N-PX 1 tm2119780d1_npx.htm N-PX

 

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION

Washington, D.C. 20549

OMB APPROVAL
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FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number  811- 04889

 

Tekla Healthcare Investors

(Exact name of registrant as specified in charter)

 

100 Federal Street, 19th Floor, Boston, MA 02110
(Address of principal executive offices) (Zip code)

 

Laura Woodward

Tekla Healthcare Investors

100 Federal Street, 19th Floor, Boston MA 02110

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:  617-772-8500

 

Date of fiscal year end:  September 30

 

Date of reporting period:  7/1/20-6/30/21

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 

 

 

 

Item 1. Proxy Voting Record.

 

 

 

 

 

Vote Summary

 

ABBOTT LABORATORIES

 

Security 002824100 Meeting Type Annual  
Ticker Symbol ABT Meeting Date 23-Apr-2021
Record Date 24-Feb-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 R.J. Alpern       For   For  
    2 R.S. Austin       For   For  
    3 S.E. Blount       For   For  
    4 R.B. Ford       For   For  
    5 M.A. Kumbier       For   For  
    6 D.W. McDew       For   For  
    7 N. McKinstry       For   For  
    8 W.A. Osborn       For   For  
    9 M.F. Roman       For   For  
    10 D.J. Starks       For   For  
    11 J.G. Stratton       For   For  
    12 G.F. Tilton       For   For  
    13 M.D. White       For   For  
2.      Ratification of Ernst & Young LLP as Auditors.   Management   For   For  
3.      Say on Pay - An Advisory Vote to Approve Executive Compensation.   Management   For   For  
4A.     Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Amendments to the Articles of Incorporation.   Management   For   For  
4B.     Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Approval of Certain Extraordinary Transactions.   Management   For   For  
5.      Shareholder Proposal - Lobbying Disclosure.   Shareholder   Against   For  
6.      Shareholder Proposal - Report on Racial Justice.   Shareholder   Against   For  
7.      Shareholder Proposal - Independent Board Chairman.   Shareholder   Against   For  

 

 

 

 

ABBVIE INC.  

 

Security 00287Y109 Meeting Type Annual  
Ticker Symbol ABBV            Meeting Date 07-May-2021
Record Date 08-Mar-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Roxanne S. Austin       For   For  
    2 Richard A. Gonzalez       For   For  
    3 Rebecca B. Roberts       For   For  
    4 Glenn F. Tilton       For   For  
2.      Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2021.   Management   For   For  
3.      Say on Pay-An advisory vote on the approval of executive compensation.   Management   For   For  
4.      Approval of the Amended and Restated 2013 Incentive Stock Program.   Management   For   For  
5.      Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees.   Management   For   For  
6.      Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting.   Management   For   For  
7.      Stockholder Proposal - to Issue an Annual Report on Lobbying.   Shareholder   Against   For  
8.      Stockholder Proposal - to Adopt a Policy to Require Independent Chairman.   Shareholder   For   Against  

 

ABIOMED, INC.  

 

Security 003654100 Meeting Type Annual  
Ticker Symbol ABMD Meeting Date 12-Aug-2020
Record Date 15-Jun-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Dorothy E. Puhy       For   For  
    2 Paul G. Thomas       For   For  
    3 C.D. Van Gorder       For   For  
2.      Approval, by non-binding advisory vote, of the compensation of our named executive officers.   Management   For   For  
3.      Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2021.   Management   For   For  

 

 

 

 

 

AC IMMUNE SA  

 

Security H00263105 Meeting Type Annual  
Ticker Symbol ACIU            Meeting Date 20-Nov-2020
Record Date 19-Oct-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      Election of Carl June as member of the Board of Directors   Management   For   For  
2.      If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows:   Management   For   For  

 

ACADIA PHARMACEUTICALS INC.  

 

Security 004225108 Meeting Type Annual  
Ticker Symbol ACAD Meeting Date 22-Jun-2021
Record Date 26-Apr-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Stephen Biggar, MD Ph.D       For   For  
    2 Julian C. Baker       For   For  
    3 Daniel B. Soland       For   For  
2.      To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement for the annual meeting.   Management   For   For  
3.      To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.   Management   For   For  

 

ADAPTIVE BIOTECHNOLOGIES CORPORATION  

 

Security 00650F109 Meeting Type Annual  
Ticker Symbol ADPT            Meeting Date 11-Jun-2021
Record Date 14-Apr-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Michelle Griffin       For   For  
    2 Peter Neupert       For   For  
    3 Leslie Trigg       For   For  
2.      To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement.   Management   For   For  
3.      To approve, on a non-binding advisory basis, the frequency of future advisory votes on named executive officers' compensation.   Management   1 Year   For  
4.      To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021.   Management   For   For  

 

 

 

 

ADDUS HOMECARE CORPORATION  

 

Security 006739106 Meeting Type Annual  
Ticker Symbol ADUS            Meeting Date 27-Oct-2020
Record Date 10-Sep-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Michael Earley       For   For  
    2 Steven I. Geringer       For   For  
2.      To ratify the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as our independent auditor for the fiscal year ending December 31, 2020.   Management   For   For  
3.      To approve, on an advisory, non-binding basis, the compensation of the named executive officers.   Management   For   For  

 

ADDUS HOMECARE CORPORATION

 

Security 006739106 Meeting Type Annual  
Ticker Symbol ADUS            Meeting Date 16-Jun-2021
Record Date 23-Apr-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 R. Dirk Allison       For   For  
    2 Mark L. First       For   For  
    3 Darin J. Gordon       For   For  
2.      To ratify the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as our independent auditor for the fiscal year ending December 31, 2021.   Management   For   For  
3.      To approve, on an advisory, non-binding basis, the compensation of the named executive officers.   Management   For   For  

 

 

 

 

AFFIMED N.V  

 

Security N01045108 Meeting Type Annual  
Ticker Symbol AFMD            Meeting Date 15-Jun-2021
Record Date 18-May-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
3.      Adoption of the Statutory Annual Accounts for the financial year 2020.   Management   For   For  
4.      Discharge of the managing directors for their management during the financial year 2020.   Management   For   For  
5.      Discharge of the supervisory directors for their supervision during the financial year 2020.   Management   For   For  
6.      Appointment of Ms. Denise Mueller to the Management Board.   Management   For   For  
7A.     Reappointment of Dr. Ulrich Grau as a supervisory director.   Management   For   For  
7B.     Reappointment of Dr. Mathieu Simon as a supervisory director.   Management   For   For  
7C.     Appointment of Mrs. Uta Kemmerich-Keil as a supervisory director.   Management   For   For  
8.      Appointment of the auditor for the financial year 2021.   Management   For   For  
9.      Authorization to acquire shares.   Management   For   For  

 

ALKERMES PLC

 

Security G01767105 Meeting Type Annual  
Ticker Symbol ALKS            Meeting Date 14-Jun-2021
Record Date 19-Mar-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1     Election of Class I Director: David A. Daglio, Jr.   Management   For   For  
1.2     Election of Class I Director: Nancy L. Snyderman, M.D.   Management   For   For  
1.3     Election of Class I Director: Frank Anders Wilson   Management   For   For  
1.4     Election of Class I Director: Nancy J. Wysenski   Management   For   For  
2.      To approve, in a non-binding, advisory vote, the compensation of the Company's named executive officers.   Management   For   For  
3.      To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the independent auditor and accounting firm of the Company and to authorize, in a binding vote, the Audit and Risk Committee of the Board to set the independent auditor and accounting firm's remuneration.   Management   For   For  
4.      To approve the Alkermes plc 2018 Stock Option and Incentive Plan, as amended.   Management   For   For  
5.      To approve certain amendments to the Company's Articles of Association that would serve to declassify the Board.   Management   For   For  

 

 

 

 

 

ALLAKOS INC.

 

Security 01671P100 Meeting Type Annual  
Ticker Symbol ALLK            Meeting Date 25-May-2021
Record Date 08-Apr-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Daniel Janney       For   For  
    2 Robert E. Andreatta       For   For  
2.      Ratification and approval of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.   Management   For   For  
3.      Approval, on an advisory non-binding basis, of the compensation of the Company's named executive officers.   Management   For   For  

 

ALNYLAM PHARMACEUTICALS, INC.

 

Security 02043Q107 Meeting Type Annual  
Ticker Symbol ALNY            Meeting Date 18-May-2021
Record Date 29-Mar-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Class II Director to serve for a term ending in 2024: Dennis A. Ausiello, M.D.   Management   For   For  
1B.     Election of Class II Director to serve for a term ending in 2024: Olivier Brandicourt, M.D.   Management   For   For  
1C.     Election of Class II Director to serve for a term ending in 2024: Marsha H. Fanucci   Management   For   For  
1D.     Election of Class II Director to serve for a term ending in 2024: David E.I. Pyott   Management   For   For  
2.      To approve, in a non-binding advisory vote, the compensation of Alnylam's named executive officers.   Management   For   For  
3.      To ratify the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as Alnylam's independent auditors for the fiscal year ending December 31, 2021.   Management   For   For  

 

 

 

 

AMARIN CORPORATION PLC

 

Security 023111206 Meeting Type Annual  
Ticker Symbol AMRN            Meeting Date 13-Jul-2020
Record Date 22-May-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      To re-elect Dr. Lars G. Ekman as a director.   Management   For   For  
2.      To re-elect Mr. Joseph S. Zakrzewski as a director.   Management   For   For  
3.      To hold an advisory (non-binding) vote to approve the compensation of the Company's "named executive officers" as described in full in the "Executive Compensation Discussion and Analysis" section, the tabular disclosure regarding such compensation, and the accompanying narrative disclosure in the accompanying Proxy Statement.   Management   For   For  
4.      To appoint Ernst & Young LLP as auditors of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company and to authorize the Audit Committee of the Board of Directors of the Company to fix the auditors' remuneration as described in full in the accompanying Proxy Statement.   Management   For   For  
5.      To approve the Amarin Corporation plc 2020 Stock Incentive Plan as described in full in the accompanying Proxy Statement in advance of the expiration of the 2011 Plan.   Management   For   For  

 

AMEDISYS, INC.

 

Security 023436108 Meeting Type Annual  
Ticker Symbol AMED            Meeting Date 08-Jun-2021
Record Date 13-Apr-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Vickie L. Capps       For   For  
    2 Molly J. Coye, MD       For   For  
    3 Julie D. Klapstein       For   For  
    4 Teresa L. Kline       For   For  
    5 Paul B. Kusserow       For   For  
    6 Richard A. Lechleiter       For   For  
    7 Bruce D. Perkins       For   For  
    8 Jeffery A. Rideout, MD       For   For  
    9 Ivanetta D. Samuels       For   For  
2.      To ratify the appointment of KPMG LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2021.   Management   For   For  
3.      To approve, on an advisory (non-binding) basis, the compensation paid to the Company's Named Executive Officers, as set forth in the Company's 2021 Proxy Statement ("Say on Pay" Vote).   Management   For   For  

 

 

 

 

AMGEN INC.

 

Security 031162100 Meeting Type Annual  
Ticker Symbol AMGN            Meeting Date 18-May-2021
Record Date 19-Mar-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Wanda M. Austin   Management   For   For  
1B.     Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Bradway   Management   For   For  
1C.     Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Brian J. Druker   Management   For   For  
1D.     Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Eckert   Management   For   For  
1E.     Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Greg C. Garland   Management   For   For  
1F.     Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Charles M. Holley, Jr.   Management   For   For  
1G.     Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Tyler Jacks   Management   For   For  
1H.     Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Ellen J. Kullman   Management   For   For  
1I.     Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Amy E. Miles   Management   For   For  
1J.     Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Ronald D. Sugar   Management   For   For  
1K.     Election of Director for a term of office expiring at the 2022 annual meeting: Dr. R. Sanders Williams   Management   For   For  
2.      Advisory vote to approve our executive compensation.   Management   For   For  
3.      To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2021.   Management   For   For  

 

 

 

 

AMICUS THERAPEUTICS, INC.

 

Security 03152W109 Meeting Type Annual  
Ticker Symbol FOLD            Meeting Date 10-Jun-2021
Record Date 15-Apr-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Craig A. Wheeler       For   For  
    2 Burke W. Whitman       For   For  
2.      Approval of the Amended and Restated 2007 Equity Incentive Plan to add 7,000,000 shares to the equity pool.   Management   For   For  
3.      Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.   Management   For   For  
4.      Approval, on an advisory basis, the Company's executive compensation.   Management   For   For  

 

ANTHEM, INC.  

 

Security 036752103 Meeting Type Annual  
Ticker Symbol ANTM            Meeting Date 26-May-2021
Record Date 22-Mar-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1     Election of Director: Lewis Hay, III   Management   For   For  
1.2     Election of Director: Antonio F. Neri   Management   For   For  
1.3     Election of Director: Ramiro G. Peru   Management   For   For  
2.      Advisory vote to approve the compensation of our named executive officers.   Management   For   For  
3.      To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021.   Management   For   For  

 

 

 

 

APELLIS PHARMACEUTICALS INC.

 

Security 03753U106 Meeting Type Annual  
Ticker Symbol APLS            Meeting Date 01-Jun-2021
Record Date 05-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Paul Fonteyne     For  For  
   2 Stephanie M. O'Brien     For  For  
2.  To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  
3.  To approve an advisory vote on executive compensation.  Management  For  For  

 

ARCUTIS BIOTHERAPEUTICS, INC.

 

Security 03969K108 Meeting Type Annual  
Ticker Symbol ARQT            Meeting Date 09-Jun-2021
Record Date 13-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Class I Director to hold office until the 2024 Annual Meeting: Terrie Curran  Management  For  For  
1B.  Election of Class I Director to hold office until the 2024 Annual Meeting: Halley Gilbert  Management  For  For  
1C.  Election of Class I Director to hold office until the 2024 Annual Meeting: Ricky Sun, Ph.D.  Management  For  For  
2.  To ratify the selection, by the Audit Committee of the Company's Board of Directors, of Ernst & Young LLP, as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021.  Management  For  For  

 

 

 

 

ARENA PHARMACEUTICALS, INC.

 

Security 040047607 Meeting Type Annual  
Ticker Symbol ARNA            Meeting Date 11-Jun-2021
Record Date 15-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Jayson Dallas, M.D.     For  For  
   2 Oliver Fetzer, Ph.D.     For  For  
   3 Kieran T. Gallahue     For  For  
   4 Jennifer Jarrett     For  For  
   5 Katharine Knobil, M.D.     For  For  
   6 Amit D. Munshi     For  For  
   7 Garry A. Neil, M.D.     For  For  
   8 Tina S. Nova, Ph.D.     For  For  
   9 Nawal Ouzren     For  For  
2.  To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement accompanying this notice.  Management  For  For  
3.  To approve the Arena Pharmaceuticals, Inc. 2021 Long-Term Incentive Plan.  Management  For  For  
4.  To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as our independent auditors for the fiscal year ending December 31, 2021.  Management  For  For  

 

ARGENX SE

 

Security 04016X101 Meeting Type Annual  
Ticker Symbol ARGX            Meeting Date 11-May-2021
Record Date 13-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
3.  Adoption of the new remuneration policy.  Management  For   
4.  Advisory vote to approve the 2020 remuneration report.  Management  For     
5B.  Adoption of the 2020 annual accounts.  Management  For     
5D.  Allocation of losses of the Company in the financial year 2020 to the retained earnings of the Company.  Management  For     
5E.  Proposal to release the members of the board of directors from liability for their respective duties carried out in the financial year 2020.  Management  For     
6.  Appointment of Yvonne Greenstreet as non-executive director to the board of directors of the Company.  Management  For     
7.  Re-appointment of Anthony Rosenberg as non-executive director to the board of directors of the Company.  Management  For     
8.   Authorization of the board of directors to issue shares and grant rights to subscribe for shares in the share capital of the Company up to a maximum of 10% of the outstanding capital at the date of the general meeting, for a period of 18 months from the annual general meeting and to limit or exclude statutory pre-emptive rights, if any.  Management  For     
9.  Appointment of Deloitte Accountants B.V. as statutory auditor for the 2021 financial year.  Management  For     

 

ARROWHEAD PHARMACEUTICALS, INC.

 

Security 04280A100 Meeting Type Annual  
Ticker Symbol ARWR            Meeting Date 18-Mar-2021
Record Date 25-Jan-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Christopher Anzalone     For  For  
   2 Marianne De Backer     For  For  
   3 Mauro Ferrari     For  For  
   4 Douglass Given     For  For  
   5 Oye Olukotun     For  For  
   6 Michael S. Perry     For  For  
   7 William Waddill     For  For  
2.  To approve, in an advisory (non-binding) vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the compensation tables and narrative discussion.  Management  For  For  
3.  To approve the Arrowhead Pharmaceuticals, Inc. 2021 Incentive Plan.  Management  For  For  
4.  To ratify the selection of Rose, Snyder & Jacobs LLP as independent auditors of the Company for the fiscal year ending September 30, 2021.  Management  For  For  

 

 

 

 

ARVINAS, INC.

 

Security 04335A105 Meeting Type Annual  
Ticker Symbol ARVN            Meeting Date 08-Jun-2021
Record Date 12-Apr-2021    

  

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Wendy Dixon, Ph.D.     For  For  
   2 Edward Kennedy, Jr.     For  For  
   3 Bradley Margus     For  For  
   4 Briggs Morrison, M.D.     For  For  
2.  To approve, on an advisory basis, the Company's named executive compensation.  Management  For  For  
3.  To approve, on an advisory basis, the frequency of the advisory vote on executive compensation.  Management  1 Year  For  
4.  Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

ASCENDIS PHARMA A S

 

Security 04351P101 Meeting Type Annual  
Ticker Symbol ASND            Meeting Date 28-May-2021
Record Date 20-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  Election of Chairman of the Meeting.  Management  For  For  
2.  Report on the Company's Activities during the Past Year.  Management  For  For  
3.  Presentation of Audited Annual Report with Auditor's Statement for Approval and Discharge of the Board of Directors and Management.  Management  For  For  
4.  Resolution on Application of Profits or Covering of Losses as per the Adopted Annual Report.  Management  For  For  
5A.  Election of Board Member for Class I, with a term expiring at the annual general meeting held in 2023: James I. Healy  Management  For  For  
5B.  Election of Board Member for Class I, with a term expiring at the annual general meeting held in 2023: Jan MØller Mikkelsen  Management  For  For  
5C.  Election of Board Member for Class I, with a term expiring at the annual general meeting held in 2023: Lisa Morrison  Management  For  For  
6.  Election of State-authorized Public Auditor.  Management  For  For  
7A.  The Board of Directors is authorized to increase the Company's share capital by up to nominal DKK 9,000,000 without pre-emptive subscription right for the Company's shareholder. The capital increase must be carried out at market price.  Management  For  For  
7B.  The Board of Directors is authorized to issue up to nominal 2,000,000 new warrants to management, employees and consultants. The exercise price of such warrants shall be determined by the Board of Directors and shall equal at least to the market price of the shares at the time of issuance.  Management  For  For  
7C.  The Board of Directors is authorized, to purchase up to nominal DKK 2,000,000 shares or American Depositary Shares representing a corresponding amount of shares in the Company as treasury shares. The minimum price per share shall be DKK 1 and the maximum price per share shall not exceed the market price.  Management  For  For  

 

 

 

 

ATRECA INC

 

Security 04965G109 Meeting Type Annual  
Ticker Symbol BCEL            Meeting Date 09-Jun-2021
Record Date 15-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Brian Atwood     For  For  
   2 W. H. Robinson, M.D PhD     For  For  
   3 Tito A. Serafini, Ph.D.     For  For  
2.  Ratification of the selection of OUM & Co. LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021.  Management  For  For  

 

AURINIA PHARMACEUTICALS INC.

 

Security 05156V102 Meeting Type Annual and Special Meeting
Ticker Symbol AUPH            Meeting Date 07-Jun-2021
Record Date 19-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1  To fix the number of directors to be elected at eight (8).  Management  For  For  
2  DIRECTOR  Management        
   1 George Milne     For  For  
   2 Peter Greenleaf     For  For  
   3 David R.W. Jayne     For  For  
   4 Joseph P. Hagan     For  For  
   5 Daniel Billen     For  For  
   6 R. Hector MacKay-Dunn     For  For  
   7 Jill Leversage     For  For  
   8 Timothy P. Walbert     For  For  
3  Appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm until the close of the 2022 annual general meeting of shareholders or until a successor is appointed. To withhold your vote, mark the against box.  Management  For  For  
4  To approve, on a non-binding advisory basis, a "say on pay" resolution regarding the Company's executive compensation set forth in the Company's Proxy Statement/Circular.  Management  For  For  
5  To approve, on a non-binding advisory basis, the frequency of future advisory votes on "say on pay" as occurring every 1, 2 or 3 years.  Management  1 Year  For  
6  To approve the Company's Amended and Restated Equity Incentive Plan as adopted by the Board as set forth in the Company's Proxy Statement/Circular.  Management  For  For  
7  To approve the 2021 Employee Share Purchase Plan as set forth in the Company's Proxy Statement/Circular.  Management  For  For  
8  To confirm the Company's Amended and Restated By-law No. 2 to increase the quorum for shareholder meetings to 33 1/3% as adopted by the Board as set forth in the Company's Proxy Statement/Circular.  Management  For  For  

 

 

 

 

BECTON, DICKINSON AND COMPANY

 

Security 075887109 Meeting Type Annual  
Ticker Symbol BDX             Meeting Date 26-Jan-2021
Record Date 07-Dec-2020    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Catherine M. Burzik  Management  For  For  
1B.  Election of Director: R. Andrew Eckert  Management  For  For  
1C.  Election of Director: Vincent A. Forlenza  Management  For  For  
1D.  Election of Director: Claire M. Fraser  Management  For  For  
1E.  Election of Director: Jeffrey W. Henderson  Management  For  For  
1F.  Election of Director: Christopher Jones  Management  For  For  
1G.  Election of Director: Marshall O. Larsen  Management  For  For  
1H.  Election of Director: David F. Melcher  Management  For  For  
1I.  Election of Director: Thomas E. Polen  Management  For  For  
1J.  Election of Director: Claire Pomeroy  Management  For  For  
1K.  Election of Director: Rebecca W. Rimel  Management  For  For  
1L.  Election of Director: Timothy M. Ring  Management  For  For  
1M.  Election of Director: Bertram L. Scott  Management  For  For  
2.  Ratification of the selection of the independent registered public accounting firm.  Management  For  For  
3.  Advisory vote to approve named executive officer compensation.  Management  For  For  
4.  Shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting.  Shareholder  Against  For  

 

BEIGENE LTD

 

Security 07725L102 Meeting Type Special
Ticker Symbol BGNE            Meeting Date 20-Nov-2020
Record Date 10-Sep-2020    

 

Item  Proposal   Proposed
by
  Vote  For/Against Management  
1.  THAT the grant of an option to acquire shares to Amgen Inc. ("Amgen") to allow Amgen to subscribe for additional shares under a specific mandate in an amount necessary to enable it to increase (and subsequently maintain) its ownership at approximately 20.6% of the Company's outstanding share capital, up to an aggregate of 75,000,000 ordinary shares during the option term, pursuant to the terms of the Restated Amendment No. 2 dated September 24, 2020 to the Share Purchase Agreement ...Due to space limits, see proxy material for full proposal.   Management  For  For  

 

 

 

 

 

 

BEIGENE LTD

 

Security 07725L102 Meeting Type Annual  
Ticker Symbol BGNE            Meeting Date 16-Jun-2021
Record Date 19-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
O1  THAT Donald W. Glazer be and is hereby re-elected to serve as a Class II director of the Company until the 2024 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal.  Management  For  For  
O2  THAT Michael Goller be and is hereby re-elected to serve as a Class II director of the Company until the 2024 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal.  Management  For  For  
O3  THAT Thomas Malley be and is hereby re-elected to serve as a Class II director of the Company until the 2024 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal.  Management  For  For  
O4  THAT Corazon (Corsee) D. Sanders be and is hereby re-elected to serve as a Class II director until the 2024 annual general meeting of the shareholders of the Company and until her successor is duly elected and qualified, subject to her earlier resignation or removal.  Management  For  For  
O5  THAT the appointment of Ernst & Young Hua Ming LLP and Ernst & Young as the Company's independent registered public accounting firms for the fiscal year ending December 31, 2021 be and is hereby approved, ratified and confirmed.  Management  For  For  
O6  THAT the granting of a share issue mandate to the Board of Directors to issue, allot or deal with unissued ordinary shares and/or American Depositary Shares not exceeding 20% of the total number of issued ordinary shares of the Company as of the date of passing of this ordinary resolution up to the next annual general meeting of the shareholders of the Company be and is hereby approved.  Management  For  For  

 

 

 

 

O7  THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to each of Baker Bros. Advisors LP and Hillhouse Capital Management, Ltd. and parties affiliated with each of them (the "Existing Shareholders"), up to a maximum amount of shares in order to maintain the same shareholding percentage of each of the Existing Shareholders (based on the then-outstanding share capital of the Company) before and after the allocation of the corresponding securities.  Management  For  For  
O8  THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to each of the Existing Shareholders, up to a maximum amount of shares in order to maintain the same shareholding percentage of each of the Existing Shareholders (based on the then-outstanding share capital of the Company) before and after the proposed issue of shares (the "RMB Shares") to be listed on the Science and Technology Innovation Board (the "STAR Market") of the Shanghai Stock Exchange.  Management  For  For  
O9  THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to Amgen Inc. ("Amgen"), up to a maximum amount of shares in order to maintain the same shareholding percentage of Amgen (based on the then- outstanding share capital of the Company) before and after the allocation of the corresponding securities issued pursuant to an offering conducted pursuant to the general mandate set forth in Resolution 6 for a period of five years, which period will be subject to an extension on a rolling basis each year.  Management  For  For  
O10  THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to Amgen, up to a maximum amount of shares in order to maintain the same shareholding percentage of Amgen (based on the then-outstanding share capital of the Company) before and after the proposed issue of shares to be listed on the STAR Market and to be traded in RMB pursuant to the general mandate set forth in Resolution 6.  Management  For  For  

 

 

 

 

O11  THAT the grant of an option to acquire shares to Amgen to allow Amgen to subscribe for additional shares under a specific mandate in an amount necessary to enable it to increase (and subsequently maintain) its ownership at approximately 20.6% of the Company's outstanding share capital, up to an aggregate of 75,000,000 ordinary shares during the option term, pursuant to the terms of the Restated Amendment No. 2 dated September 24, 2020 to the Share Purchase Agreement dated October 31, 2019, as amended.  Management  For  For  
O12  THAT the grant of the restricted share units ("RSUs") with a grant date fair value of US$3,750,000 to Mr. John V. Oyler under the Second Amended and Restated 2016 Share Option and Incentive Plan (as amended, the "2016 Plan"), according to the terms and conditions described in the Proxy Statement, be and is hereby approved.  Management  For  For  
O13  THAT the grant of RSUs with a grant date fair value of US$1,000,000 to Dr. Xiaodong Wang under the 2016 Plan, according to the terms and conditions described in the Proxy Statement, be and is hereby approved.  Management  For  For  
O14  THAT the grant of the RSUs with a grant date fair value of US$200,000 to each of other non-executive and independent non- executive directors, Mr. Anthony C. Hooper, Mr. Timothy Chen, Mr. Donald W. Glazer, Mr. Michael Goller, Mr. Ranjeev Krishana, Mr. Thomas Malley, Dr. Corazon (Corsee) D. Sanders, Mr. Jing- Shyh (Sam) Su and Mr. Qingqing Yi, under the 2016 Plan, according to the terms and conditions described in the Proxy Statement, be and is hereby approved.  Management  For  For  
O15  THAT, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as disclosed in the Proxy Statement, be and is hereby approved.  Management  For  For  
S16  THAT the adoption of the Sixth Amended and Restated Memorandum and Articles of Association of the Company, be and is hereby approved, conditioned on and subject to the listing of RMB Shares on the STAR Market.  Management  For  For  
O17  THAT the adjournment of the Annual Meeting by the chairman, if necessary, to solicit additional proxies if there are insufficient votes at the time of the Annual General Meeting to approve any of the proposals described above, and on the reverse side, be and is hereby approved.  Management  For  For  

 

 

 

 

BIO-TECHNE CORP

 

Security 09073M104 Meeting Type Annual  
Ticker Symbol TECH            Meeting Date 29-Oct-2020
Record Date 03-Sep-2020    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  To set the number of Directors at nine.  Management  For  For  
2A.  Election of Director: Robert V. Baumgartner  Management  For  For  
2B.  Election of Director: Julie L. Bushman  Management  For  For  
2C.  Election of Director: John L. Higgins  Management  For  For  
2D.  Election of Director: Joseph D. Keegan  Management  For  For  
2E.  Election of Director: Charles R. Kummeth  Management  For  For  
2F.  Election of Director: Roeland Nusse  Management  For  For  
2G.  Election of Director: Alpna Seth  Management  For  For  
2H.  Election of Director: Randolph Steer  Management  For  For  
2I.  Election of Director: Rupert Vessey  Management  For  For  
3.  Cast a non-binding vote on named executive officer compensation.  Management  For  For  
4.  Approve an amendment and restatement to the Company's Second Amended and Restated 2010 Equity Incentive Plan to allocate 1,300,000 additional shares to the Plan reserve and to make certain additional amendments.  Management  For  For  
5.  Ratify the appointment of the Company's independent registered public accounting firm for the 2021 fiscal year.  Management  For  For  

 

 

 

 

 

 

BIOTHERYX THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 18-May-2021
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  Ratification and Election of Directors  Management  For  For  
2  General Authorizing Resolution  Management  For  For  

 

BIOGEN INC.

 

Security 09062X103 Meeting Type Annual  
Ticker Symbol BIIB            Meeting Date 02-Jun-2021
Record Date 09-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director to serve for a one-year term extending until the 2022 annual meeting: Alexander J. Denner  Management  For  For  
1B.  Election of Director to serve for a one-year term extending until the 2022 annual meeting: Caroline D. Dorsa  Management  For  For  
1C.  Election of Director to serve for a one-year term extending until the 2022 annual meeting: Maria C. Freire  Management  For  For  
1D.  Election of Director to serve for a one-year term extending until the 2022 annual meeting: William A. Hawkins  Management  For  For  
1E.  Election of Director to serve for a one-year term extending until the 2022 annual meeting: William D. Jones  Management  For  For  
1F.  Election of Director to serve for a one-year term extending until the 2022 annual meeting: Nancy L. Leaming  Management  For  For  
1G.  Election of Director to serve for a one-year term extending until the 2022 annual meeting: Jesus B. Mantas  Management  For  For  
1H.  Election of Director to serve for a one-year term extending until the 2022 annual meeting: Richard C. Mulligan  Management  For  For  
1I.  Election of Director to serve for a one-year term extending until the 2022 annual meeting: Stelios Papadopoulos  Management  For  For  
1J.  Election of Director to serve for a one-year term extending until the 2022 annual meeting: Brian S. Posner  Management  For  For  
1K.  Election of Director to serve for a one-year term extending until the 2022 annual meeting: Eric K. Rowinsky  Management  For  For  
1L.  Election of Director to serve for a one-year term extending until the 2022 annual meeting: Stephen A. Sherwin  Management  For  For  
1M.  Election of Director to serve for a one-year term extending until the 2022 annual meeting: Michel Vounatsos  Management  For  For  
2.  To ratify the selection of PricewaterhouseCoopers LLP as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  
3.  Say on Pay - To approve an advisory vote on executive compensation.  Management  For  For  
4.  To approve an amendment to Biogen's Amended and Restated Certificate of Incorporation, as amended, to add a federal forum selection provision.  Management  For  For  
5.  Stockholder proposal requesting a report on Biogen's lobbying activities.  Shareholder  Against  For  
6.  Stockholder proposal requesting a report on Biogen's gender pay gap.  Shareholder  Against  For  

 

 

 

 

BIOMARIN PHARMACEUTICAL INC.

 

Security 09061G101 Meeting Type Annual  
Ticker Symbol BMRN            Meeting Date 25-May-2021
Record Date 29-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Jean-Jacques Bienaimé     For  For  
   2 Elizabeth M. Anderson     For  For  
   3 Willard Dere     For  For  
   4 Michael Grey     For  For  
   5 Elaine J. Heron     For  For  
   6 Maykin Ho     For  For  
   7 Robert J. Hombach     For  For  
   8 V. Bryan Lawlis     For  For  
   9 Richard A. Meier     For  For  
   10 David E.I. Pyott     For  For  
   11 Dennis J. Slamon     For  For  
2.  To ratify the selection of KPMG LLP as the independent registered public accounting firm for BioMarin for the fiscal year ending December 31, 2021.  Management  For  For  
3.  To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement.  Management  For  For  
4.  To approve an amendment to the 2017 Equity Incentive Plan, as amended.  Management  For  For  

 

 

 

 

BIONTECH SE

 

Security 09075V102 Meeting Type Annual  
Ticker Symbol BNTX            Meeting Date 22-Jun-2021
Record Date 13-May-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
2  Approval of the actions of the Management Board.  Management  For  For  
3  Approval of the actions of the Supervisory Board.  Management  For  For  
4  Appointment of the auditor for the financial year 2021.  Management  For  For  
5  Resolution on the revocation of the existing authorized capital and the creation of a new authorized capital (Authorized Capital 2021) against contributions in cash and/or in kind with the possibility of excluding subscription rights and corresponding amendments to the Articles of Association.  Management  For  For  
6  Amendment of the authorization to issue stock options.  Management  For  For  
7  Resolution on the partial revocation and amendment of the current authorization to issue stock options (Stock Option Program 2017/2019) and on the partial revocation of Conditional Capital ESOP 2017/2019; Resolution on the authorization to issue stock options (Stock Option Program 2021) and on the implementation of a new Conditional Capital 2021 and corresponding amendments of the Articles of Association.  Management  For  For  
8  Amendment to the existing authorization to acquire treasury shares and their use, also excluding subscription rights.  Management  For  For  
9  Extending the authorization to acquire treasury shares and to use them, also excluding subscription rights.  Management  For  For  
10  Resolution on the approval of the system for the compensation of the members of the Management Board.  Management  For  For  
11  Resolution on the compensation and on the compensation system for the members of the Supervisory Board and an amendment of Sec. 9 para. 6 of the Articles of Association.  Management  For  For  
12  Resolution on the revocation of the resolution of the Company's Annual General Meeting of June 26, 2020 (agenda item 8 lit. d)) on the consent to the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and JPT Peptide Technologies GmbH as dependent company.  Management  For  For  
13A  Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and JPT Peptide Technologies GmbH as dependent company.  Management  For  For  
13B  Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Manufacturing Marburg GmbH as dependent company.  Management  For  For  
13C  Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and reSano GmbH as dependent company.  Management  For  For  

 

 

 

 

BLACK DIAMOND THERAPEUTICS, INC.

 

Security 09203E105 Meeting Type Annual  
Ticker Symbol BDTX            Meeting Date 18-Jun-2021
Record Date 21-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Alexander Mayweg     For  For  
   2 Rajeev Shah     For  For  
   3 Robert A. Ingram     For  For  
2.  To ratify the appointment of PricewaterhouseCoopers LLP as Black Diamond Therapeutics, Inc.'s independent registered accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

 

 

 

 

 

BLUEPRINT MEDICINES CORPORATION

 

Security 09627Y109 Meeting Type Annual  
Ticker Symbol BPMC Meeting Date 02-Jun-2021
Record Date 09-Apr-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 George D. Demetri       For   For  
    2 Lynn Seely       For   For  
2.      To approve an advisory vote on named executive officer compensation.   Management   For   For  
3.      Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.   Management   For   For  

 

BRIDGEBIO PHARMA INC

 

Security 10806X102 Meeting Type Annual  
Ticker Symbol BBIO            Meeting Date 17-Jun-2021
Record Date 07-May-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Eric Aguiar, M.D.       For   For  
    2 Ali Satvat       For   For  
    3 Jennifer E. Cook       For   For  
2.      To cast a non-binding, advisory vote to approve the compensation of the Company's named executive officers.   Management   For   For  
3.      To cast a non-binding, advisory vote on the frequency of future non-binding, advisory votes to approve the compensation of the Company's named executive officers.   Management   1 Year   For  
4.      To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021.   Management   For   For  

 

 

 

 

BRISTOL-MYERS SQUIBB COMPANY

 

Security 110122108 Meeting Type Annual  
Ticker Symbol BMY             Meeting Date 04-May-2021
Record Date 15-Mar-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A)     Election of Director: Peter J. Arduini   Management   For   For  
1B)     Election of Director: Michael W. Bonney   Management   For   For  
1C)     Election of Director: Giovanni Caforio, M.D.   Management   For   For  
1D)     Election of Director: Julia A. Haller, M.D.   Management   For   For  
1E)     Election of Director: Paula A. Price   Management   For   For  
1F)     Election of Director: Derica W. Rice   Management   For   For  
1G)     Election of Director: Theodore R. Samuels   Management   For   For  
1H)     Election of Director: Gerald L. Storch   Management   For   For  
1I)     Election of Director: Karen Vousden, Ph.D.   Management   For   For  
1J)     Election of Director: Phyllis R. Yale   Management   For   For  
2.      Advisory Vote to Approve the Compensation of our Named Executive Officers.   Management   For   For  
3.      Approval of the Company's 2021 Stock Award and Incentive Plan.   Management   For   For  
4.      Ratification of the Appointment of an Independent Registered Public Accounting Firm.   Management   For   For  
5.      Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%.   Management   For   For  
6.      Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director.   Shareholder   For   Against  
7.      Shareholder Proposal on Shareholder Right to Act by Written Consent.   Shareholder   Against   For  
8.      Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%.   Shareholder   Against   For  

 

 

CHARLES RIVER LABORATORIES INTL., INC.

 

Security 159864107 Meeting Type Annual  
Ticker Symbol CRL             Meeting Date 06-May-2021
Record Date 15-Mar-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: James C. Foster   Management   For   For  
1B.     Election of Director: Nancy C. Andrews   Management   For   For  
1C.     Election of Director: Robert Bertolini   Management   For   For  
1D.     Election of Director: Deborah T. Kochevar   Management   For   For  
1E.     Election of Director: George Llado, Sr.   Management   For   For  
1F.     Election of Director: Martin W. MacKay   Management   For   For  
1G.     Election of Director: George E. Massaro   Management   For   For  
1H.     Election of Director: George M. Milne, Jr.   Management   For   For  
1I.     Election of Director: C. Richard Reese   Management   For   For  
1J.     Election of Director: Richard F. Wallman   Management   For   For  
1K.     Election of Director: Virginia M. Wilson   Management   For   For  
2.      Say on Pay.   Management   For   For  
3.      Ratification of Auditors.   Management   For   For  

 

 

 

 

CHEMOCENTRYX INC

 

Security 16383L106 Meeting Type Annual  
Ticker Symbol CCXI            Meeting Date 20-May-2021
Record Date 31-Mar-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Thomas J. Schall, Ph.D.   Management   For   For  
1B.     Election of Director: Joseph M. Feczko, M.D.   Management   For   For  
2.      Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2021.   Management   For   For  
3.      Approval of the amendment and restatement of the 2012 Equity Incentive Award Plan.   Management   For   For  
4.      Approval of the amendment and restatement of the 2012 Employee Stock Purchase Plan.   Management   For   For  
5.      Approval, on an advisory basis, of the compensation of the named executive officers as disclosed in the proxy statement pursuant to the compensation disclosure of the Securities and Exchange Commission.   Management   For   For  

 

CIGNA CORPORATION

 

Security 125523100 Meeting Type Annual  
Ticker Symbol CI              Meeting Date 28-Apr-2021
Record Date 08-Mar-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: David M. Cordani   Management   For   For  
1B.     Election of Director: William J. DeLaney   Management   For   For  
1C.     Election of Director: Eric J. Foss   Management   For   For  
1D.     Election of Director: Elder Granger, MD, MG, USA (Retired)   Management   For   For  
1E.     Election of Director: Isaiah Harris, Jr.   Management   For   For  
1F.     Election of Director: George Kurian   Management   For   For  
1G.     Election of Director: Kathleen M. Mazzarella   Management   For   For  
1H.     Election of Director: Mark B. McClellan, MD, PhD   Management   For   For  
1I.     Election of Director: John M. Partridge   Management   For   For  
1J.     Election of Director: Kimberly A. Ross   Management   For   For  
1K.     Election of Director: Eric C. Wiseman   Management   For   For  
1L.     Election of Director: Donna F. Zarcone   Management   For   For  
2.      Advisory approval of Cigna's executive compensation.   Management   For   For  
3.      Approval of the Amended and Restated Cigna Long-Term Incentive Plan.   Management   For   For  
4.      Ratification of the appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2021.   Management   For   For  
5.      Shareholder proposal - Shareholder right to act by written consent.   Shareholder   Against   For  
6.      Shareholder proposal - Gender pay gap report.   Shareholder   Against   For  
7.      Shareholder proposal - Board ideology disclosure policy.   Shareholder   Against   For  

 

 

 

 

COGENT BIOSCIENCES, INC.

 
Security 19240Q102 Meeting Type Special
Ticker Symbol COGT            Meeting Date 06-Nov-2020
Record Date 09-Oct-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      To approve, in accordance with Nasdaq Listing Rule 5635, the issuance of the Company's common stock upon conversion of the Company's Series A Non-Voting Convertible Preferred Stock, issued in a merger that closed on July 6, 2020 and a private placement offering that closed on July 9, 2020.   Management   For   For  
2.      To approve the adoption of an amendment to the Company's Third Amended and Restated Certificate of Incorporation, to effect a reverse stock split of the Company's common stock.   Management   For   For  
3.      To consider and vote upon an adjournment or postponement of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of Proposals 1 and/or 2.   Management   For   For  

 

COGENT BIOSCIENCES, INC.

 

Security 19240Q201 Meeting Type Annual  
Ticker Symbol COGT            Meeting Date 16-Jun-2021
Record Date 26-Apr-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Andrew Robbins       For   For  
    2 Peter Harwin       For   For  
2.      An amendment and restatement of the 2018 Stock Option and Incentive Plan to increase the number of shares reserved for issuance.   Management   For   For  
3.      Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021.   Management   For   For  

 

 

 

 

CORBUS PHARMACEUTICALS HOLDINGS, INC.

 

Security 21833P103 Meeting Type Annual  
Ticker Symbol CRBP            Meeting Date 17-Jun-2021
Record Date 31-Mar-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Yuval Cohen       For   For  
    2 Alan Holmer       For   For  
    3 Avery W. Catlin       For   For  
    4 Peter Salzmann       For   For  
    5 John Jenkins       For   For  
    6 Rachelle Jacques       For   For  
2.      Ratification of EisnerAmper LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021.   Management   For   For  
3.      Approval, on an advisory basis, of the executive compensation of the Company's named executive officers.   Management   For   For  
4.      To approve an amendment to the Company's certificate of incorporation, as amended, to increase the Company's authorized shares of common stock from 150,000,000 to 300,000,000.   Management   For   For  

 

 

 

 

 

 

CRISPR THERAPEUTICS AG

 

Security H17182108 Meeting Type Annual  
Ticker Symbol CRSP            Meeting Date 10-Jun-2021
Record Date 16-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  The approval of the annual report, the consolidated financial statements and the statutory financial statements of the Company for the year ended December 31, 2020.  Management  For  For  
2.  The approval of the appropriation of financial results.  Management  For  For  
3.  The discharge of the members of the Board of Directors and Executive Committee.  Management  For  For  
4a.  Re-election of Rodger Novak, M.D., as member and Chairman.  Management  For  For  
4b.  Re-election of Samarth Kulkarni, Ph.D. as the member to the Board of Director.  Management  For  For  
4c.  Re-election of Ali Behbahani, M.D. as the member to the Board of Director.  Management  For  For  
4d.  Re-election of Bradley Bolzon, Ph.D. as the member to the Board of Director.  Management  For  For  
4e.  Re-election of Simeon J. George, M.D. as the member to the Board of Director.  Management  For  For  
4f.  Re-election of John T. Greene as the member to the Board of Director.  Management  For  For  
4g.  Re-election of Katherine A. High, M.D. as the member to the Board of Director.  Management  For  For  
4h.  Re-election of Douglas A. Treco, Ph.D. as the member to the Board of Director.  Management  For  For  
4i.  Election of H Edward Fleming Jr., M.D. as the member to the Board of Director.  Management  For  For  
5a.  Re-election of the member of the Compensation Committee: Ali Behbahani, M.D.  Management  For  For  
5b.  Re-election of the member of the Compensation Committee: Simeon J. George, M.D.  Management  For  For  
5c.  Re-election of the member of the Compensation Committee: John T. Greene  Management  For  For  
6a.  Binding vote on total non-performance-related compensation for members of the Board of Directors from the 2021 Annual General Meeting to the 2022 annual general meeting of shareholders.  Management  For  For  
6b.  Binding vote on equity for members of the Board of Directors from the 2021 Annual General Meeting to the 2022 annual general meeting of shareholders.  Management  For  For  
6c.  Binding vote on total non-performance-related compensation for members of the Executive Committee from July 1, 2021 to June 30, 2022.  Management  For  For  
6d.  Binding vote on total variable compensation for members of the Executive Committee for the current year ending December 31, 2021.  Management  For  For  
6e.  Binding vote on equity for members of the Executive Committee from the 2021 Annual General Meeting to the 2022 annual general meeting of shareholders.  Management  For  For  
7.  The approval of an increase in the Conditional Share Capital for Employee Equity Plans.  Management  For  For  
8.  The approval of increasing the maximum size of the Board of Directors.  Management  For  For  
9.  The approval of increasing the maximum number of authorized share capital and extending the date by which the Board of Directors may increase the share capital.  Management  For  For  
10.  The re-election of the independent voting rights representative.  Management  For  For  
11.  The re-election of the auditors.  Management  For  For  

 

 

 

 

CURASEN THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 4-Nov-2020
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  Amended and Restated Certificate of Incorporation  Management  For  For  
2  General Authority and Ratification  Management  For  For  

 

CURASEN THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 4-Apr-2021
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1  Waiver of Audited Financial Statements  Management  For  For  
2  General Authority and Ratification  Management  For  For  

 

 

 

 

CYMABAY THERAPEUTICS INC

 

Security 23257D103 Meeting Type Annual  
Ticker Symbol CBAY            Meeting Date 10-Jun-2021
Record Date 12-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Janet Dorling     For  For  
   2 Caroline Loewy     For  For  
   3 Sujal Shah     For  For  
   4 Kurt von Emster     For  For  
   5 Thomas G. Wiggans     For  For  
   6 Robert J. Wills     For  For  
2.  Ratification of selection, by the Audit Committee of the
Board, of Ernst & Young LLP as the independent
registered public accounting firm of CymaBay for its fiscal
year ending December 31, 2021.
  Management  For  For  
3.  Advisory vote to approve the compensation of our named
executive officers as disclosed in the proxy statement.
  Management  For  For  

 

DANAHER CORPORATION

 

Security 235851102 Meeting Type Annual  
Ticker Symbol DHR             Meeting Date 05-May-2021
Record Date 08-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director to hold office until the 2022 Annual Meeting: Rainer M. Blair  Management  For  For  
1B.  Election of Director to hold office until the 2022 Annual Meeting: Linda Hefner Filler  Management  For  For  
1C.  Election of Director to hold office until the 2022 Annual Meeting: Teri List  Management  For  For  
1D.  Election of Director to hold office until the 2022 Annual Meeting: Walter G. Lohr, Jr.  Management  For  For  
1E.  Election of Director to hold office until the 2022 Annual Meeting: Jessica L. Mega, MD  Management  For  For  
1F.  Election of Director to hold office until the 2022 Annual Meeting: Mitchell P. Rales  Management  For  For  
1G.  Election of Director to hold office until the 2022 Annual Meeting: Steven M. Rales  Management  For  For  
1H.  Election of Director to hold office until the 2022 Annual Meeting: Pardis C. Sabeti, MD  Management  For  For  
1I.  Election of Director to hold office until the 2022 Annual Meeting: John T. Schwieters  Management  For  For  
1J.  Election of Director to hold office until the 2022 Annual Meeting: Alan G. Spoon  Management  For  For  
1K.  Election of Director to hold office until the 2022 Annual Meeting: Raymond C. Stevens, Ph.D  Management  For  For  
1L.  Election of Director to hold office until the 2022 Annual Meeting: Elias A. Zerhouni, MD  Management  For  For  
2.  To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2021.  Management  For  For  
3.  To approve on an advisory basis the Company's named executive officer compensation.  Management  For  For  
4.  To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%.  Shareholder  Against  For  

 

 

 

 

DECIPHER BIOSCIENCES, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 23-Jul-2020
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  Amendment of 2018 Equity Incentive Plan  Management  For  For  
2.  General Authorizing Resolution  Management  For  For  

 

DECIPHER BIOSCIENCES, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 1-Mar-2021
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  Approval of Merger and Agreement and Plan of Merger  Management  For  For  
2.  Waiver of Notice Rquirements  Management  For  For  
3  Waiver of Appraisal Rights  Management  For  For  
4  Termination of Stockholder Agreements  Management  For  For  

 

 

 

 

DECIPHERA PHARMACEUTICALS, INC.

 

Security 24344T101 Meeting Type Annual  
Ticker Symbol DCPH            Meeting Date 23-Jun-2021
Record Date 26-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 James A. Bristol, Ph.D.     For  For  
   2 Frank S. Friedman     For  For  
   3 Ron Squarer     For  For  
2.  To approve, on a non-binding, advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement accompanying this notice.  Management  For  For  
3.  To recommend, on a non-binding, advisory basis, the preferred frequency of future advisory votes on compensation of our named executive officers.  Management  1 Year  For  
4.  To ratify the appointment of PricewaterhouseCoopers LLP as Deciphera Pharmaceuticals, Inc.'s independent registered public accounting firm for the year ending December 31, 2021.  Management  For  For  

 

DENALI THERAPEUTICS INC.

 

Security 24823R105 Meeting Type Annual  
Ticker Symbol DNLI            Meeting Date 02-Jun-2021
Record Date 12-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Douglas Cole, M.D.     For  For  
   2 Jay Flatley     For  For  
   3 M Tessier-Lavigne, Ph.D     For  For  
   4 Nancy A. Thornberry     For  For  
2.  Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021.  Management  For  For  
3.  Advisory vote on executive compensation.  Management  For  For  

 

 

 

 

DENTSPLY SIRONA INC.

 

Security 24906P109 Meeting Type Annual  
Ticker Symbol XRAY            Meeting Date 26-May-2021
Record Date 29-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Eric K. Brandt  Management  For  For  
1B.  Election of Director: Donald M. Casey Jr.  Management  For  For  
1C.  Election of Director: Willie A. Deese  Management  For  For  
1D.  Election of Director: Betsy D. Holden  Management  For  For  
1E.  Election of Director: Clyde R. Hosein  Management  For  For  
1F.  Election of Director: Arthur D. Kowaloff  Management  For  For  
1G.  Election of Director: Harry M. Kraemer Jr.  Management  For  For  
1H.  Election of Director: Gregory T. Lucier  Management  For  For  
1I.  Election of Director: Leslie F. Varon  Management  For  For  
1J.  Election of Director: Janet S. Vergis  Management  For  For  
2.  Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for 2021.  Management  For  For  
3.  Approval, by non-binding vote, of the Company's executive compensation.  Management  For  For  

 

DEXCOM, INC.

 

Security 252131107 Meeting Type Annual  
Ticker Symbol DXCM            Meeting Date 20-May-2021
Record Date 31-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.1  Election of Class I Director to hold office until 2024 Annual Meeting: Kevin R. Sayer  Management  For  For  
1.2  Election of Class I Director to hold office until 2024 Annual Meeting: Nicholas Augustinos  Management  For  For  
1.3  Election of Class I Director to hold office until 2024 Annual Meeting: Bridgette P. Heller  Management  For  For  
2.  To ratify the selection by the Audit Committee of our Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  
3.  To hold a non-binding vote on an advisory resolution to approve executive compensation.  Management  For  For  
4.  To approve the amendment and restatement of our Certificate of Incorporation to declassify our Board of Directors.  Management  For  For  

 

 

 

 

 

DICERNA PHARMACEUTICALS, INC.

 

Security 253031108 Meeting Type Annual  
Ticker Symbol DRNA            Meeting Date 03-Jun-2021
Record Date 06-Apr-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.     Election of Director: Douglas M. Fambrough, III   Management   For   For  
1B.     Election of Director: J. Kevin Buchi   Management   For   For  
1C.     Election of Director: Stephen Doberstein   Management   For   For  
1D.     Election of Director: Martin Freed   Management   For   For  
1E.     Election of Director: Patrick M. Gray   Management   For   For  
1F.     Election of Director: Stephen J. Hoffman   Management   For   For  
1G.     Election of Director: Adam M. Koppel   Management   For   For  
1H.     Election of Director: Marc Kozin   Management   For   For  
1I.     Election of Director: Cynthia Smith   Management   For   For  
2.      To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.   Management   For   For  
3.      Approval, on a non-binding, advisory basis, of the compensation of the Company's named executive officers as disclosed in the proxy statement.   Management   For   For  

 

 

DYNACURE

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 18-Sep-2020
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1   Waiver of the procedures for convening meetings and the time limits for the provision of documents and information provided for by the laws and regulations in force   Management   For   For  
2   Review and approval of the delegation of competence to be granted to the CEO in order to decide to increase the share capital with cancellation of the preferential subscription right, by contribution in cash of a maximum amount with EUR 21,206.40 through the issuance of a maximum number of 212,064 ABSA C with a nominal value of ten cents (0.10 ) each and an issue premium of EUR 21.12 each, i.e. an aggregate amount of issue premium of EUR 4,478,791.68 and a total subscription price of EUR 4,499,998.08   Management   For   For  
3   Review and approval of the cancellation of the preferential subscription right of the Shareholders in favor of French and/or foreign investment funds and/or companies   Management   For   For  
4   Review and approval of the delegation of competence to be granted to the CEO to decide the issuance and allocation of a maximum number of 198,014 SO   Management   For   For  
5   Review and approval of the delegation of competence to be granted to the CEO to decide the issuance and allocation of a maximum number of 198,014 BSA2020   Management   For   For  
6   Proposal to cancel the preferential subscription right of the Shareholders with respect to the BSA 2020 in favor of determined categories of beneficiaries   Management   For   For  
7   Review and approval of the delegation of competence granted to the CEO to decide the issuance and allocation of 198,014 AGA2020   Management   For   For  
8   Review and approval of a delegation of competence to be granted to the CEO to decide to increase the share capital with cancellation of the preferential subscription right, by contribution in cash of a maximum amount with EUR 58,906.60 through the issuance of a maximum number of 589,066 ABSA C T1 with a nominal value of ten cents (0.10€) each   Management   For   For  
9   Review and approval of the cancellation of the preferential subscription right of the Shareholders in favor of French and/or foreign investment funds and/or companies   Management   For   For  
10   Amendment of articles 7.4, 14.4 and 14.6 of the Company's bylaws   Management   For   For  
11   Share capital increase with cancellation of the preferential subscription right in favor of employes pursuant to the conditions of articles L: 3332-18 of the French labor code, in accordance withi the provisions of article L.225-129-6 of the French commercial code   Management   For   For  
12   Powers for formalities   Management   For   For  

 

 

 

 

DYNACURE

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 15-Oct-2020
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1   Waiver of the Conditions of Second Tranche Mandatory Exercise   Management   For   For  

 

DYNACURE

 

Security N/A Meeting Type General Meeting
Ticker Symbol N/A Meeting Date 10-Nov-2020
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1   Waiver of the prior notice period and of the period for provision of the documents pursuant to the laws and regulations in force   Management   For   For  
2   Conversion of the Company into a public limited company with a board of directors (societe anonyme a conseil d'administration)   Management   For   For  
3   Adoption of new restated bylaws of the Company   Management   For   For  
4   Acknowledgement of termination of the terms of offices of the President and all members and censors of the Supervisory Board   Management   For   For  
5   Appointment of the first directors of the Company in its form as a public limited company (societe anonyme)   Management   For   For  
6   Determination of the remuneration allocated to the directors   Management   For   For  
7   Creation of a committee of censors   Management   For   For  
8   Confirmation of the functions of the Company's statutory auditors   Management   For   For  
9   Provisions relating to the financial accounts of the Company   Management   For   For  
10   Acknowledgement of the conversion of the Company into a public limited company (societe anonyme)   Management   For   For  
11   Review and approval of the delegation of competence to be granted to the Board of Directors to decide the issuance and allocation of a maximumnumber of 323,968 SO   Management   For   For  
12   Review and approval of the delegation of competence to be granted to the Board of Directors to decide the issuance and allocation of a maximum number of 323,968 BSA 2020   Management   For   For  
13   Proposal to cancel the Shareholders' preferential subscription right with respect to the BSA2020 in favor of determined categories of beneficiaries   Management   For   For  
14   Review and approval of the delegation of competence granted to the Board of Directors to decide the issuance and allocation of 323,968 AGA 2020   Management   For   For  
15   Share capital increae with cancellation of the preferential subscription right in favor of employees pursuant to the conditions of articles L. 3332-18 of the French Labor Code, in accordance with the provisions of article L.225-129-6 of the French Commercial Code   Management   Against   Against  
16   Powers to carry out formalities   Management   For   For  

 

 

 

 

DYNACURE

 

Security N/A Meeting Type Ordinary General Meeting
Ticker Symbol N/A Meeting Date 5-Jan-2021
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1   Appointment of Mrs. Jean Franchi as a new member of the board of directors   Management   For   For  
2   Determination of the compensation to be allocated to the members of the board of directors   Management   For   For  
3   Powers to carry out formalities   Management   For   For  

 

DYNACURE

 

Security N/A Meeting Type Combined General Meeting
Ticker Symbol N/A Meeting Date 28-Jun-2021
Record Date N/A    

 

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1   Approval of annual financial statements for the fiscal year ended December 31, 2020 and discharge of the Chairman of the Board of Directors, the CEO, the Directors and the statutory auditors performance during the past year.     For   For  
2   Allocation of the result for the fiscal year ended December 31, 2020       For   For  
3   Review of the agreements referred to in Articles L 225-38 et seq. of the French Commercial Code       For   For  
4   Renewal/ duration of the terms of office of directors       For   For  
5   Renewal of the terms of the office of observers       For   For  
6   Delegation of autority to the Board of Directors to increase the share capital by issuing ordinary shares, or any securities giving access to the Company's share capital, with shareholders ' preferential subscription right       For   For  
7   Delegation of authority to the Board of Directors to increase the share capital by issuing ordinary shares, or any securities giving access to the Company's share capital, without shareholders' preferential subscription right, by way of a public offering excluding offerings referred to in article L. 411-2 1 of the French Monetary and Financial Code       For   For  
8   Delegation of authority to the Board of Directors to increase the share capital by ussuing ordinary shares, or any securities giving access to the Company's share capital, without shareholders' preferential subscription right, by way of a public offering referred to in article L. 411-2 1 of the French Monetary and Financial Code       For   For  
9   Delegation of authority to the Board of directors to issue shares of the Company and/or other securites, without shareholders' preferential subscription right, for the benefit of a category of persons meeting certain characteristics       For   For  
10   Delegation of authority to the Board of directors to issue shares of the Company and/or other securites, without shareholders' preferential subscription right, for the benefit of a category of persons meeting certain characteristics       For   For  
11   Authorization of the Board of directors to increase the number of securities that may be issued as part of a share capital increase carried out pursuant to the delegations referred to in Proposal No. 6 to 10 above, with or without shareholders ' preferential subscription rights       For   For  
12   Setting the overal limits on the amount of issues to be carried out pursuant to the delegations referred to in Proposal 6-11 above Propoal No. 21 below       For   For  
13   Delegation of authority to the Board of directors to increase the share capital by incorporation of premiums, reserves, profits or other sums allowed to be capitalized       For   For  
14   Delegation of authority to the Board of directors to grant existinf and/or newly issued free shares of the Company to all certain corporate officers of the Company of companies in the Group, in accordance with the provisions of aricles L. 225-197-1 et seq. of the French Commercial Code       For   For  
15   Delegation of authority to the Board of directors to issue share warrants (bons de souscription d'actions), without shareholders' preferential subscription right, for the benefit of a category of persons meeting certain characteristics.       For   For  
16   Delegation of authority to the Board of directors to grant options to subscribe for new ordinary shares or options to purchase ordinary shares of the Company, pirsuant to the provisions of articles L. 225-177 et seq. of the French Code, to all or certain employees and/or all or certain corporate officers of the Company or companies in the Group, in accordance with the provisions of articles L. 225-180 et seq. of the French Commerial Code       For   For  
17   Delegation of authority to the Board of directors to increase the share capital by issuing ordinary share (in form of American Depository Shares ("ADSs")) of the Company, without shareholders ' prefential subscription right, for the benefit of a category of persons meeting certain characteristics under the 2021 Dynacure S.A. Employee Share Purchase Plan (the "ESPP")       For   For  
18   Setting the overal limits on the amount of issues to be carried out pursuant to the delegations referred to in Proposal 6-11 above Proposals No. 14.15, 16 and 17 above       For   For  
19   Delegation of authority to the Board of directors of the Company to increase the share capital by way of the issue of shares of the Company to participants in a company savings plan (plan d'epargne d'entreprise) established in accordance with articles L. 3332-1 et seq. of the French Labor Code       For   For  
20   Delagation of the authority to the Board of directors to decide on any merger-absorption, split or partial asset contribution       For   For  
21   Delegation of the authority to the Board of directors to increase the share capital by issuing ordinary shares, or any securities giving access to the Company's share capital, in the context of the merger absorption, split or partial asset contribution decided by the Board of directors pursuant to the twentieth resolution above       For   For  
22   Authoritization to the Board of directors to reduce the Company's shares capital by canceling shares aquired by the Company       For   For  
23   Delegation of authority to the Board of directors to reduce the share capital by way og buyback of Company shares followed by the cancellation of the repurchased shares       For   For  
24   Ammendment of the article of 6 of the by-laws, subject to the non-retroactive condition precedent of the Form F-1 Effectiveness       For   For  
25   Modification of the form of shares, subject to the non-retroactive precedent of F-1 Effectiveness       For   For  
26   Modification of the form of shares, subject to the non-retroactive precedent of F-1 Effectiveness       For   For  
27   Ammendment of article 13 of the above bylaws of the Company in order to extend the terms of office of the directors to three years, subject to the non-retroactive condition precedent of the Introduction       For   For  
28   Adoption of the new bylaws, subject to the non-retroactive condition precedent of the Introduction       For   For  
29   Powers to carry out formalities       For   For  

 

 

 

 

 

EDWARDS LIFESCIENCES CORPORATION

 

Security 28176E108 Meeting Type Annual  
Ticker Symbol EW              Meeting Date 04-May-2021
Record Date 10-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.1  Election of Director: Kieran T. Gallahue  Management  For  For  
1.2  Election of Director: Leslie S. Heisz  Management  For  For  
1.3  Election of Director: Paul A. LaViolette  Management  For  For  
1.4  Election of Director: Steven R. Loranger  Management  For  For  
1.5  Election of Director: Martha H. Marsh  Management  For  For  
1.6  Election of Director: Michael A. Mussallem  Management  For  For  
1.7  Election of Director: Ramona Sequeira  Management  For  For  
1.8  Election of Director: Nicholas J. Valeriani  Management  For  For  
2.  Advisory Vote to Approve Named Executive Officer Compensation.  Management  For  For  
3.  Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for United States Employees (the "U.S. ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the U.S. ESPP by 3,300,000 Shares.  Management  For  For  
4.  Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for International Employees (the "International ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the International ESPP by 1,200,000 Shares.  Management  For  For  
5.  Ratification of Appointment of Independent Registered Public Accounting Firm.  Management  For  For  
6.  Advisory Vote on a Stockholder Proposal Regarding Action by Written Consent.  Shareholder  Against  For  
7.  Advisory Vote on a Stockholder Proposal to Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates.  Shareholder  Against  For  

 

 

 

 

EIDOS THERAPEUTICS, INC.

 

Security 28249H104 Meeting Type Special
Ticker Symbol EIDX            Meeting Date 19-Jan-2021
Record Date 08-Dec-2020    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  A proposal to adopt the Agreement and Plan of Merger, dated as of October 5, 2020, by and among Eidos Therapeutics,Inc. ("Eidos"),BridgeBio Pharma, Inc., Globe Merger Sub I,Inc. and Globe Merger Sub II,Inc., a copy of which is attached as Annex A to the accompanying joint proxy statement/prospectus,and approve the mergers and other transactions contemplated thereby (the "Eidos merger proposal").  Management  For  For  
2.  A proposal to approve, on a non-binding,advisory basis, the compensation that may become payable to the named executive officers of Eidos in connection with the consummation of the mergers (the "Eidos advisory compensation proposal").  Management  For  For  
3.  A proposal to approve the adjournment of the Eidos special meeting to another date and place, if necessary or appropriate, to solicit additional votes in favor of the Eidos merger proposal (the "Eidos adjournment proposal").  Management  For  For  

 

ELI LILLY AND COMPANY

 

Security 532457108 Meeting Type Annual  
Ticker Symbol LLY             Meeting Date 03-May-2021
Record Date 22-Feb-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1a.  Election of Director to serve a three year term: K. Baicker, Ph.D.  Management  For  For  
1b.  Election of Director to serve a three year term: J.E. Fyrwald  Management  For  For  
1c.  Election of Director to serve a three year term: J. Jackson  Management  For  For  
1d.  Election of Director to serve a three year term: G. Sulzberger  Management  For  For  
1e.  Election of Director to serve a three year term: J.P. Tai  Management  For  For  
2.  Approval, on an advisory basis, of the compensation paid to the company's named executive officers.  Management  For  For  
3.  Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2021.  Management  For  For  
4.  Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure.  Management  For  For  
5.  Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions.  Management  For  For  
6.  Shareholder proposal to disclose direct and indirect lobbying activities and expenditures.  Shareholder  Against  For  
7.  Shareholder proposal to amend the bylaws to require an independent board chair.  Shareholder  For  Against  
8.  Shareholder proposal to implement a bonus deferral policy.  Shareholder  Against  For  
9.  Shareholder proposal to disclose clawbacks on executive incentive compensation due to misconduct.  Shareholder  Against  For  

 

 

 

 

ENDO INTERNATIONAL PLC

 

Security G30401106 Meeting Type Annual  
Ticker Symbol ENDP            Meeting Date 10-Jun-2021
Record Date 12-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director to serve until the next Annual General Meeting of the Shareholders: Mark G. Barberio  Management  For  For  
1B.  Election of Director to serve until the next Annual General Meeting of the Shareholders: Jennifer M. Chao  Management  For  For  
1C.  Election of Director to serve until the next Annual General Meeting of the Shareholders: Blaise Coleman  Management  For  For  
1D.  Election of Director to serve until the next Annual General Meeting of the Shareholders: Shane M. Cooke  Management  For  For  
1E.  Election of Director to serve until the next Annual General Meeting of the Shareholders: Nancy J. Hutson, Ph.D.  Management  For  For  
1F.  Election of Director to serve until the next Annual General Meeting of the Shareholders: Michael Hyatt  Management  For  For  
1G.  Election of Director to serve until the next Annual General Meeting of the Shareholders: William P. Montague  Management  For  For  
1H.  Election of Director to serve until the next Annual General Meeting of the Shareholders: M. Christine Smith, Ph.D.  Management  For  For  
2.  To approve, by advisory vote, named executive officer compensation.  Management  For  For  
3.  To renew the Board's existing authority to issue shares under Irish law.  Management  For  For  
4.  To renew the Board's existing authority to opt-out of statutory pre-emption rights under Irish law.  Management  For  For  
5.  To approve the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021 and to authorize the Board of Directors, acting through the Audit & Finance Committee, to determine the independent registered public accounting firm's remuneration.  Management  For  For  

 

 

 

 

EXACT SCIENCES CORPORATION

 

Security 30063P105 Meeting Type Annual  
Ticker Symbol EXAS            Meeting Date 23-Jul-2020
Record Date 01-Jun-2020    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Eli Casdin     For  For  
   2 James E. Doyle     For  For  
   3 Freda Lewis-Hall     For  For  
   4 Kathleen Sebelius     For  For  
2.  To ratify the appointment of PricewaterhouseCoopers, LLP as the Company's independent registered public accounting firm for 2020.  Management  For  For  
3.  To approve on an advisory basis the compensation of the Company's named executive officers.  Management  For  For  
4.  To approve an amendment to the Company's Certificate of Incorporation increasing the number of authorized shares of common stock from 200,000,000 shares to 400,000,000 shares.  Management  For  For  

 

EXACT SCIENCES CORPORATION

 

Security 30063P105 Meeting Type Annual  
Ticker Symbol EXAS            Meeting Date 30-Jun-2021
Record Date 06-May-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Paul Clancy     For  For  
   2 Pierre Jacquet     For  For  
   3 Daniel Levangie     For  For  
2.  To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021.  Management  For  For  
3.  To approve, on an advisory basis, the compensation of the Company's named executive officers.  Management  For  For  

 

 

 

 

EXELIXIS, INC.

 

Security 30161Q104 Meeting Type Annual  
Ticker Symbol EXEL            Meeting Date 26-May-2021
Record Date 29-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Charles Cohen, Ph.D.  Management  For  For  
1B.  Election of Director: Carl B. Feldbaum, Esq.  Management  For  For  
1C.  Election of Director: Maria C. Freire, Ph.D.  Management  For  For  
1D.  Election of Director: Alan M. Garber, M.D., Ph.D.  Management  For  For  
1E.  Election of Director: Vincent T. Marchesi, M.D., Ph.D.  Management  For  For  
1F.  Election of Director: Michael M. Morrissey, Ph.D.  Management  For  For  
1G.  Election of Director: Stelios Papadopoulos, Ph.D.  Management  For  For  
1H.  Election of Director: George Poste, DVM, Ph.D., FRS  Management  For  For  
1I.  Election of Director: Julie Anne Smith  Management  For  For  
1J.  Election of Director: Lance Willsey, M.D.  Management  For  For  
1K.  Election of Director: Jack L. Wyszomierski  Management  For  For  
2.  To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as Exelixis' independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  
3.  To approve, on an advisory basis, the compensation of Exelixis' named executive officers, as disclosed in the accompanying Proxy Statement.  Management  For  For  

 

FATE THERAPEUTICS, INC.

 

Security 31189P102 Meeting Type Annual  
Ticker Symbol FATE            Meeting Date 02-Jun-2021
Record Date 05-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 R. Hershberg, M.D, Ph.D     For  For  
   2 Michael Lee     For  For  
   3 W.H. Rastetter, Ph.D.     For  For  
2.  To approve the ratification of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021.  Management  For  For  
3.  To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement.  Management  For  For  
4.  To approve the amendment and restatement of the Company's Amended and Restated Certificate of Incorporation to increase the amount of authorized common stock from 150,000,000 shares to 250,000,000 shares.  Management  For  For  

 

 

 

 

FORMA THERAPEUTICS HOLDINGS, INC.

 

Security 34633R104 Meeting Type Annual  
Ticker Symbol FMTX            Meeting Date 17-Jun-2021
Record Date 20-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Selwyn M. Vickers, M.D.     For  For  
   2 Wayne A.I Frederick M.D     For  For  
2.  Ratification of the Appointment of Ernst & Young LLP as Forma Therapeutics Holdings, Inc.'s Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2021.  Management  For  For  

 

G1 THERAPEUTICS, INC.

 

Security 3621LQ109 Meeting Type Annual  
Ticker Symbol GTHX            Meeting Date 17-Jun-2021
Record Date 20-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 John E. Bailey, Jr.     For  For  
   2 Willie A. Deese     For  For  
   3 Cynthia L. Schwalm     For  For  
2.  An advisory (non-binding) vote to approve executive compensation.  Management  For  For  
3.  The ratification of the appointment of PricewaterhouseCoopers LLP as G1 Therapeutics, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

 

 

 

GALERA THERAPEUTICS, INC.
 
Security 36338D108 Meeting Type Annual
Ticker Symbol GRTX Meeting Date 16-Jun-2021
Record Date 23-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Lawrence Alleva     For  For  
   2 Kevin Lokay     For  For  
2.  To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

GENMAB A S
       
Security 372303206 Meeting Type Annual
Ticker Symbol GMAB Meeting Date 13-Apr-2021
Record Date 09-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
2.  Presentation and adoption of the audited Annual Report and discharge of Board of Directors and Executive Management.  Management  For  For  
3.  Resolution on the distribution of profits as recorded in the adopted Annual Report.  Management  For  For  
4.  Advisory vote on the Compensation Report.  Management  For  For  
5A.  Re-election of Director: Deirdre P. Connelly  Management  For  For  
5B.  Re-election of Director: Pernille Erenbjerg  Management  For  For  
5C.  Re-election of Director: Rolf Hoffmann  Management  For  For  
5D.  Re-election of Director: Dr. Paolo Paoletti  Management  For  For  
5E.  Re-election of Director: Jonathan Peacock  Management  For  For  
5F.  Re-election of Director: Dr. Anders Gersel Pedersen  Management  For  For  

 

 

 

 

6.  Re-election PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab as on auditor.  Management  For  For  
7A.  Proposals from the Board of Directors: Approval of the Board of Directors' remuneration for 2021.  Management  For  For  
7B.  Proposals from the Board of Directors: Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair).  Management  For  For  
7C.  Proposals from the Board of Directors: Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes).  Management  For  For  
7D.  Proposals from the Board of Directors: Authorization of the Board of Directors to acquire treasury shares.  Management  For  For  
7E.  Proposals from the Board of Directors: Amendment of Article 4A (authorization to issue new shares) and Article 5A (authorization to issue convertible debt) and adoption of a new Article 5B.  Management  For  For  
7F.  Proposals from the Board of Directors: Amendment of Article 5 (authorization to issue warrants).  Management  For  For  
7G.  Proposals from the Board of Directors: Authorization to hold wholly virtual general meetings.  Management  For  For  
8.  Authorization of the Chair of the General Meeting to register resolutions passed by the General Meeting.  Management  For  For  

 

 

GILEAD SCIENCES, INC.
       
Security 375558103 Meeting Type Annual
Ticker Symbol GILD Meeting Date 12-May-2021
Record Date 19-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director to serve for the next year: Jacqueline K. Barton, Ph.D.  Management  For  For  
1B.  Election of Director to serve for the next year: Jeffrey A. Bluestone, Ph.D.  Management  For  For  
1C.  Election of Director to serve for the next year: Sandra J. Horning, M.D.  Management  For  For  
1D.  Election of Director to serve for the next year: Kelly A.Kramer  Management  For  For  
1E.  Election of Director to serve for the next year: Kevin E.Lofton  Management  For  For  

 

 

 

 

1F.  Election of Director to serve for the next year: Harish Manwani  Management  For  For  
1G.  Election of Director to serve for the next year: Daniel P. O'Day  Management  For  For  
1H.  Election of Director to serve for the next year: Javier J. Rodriguez  Management  For  For  
1I.  Election of Director to serve for the next year: Anthony Welters  Management  For  For  
2.  To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2021.  Management  For  For  
3.  To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement.  Management  For  For  
4.  To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director.  Shareholder  Against  For  

 

GUARDANT HEALTH, INC.
       
Security 40131M109 Meeting Type Annual
Ticker Symbol GH Meeting Date 16-Jun-2021
Record Date 19-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Class III Director: Helmy Eltoukhy, Ph.D.  Management  For  For  
1B.  Election of Class III Director: AmirAli Talasaz, Ph.D.  Management  For  For  
1C.  Election of Class III Director: Bahija Jallal, Ph.D.  Management  For  For  
2.  Ratification of the appointment of Ernst & Young LLP as Guardant Health, Inc.'s independent registered public accounting firm for the year ending December 31, 2021.  Management  For  For  
3.  Advisory vote to approve named executive officer compensation.  Management  For  For  

 

 

 

 

HCA HEALTHCARE, INC.
       
Security 40412C101 Meeting Type Annual
Ticker Symbol HCA Meeting Date 28-Apr-2021
Record Date 08-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Thomas F. Frist III  Management  For  For  
1B.  Election of Director: Samuel N. Hazen  Management  For  For  
1C.  Election of Director: Meg G. Crofton  Management  For  For  
1D.  Election of Director: Robert J. Dennis  Management  For  For  
1E.  Election of Director: Nancy-Ann DeParle  Management  For  For  
1F.  Election of Director: William R. Frist  Management  For  For  
1G.  Election of Director: Charles O. Holliday, Jr  Management  For  For  
1H.  Election of Director: Michael W. Michelson  Management  For  For  
1I.  Election of Director: Wayne J. Riley, M.D.  Management  For  For  
2.  To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021.  Management  For  For  
3.  Advisory vote to approve named executive officer compensation.  Management  For  For  
4.  Stockholder proposal, if properly presented at the meeting, requesting that the Board of Directors take the steps necessary to allow stockholders to act by written consent.  Shareholder  Against  For  
5.  Stockholder proposal, if properly presented at the meeting, requesting a report on the feasibility of increasing the impact of quality metrics on executive compensation.  Shareholder  Against  For  

 

HERON THERAPEUTICS, INC.
       
Security 427746102 Meeting Type Annual
Ticker Symbol HRTX Meeting Date 17-Jun-2021
Record Date 20-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director to serve until the 2022 Annual Meeting: Barry Quart, Pharm.D.  Management  For  For  
1B.  Election of Director to serve until the 2022 Annual Meeting: Stephen Davis  Management  For  For  
1C.  Election of Director to serve until the 2022 Annual Meeting: Craig Johnson  Management  For  For  
1D.  Election of Director to serve until the 2022 Annual Meeting: Kimberly Manhard  Management  For  For  
1E.  Election of Director to serve until the 2022 Annual Meeting: Christian Waage  Management  For  For  
2.  To ratify the appointment of OUM & Co. LLP as our independent registered public accounting firm for the year ending December 31, 2021.  Management  For  For  
3.  To approve, on an advisory basis, compensation paid to our Named Executive Officers during the year ended December 31, 2020.  Management  For  For  
4.  To amend the Company's 2007 Amended and Restated Equity Incentive Plan (the "2007 Plan") to increase the number of shares of common stock authorized for issuance thereunder from 25,800,000 to 27,800,000.  Management  For  For  
5.  To amend the Company's 1997 Employee Stock Purchase Plan, as amended (the "ESPP") to increase the number of shares of common stock authorized for issuance thereunder from 775,000 to 975,000.  Management  For  For  

 

HOLOGIC, INC.
       
Security 436440101 Meeting Type Annual
Ticker Symbol HOLX Meeting Date 11-Mar-2021
Record Date 12-Jan-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Stephen P. MacMillan  Management  For  For  
1B.  Election of Director: Sally W. Crawford  Management  For  For  
1C.  Election of Director: Charles J. Dockendorff  Management  For  For  
1D.  Election of Director: Scott T. Garrett  Management  For  For  
1E.  Election of Director: Ludwig N. Hantson  Management  For  For  
1F.  Election of Director: Namal Nawana  Management  For  For  
1G.  Election of Director: Christiana Stamoulis  Management  For  For  
1H.  Election of Director: Amy M. Wendell  Management  For  For  
2.  A non-binding advisory resolution to approve executive compensation.  Management  For  For  
3.  Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2021.  Management  For  For  

 

 

 

 

 

HORIZON THERAPEUTICS PLC    
       
Security G46188101 Meeting Type Annual
Ticker Symbol HZNP Meeting Date 29-Apr-2021
Record Date 24-Feb-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Class I Director: William F. Daniel  Management  For  For  
1B.  Election of Class I Director: H. Thomas Watkins  Management  For  For  
1C.  Election of Class I Director: Pascale Witz  Management  For  For  
2.  Approval of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021 and authorization of the Audit Committee to determine the auditors' remuneration.  Management  For  For  
3.  Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement.  Management  For  For  
4.  Authorization for us and/or any of our subsidiaries to make market purchases or overseas market purchases of our ordinary shares.  Management  For  For  
5.  Approval of the Amended and Restated 2020 Equity
Incentive Plan.
  Management  For  For  

 

HOTSPOT THERAPEUTICS, INC    
       
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 4-Jun-2021
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1  Purchaser Waiver Notification to satisfy the Second Tranche Milestone  Management  For  For  

 

HUMANA INC.
 
Security 444859102 Meeting Type Annual  
Ticker Symbol HUM  Meeting Date 22-Apr-2021
Record Date 22-Feb-2021    

 

 

 

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A)  Election of Director: Kurt J. Hilzinger  Management  For  For  
1B)  Election of Director: Raquel C. Bono, M.D.  Management  For  For  
1C)  Election of Director: Bruce D. Broussard  Management  For  For  
1D)  Election of Director: Frank A. D'Amelio  Management  For  For  
1E)  Election of Director: Wayne A. I. Frederick, M.D.  Management  For  For  
1F)  Election of Director: John W. Garratt  Management  For  For  
1G)  Election of Director: David A. Jones, Jr.  Management  For  For  
1H)  Election of Director: Karen W. Katz  Management  For  For  
1I)  Election of Director: Marcy S. Klevorn  Management  For  For  
1J)  Election of Director: William J. McDonald  Management  For  For  
1K)  Election of Director: Jorge S. Mesquita  Management  For  For  
1L)  Election of Director: James J. O'Brien  Management  For  For  
1M)  Election of Director: Marissa T. Peterson  Management  For  For  
2.  The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm.  Management  For  For  
3.  Non-binding advisory vote for the approval of the compensation of the named executive officers as disclosed in the 2021 proxy statement.  Management  For  For  

 

IDEXX LABORATORIES, INC.
 
Security 45168D104 Meeting Type Annual  
Ticker Symbol IDXX            Meeting Date 12-May-2021
Record Date 19-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Bruce L. Claflin  Management  For  For  
1B.  Election of Director: Asha S. Collins, PhD  Management  For  For  
1C.  Election of Director: Daniel M. Junius  Management  For  For  
1D.  Election of Director: Sam Samad  Management  For  For  
2.  Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two).  Management  For  For  
3.  Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three).  Management  For  For  

 

ILLUMINA, INC.
 
Security 452327109 Meeting Type Annual  
Ticker Symbol ILMN            Meeting Date 26-May-2021
Record Date 31-Mar-2021    

 

 

 

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Caroline D. Dorsa  Management  For  For  
1B.  Election of Director: Robert S. Epstein, M.D.  Management  For  For  
1C.  Election of Director: Scott Gottlieb, M.D.  Management  For  For  
1D.  Election of Director: Gary S. Guthart  Management  For  For  
1E.  Election of Director: Philip W. Schiller  Management  For  For  
1F.  Election of Director: John W. Thompson  Management  For  For  
2.  To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022.  Management  For  For  
3.  To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement.  Management  For  For  

 

INCYTE CORPORATION
 
Security 45337C102 Meeting Type Annual  
Ticker Symbol INCY            Meeting Date 26-May-2021
Record Date 29-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.1  Election of Director: Julian C. Baker  Management  For  For  
1.2  Election of Director: Jean-Jacques Bienaimé  Management  For  For  
1.3  Election of Director: Paul J. Clancy  Management  For  For  
1.4  Election of Director: Wendy L. Dixon  Management  For  For  
1.5  Election of Director: Jacqualyn A. Fouse  Management  For  For  
1.6  Election of Director: Edmund P. Harrigan  Management  For  For  
1.7  Election of Director: Katherine A. High  Management  For  For  
1.8  Election of Director: Hervé Hoppenot  Management  For  For  
2.  Approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers.  Management  For  For  
3.  Approve amendments to the Company's Amended and Restated 2010 Stock Incentive Plan.  Management  For  For  
4.  Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021.  Management  For  For  

 

 

 

 

INSMED INCORPORATED
 
Security 457669307 Meeting Type Annual  
Ticker Symbol INSM            Meeting Date 12-May-2021
Record Date 19-Mar-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 David R. Brennan       For   For  
    2 Leo Lee       For   For  
    3 Carol A. Schafer       For   For  
    4 Melvin Sharoky, M.D.       For   For  
2.   An advisory vote on the 2020 compensation of our named executive officers.   Management   For   For  
3.   Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021.   Management   For   For  
4.   Approval of an amendment to the Insmed Incorporated 2019 Incentive Plan.   Management   For   For  

 

INTELLIA THERAPEUTICS, INC.
 
Security 45826J105 Meeting Type Annual  
Ticker Symbol NTLA            Meeting Date 23-Jun-2021
Record Date 26-Apr-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
                   
1.    DIRECTOR   Management          
    1 Fred Cohen, M.D D.Phil       For   For  
    2 J. François Formela, MD       For   For  
    3 Frank Verwiel, M.D.       For   For  
2.   Ratification of the appointment of Deloitte & Touche LLP as Intellia's independent registered public accounting firm for the fiscal year ending December 31, 2021.   Management   For   For  
3.    Approve, on a non-binding advisory basis, the compensation of the named executive officers.   Management   For   For  

 

INTERCEPT PHARMACEUTICALS, INC.
 
Security 45845P108 Meeting Type Annual  
Ticker Symbol ICPT            Meeting Date 27-May-2021
Record Date 06-Apr-2021    

 

 

 

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director to serve until the 2022 Annual Meeting: Paolo Fundarò  Management  For  For  
1B.  Election of Director to serve until the 2022 Annual Meeting: Jerome Durso  Management  For  For  
1C.  Election of Director to serve until the 2022 Annual Meeting: Srinivas Akkaraju, M.D., Ph.D.  Management  For  For  
1D.  Election of Director to serve until the 2022 Annual Meeting: Luca Benatti, Ph.D.  Management  For  For  
1E.  Election of Director to serve until the 2022 Annual Meeting: Daniel Bradbury  Management  For  For  
1F.  Election of Director to serve until the 2022 Annual Meeting: Keith Gottesdiener, M.D.  Management  For  For  
1G.  Election of Director to serve until the 2022 Annual Meeting: Nancy Miller-Rich  Management  For  For  
1H.  Election of Director to serve until the 2022 Annual Meeting: Mark Pruzanski, M.D.  Management  For  For  
1I.  Election of Director to serve until the 2022 Annual Meeting: Dagmar Rosa-Bjorkeson  Management  For  For  
1J.  Election of Director to serve until the 2022 Annual Meeting: Gino Santini  Management  For  For  
1K.  Election of Director to serve until the 2022 Annual Meeting: Glenn Sblendorio  Management  For  For  
2.  FOR the approval of a one-time stock option exchange program for non-executive employees.  Management  For  For  
3.  FOR the approval, on a non-binding, advisory basis, of the compensation of the Company's named executive officers.  Management  For  For  
4.  Voting on a non-binding, advisory basis, that the stockholder advisory vote on the compensation of the Company's named executive officers should occur every ONE YEAR.  Management  1 Year  For  
5.  FOR the ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021.  Management  For  For  

  

 

 

 

 

 

 

INTRA-CELLULAR THERAPIES INC
       
Security 46116X101 Meeting Type Annual
Ticker Symbol ITCI Meeting Date 21-Jun-2021
Record Date 28-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Sir Michael Rawlins, MD     For  For  
   2 Joel S. Marcus     For  For  
2.  To approve an amendment to the Company's Restated Certificate of Incorporation to increase the number of authorized shares of common stock for issuance from 100,000,000 to 175,000,000.  Management  For  For  
3.  To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  
4.  To approve by an advisory vote the compensation of the Company's named executive officers, as disclosed in the proxy statement.  Management  For  For  

 

INTUITIVE SURGICAL, INC.
       
Security 46120E602 Meeting Type Annual
Ticker Symbol ISRG Meeting Date 22-Apr-2021
Record Date 05-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Craig H. Barratt, Ph.D.  Management  For  For  
1B.  Election of Director: Joseph C. Beery  Management  For  For  
1C.  Election of Director: Gary S. Guthart, Ph.D.  Management  For  For  
1D.  Election of Director: Amal M. Johnson  Management  For  For  
1E.  Election of Director: Don R. Kania, Ph.D.  Management  For  For  
1F.  Election of Director: Amy L. Ladd, M.D.  Management  For  For  
1G.  Election of Director: Keith R. Leonard, Jr.  Management  For  For  
1H.  Election of Director: Alan J. Levy, Ph.D.  Management  For  For  
1I.  Election of Director: Jami Dover Nachtsheim  Management  For  For  
1J.  Election of Director: Monica P. Reed, M.D.  Management  For  For  
1K.  Election of Director: Mark J. Rubash  Management  For  For  
2.  To approve, by advisory vote, the compensation of the Company's Named Executive Officers.  Management  For  For  
3.  The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  
4.  To approve the Company's Amended and Restated 2010 Incentive Award Plan.  Management  For  For  

 

 

 

 

INVETX, INC.
 
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 30-Mar-2021
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  Election of Director  Management  For  For  

 

IONIS PHARMACEUTICALS, INC.
 
Security 462222100 Meeting Type Annual
Ticker Symbol IONS Meeting Date 02-Jun-2021
Record Date 05-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Brett Monia     For  For  
   2 Frederick Muto     For  For  
   3 Peter Reikes     For  For  
2.  To approve an amendment of the Ionis Pharmaceuticals, Inc. 2011 Equity Incentive Plan to, among other things, increase the aggregate number of shares of common stock authorized for issuance under such plan by 6,700,000 shares to an aggregate of 29,700,000 shares and add a fungible share counting ratio.  Management  For  For  
3.  To approve, by non-binding vote, executive compensation.  Management  For  For  
4.  Ratify the Audit Committee's selection of Ernst & Young LLP as independent auditors for the 2021 fiscal year.  Management  For  For  

 

 

 

 

IOVANCE BIOTHERAPEUTICS, INC.
       
Security 462260100 Meeting Type Annual
Ticker Symbol IOVA Meeting Date 11-Jun-2021
Record Date 19-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Iain Dukes, D. Phil     For  For  
   2 Maria Fardis, Ph.D, MBA     For  For  
   3 Athena Countouriotis MD     For  For  
   4 Ryan Maynard     For  For  
   5 Merrill A. McPeak     For  For  
   6 Wayne P. Rothbaum     For  For  
   7 Michael Weiser MD Ph.D     For  For  
2.  To approve, by non-binding advisory vote, the compensation of our named executive officers.  Management  For  For  
3.  To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021.  Management  For  For  

 

IQVIA HOLDINGS INC.
       
Security 46266C105 Meeting Type Annual
Ticker Symbol IQV Meeting Date 13-Apr-2021
Record Date 12-Feb-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Ari Bousbib     For  For  
   2 John M. Leonard M.D.     For  For  
   3 Todd B. Sisitsky     For  For  
2.  RECOMMEND, IN AN ADVISORY (NON-BINDING) VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.  Management  1 Year     
3A.  AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARD FOR STOCKHOLDER APPROVAL OF FUTURE AMENDMENTS, ALTERATIONS, CHANGES OR REPEAL OF THE BYLAWS.  Management  For  For  
3B.  AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARD TO REMOVE, FOR CAUSE ONLY, A DIRECTOR OR THE ENTIRE BOARD.  Management  For  For  
4.  THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS IQVIA HOLDINGS INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021.  Management  For  For  

 

 

 

 

JAZZ PHARMACEUTICALS PLC
       
Security G50871105 Meeting Type Annual
Ticker Symbol JAZZ Meeting Date 30-Jul-2020
Record Date 03-Jun-2020    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Bruce C. Cozadd  Management  For  For  
1B.  Election of Director: Heather Ann McSharry  Management  For  For  
1C.  Election of Director: Anne O'Riordan  Management  For  For  
1D.  Election of Director: Rick E Winningham  Management  For  For  
2.  To ratify, on a non-binding advisory basis, the appointment of KPMG as the independent auditors of Jazz Pharmaceuticals plc for the fiscal year ending December 31, 2020 and to authorize, in a binding vote, the board of directors, acting through the audit committee, to determine the auditors' remuneration.  Management  For  For  
3.  To approve, on a non-binding advisory basis, the compensation of Jazz Pharmaceuticals plc's named executive officers as disclosed in the proxy statement.  Management  For  For  
4.  To approve an amendment and restatement of Jazz Pharmaceuticals plc's Amended and Restated 2007 Non-Employee Directors Stock Award Plan in order to, among other things, increase the number of ordinary shares authorized for issuance by 500,000 shares.  Management  For  For  
5.  To approve a capital reduction and creation of distributable reserves under Irish law.  Management  For  For  

 

 

 

 

JOHNSON & JOHNSON
 
Security 478160104 Meeting Type Annual
Ticker Symbol JNJ Meeting Date 22-Apr-2021
Record Date 23-Feb-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Mary C. Beckerle  Management  For  For  
1B.  Election of Director: D. Scott Davis  Management  For  For  
1C.  Election of Director: Ian E. L. Davis  Management  For  For  
1D.  Election of Director: Jennifer A. Doudna  Management  For  For  
1E.  Election of Director: Alex Gorsky  Management  For  For  
1F.  Election of Director: Marillyn A. Hewson  Management  For  For  
1G.  Election of Director: Hubert Joly  Management  For  For  
1H.  Election of Director: Mark B. McClellan  Management  For  For  
1I.  Election of Director: Anne M. Mulcahy  Management  For  For  
1J.  Election of Director: Charles Prince  Management  For  For  
1K.  Election of Director: A. Eugene Washington  Management  For  For  
1L.  Election of Director: Mark A. Weinberger  Management  For  For  
1M.  Election of Director: Nadja Y. West  Management  For  For  
1N.  Election of Director: Ronald A. Williams  Management  For  For  
2.  Advisory Vote to Approve Named Executive Officer Compensation.  Management  For  For  
3.  Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021.  Management  For  For  
4.  Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics.  Shareholder  Against  For  
5.  Independent Board Chair.  Shareholder  For  Against  
6.  Civil Rights Audit.  Shareholder  Against  For  
7.  Executive Compensation Bonus Deferral.  Shareholder  Against  For  

 

JOUNCE THERAPEUTICS, INC.
 
Security 481116101 Meeting Type Annual
Ticker Symbol JNCE Meeting Date 18-Jun-2021
Record Date 21-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 J. Duncan Higgons     For  For  
   2 R Iannone, M.D, M.S.C.E     For  For  
   3 Luisa Salter-Cid, Ph.D.     For  For  
2.  Ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

 

 

 

 

KARUNA THERAPEUTICS, INC.  
   
Security 48576A100 Meeting Type Annual  
Ticker Symbol KRTX            Meeting Date 16-Jun-2021
Record Date 19-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Christopher Coughlin  Management  For  For  
1B.  Election of Director: James Healy, M.D., Ph.D.  Management  For  For  
1C.  Election of Director: Jeffrey Jonas, M.D.  Management  For  For  
2.  Proposal to ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

KURA ONCOLOGY, INC.
 
Security 50127T109 Meeting Type Annual  
Ticker Symbol KURA            Meeting Date 22-Jun-2021
Record Date 23-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Troy E. Wilson, PhD JD     For  For  
   2 Faheem Hasnain     For  For  
2.  To ratify selection of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021.  Management  For  For  
3.  Approval, on an advisory basis, of the compensation of our Named Executive Officers during the year ended December 31, 2020.  Management  For  For  

 

 

 

 

LABORATORY CORP. OF AMERICA HOLDINGS
 
Security 50540R409 Meeting Type Annual  
Ticker Symbol LH              Meeting Date 12-May-2021
Record Date 24-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Kerrii B. Anderson  Management  For  For  
1B.  Election of Director: Jean-Luc Bélingard  Management  For  For  
1C.  Election of Director: Jeffrey A. Davis  Management  For  For  
1D.  Election of Director: D. Gary Gilliland, M.D., Ph.D.  Management  For  For  
1E.  Election of Director: Garheng Kong, M.D., Ph.D.  Management  For  For  
1F.  Election of Director: Peter M. Neupert  Management  For  For  
1G.  Election of Director: Richelle P. Parham  Management  For  For  
1H.  Election of Director: Adam H. Schechter  Management  For  For  
1I.  Election of Director: Kathryn E. Wengel  Management  For  For  
1J.  Election of Director: R. Sanders Williams, M.D.  Management  For  For  
2.  To approve, by non-binding vote, executive compensation.  Management  For  For  
3.  Ratification of the appointment of Deloitte and Touche LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for the year ending December 31, 2021.  Management  For  For  
4.  Shareholder proposal seeking an amendment to our proxy access by-law to remove the aggregation limit.  Shareholder  Against  For  

 

MADRIGAL PHARMACEUTICALS INC.
 
Security 558868105 Meeting Type Annual  
Ticker Symbol MDGL            Meeting Date 17-Jun-2021
Record Date 26-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Rebecca Taub, M.D.     For  For  
   2 Fred B. Craves, Ph.D.     For  For  
2.  To approve our amended 2015 Stock Plan.  Management  For  For  
3.  To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  
4.  Advisory vote on compensation of named executive officers.  Management  For  For  
5.  In their discretion, the proxies are authorized to vote and act upon any other matters which may properly come before the meeting or any adjournment or postponement thereof.  Management  For  For  

 

 

 

 

MCKESSON CORPORATION
 
Security 58155Q103 Meeting Type Annual  
Ticker Symbol MCK             Meeting Date 29-Jul-2020
Record Date 01-Jun-2020    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director for a one-year term: Dominic J. Caruso  Management  For  For  
1B.  Election of Director for a one-year term: N. Anthony Coles, M.D.  Management  For  For  
1C.  Election of Director for a one-year term: M. Christine Jacobs  Management  For  For  
1D.  Election of Director for a one-year term: Donald R. Knauss  Management  For  For  
1E.  Election of Director for a one-year term: Marie L. Knowles  Management  For  For  
1F.  Election of Director for a one-year term: Bradley E. Lerman  Management  For  For  
1G.  Election of Director for a one-year term: Maria Martinez  Management  For  For  
1H.  Election of Director for a one-year term: Edward A. Mueller  Management  For  For  
1I.  Election of Director for a one-year term: Susan R. Salka  Management  For  For  
1J.  Election of Director for a one-year term: Brian S. Tyler  Management  For  For  
1K.  Election of Director for a one-year term: Kenneth E. Washington, Ph.D.  Management  For  For  
2.  Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2021.  Management  For  For  
3.  Advisory vote on executive compensation.  Management  For  For  
4.  Shareholder proposal on action by written consent of shareholders.  Shareholder  Against  For  
5.  Shareholder proposal on disclosure of lobbying activities and expenditures.  Shareholder  Against  For  
6.  Shareholder proposal on statement of purpose of a corporation.  Shareholder  Against  For  

 

 

 

 

MEDPACE HOLDINGS, INC.
 
Security 58506Q109 Meeting Type Annual  
Ticker Symbol MEDP            Meeting Date 14-May-2021
Record Date 18-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Fred B. Davenport, Jr.     For  For  
   2 C. P. McCarthy III     For  For  
2.  To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  
3.  To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the proxy statement for the 2021 Annual Meeting.  Management  For  For  

 

MEDTRONIC PLC
 
Security G5960L103 Meeting Type Annual  
Ticker Symbol MDT             Meeting Date 11-Dec-2020
Record Date 15-Oct-2020    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Richard H. Anderson  Management  For  For  
1B.  Election of Director: Craig Arnold  Management  For  For  
1C.  Election of Director: Scott C. Donnelly  Management  For  For  
1D.  Election of Director: Andrea J. Goldsmith, Ph.D.  Management  For  For  
1E.  Election of Director: Randall J. Hogan, III  Management  For  For  
1F.  Election of Director: Michael O. Leavitt  Management  For  For  
1G.  Election of Director: James T. Lenehan  Management  For  For  
1H.  Election of Director: Kevin E. Lofton  Management  For  For  
1I.  Election of Director: Geoffrey S. Martha  Management  For  For  
1J.  Election of Director: Elizabeth G. Nabel, M.D.  Management  For  For  
1K.  Election of Director: Denise M. O'Leary  Management  For  For  
1L.  Election of Director: Kendall J. Powell  Management  For  For  
2.  To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration.  Management  For  For  
3.  To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote).  Management  For  For  
4.  To renew the Board's authority to issue shares.  Management  For  For  
5.  To renew the Board's authority to opt out of pre-emption rights.  Management  For  For  
6.  Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares.  Management  For  For  

 

 

 

 

MENLO THERAPEUTICS
 
Security 586858102 Meeting Type Annual  
Ticker Symbol MNLO            Meeting Date 03-Aug-2020
Record Date 10-Jun-2020    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Sharon Barbari     For  For  
   2 Rex Bright     For  For  
2.  To ratify the selection, by the Audit Committee of the Company's Board of Directors, of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2020.  Management  For  For  
3.  To approve and adopt amendments to the Company's Amended and Restated Certificate of Incorporation (the "Reverse Stock Split Amendment") to (i) effect a reverse stock split of Company's common stock on or before August 3, 2021 at a ratio ranging from 1-for-2 shares up to a ratio of 1-for-7 shares, which ratio will be selected by the Company's Board of Directors and set forth in a public announcement (the "Reverse Stock Split"), & (ii) reduce number of authorized shares of Company's common stock by a corresponding ratio ("Authorized Share Reduction").  Management  For  For  

 

 

 

 

 

MERCK & CO., INC.
       
Security 58933Y105 Meeting Type Annual
Ticker Symbol MRK Meeting Date 25-May-2021
Record Date 26-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Leslie A. Brun  Management  For  For  
1B.  Election of Director: Mary Ellen Coe  Management  For  For  
1C.  Election of Director: Pamela J. Craig  Management  For  For  
1D.  Election of Director: Kenneth C. Frazier  Management  For  For  
1E.  Election of Director: Thomas H. Glocer  Management  For  For  
1F.  Election of Director: Risa J. Lavizzo-Mourey  Management  For  For  
1G.  Election of Director: Stephen L. Mayo  Management  For  For  
1H.  Election of Director: Paul B. Rothman  Management  For  For  
1I.  Election of Director: Patricia F. Russo  Management  For  For  
1J.  Election of Director: Christine E. Seidman  Management  For  For  
1K.  Election of Director: Inge G. Thulin  Management  For  For  
1L.  Election of Director: Kathy J. Warden  Management  For  For  
1M.  Election of Director: Peter C. Wendell  Management  For  For  
2.  Non-binding advisory vote to approve the compensation of our named executive officers.  Management  For  For  
3.  Ratification of the appointment of the Company's independent registered public accounting firm for 2021.  Management  For  For  
4.  Shareholder proposal concerning a shareholder right to act by written consent.  Shareholder  Against  For  
5.  Shareholder proposal regarding access to COVID-19 products.  Shareholder  Against  For  

 

MEREO BIOPHARMA GROUP PLC
       
Security 589492107 Meeting Type Annual
Ticker Symbol MREO Meeting Date 27-May-2021
Record Date 15-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  That the annual report and accounts for the financial year ended 31 December 2020, together with the directors' report and independent auditor's report thereon, be received and adopted.  Management  For  For  
2.  That Ernst & Young LLP be re-appointed as auditors to hold office from the conclusion of the AGM until the conclusion of the next Annual General Meeting at which the Company's annual report and accounts are presented.  Management  For  For  
3.  That the directors of the Company be authorised to determine Ernst & Young LLP's remuneration.  Management  For  For  
4.  That the directors' remuneration report (excluding the directors' remuneration policy, set out on pages 39 to 61 of the directors' remuneration report), as set out in the Company's annual report and accounts for the financial year ended 31 December 2020, be approved.  Management  For  For  
5.  That the directors' remuneration policy, as set out on pages 42 to 51 of the directors' remuneration report, which takes effect immediately after the end of AGM, be approved.  Management  For  For  
6.  That Dr. Jeremy Bender be re-appointed as a director of the Company.  Management  For  For  
7.  That Dr. Brian Schwartz be re-appointed as a director of the Company.  Management  For  For  
8.  That Dr. Peter Fellner be re-appointed as a director of the Company.  Management  For  For  
9.  That Dr. Denise Scots-Knight be re-appointed as a director of the Company.  Management  For  For  
10.  That Peter Bains be re-appointed as a director of the Company.  Management  For  For  
11.  That Dr. Anders Ekblom be re-appointed as a director of the Company.  Management  For  For  
12.  That Kunal Kashyap be re-appointed as a director of the Company.  Management  For  For  

 

 

 

 

MIRATI THERAPEUTICS, INC.
       
Security 60468T105 Meeting Type Annual
Ticker Symbol MRTX Meeting Date 12-May-2021
Record Date 15-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Charles M. Baum     For  For  
   2 Bruce L.A. Carter     For  For  
   3 Julie M. Cherrington     For  For  
   4 Aaron I. Davis     For  For  
   5 Henry J. Fuchs     For  For  
   6 Michael Grey     For  For  
   7 Faheem Hasnain     For  For  
   8 Craig Johnson     For  For  
   9 Maya Martinez-Davis     For  For  
   10 Shalini Sharp     For  For  
2.  To approve, on an advisory basis, the compensation paid to our named executive officers as disclosed in the Proxy Statement.  Management  For  For  
3.  To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021.  Management  For  For  
4.  To approve our Amended and Restated 2013 Equity Incentive Plan to, among other things, increase the aggregate number of shares of common stock authorized for issuance under such plan by 2,500,000 shares.  Management  For  For  

 

 

 

 

MODERNA, INC.
 
Security 60770K107 Meeting Type Annual
Ticker Symbol MRNA Meeting Date 28-Apr-2021
Record Date 01-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1  DIRECTOR  Management        
   1 Robert Langer, Sc.D.     For  For  
   2 Elizabeth Nabel, M.D.     For  For  
   3 Elizabeth Tallett     For  For  
2.  To cast a non-binding, advisory vote to approve the compensation of our named executive officers.  Management  For  For  
3.  To ratify the appointment of Ernst & Young LLP as our registered independent public accounting firm for the year ending December 31, 2021.  Management  For  For  

 

MOLECULAR TEMPLATES, INC.    
       
Security 608550109 Meeting Type Annual
Ticker Symbol MTEM Meeting Date 03-Jun-2021
Record Date 07-Apr-2021  

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.1  Election of Director: Jonathan Lanfear  Management  For  For  
1.2  Election of Director: Scott Morenstein  Management  For  For  
1.3  Election of Director: Corsee Sanders, Ph.D.  Management  For  For  
2.  Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  
3.  Approve on an advisory basis the compensation of the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission.  Management  For  For  

 

 

 

 

 

MOLINA HEALTHCARE, INC.
       
Security 60855R100 Meeting Type Annual
Ticker Symbol MOH Meeting Date 06-May-2021
Record Date 09-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director to hold office until the 2022 Annual Meeting: Daniel Cooperman (Class I)  Management  For  For  
1B.  Election of Director to hold office until the 2022 Annual Meeting: Stephen H. Lockhart (Class I)  Management  For  For  
1C.  Election of Director to hold office until the 2022 Annual Meeting: Richard M. Schapiro (Class I)  Management  For  For  
1D.  Election of Director to hold office until the 2022 Annual Meeting: Ronna E. Romney (Class III)  Management  For  For  
1E.  Election of Director to hold office until the 2022 Annual Meeting: Dale B. Wolf (Class III)  Management  For  For  
1F.  Election of Director to hold office until the 2022 Annual Meeting: Joseph M. Zubretsky (Class III)  Management  For  For  
2.  To consider and approve, on a non-binding, advisory basis, the compensation of our named executive officers.  Management  For  For  
3.  To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021.  Management  For  For  

 

MORPHIC HOLDING INC
       
Security 61775R105 Meeting Type Annual
Ticker Symbol MORF Meeting Date 16-Jun-2021
Record Date 21-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Gustav Christensen     For  For  
   2 Martin Edwards     For  For  
   3 Susannah Gray     For  For  
   4 Amir Nashat     For  For  
2.  Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

 

 

 

NEKTAR THERAPEUTICS
       
Security 640268108 Meeting Type Annual
Ticker Symbol NKTR Meeting Date 10-Jun-2021
Record Date 12-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Jeff Ajer  Management  For  For  
1B.  Election of Director: Robert B. Chess  Management  For  For  
1C.  Election of Director: Roy A. Whitfield  Management  For  For  
2.  To approve an amendment to our Amended and Restated 2017 Performance Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance under the plan by 5,000,000 shares.  Management  For  For  
3.  To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  
4.  To approve a non-binding advisory resolution regarding our executive compensation (a "say-on-pay" vote).  Management  For  For  

 

 

NEUROCRINE BIOSCIENCES, INC.
       
Security 64125C109 Meeting Type Annual
Ticker Symbol NBIX Meeting Date 19-May-2021
Record Date 23-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 William H Rastetter PhD     For  For  
   2 George J. Morrow     For  For  
   3 Leslie V. Norwalk     For  For  
2.  Advisory vote to approve the compensation paid to the Company's named executive officers.  Management  For  For  
3.  To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

 

 

 

 

 

NOVAVAX, INC.
 
Security 670002401 Meeting Type Annual  
Ticker Symbol NVAX            Meeting Date 17-Jun-2021
Record Date 20-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Class II Director to serve for a three-year term expiring at the 2024 Annual Meeting: Richard H. Douglas, Ph.D.  Management  For  For  
1B.  Election of Class II Director to serve for a three-year term expiring at the 2024 Annual Meeting: Margaret G. McGlynn, R. Ph.  Management  For  For  
1C.  Election of Class II Director to serve for a three-year term expiring at the 2024 Annual Meeting: David M. Mott  Management  For  For  
2.  The approval, on an advisory basis, of the compensation paid to our Named Executive Officers.  Management  For  For  
3.  Amendment and restatement of the Amended and Restated Novavax, Inc. 2015 Stock Plan to increase the number of shares of Common Stock available for issuance thereunder by 1,500,000 shares.  Management  For  For  
4.  Ratification of certain April 2020 equity awards.  Management  For  For  
5.  Ratification of certain June 2020 equity awards.  Management  For  For  
6.  Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

OCULIS SA    
       
Security N/A Meeting Type Annual General Meeting
Ticker Symbol N/A Meeting Date 24-Jun-2021
Record Date N/A    

 

Item  Proposal   Proposed
by
  Vote  For/Against
Management
 
1.  Approval of the Annual Report including Financial Statements 2020   Management  For  For  
2.  Allocation of Balance Sheet Results 2020   Management  For  For  
3.  Discharge to Members of the Board of Directors and the Management   Management  For  For  
4.  Re-Election of the Members of the Board of Directors   Management  For  For  
5.  Re-Election of the Auditors PricewaterhouseCoopers SA   Management  For  For  

 

 

 

 

OVID THERAPEUTICS INC.
 
Security 690469101 Meeting Type Annual  
Ticker Symbol OVID            Meeting Date 10-Jun-2021
Record Date 15-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Class I director to hold office until the 2024 Annual Meeting: Barbara Duncan  Management  For  For  
2.  Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

OWENS & MINOR, INC.
 
Security 690732102 Meeting Type Annual  
Ticker Symbol OMI             Meeting Date 29-Apr-2021
Record Date 05-Mar-2021    

 

Item  Proposal   Proposed
by
  Vote  For/Against
Management
 
1.1  Election of Director for the term of one-year: Aster Angagaw   Management  For  For  
1.2  Election of Director for the term of one-year: Mark A. Beck   Management  For  For  
1.3  Election of Director for the term of one-year: Gwendolyn M. Bingham   Management  For  For  
1.4  Election of Director for the term of one-year: Robert J. Henkel   Management  For  For  
1.5  Election of Director for the term of one-year: Stephen W. Klemash   Management  For  For  
1.6  Election of Director for the term of one-year: Mark F. McGettrick   Management  For  For  
1.7  Election of Director for the term of one-year: Edward A. Pesicka   Management  For  For  
1.8  Election of Director for the term of one-year: Michael C. Riordan   Management  For  For  
2.  Ratification of the appointment of KPMG LLP as the Company's independent public accounting firm for the year ending December 31, 2021.   Management  For  For  
3.  Advisory vote to approve the compensation of the Company's named executive officers.   Management  For  For  

 

 

 

 

PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
 
Security 69404D108 Meeting Type Annual  
Ticker Symbol PACB            Meeting Date 04-Aug-2020
Record Date 15-Jun-2020    

 

Item  Proposal   Proposed
by
  Vote  For/Against
Management
 
1.1  Election Of Class I Director: Christian O. Henry   Management  For  For  
1.2  Election Of Class I Director: John F. Milligan, Ph.D.   Management  For  For  
1.3  Election Of Class I Director: Lucy Shapiro, Ph.D   Management  For  For  
2.  Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020.   Management  For  For  
3.  Advisory approval of the Company's executive compensation.   Management  For  For  
4.  Approval of the Company's 2020 Equity Incentive Plan.   Management  For  For  

 

PERKINELMER, INC.
 
Security 714046109 Meeting Type Annual  
Ticker Symbol PKI             Meeting Date 27-Apr-2021
Record Date 01-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director for one year term: Peter Barrett, PhD  Management  For  For  
1B.  Election of Director for one year term: Samuel R. Chapin  Management  For  For  
1C.  Election of Director for one year term: Sylvie Grégoire, PharmD  Management  For  For  
1D.  Election of Director for one year term: Alexis P. Michas  Management  For  For  
1E.  Election of Director for one year term: Prahlad R. Singh, PhD  Management  For  For  
1F.  Election of Director for one year term: Michel Vounatsos  Management  For  For  
1G.  Election of Director for one year term: Frank Witney, PhD  Management  For  For  
1H.  Election of Director for one year term: Pascale Witz  Management  For  For  
2.  To ratify the selection of Deloitte & Touche LLP as PerkinElmer's independent registered public accounting firm for the current fiscal year.  Management  For  For  
3.  To approve, by non-binding advisory vote, our executive compensation.  Management  For  For  

 

 

 

 

PERRIGO COMPANY PLC
 
Security G97822103 Meeting Type Annual  
Ticker Symbol PRGO            Meeting Date 12-May-2021
Record Date 15-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Bradley A. Alford  Management  For  For  
1B.  Election of Director: Orlando D. Ashford  Management  For  For  
1C.  Election of Director: Rolf A. Classon  Management  For  For  
1D.  Election of Director: Katherine C. Doyle  Management  For  For  
1E.  Election of Director: Adriana Karaboutis  Management  For  For  
1F.  Election of Director: Murray S. Kessler  Management  For  For  
1G.  Election of Director: Jeffrey B. Kindler  Management  For  For  
1H.  Election of Director: Erica L. Mann  Management  For  For  
1I.  Election of Director: Donal O'Connor  Management  For  For  
1J.  Election of Director: Geoffrey M. Parker  Management  For  For  
1K.  Election of Director: Theodore R. Samuels  Management  For  For  
2.  Ratify the appointment of Ernst & Young LLP as our independent auditor for the period ending December 31, 2021 and authorize the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor.  Management  For  For  
3.  Advisory vote on the Company's executive compensation.  Management  For  For  
4.  Renew the Board's authority to issue shares under Irish law.  Management  For  For  
5.  Renew the Board's authority to opt-out of statutory pre-emption rights under Irish law.  Management  For  For  

 

PERSONALIS, INC.
 
Security 71535D106 Meeting Type Annual  
Ticker Symbol PSNL            Meeting Date 14-May-2021
Record Date 19-Mar-2021    

 

Item  Proposal   Proposed
by
  Vote  For/Against
Management
 
1.1  Election of Class II Director: John West   Management  For  For  
1.2  Election of Class II Director: Alan Colowick, M.D.   Management  For  For  
2.  Ratification of the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021.   Management  For  For  

 

 

 

 

PIERIS PHARMACEUTICALS, INC.
 
Security 720795103 Meeting Type Annual  
Ticker Symbol PIRS            Meeting Date 25-Jun-2021
Record Date 27-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Peter Kiener     For  For  
   2 Christopher Kiritsy     For  For  
2.  Approve the Amendment to the Company's 2020 Employee, Director and Consultant Equity Incentive Plan.  Management  For  For  
3.  Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  
4.  Approve, on non-binding advisory basis, the compensation of the Company's named executive officers, as disclosed in this proxy statement.  Management  For  For  

 

PRA HEALTH SCIENCES, INC.
 
Security 69354M108 Meeting Type Special
Ticker Symbol PRAH            Meeting Date 15-Jun-2021
Record Date 26-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  To adopt the Agreement and Plan of Merger, dated as of February 24, 2021, by and among ICON plc ("ICON"), PRA Health Sciences, Inc. ("PRA"), ICON US Holdings Inc., a wholly owned subsidiary of ICON ("US HoldCo"), and Indigo Merger Sub, Inc., a wholly owned subsidiary of ICON and US HoldCo (such agreement, as it may be amended from time to time, the "merger agreement" and such proposal, the "PRA merger agreement proposal").  Management  For  For  
2.  To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to PRA's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement (the "PRA compensation proposal").  Management  For  For  
3.  To approve the adjournment of the PRA stockholder meeting to solicit additional proxies if there are not sufficient votes at the time of the PRA stockholder meeting to approve the PRA merger agreement proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to PRA stockholders (the "PRA adjournment proposal").  Management  For  For  

 

 

 

 

PRAXIS PRECISION MEDICINES, INC.
 
Security 74006W108 Meeting Type Annual  
Ticker Symbol PRAX            Meeting Date 08-Jun-2021
Record Date 16-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Class I Director: Dean Mitchell  Management  For  For  
2.  To ratify the selection of Ernst & Young LLP as Praxis Precision Medicines, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

PRECISION BIOSCIENCES, INC.
 
Security 74019P108 Meeting Type Annual  
Ticker Symbol DTIL            Meeting Date 10-May-2021
Record Date 15-Mar-2021    

 

Item  Proposal   Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR   Management         
   1 Stanley R Frankel, M.D.      For  For  
   2 Derek Jantz, Ph.D.      For  For  
2.  Ratification of the appointment of Deloitte & Touche LLP as Precision's independent registered public accounting firm for 2021.   Management  For  For  

 

 

 

 

 

 

QUOTIENT LIMITED
 
Security G73268107 Meeting Type Annual  
Ticker Symbol QTNT            Meeting Date 29-Oct-2020
Record Date 31-Aug-2020    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Franz Walt       For   For  
    2 Isabelle Buckle       For   For  
    3 Frederick Hallsworth       For   For  
    4 Catherine Larue       For   For  
    5 Brian McDonough       For   For  
    6 Heino von Prondzynski       For   For  
    7 Zubeen Shroff       For   For  
    8 John Wilkerson       For   For  
9.      A non-binding, advisory vote on the compensation paid to the Company's named executive officers, as described in the "Compensation Discussion and Analysis" section of the Company's proxy statement and the related compensation tables, notes and narrative discussion.   Management   For   For  
10.     A non-binding, advisory vote on the frequency of future advisory votes to approve the compensation paid to the Company's named executed officers.   Management   1 Year   For  
11.     Vote to approve the Third Amended and Restated 2014 Plan, which reflects amendments to the 2014 Plan to (a) increase the number of ordinary shares authorized for issuance by 750,000 shares and to increase the maximum number of shares that may be issued upon the exercise of incentive stock options by 750,000 shares and (b) modify the "evergreen" provision   Management   For   For  
12.     Proposal to re-appoint Ernst & Young LLP as the Company's auditors from the conclusion of this meeting until the next Annual General Meeting of the Company to be held in 2021, to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm and to authorize the directors to determine the fees to be paid to the auditors.   Management   For   For  

 

 

 

 

RALLYBIO HOLDINGS, LLC    
     
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 28-Aug-2020
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1  Board of Managers  Management  For  For  

 

RALLYBIO HOLDINGS, LLC      
       
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 22-Oct-2020
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1  Size of the Board of Managers and New Director  Management  For  For  

 

RALLYBIO HOLDINGS, LLC    
     
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 14-Jan-2021
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1  Equity Pool  Management  For  For  

 

RALLYBIO HOLDINGS, LLC    
     
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 21-Jan-2021
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1  Clinical Trial & Assay Development Master Services Agreement  Management  For  For  

 

RALLYBIO HOLDINGS, LLC    
     
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 4-Feb-2021
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1  Creation of Subsidiaries  Management  For  For  
2  Master Services Agreement with PPD Development  Management  For  For  

 

 

 

 

REATA PHARMACEUTICALS, INC.  
   
Security 75615P103 Meeting Type Annual  
Ticker Symbol RETA            Meeting Date 10-Jun-2021
Record Date 15-Apr-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 William D. McClellan Jr       For   For  
    2 William E. Rose       For   For  
2.      To approve, on an advisory basis, the compensation of our named executive officers.   Management   For   For  
3.      To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.   Management   For   For  

 

REGENERON PHARMACEUTICALS, INC.  
   
Security 75886F107 Meeting Type Annual  
Ticker Symbol REGN            Meeting Date 11-Jun-2021
Record Date 13-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: N. Anthony Coles, M.D.  Management  For  For  
1B.  Election of Director: Arthur F. Ryan  Management  For  For  
1C.  Election of Director: George L. Sing  Management  For  For  
1D.  Election of Director: Marc Tessier-Lavigne, Ph.D.  Management  For  For  
2.  Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

RESMED INC.  
   
Security 761152107 Meeting Type Annual  
Ticker Symbol RMD             Meeting Date 19-Nov-2020
Record Date 22-Sep-2020    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director to serve until 2021 annual meeting: Karen Drexler  Management  For  For  
2B.  Election of Director to serve until 2021 annual meeting: Michael Farrell  Management  For  For  
2.  Ratify our appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021.  Management  For  For  
3.  Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay").  Management  For  For  

 

 

 

 

SAGE THERAPEUTICS, INC.  
   
Security 78667J108 Meeting Type Annual  
Ticker Symbol SAGE            Meeting Date 10-Jun-2021
Record Date 13-Apr-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.      DIRECTOR   Management          
    1 Elizabeth Barrett       For   For  
    2 Geno Germano       For   For  
    3 Steven Paul, M.D.       For   For  
2.      To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.   Management   For   For  
3.      To hold a non-binding advisory vote to approve the compensation paid to our named executive officers.   Management   For   For  

 

SAREPTA THERAPEUTICS INC.  
   
Security 803607100 Meeting Type Annual  
Ticker Symbol SRPT            Meeting Date 03-Jun-2021
Record Date 09-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.1  Election of Class II Director to hold office until the 2023 Annual meeting: Richard J. Barry  Management  For  For  
1.2  Election of Class II Director to hold office until the 2023 Annual meeting: M. Kathleen Behrens, Ph.D.  Management  For  For  
1.3  Election of Class II Director to hold office until the 2023 Annual meeting: Claude Nicaise, M.D.  Management  For  For  
2.  To hold an advisory vote to approve, on a non-binding basis, named executive officer compensation.  Management  For  For  
3.  To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the current year ending December 31, 2021.  Management  For  For  

 

 

 

 

 

 

SCHOLAR ROCK HOLDING CORPORATION  
   
Security 80706P103 Meeting Type Annual  
Ticker Symbol SRRK            Meeting Date 27-May-2021
Record Date 29-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management         
   1 Jeffrey S. Flier, M.D.     For  For  
   2 Amir Nashat, Sc.D.     For  For  
   3 Akshay Vaishnaw MD, PhD     For  For  
2.  To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

SEAGEN INC.  
   
Security 81181C104 Meeting Type Annual  
Ticker Symbol SGEN            Meeting Date 14-May-2021
Record Date 18-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Class II Director for term expiring in 2024: Felix J. Baker, Ph.D.  Management  For  For  
1B.  Election of Class II Director for term expiring in 2024: Clay B. Siegall, Ph.D  Management  For  For  
1C.  Election of Class II Director for term expiring in 2024: Nancy A. Simonian, M.D.  Management  For  For  
2.  Approve, on an advisory basis, the compensation of Seagen's named executive officers as disclosed in the accompanying proxy statement.  Management  For  For  
3.  Ratify the appointment of PricewaterhouseCoopers LLP as Seagen's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

 

 

SPECTRUM PHARMACEUTICALS, INC.  
   
Security 84763A108 Meeting Type Annual  
Ticker Symbol SPPI            Meeting Date 17-Jun-2021
Record Date 20-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.1  Election of Director: William L. Ashton  Management  For  For  
1.2  Election of Director: Nora E. Brennan  Management  For  For  
1.3  Election of Director: Seth H.Z. Fischer  Management  For  For  
1.4  Election of Director: Joseph W. Turgeon  Management  For  For  
1.5  Election of Director: Jeffrey L. Vacirca  Management  For  For  
1.6  Election of Director: Dolatrai M. Vyas  Management  For  For  
1.7  Election of Director: Bernice R. Welles  Management  For  For  
2.  To approve, on a non-binding advisory basis, the compensation of our named executive officers, as disclosed in the Compensation Discussion and Analysis section of the Proxy Statement.  Management  For  For  
3.  To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

STRYKER CORPORATION  
   
Security 863667101 Meeting Type Annual  
Ticker Symbol SYK             Meeting Date 05-May-2021
Record Date 08-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A)  Election of Director: Mary K. Brainerd  Management  For  For  
1B)  Election of Director: Giovanni Caforio, M.D.  Management  For  For  
1C)  Election of Director: Srikant M. Datar, Ph.D.  Management  For  For  
1D)  Election of Director: Allan C. Golston (Lead Independent Director)  Management  For  For  
1E)  Election of Director: Kevin A. Lobo (Chair of the Board and Chief Executive Officer)  Management  For  For  
1F)  Election of Director: Sherilyn S. McCoy  Management  For  For  
1G)  Election of Director: Andrew K. Silvernail  Management  For  For  
1H)  Election of Director: Lisa M. Skeete Tatum  Management  For  For  
1I)  Election of Director: Ronda E. Stryker  Management  For  For  
1J)  Election of Director: Rajeev Suri  Management  For  For  
2.  Ratification of Appointment of our Independent Registered Public Accounting Firm.  Management  For  For  
3.  Advisory Vote to Approve Named Executive Officer Compensation.  Management  For  For  
4.  Shareholder Proposal Regarding Workforce Involvement in Corporate Governance.  Shareholder  Against  For  
5.  Shareholder Proposal Regarding Right to Call Special Meetings  Shareholder  Against  For  

 

 

 

SUTRO BIOPHARMA, INC.  
   
Security 869367102 Meeting Type Annual  
Ticker Symbol STRO            Meeting Date 03-Jun-2021
Record Date 12-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management         
   1 Joseph Lobacki     For  For  
   2 Daniel Petree     For  For  
   3 Shalini Sharp     For  For  
2.  To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

SYNEOS HEALTH, INC.  
   
Security 87166B102 Meeting Type Annual  
Ticker Symbol SYNH            Meeting Date 12-May-2021
Record Date 19-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Thomas Allen  Management  For  For  
1B.  Election of Director: Linda A. Harty  Management  For  For  
1C.  Election of Director: Alistair Macdonald  Management  For  For  
2.  To approve on an advisory (nonbinding) basis our executive compensation.  Management  For  For  
3.  To ratify the appointment of the Company's independent auditors Deloitte & Touche LLP.  Management  For  For  

 

 

 

TELADOC HEALTH, INC.  
   
Security 87918A105 Meeting Type Annual  
Ticker Symbol TDOC            Meeting Date 17-May-2021
Record Date 23-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director for a term of one year: Christopher Bischoff  Management  For  For  
1B.  Election of Director for a term of one year: Karen L. Daniel  Management  For  For  
1C.  Election of Director for a term of one year: Sandra L. Fenwick  Management  For  For  
1D.  Election of Director for a term of one year: William H. Frist, MD  Management  For  For  
1E.  Election of Director for a term of one year: Jason Gorevic  Management  For  For  
1F.  Election of Director for a term of one year: Catherine A. Jacobson  Management  For  For  
1G.  Election of Director for a term of one year: Thomas G. McKinley  Management  For  For  
1H.  Election of Director for a term of one year: Kenneth H. Paulus  Management  For  For  
1I.  Election of Director for a term of one year: David Shedlarz  Management  For  For  
1J.  Election of Director for a term of one year: Mark Douglas Smith, MD  Management  For  For  
1K.  Election of Director for a term of one year: David B. Snow, Jr.  Management  For  For  
2.  Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers.  Management  For  For  
3.  Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

TEVA PHARMACEUTICAL INDUSTRIES LIMITED  
   
Security 881624209 Meeting Type Annual  
Ticker Symbol TEVA            Meeting Date 14-Jun-2021
Record Date 14-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Rosemary A. Crane  Management  For  For  
1B.  Election of Director: Abbas Hussain  Management  For  For  
1C.  Election of Director: Gerald M. Lieberman  Management  For  For  
1D.  Election of Director: Prof. Ronit Satchi-Fainaro  Management  For  For  
2.  To approve, on a non-binding advisory basis, the compensation for Teva's named executive officers.  Management  For  For  
3.  To appoint Kesselman & Kesselman, a member of PricewaterhouseCoopers International Ltd., as Teva's independent registered public accounting firm until Teva's 2022 annual meeting of shareholders.  Management  For  For  

 

 

 

THERAVANCE BIOPHARMA, INC.
       
Security G8807B106 Meeting Type Annual
Ticker Symbol TBPH Meeting Date 27-Apr-2021
Record Date 01-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.1  Election of Director: Eran Broshy  Management  For  For  
1.2  Election of Director: Laurie Smaldone Alsup  Management  For  For  
1.3  Election of Director: Burton G. Malkiel  Management  For  For  
2.  Approve a non-binding proposal to ratify the appointment of Deepika R. Pakianathan to serve as a Class III member of the board of directors until the annual general meeting held in 2023 and until her successor is duly elected and qualified.  Management  For  For  
3.  Ratify the appointment of Ernst & Young LLP as Theravance Biopharma, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

 

THERMO FISHER SCIENTIFIC INC.
       
Security 883556102 Meeting Type Annual
Ticker Symbol TMO Meeting Date 19-May-2021
Record Date 26-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Marc N. Casper  Management  For  For  
1B.  Election of Director: Nelson J. Chai  Management  For  For  
1C.  Election of Director: C. Martin Harris  Management  For  For  
1D.  Election of Director: Tyler Jacks  Management  For  For  
1E.  Election of Director: R. Alexandra Keith  Management  For  For  
1F.  Election of Director: Thomas J. Lynch  Management  For  For  
1G.  Election of Director: Jim P. Manzi  Management  For  For  
1H.  Election of Director: James C. Mullen  Management  For  For  
1I.  Election of Director: Lars R. Sørensen  Management  For  For  
1J.  Election of Director: Debora L. Spar  Management  For  For  
1K.  Election of Director: Scott M. Sperling  Management  For  For  
1L.  Election of Director: Dion J. Weisler  Management  For  For  
2.  An advisory vote to approve named executive officer compensation.  Management  For  For  
3.  Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2021.  Management  For  For  
4.  A shareholder Proposal regarding special Shareholder Meetings.  Shareholder  Against  For  

 

 

 

 

TRAVERE THERAPEUTICS INC.
 
Security 89422G107 Meeting Type Annual
Ticker Symbol TVTX Meeting Date 14-May-2021
Record Date 23-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Stephen Aselage     For  For  
   2 Roy Baynes     For  For  
   3 Suzanne Bruhn     For  For  
   4 Timothy Coughlin     For  For  
   5 Eric Dube     For  For  
   6 Gary Lyons     For  For  
   7 Jeffrey Meckler     For  For  
   8 John Orwin     For  For  
   9 Sandra Poole     For  For  
   10 Ron Squarer     For  For  
2.  To approve an amendment to the Company's Certificate of Incorporation, as amended, to increase the authorized number of shares of common stock from 100,000,000 to 200,000,000.  Management  For  For  
3.  To approve the Company's 2018 Equity Incentive Plan, as amended, to, among other items, increase the number of shares of common stock authorized for issuance thereunder by 3,200,000 shares.  Management  For  For  
4.  To approve, on an advisory basis, the compensation of the Company's named executive officers.  Management  For  For  
5.  To ratify the selection of BDO USA, LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021.  Management  For  For  

 

 

 

 

 

TRILLIUM THERAPEUTICS INC.
 
Security 89620X506 Meeting Type Annual and Special Meeting
Ticker Symbol TRIL Meeting Date 08-Jun-2021
Record Date 19-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1  DIRECTOR  Management        
   1 Luke Beshar     For  For  
   2 Michael Kamarck     For  For  
   3 Paul Walker     For  For  
   4 Paolo Pucci     For  For  
   5 Jan Skvarka     For  For  
   6 Helen Tayton-Martin     For  For  
   7 Scott Myers     For  For  
2  To reappoint Ernst & Young, LLP, Chartered Professional Accountants, Licensed Public Accountants, as auditors of the Corporation for the ensuing year and to authorize the directors to fix the remuneration to be paid to the auditors.  Management  For  For  
3  To consider and if deemed appropriate, act upon an advisory vote on the compensation of the Corporation's named executive officers, the full text of the resolution is set forth in the management information circular and proxy statement (the "Circular") prepared in connection with the Meeting.  Management  For  For  
4  To consider and if deemed appropriate, act upon an advisory vote on the frequency of future advisory votes on the compensation of the Corporation's named executed officers, the full text of the resolution is set forth in the Circular.  Management  1 Year  For  

 

 

 

 

TURNING POINT THERAPEUTICS, INC.
 
Security 90041T108 Meeting Type Annual
Ticker Symbol TPTX Meeting Date 02-Jun-2021
Record Date 07-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management        
   1 Simeon J. George, M.D     For  For  
   2 Carol Gallagher Pharm.D     For  For  
2.  Advisory approval of the compensation of our named executive officers, as disclosed in the Proxy Statement in accordance with SEC rules.  Management  For  For  
3.  Advisory indication of the preferred frequency of stockholder advisory votes on the compensation of our named executive officers.  Management  1 Year  For  
4.  To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021.  Management  For  For  

 

ULTRAGENYX PHARMACEUTICAL INC.
 
Security 90400D108 Meeting Type Annual
Ticker Symbol RARE Meeting Date 24-Jun-2021
Record Date 26-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Deborah Dunsire, M.D.  Management  For  For  
1B.  Election of Director: Michael Narachi  Management  For  For  
2.  Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  
3.  Advisory (non-binding) vote to approve the compensation of our named executive officers.  Management  For  For  

 

 

 

 

UNIQURE N.V.      
       
Security N90064101                 Meeting Type Special
Ticker Symbol QURE                            Meeting Date 01-Dec-2020  
Record Date 03-Nov-2020                    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  Appointment of Robert Gut, M.D., Ph.D. as a non-executive director.  Management  For  For  

 

UNIQURE N.V.      
       
Security N90064101                 Meeting Type Annual
Ticker Symbol QURE                            Meeting Date 16-Jun-2021  
Record Date 19-May-2021    

 

Item  Proposal       Proposed
by
  Vote  For/Against
Management
 
1.  Resolution to adopt the 2020 Dutch statutory annual accounts and treatment of the results.  Management  For  For  
2.  Resolution to discharge liability of the members of the Board for their management.  Management  For  For  
3.  Reappointment of David Meek as non-executive director.  Management  For  For  
4.  Reappointment of Paula Soteropoulos as non-executive director.  Management  For  For  
5.  Approval of the Amendment to the 2014 Restated Plan.  Management  For  For  
6.  Resolution to reauthorize the Board to issue ordinary shares and options.  Management  For  For  
7.  Resolution to reauthorize the Board to exclude or limit preemptive rights upon the issuance of ordinary shares.  Management  For  For  
8.  Authorization of the Board to repurchase ordinary shares.  Management  For  For  
9.  Resolution to appoint KPMG as external auditor of the Company for the 2021 financial year.  Management  For  For  
10.  Approval of the Amendment to the Articles of Incorporation.  Management  For  For  
11.  To approve, on an advisory basis, the compensation of the named executive officers of the Company.  Management  For  For  

 

UNITED THERAPEUTICS CORPORATION  
   
Security 91307C102                 Meeting Type Annual  
Ticker Symbol UTHR                            Meeting Date 25-Jun-2021  
Record Date 30-Apr-2021                    

 

Item  Proposal       Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Katherine Klein  Management  For  For  
1B.  Election of Director: Ray Kurzweil  Management  For  For  
1C.  Election of Director: Linda Maxwell  Management  For  For  
1D.  Election of Director: Martine Rothblatt  Management  For  For  
1E.  Election of Director: Louis Sullivan  Management  For  For  
2.  Advisory resolution to approve executive compensation.  Management  For  For  
3.  Approval of the amendment and restatement of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan.  Management  For  For  
4.  Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021.  Management  For  For  

 

 

 

 

 

UNITEDHEALTH GROUP INCORPORATED    
     
Security 91324P102                 Meeting Type Annual  
Ticker Symbol UNH                             Meeting Date 07-Jun-2021  
Record Date 09-Apr-2021                    

 

Item  Proposal       Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Richard T. Burke  Management  For  For  
1B.  Election of Director: Timothy P. Flynn  Management  For  For  
1C.  Election of Director: Stephen J. Hemsley  Management  For  For  
1D.  Election of Director: Michele J. Hooper  Management  For  For  
1E.  Election of Director: F. William McNabb III  Management  For  For  
1F.  Election of Director: Valerie C. Montgomery Rice, M.D.  Management  For  For  
1G.  Election of Director: John H. Noseworthy, M.D.  Management  For  For  
1H.  Election of Director: Gail R. Wilensky, Ph.D.  Management  For  For  
1I.  Election of Director: Andrew Witty  Management  For  For  
2.  Advisory approval of the Company's executive compensation.  Management  For  For  
3.  Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021.  Management  For  For  
4.  Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan.  Management  For  For  
5.  If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders.  Shareholder  Against  For  

 

VECTIVBIO HOLDING AG    
       
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 5-Aug-2020
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  Constitution of the meeting  Management  For  For  
2.  Approval of the ordinary capital increase  Management  For  For  
3.  Amendment of authorized share capital for ordinary shares pursuant to Article 3a of the current articles of association (new Article 3b of the articles of association)  Management  For  For  
4.  Creation of authorized share capital for A preferred shares (new Article 3a of the articles of association)  Management  For  For  
5.  Amendment of conditional share capital for participation programs pursuant to Article 3b of the current articles of association (new Article 3c of the articles of association)  Management  For  For  
6.  Partial amendment of the articles of association  Management  For  For  
7.  Election of new members of the board of directors of the Company  Management  For  For  

 

 

 

 

VECTIVBIO HOLDING AG    
       
Security N/A                 Meeting Type Written Consent
Ticker Symbol N/A                 Meeting Date 5-Oct-2020
Record Date N/A                    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  Constitution of the meeting  Management  For  For  
2.  Increase of authorized share capital for A preferred shares  Management  For  For  
3.  Election of new member of the board of directors of the company  Management  For  For  

 

VECTIVBIO HOLDING AG    
       
Security N/A                 Meeting Type Written Consent
Ticker Symbol N/A                 Meeting Date 18-Feb-2021
Record Date N/A                    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  Proxy for EGMs  Management  For  For  
1.1.  Constitution of the meeting and appointment of chair  Management  For  For  
1.2.  Reverse share spllit  Management  For  For  
1.3.  Ordinary share capital increase due to the reverse share split  Management  For  For  
1.4.  Amendment of the articles of association due to the reverse share split  Management  For  For  
1.5.  Conversion of series A preferred shares into ordinary shares  Management  For  For  
1.6.  If the shareholder holds any series A preferred shares: special assembly of preferred shareholders of series A preferred shares regarding the conversion of series A preferred shares into ordinary shares  Management  For  For  
1.7.  Cancellation of the authorized capital for series A preferred shares  Management  For  For  
1.8.  Ordinary share capital increase (IPO Capital increase)  Management  For  For  
1.9.  Amendment of the authorized capital for ordinary shares  Management  For  For  
1.1.  Amendment of the conditional capital for participation programs  Management  For  For  
1.11.  Amendment of the conditional capital for financing, acquisitions and other purposes  Management  For  For  
1.12.  General amendment of the articles of association  Management  For  For  
1.13.  Approval of any financial statements or the allocation or re-allocation of profits, losses and reserves for purposes of the IPO  Management  For  For  
1.14.  Approval of post-IPO equity incentive plans and Board, executive, employee or consultant compensation  Management  For  For  
1.15.  Election of new members of the Board  Management  For  For  
1.16.  Further resolutions in connection with the IPO, including any of the resolutions set forth in article 22(d) of the Shareholders' Agreement and any other resolution as may be required or useful in order to implement and complete the IPO  Management  For  For  
2.  Waiver of and Proxy to Waive Subscription Rights  Management  For  For  
3.  Acceptance of Additional Shares in Connection with the Reverse Share Split  Management  For  For  
4.  General Provisions  Management  For  For  

 

 

 

 

VECTIVBIO HOLDING AG    
     
Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 18-Feb-2021
Record Date N/A    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  Constitution of the meeting and appointment of chair  Management  For  For  
2.  Approval of the statutory annual financial statements and the consolidated financial statements of the Company for the financial year ended December 31, 20202  Management  For  For  
3.  Approval of the appropriation of the financial result 2020  Management  For  For  
4.  Approval of granting discharge to the members of the board of directors and the persons entrusted with the management from liability  Management  For  For  
5.  Election and re-election of the members of the board of directors  Management  For  For  
6.  Re-election of the auditors  Management  For  For  

 

VERTEX PHARMACEUTICALS INCORPORATED    
       
Security 92532F100 Meeting Type Annual  
Ticker Symbol VRTX Meeting Date 19-May-2021  
Record Date 25-Mar-2021    

 

Item  Proposal       Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Sangeeta Bhatia  Management  For  For  
1B.  Election of Director: Lloyd Carney  Management  For  For  
1C.  Election of Director: Alan Garber  Management  For  For  
1D.  Election of Director: Terrence Kearney  Management  For  For  
1E.  Election of Director: Reshma Kewalramani  Management  For  For  
1F.  Election of Director: Yuchun Lee  Management  For  For  
1G.  Election of Director: Jeffrey Leiden  Management  For  For  
1H.  Election of Director: Margaret McGlynn  Management  For  For  
1I.  Election of Director: Diana McKenzie  Management  For  For  
1J.  Election of Director: Bruce Sachs  Management  For  For  
2.  Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2021.  Management  For  For  
3.  Advisory vote to approve named executive officer compensation.  Management  For  For  
4.  Shareholder proposal, if properly presented at the meeting, regarding a report on lobbying activities.  Shareholder  Against  For  
5.  Shareholder proposal, if properly presented at the meeting, regarding a report on political spending.  Shareholder  Against  For  

 

VIR BIOTECHNOLOGY, INC.    
     
Security 92764N102 Meeting Type Annual  
Ticker Symbol VIR Meeting Date 20-May-2021  
Record Date 22-Mar-2021    

 

 

Item  Proposal       Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Class II Director: Robert Nelsen  Management  For  For  
1B.  Election of Class II Director: Robert Perez  Management  For  For  
1C.  Election of Class II Director: Phillip Sharp, Ph.D.  Management  For  For  
2.  Advisory vote on the frequency of solicitation of advisory stockholder approval of executive compensation.  Management  1 Year  For  
3.  Ratification of selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.  Management  For  For  

 

 

 

 

 

 

WATERS CORPORATION    
       
Security 941848103 Meeting Type Annual  
Ticker Symbol WAT Meeting Date 11-May-2021  
Record Date 17-Mar-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.1  Election of Director to serve for a term of one year: Udit Batra  Management  For  For  
1.2  Election of Director to serve for a term of one year: Linda Baddour  Management  For  For  
1.3  Election of Director to serve for a term of one year: Michael J. Berendt  Management  For  For  
1.4  Election of Director to serve for a term of one year: Edward Conard  Management  For  For  
1.5  Election of Director to serve for a term of one year: Gary E. Hendrickson  Management  For  For  
1.6  Election of Director to serve for a term of one year: Pearl S. Huang  Management  For  For  
1.7  Election of Director to serve for a term of one year: Christopher A. Kuebler  Management  For  For  
1.8  Election of Director to serve for a term of one year: Flemming Ornskov  Management  For  For  
1.9  Election of Director to serve for a term of one year: Thomas P. Salice  Management  For  For  
2.  To ratify the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021.  Management  For  For  
3.  To approve, by non-binding vote, named executive officer compensation.  Management  For  For  

 

WAVE LIFE SCIENCES LTD.    
       
Security Y95308105 Meeting Type Annual  
Ticker Symbol WVE Meeting Date 12-Aug-2020  
Record Date 17-Jun-2020    

 

Item   Proposal       Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Paul B. Bolno, M.D., MBA   Management   For   For  
1B.   Election of Director: Mark H. N. Corrigan, M.D.   Management   For   For  
1C.   Election of Director: Christian Henry   Management   For   For  
1D.   Election of Director: Peter Kolchinsky, Ph.D.   Management   For   For  
1E.   Election of Director: Amy Pott   Management   For   For  
1F.   Election of Director: Adrian Rawcliffe   Management   For   For  
1G.   Election of Director: Ken Takanashi   Management   For   For  
1H.   Election of Director: Aik Na Tan   Management   For   For  
1I.   Election of Director: Gregory L. Verdine, Ph.D.   Management   For   For  
1J.   Election of Director: Heidi L. Wagner, J.D.   Management   For   For  
2.   To approve the re-appointment of KPMG LLP to serve as our independent registered public accounting firm and independent Singapore auditor for the year ending December 31, 2020, and to authorize the Audit Committee of the Board of Directors to fix KPMG LLP's remuneration for services provided through the date of our 2021 Annual General Meeting of Shareholders.   Management   For   For  
3.   To approve the Company's payment of cash and equity-based compensation to non-employee directors for service on the Board of Directors and its committees, in the manner and on the basis set forth under "Proposal 3: Non-Employee Directors' Compensation" in the proxy  statement.   Management   For   For  
4.   To authorize the Board of Directors to allot and issue Ordinary Shares of Wave Life Sciences Ltd.   Management   For   For  
5.   To approve by a non-binding advisory vote the compensation of our named executive officers as disclosed in the proxy statement.   Management   For   For  

 

 

 

 

XENON PHARMACEUTICALS INC    
     
Security 98420N105 Meeting Type Annual  
Ticker Symbol XENE Meeting Date 03-Jun-2021  
Record Date 08-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management         
   1 Simon Pimstone     For  For  
   2 Mohammad Azab     For  For  
   3 Steven Gannon     For  For  
   4 Elizabeth Garofalo     For  For  
   5 Michael Hayden     For  For  
   6 Patrick Machado     For  For  
   7 Ian Mortimer     For  For  
   8 Gary Patou     For  For  
   9 Dawn Svoronos     For  For  
2.  Approve, on an advisory basis, the compensation of the Corporation's named executive officers.  Management  For  For  
3.  Appointment of KPMG LLP as Auditor.  Management  For  For  
4.  Authorizing the Audit Committee of the board of directors of the Corporation to fix the remuneration to be paid to the Auditor.  Management  For  For  

 

Y-MABS THERAPEUTICS, INC.    
     
Security 984241109 Meeting Type Annual  
Ticker Symbol YMAB Meeting Date 10-Jun-2021  
Record Date 16-Apr-2021    

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
 
1.  DIRECTOR  Management         
   1 Thomas Gad     For  For  
   2 Claus J. Møller-San P.     For  For  
   3 J. Wedell-Wedellsborg     For  For  
2.  To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021.  Management  For  For  
3.  To approve, on a non-binding advisory vote basis, the compensation of the Company's named executive officers.  Management  For  For  
4.  To approve, on a non-binding advisory vote basis, whether future stockholder advisory votes on the compensation of the Company's named executive officers will occur every 1, 2 or 3 years.  Management  1 Year  For  

 

 

 

 

ZAI LAB LTD      
       
Security 98887Q104 Meeting Type Special
Ticker Symbol ZLAB Meeting Date 04-Sep-2020  
Record Date 07-Aug-2020    

 

Item  Proposal       Proposed
by
  Vote  For/Against
Management
 
O1.  AS AN ORDINARY RESOLUTION: That the shareholders of the Company hereby authorize, approve, and confirm with immediate effect that the authorized share capital of the Company be increased to US$30,000 divided into 500,000,000 shares of a nominal or par value of US$0.00006.  Management  For  For  
S2.  AS A SPECIAL RESOLUTION: That, in connection with the increase in share capital, the shareholders of the Company hereby authorize, approve, and confirm with immediate effect that the Fourth Amended and Restated Memorandum of Association of the Company be replaced in its entirety with the consolidated version as tabled at the Meeting and as attached to the notice of the Extraordinary General Meeting.  Management  For  For  

 

ZAI LAB LTD      
       
Security 98887Q104 Meeting Type Annual  
Ticker Symbol ZLAB Meeting Date 24-Jun-2021  
Record Date 27-Apr-2021    

 

Item  Proposal       Proposed
by
  Vote  For/Against
Management
 
1.  A special resolution to consider and approve amending and restating the Fourth Amended and Restated Articles of Association of Zai Lab Limited, or the Current Articles, to provide for the annual election of each of the Company's directors.  Management  For  For  
2.  A special resolution to consider and approve amending and restating the Current Articles to reflect changes required or recommended by The Stock Exchange of Hong Kong Limited.  Management  For  For  
3.  A special resolution to consider and approve that, conditional upon the approval of special resolutions 1 and 2, the Current Articles be amended, restated and replaced in their entirety by the Fifth Amended and Restated Articles of Association in the form attached to the proxy statement as Exhibit A.  Management  For  For  
4.  An ordinary resolution to ratify the selection of Deloitte Touche Tohmatsu Certified Public Accountants LLP and Deloitte Touche Tohmatsu as the Company's independent auditors for the fiscal year ending December 31, 2021.  Management  For  For  

 

 

 

 

ZIMMER BIOMET HOLDINGS, INC.    
     
Security 98956P102 Meeting Type Annual  
Ticker Symbol ZBH Meeting Date 14-May-2021  
Record Date 15-Mar-2021    

 

Item  Proposal       Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Christopher B. Begley  Management  For  For  
1B.  Election of Director: Betsy J. Bernard  Management  For  For  
1C.  Election of Director: Michael J. Farrell  Management  For  For  
1D.  Election of Director: Robert A. Hagemann  Management  For  For  
1E.  Election of Director: Bryan C. Hanson  Management  For  For  
1F.  Election of Director: Arthur J. Higgins  Management  For  For  
1G.  Election of Director: Maria Teresa Hilado  Management  For  For  
1H.  Election of Director: Syed Jafry  Management  For  For  
1I.  Election of Director: Sreelakshmi Kolli  Management  For  For  
1J.  Election of Director: Michael W. Michelson  Management  For  For  
2.  Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021.  Management  For  For  
3.  Approve, on a non-binding advisory basis, named executive officer compensation ("Say on Pay").  Management  For  For  
4.  Approve the amended 2009 Stock Incentive Plan.  Management  For  For  
5.  Approve the amended Stock Plan for Non-Employee Directors.  Management  For  For  
6.  Approve the amended Deferred Compensation Plan for Non-Employee Directors.  Management  For  For  
7.  Approve amendments to our Restated Certificate of Incorporation to permit shareholders to call a special meeting.  Management  For  For  

 

ZOETIS INC.      
       
Security 98978V103 Meeting Type Annual  
Ticker Symbol ZTS Meeting Date 20-May-2021  
Record Date 26-Mar-2021    

 

Item  Proposal       Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: Sanjay Khosla  Management  For  For  
1B.  Election of Director: Antoinette R. Leatherberry  Management  For  For  
1C.  Election of Director: Willie M. Reed  Management  For  For  
1D.  Election of Director: Linda Rhodes  Management  For  For  
2.  Advisory vote to approve our executive compensation (Say on Pay).  Management  For  For  
3.  Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2021.  Management  For  For  
4.  Shareholder proposal regarding simple majority vote.  Shareholder  Against  For  

 

 

 

 

ZOGENIX, INC.      
       
Security 98978L204 Meeting Type Annual  
Ticker Symbol ZGNX Meeting Date 27-May-2021  
Record Date 29-Mar-2021    

 

Item  Proposal       Proposed
by
  Vote  For/Against
Management
 
1A.  Election of Director: James B. Breitmeyer, M.D., Ph.D.  Management  For  For  
1B.  Election of Director: Stephen J. Farr, Ph.D.  Management  For  For  
1C.  Election of Director: Mary E. Stutts  Management  For  For  
2.  Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021.  Management  For  For  
3.  To consider and vote upon, on an advisory basis, the compensation of our named executive officers as disclosed in the proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission.  Management  For  For  
4.  Approval of an amendment and restatement to our 2010 Equity Incentive Plan.  Management  Against  Against  
5.  Approval of an amendment to our Amended and Restated Certificate of Incorporation to increase the authorized number of shares of common stock from 100,000,000 to 200,000,000.  Management  For  For  

 

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)   Tekla Healthcare Investors  
     
By (Signature and Title)*    
     
  /s/ Daniel R. Omstead  
  (Daniel R. Omstead, President)  
     
Date   8/19/21  
         

 

 

*Print the name and title of each signing officer under his or her signature.

 

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