EX-99.77O RULE 10F-3 3 capinc77o.htm

10F-3 TRANSACTIONS

CAPITAL AND INCOME STRATEGIES FUND

FILE # 811- 21506

ATTACHMENT 77O

TRADE DATE	DESCRIPTION OF SECURITY	ISSUE SIZE	AMOUNT PURCHASED	LIST OF UNDERWRITERS
7/26/2005	CIT Group	14,000,000	50,000	Goldman Sachs Lehman Brothers Merrill Lynch Citigroup JP Morgan Wachovia Bear Stearns BNP Paribas HSBC
9/28/2005	Axis Capital Holdings	10,000,000	8,000	Citigroup Wachovia Merrill Lynch Morgan Stanley Banc of America Deutsche Bank HSBC Securities JP Morgan A.G. Edwards Barclays Capital Bear, Stearns Charles Schwab Credit Suisse Greenwich Capital H&R Block KeyBanc Capital Legg Mason Oppenheimer Piper Jaffray RBC Dain Rauscher TD Waterhouse Wells Fargo ABN AMRO Advest B.C. Ziegler BB&T Capital Markets C.L. King D.A. Davidson Davenport & Co. Doley Securities Ferris, Baker Watts Guzman & Co. J.J.B. Hilliard Janney Montgomery Keefe, Bruyette & Woods Mesirow Financial Morgan Keegan & Co. Pershing LLC Robert W. Baird Ryan Beck Southwest Sec. Stifel, Nicolaus & Co. Wedbush Morgan Sec. William Blair & Co.
12/6/2005	XL Capital Ltd.	32,000,000	26,400	Goldman Sachs Citigroup JP Morgan Merrill Lynch Lehman Brothers Wachovia Securities ABN AMRO Calyon Securities ING Financial Banc of America Deutsche Bank KeyBanc Capital UBS Investment Barclays Capital HSBC Lazard Capital Markets UBS Sec. Bear Stearns BNP Paribas BNY Capital Comerica Sec. Dowling & Partners Mizuho International PNC Capital Scotia Capital