<SEC-DOCUMENT>0001140361-21-034397.txt : 20211012
<SEC-HEADER>0001140361-21-034397.hdr.sgml : 20211012
<ACCEPTANCE-DATETIME>20211012190154
ACCESSION NUMBER:		0001140361-21-034397
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20211008
FILED AS OF DATE:		20211012
DATE AS OF CHANGE:		20211012

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			White Michael James
		CENTRAL INDEX KEY:			0001879078

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-40860
		FILM NUMBER:		211319707

	MAIL ADDRESS:	
		STREET 1:		C/O ADVENT INTERNATIONAL
		STREET 2:		PRUDENTIAL TOWER, 800 BOYLSTON STREET
		CITY:			BOSTON
		STATE:			MA
		ZIP:			02199

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			OLAPLEX HOLDINGS, INC.
		CENTRAL INDEX KEY:			0001868726
		STANDARD INDUSTRIAL CLASSIFICATION:	PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			DE

	BUSINESS ADDRESS:	
		STREET 1:		1187 COAST VILLAGE ROAD
		STREET 2:		SUITE 1-520
		CITY:			SANTA BARBARA
		STATE:			CA
		ZIP:			93108
		BUSINESS PHONE:		617-951-9461

	MAIL ADDRESS:	
		STREET 1:		1187 COAST VILLAGE ROAD
		STREET 2:		SUITE 1-520
		CITY:			SANTA BARBARA
		STATE:			CA
		ZIP:			93108

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	OLAPEX HOLDINGS, INC.
		DATE OF NAME CHANGE:	20210622
</SEC-HEADER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>form4.xml
<DESCRIPTION>FORM 4
<TEXT>
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<ownershipDocument>

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    <documentType>4</documentType>

    <periodOfReport>2021-10-08</periodOfReport>

    <issuer>
        <issuerCik>0001868726</issuerCik>
        <issuerName>OLAPLEX HOLDINGS, INC.</issuerName>
        <issuerTradingSymbol>OLPX</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001879078</rptOwnerCik>
            <rptOwnerName>White Michael James</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>PRUDENTIAL TOWER, 800 BOYLSTON STREET,</rptOwnerStreet1>
            <rptOwnerStreet2>SUITE 3300</rptOwnerStreet2>
            <rptOwnerCity>BOSTON</rptOwnerCity>
            <rptOwnerState>MA</rptOwnerState>
            <rptOwnerZipCode>02199-8069</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>true</isDirector>
        </reportingOwnerRelationship>
    </reportingOwner>

    <nonDerivativeTable>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
            <transactionDate>
                <value>2021-10-08</value>
            </transactionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>S</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
                <footnoteId id="F1"/>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>10306655</value>
                    <footnoteId id="F2"/>
                </transactionShares>
                <transactionPricePerShare>
                    <value>19.8975</value>
                    <footnoteId id="F1"/>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>D</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>499468771</value>
                    <footnoteId id="F3"/>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>See Notes</value>
                    <footnoteId id="F3"/>
                    <footnoteId id="F4"/>
                    <footnoteId id="F5"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeTransaction>
    </nonDerivativeTable>

    <footnotes>
        <footnote id="F1">See Exhibit 99.1 for text of footnote (1).</footnote>
        <footnote id="F2">See Exhibit 99.1 for text of footnote (2).</footnote>
        <footnote id="F3">See Exhibit 99.1 for text of footnote (3).</footnote>
        <footnote id="F4">See Exhibit 99.1 for text of footnote (4).</footnote>
        <footnote id="F5">See Exhibit 99.1 for text of footnote (5).</footnote>
    </footnotes>

    <remarks>Exhibit 99.1 (Footnotes to Form 4) is incorporated by reference.</remarks>

    <ownerSignature>
        <signatureName>/s/ Michael James White</signatureName>
        <signatureDate>2021-10-12</signatureDate>
    </ownerSignature>
</ownershipDocument>
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<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>brhc10029764_ex99-1.htm
<DESCRIPTION>EXHIBIT 99.1
<TEXT>
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    <div>
      <div style="text-align: right; color: #000000; font-family: 'Times New Roman', Times, serif;"><u>Exhibit 99.1</u></div>
      <div><br>
      </div>
      <div style="text-align: center; color: #000000; font-family: 'Times New Roman', Times, serif;"><u>Footnotes to Form 4</u></div>
      <div style="text-align: center; color: #000000; font-family: 'Times New Roman', Times, serif;"><u> <br>
        </u></div>
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            <td style="width: 18pt; vertical-align: top; align: right;"><font style="font-family: 'Times New Roman', Times, serif;">(1)</font><a name="z_Hlk84358564"></a></td>
            <td style="width: auto; vertical-align: top;">
              <div style="font-family: 'Times New Roman', Times, serif;">The shares of common stock were sold pursuant to the underwriters&#8217; exercise of their over-allotment option in connection with the initial public offering of the
                common stock of the Issuer pursuant to the prospectus dated October 1, 2021, and accompanying registration statement on Form S-1 (File No. 333-259897). The shares were sold at a price per share equal to the initial public offering price,
                net of underwriting discount and commissions.</div>
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            <td style="width: 18pt; vertical-align: top; align: right; font-family: 'Times New Roman', Times, serif;">(2)</td>
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              <div style="font-family: 'Times New Roman', Times, serif;">Represents shares of common stock sold by the following entities: <font style="color: #000000;">(i)
                  3,686,480 shares sold by Advent International GPE IX Limited Partnership, 746,930 shares sold by Advent International GPE IX-B Limited Partnership, 303,251 shares sold by Advent International GPE IX-C Limited Partnership, 324,306 shares
                  sold by Advent International GPE IX-F Limited Partnership, 1,046,930 shares sold by Advent International GPE IX-G Limited Partnership, 1,203,128 shares sold by Advent International GPE IX-H Limited Partnership, and 668,580 shares sold by
                  Advent International GPE IX-I Limited Partnership (collectively, the &#8220;Advent IX Cayman Funds&#8221;), (ii) 1,105,818 shares sold by Advent International GPE IX-A SCSp, 230,736 shares sold by Advent International GPE IX-D SCSp, 477,961 shares
                  sold by Advent International GPE IX-E SCSp, and 25,425 shares sold by Advent International GPE IX Strategic Investors SCSp (collectively, the &#8220;Advent IX Luxembourg Funds&#8221;), and (iii) 19,479 shares sold by Advent Partners GPE IX Limited
                  Partnership, 28,258 shares sold by Advent Partners GPE IX-A Limited Partnership, 113,715 shares sold by Advent Partners GPE IX Cayman Limited Partnership, 11,799 shares sold by Advent Partners GPE IX-A Cayman Limited Partnership, and
                  313,859 shares sold by Advent Partners GPE IX-B Cayman Limited Partnership (collectively, the &#8220;Advent IX Partners Funds&#8221;).</font></div>
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            <td style="width: 18pt; vertical-align: top; align: right;"><a name="z_Hlk79164677"></a><font style="font-family: 'Times New Roman', Times, serif;">(3)</font></td>
            <td style="width: auto; vertical-align: top;">
              <div style="font-family: 'Times New Roman', Times, serif;">Following the reported transactions, Advent International Corporation (&#8220;Advent&#8221;) manages funds that collectively own 499,468,771 shares of common stock of the Issuer,
                which are represented as follows: <font style="color: #000000;">(i) 178,649,759 shares held by Advent International GPE IX Limited Partnership, 36,196,850 shares held by Advent
                  International GPE IX-B Limited Partnership, 14,695,785 shares held by Advent International GPE IX-C Limited Partnership, 15,716,152 shares held by Advent International GPE IX-F Limited Partnership, 50,735,073 shares held by Advent
                  International GPE IX-G Limited Partnership, 58,304,526 shares held by Advent International GPE IX-H Limited Partnership, and 32,399,939 shares held by Advent International GPE IX-I Limited Partnership; (ii) 53,588,842 shares held by
                  Advent International GPE IX-A SCSp, 11,181,639 shares held by Advent International GPE IX-D SCSp, 23,162,376 shares held by Advent International GPE IX-E SCSp, and 1,232,119 shares held by Advent International GPE IX Strategic Investors
                  SCSp; and (iii) 943,950 shares held by Advent Partners GPE IX Limited Partnership, 1,369,396 shares held by Advent Partners GPE IX-A Limited Partnership, 5,510,717 shares held by Advent Partners GPE IX Cayman Limited Partnership, 571,802
                  shares held by Advent Partners GPE IX-A Cayman Limited Partnership, and 15,209,846 shares held by Advent Partners GPE IX-B Cayman Limited Partnership.</font></div>
            </td>
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            <td style="width: 18pt; vertical-align: top; align: right; font-family: 'Times New Roman', Times, serif;">(4)</td>
            <td style="width: auto; vertical-align: top;">
              <div style="color: #000000; font-family: 'Times New Roman', Times, serif;">GPE IX GP Limited Partnership is the general partner of the Advent IX Cayman Funds, GPE IX GP S.&#224; r.l. is the general partner of the Advent IX
                  Luxembourg Funds, and AP GPE IX GP Limited Partnership is the general partner of the Advent IX Partners Funds. Advent International GPE IX, LLC is the general partner of GPE IX GP Limited Partnership and AP GPE IX GP Limited Partnership,
                  and is the sole shareholder of GPE IX GP S.&#224; r.l. Advent International Corporation is the manager of Advent International GPE IX, LLC and may be deemed to have voting and dispositive power over the shares held by the Advent IX Luxembourg
                  Funds, the Advent IX Cayman Funds and the Advent IX Partners Funds.</div>
            </td>
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            <td style="width: 18pt; vertical-align: top;"><font style="font-family: 'Times New Roman', Times, serif; color: #000000;">(5)</font><a name="z_Hlk79082445"></a></td>
            <td style="width: auto; vertical-align: top;">
              <div style="color: #000000; font-family: 'Times New Roman', Times, serif;">The Reporting Person is a Principal of Advent and may have limited partner or other interests in one or more of the entities described herein. The
                Reporting Person disclaims Section 16 beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of
                beneficial ownership of all the reported shares for purposes of Section 16 or any other purpose.</div>
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