAIN |
| GERMANY | THAILAND |
| INDONESIA | USA |
| MEXICO | VIETNAM |

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