EX-FILING FEES 9 d836080dexfilingfees.htm EX-FILING FEES

Exhibit (s)(6)

Calculation of Filing Fees Tables

Form N-2

(Form Type)

PennantPark Floating Rate Capital Ltd.

(Exact Name of Registration as Specified in its Charter)

Table 1: Newly Registered Securities

|  | Security Type |  | Security Class Title |  | Fee Calculation or Carry Forward Rule |  | Amount Being Registered |  | Proposed Maximum Offering Price Per Unit |  | Proposed Maximum Aggregate Offering Price(1) |  | Fee Rate |  | Amount of Registration Fee(1) |  | Carry Forward Form Type |  | Carry Forward File Number |  | Carry Forward Initial Effective Date |  | Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward
Fees to be Paid |  | Equity |  | Common Stock, $0.001 par value(2) |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | Equity |  | Preferred Stock, $0.001 par value(2) |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | Other |  | Warrants(2) |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | Equity |  | Subscription Rights(3) |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | Debt |  | Debt Securities(4) |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | Unallocated (Universal) Shelf |  | Unallocated (Universal) Shelf |  | 457(o) |  |  |  |  |  | $798,159,140 |  | 0.00014760 |  | $117,808.29 |  |  |  |  |  |  |  |
Fees Previously Paid |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | $0 |  |  |  |  |  |  |  |
Carry Forward Securities |  | Equity |  | Common Stock, $0.001 par value(2) |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | Equity |  | Preferred Stock, $0.001 par value(2) |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | Other |  | Warrants(2) |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | Equity |  | Subscription Rights(3) |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | Debt |  | Debt Securities(4) |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | Unallocated (Universal) Shelf |  | Unallocated (Universal) Shelf |  | 415(a)(6) |  |  |  |  |  | $201,840,860(5) |  | 0.00011020 |  |  |  | N-2 |  | 333-268813 |  | January 9, 2023 |  | $22,242.86
|  |  |  | Total Offering Amount |  | $1,000,000,000(6) |  |  |  | $117,808.29 |  |  |  |  |  |  |  |
|  |  |  | Total Fees Previously Paid |  |  |  |  |  | $— |  |  |  |  |  |  |  |
|  |  |  | Total Fee Offsets |  |  |  |  |  | $— |  |  |  |  |  |  |  |
|  |  |  | Net Fee Due |  |  |  |  |  | $117,808.29 |  |  |  |  |  |  |  |

(1) | Estimated pursuant to Rule 457 solely for the purposes of determining the registration fee. The proposed maximum offering price per security will be determined, from time to time, by the Registrant in connection with the sale by the Registrant of the securities registered under this registration statement.

(2) | Subject to Note 6 below, there is being registered hereunder an indeterminate number of shares of common stock, preferred stock, or warrants as may be sold, from time to time. Warrants represent rights to purchase common stock, preferred stock or debt securities.

(3) | Subject to Note 6 below, there is being registered hereunder an indeterminate number of subscription rights as may be sold, from time to time, representing rights to purchase common stock.

(4) | Subject to Note 6 below, there is being registered hereunder an indeterminate principal amount of debt securities as may be sold, from time to time. If any debt securities are issued at an original issue discount, then the offering price shall be in such greater principal amount as shall result in an aggregate price to investors not to exceed $1,000,000,000.

(5) | Pursuant to Rule 415(a)(6) under the Securities Act, this registration statement includes $201,840,860 aggregate principal offering price of unsold securities (the “Unsold Securities”) that were previously registered for sale under a Registration Statement initially filed on December 15, 2022, on Form N-2 (File No. 333-268813) and declared effective on January 9, 2023 (the “Prior Registration Statement”). The Registrant previously paid filing fees in the aggregate of $22,242.86 relating to the Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the filing fee previously paid with respect to the Unsold Securities will continue to be applied to such Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.

(6) | In no event will the aggregate offering price of all securities issued from time to time pursuant to this registration statement exceed $1,000,000,000.