EX-99.77O RULE 10F-3 2 capic77o.htm

10F-3 TRANSACTIONS

CAPITAL AND INCOME STRATEGIES FUND

FILE # 811- 21506

ATTACHMENT 77O

TRADE DATE	DESCRIPTION OF SECURITY	ISSUE SIZE	AMOUNT PURCHASED	LIST OF UNDERWRITERS
4/20/2005	Southern California Edison 12/29/49	$4,000,0000	$20,000	Citigroup Lehman Brothers Credit Suisse First Boston Goldman, Sachs & Co J P Morgan Merrill Lynch
5/25/2005	Aegon	$37,000,000	$120,000	Merrill Lynch UBS Securities Citigroup Morgan Stanley Wachovia Capital Markets ABN AMRO Inc Banc of America JP Morgan H & R Block Financial AG Edwards & Sons KeyBanc Capital Markets Morgan Keegan & Co Oppenheimer & Co Piper Jaffray & Co RBC Dain Rauscher Inc Charles Schwab & Co TD Waterhouse Wells Fargo Advest, Inc BB&T Capital Markets Crowell, Weedon & Co DA Davidson & Co Davenport & Co JJB Hilliard, WL Lyons Janney Montgomery CL King & Associates Legg Mason Raymond James Ryan Beck Muriel Siebert & Co Stephens Inc Stifel, Nicolaus & Co BC Ziegler & Co
6/2/2005	Metlife	$24,000,000	$80,000	Banc of America Goldman, Sachs & Co Merrill Lynch Citigroup Lehman Brothers Morgan Stanley UBS Securities Wachovia Capital Markets Advest, Inc AG Edwards & Sons HSBC Securities JP Morgan Janney Montgomery Scott KeyBanc Capital Markets Morgan Keegan & Co Piper Jaffray & Co RBC Dain Rauscher Inc Raymond James & Assoc. SunTrust Capital Markets Wells Fargo Securities Robert W. Baird & Co Guzman & Co JJB. Hilliard, WL Lyons, Inc Keefe, Bruyette & Woods, Inc Samuel A. Ramirez & Co Muriel Siebert & Co The Williams Capital Group
6/9/2005	Metlife	$60,000,000	$72,000	Banc of America Securities Goldman, Sachs & Co Merrill Lynch Citigroup Lehman Brothers Morgan Stanley UBS Securities Wachovia Capital Markets Robert W. Baird & Co. Deutsche Bank Securities A.G Edwards & Sons HSBC Securities JJB. Hilliard, WL Lyons, Inc Janney Montgomery Scott LLC JP Morgan KeyBanc Capital Markets Morgan Keegan & Co RBC Dain Rauscher Inc Raymond James & Assoc. Charles Schwab & Co Wells Fargo Securities Advest, Inc BB&T Capital Markets M.R. Beal & Co Blaylock & Co Davenport & Co Ferris, Baker Watts, Inc Guzman & Co H&R Block Financial Advisors Legg Mason Muriel Siebert & Co Oppenheimer & Co Piper Jaffray & Co Samuel Ramirez & Co