<SEC-DOCUMENT>0001140361-16-070900.txt : 20160627
<SEC-HEADER>0001140361-16-070900.hdr.sgml : 20160627
<ACCEPTANCE-DATETIME>20160627172337
ACCESSION NUMBER:		0001140361-16-070900
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20160627
FILED AS OF DATE:		20160627
DATE AS OF CHANGE:		20160627

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			TIPTREE FINANCIAL INC.
		CENTRAL INDEX KEY:			0001393726
		STANDARD INDUSTRIAL CLASSIFICATION:	INSURANCE AGENTS BROKERS & SERVICES [6411]
		IRS NUMBER:				383754322
		STATE OF INCORPORATION:			MD
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		780 THIRD AVENUE
		STREET 2:		21ST FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017
		BUSINESS PHONE:		212-446-1410

	MAIL ADDRESS:	
		STREET 1:		780 THIRD AVENUE
		STREET 2:		21ST FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Care Investment Trust Inc.
		DATE OF NAME CHANGE:	20070320

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Gotham Insurance Co
		CENTRAL INDEX KEY:			0001634182
		STATE OF INCORPORATION:			NY
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33549
		FILM NUMBER:		161734156

	BUSINESS ADDRESS:	
		STREET 1:		412 MT. KEMBLE AVENUE
		STREET 2:		SUITE 300C
		CITY:			MORRISTOWN
		STATE:			NJ
		ZIP:			07960
		BUSINESS PHONE:		(973) 532-1725

	MAIL ADDRESS:	
		STREET 1:		412 MT. KEMBLE AVENUE
		STREET 2:		SUITE 300C
		CITY:			MORRISTOWN
		STATE:			NJ
		ZIP:			07960

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Southwest Marine & General Insurance Co
		CENTRAL INDEX KEY:			0001634183
		STATE OF INCORPORATION:			AZ
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33549
		FILM NUMBER:		161734157

	BUSINESS ADDRESS:	
		STREET 1:		412 MT. KEMBLE AVENUE
		STREET 2:		SUITE 300C
		CITY:			MORRISTOWN
		STATE:			NJ
		ZIP:			07960
		BUSINESS PHONE:		(973) 532-1725

	MAIL ADDRESS:	
		STREET 1:		412 MT. KEMBLE AVENUE
		STREET 2:		SUITE 300C
		CITY:			MORRISTOWN
		STATE:			NJ
		ZIP:			07960

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			NEW YORK MARINE & GENERAL INSURANCE Co
		CENTRAL INDEX KEY:			0000737049
		STANDARD INDUSTRIAL CLASSIFICATION:	FIRE, MARINE & CASUALTY INSURANCE [6331]
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33549
		FILM NUMBER:		161734158

	BUSINESS ADDRESS:	
		STREET 1:		412 MT. KEMBLE AVENUE
		STREET 2:		SUITE 300C
		CITY:			MORRISTOWN
		STATE:			NJ
		ZIP:			07960
		BUSINESS PHONE:		(973) 532-1725

	MAIL ADDRESS:	
		STREET 1:		412 MT. KEMBLE AVENUE
		STREET 2:		SUITE 300C
		CITY:			MORRISTOWN
		STATE:			NJ
		ZIP:			07960

	FORMER NAME:	
		FORMER CONFORMED NAME:	NEW YORK MARINE & GENERAL INSURANCE CO
		DATE OF NAME CHANGE:	19831230

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			ProSight Global, Inc.
		CENTRAL INDEX KEY:			0001634038
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33549
		FILM NUMBER:		161734160

	BUSINESS ADDRESS:	
		STREET 1:		412 MT. KEMBLE AVENUE
		STREET 2:		SUITE 300C
		CITY:			MORRISTOWN
		STATE:			NJ
		ZIP:			07960
		BUSINESS PHONE:		(973)532-1725

	MAIL ADDRESS:	
		STREET 1:		412 MT. KEMBLE AVENUE
		STREET 2:		SUITE 300C
		CITY:			MORRISTOWN
		STATE:			NJ
		ZIP:			07960

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			ProSight Global Holdings Ltd
		CENTRAL INDEX KEY:			0001634407
		STATE OF INCORPORATION:			D0
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33549
		FILM NUMBER:		161734161

	BUSINESS ADDRESS:	
		STREET 1:		CLARENDON HOUSE
		STREET 2:		2 CHURCH STREET
		CITY:			HAMILTON
		STATE:			D0
		ZIP:			0000
		BUSINESS PHONE:		1 441 295-5950

	MAIL ADDRESS:	
		STREET 1:		CLARENDON HOUSE
		STREET 2:		2 CHURCH STREET
		CITY:			HAMILTON
		STATE:			D0
		ZIP:			0000

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			ProSight Specialty Insurance Group, Inc.
		CENTRAL INDEX KEY:			0001497472
		STATE OF INCORPORATION:			NY
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33549
		FILM NUMBER:		161734159

	BUSINESS ADDRESS:	
		STREET 1:		412 MT. KEMBLE AVENUE
		STREET 2:		SUITE 300C
		CITY:			MORRISTOWN
		STATE:			NJ
		ZIP:			07960
		BUSINESS PHONE:		(973) 532-1725

	MAIL ADDRESS:	
		STREET 1:		412 MT. KEMBLE AVENUE
		STREET 2:		SUITE 300C
		CITY:			MORRISTOWN
		STATE:			NJ
		ZIP:			07960
</SEC-HEADER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>doc1.xml
<DESCRIPTION>FORM 4
<TEXT>
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<ownershipDocument>

    <schemaVersion>X0306</schemaVersion>

    <documentType>4</documentType>

    <periodOfReport>2016-06-27</periodOfReport>

    <notSubjectToSection16>1</notSubjectToSection16>

    <issuer>
        <issuerCik>0001393726</issuerCik>
        <issuerName>TIPTREE FINANCIAL INC.</issuerName>
        <issuerTradingSymbol>TIPT</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001634407</rptOwnerCik>
            <rptOwnerName>ProSight Global Holdings Ltd</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1 CLARENDON HOUSE</rptOwnerStreet1>
            <rptOwnerStreet2>2 CHURCH STREET</rptOwnerStreet2>
            <rptOwnerCity>HAMILTON</rptOwnerCity>
            <rptOwnerState>D0</rptOwnerState>
            <rptOwnerZipCode>HM11</rptOwnerZipCode>
            <rptOwnerStateDescription>BERMUDA</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001634038</rptOwnerCik>
            <rptOwnerName>ProSight Global, Inc.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>412 MT. KEMBLE AVENUE</rptOwnerStreet1>
            <rptOwnerStreet2>SUITE 300C</rptOwnerStreet2>
            <rptOwnerCity>MORRISTOWN</rptOwnerCity>
            <rptOwnerState>NJ</rptOwnerState>
            <rptOwnerZipCode>07960</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001497472</rptOwnerCik>
            <rptOwnerName>ProSight Specialty Insurance Group, Inc.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>412 MT. KEMBLE AVENUE</rptOwnerStreet1>
            <rptOwnerStreet2>SUITE 300C</rptOwnerStreet2>
            <rptOwnerCity>MORRISTOWN</rptOwnerCity>
            <rptOwnerState>NJ</rptOwnerState>
            <rptOwnerZipCode>07960</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0000737049</rptOwnerCik>
            <rptOwnerName>NEW YORK MARINE &amp; GENERAL INSURANCE Co</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>412 MT. KEMBLE AVENUE</rptOwnerStreet1>
            <rptOwnerStreet2>SUITE 300C</rptOwnerStreet2>
            <rptOwnerCity>MORRISTOWN</rptOwnerCity>
            <rptOwnerState>NJ</rptOwnerState>
            <rptOwnerZipCode>07960</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001634183</rptOwnerCik>
            <rptOwnerName>Southwest Marine &amp; General Insurance Co</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>412 MT. KEMBLE AVENUE</rptOwnerStreet1>
            <rptOwnerStreet2>SUITE 300C</rptOwnerStreet2>
            <rptOwnerCity>MORRISTOWN</rptOwnerCity>
            <rptOwnerState>NJ</rptOwnerState>
            <rptOwnerZipCode>07960</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001634182</rptOwnerCik>
            <rptOwnerName>Gotham Insurance Co</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>412 MT. KEMBLE AVENUE</rptOwnerStreet1>
            <rptOwnerStreet2>SUITE 300C</rptOwnerStreet2>
            <rptOwnerCity>MORRISTOWN</rptOwnerCity>
            <rptOwnerState>NJ</rptOwnerState>
            <rptOwnerZipCode>07960</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <nonDerivativeTable>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Class A Common Stock</value>
            </securityTitle>
            <transactionDate>
                <value>2016-06-23</value>
            </transactionDate>
            <deemedExecutionDate></deemedExecutionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>S</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>3242882</value>
                </transactionShares>
                <transactionPricePerShare>
                    <value>6.50</value>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>D</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>0</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>By New York Marine &amp; General Insurance Company</value>
                    <footnoteId id="F1"/>
                    <footnoteId id="F2"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeTransaction>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Class A Common Stock</value>
            </securityTitle>
            <transactionDate>
                <value>2016-06-23</value>
            </transactionDate>
            <deemedExecutionDate></deemedExecutionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>S</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>1411591</value>
                </transactionShares>
                <transactionPricePerShare>
                    <value>6.50</value>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>D</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>0</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>By Gotham Insurance Company</value>
                    <footnoteId id="F1"/>
                    <footnoteId id="F2"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeTransaction>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Class A Common Stock</value>
            </securityTitle>
            <transactionDate>
                <value>2016-06-23</value>
            </transactionDate>
            <deemedExecutionDate></deemedExecutionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>S</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>941527</value>
                </transactionShares>
                <transactionPricePerShare>
                    <value>6.50</value>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>D</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>0</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>By Southwest Marine and General Insurance Company</value>
                    <footnoteId id="F1"/>
                    <footnoteId id="F2"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeTransaction>
    </nonDerivativeTable>

    <derivativeTable></derivativeTable>

    <footnotes>
        <footnote id="F1">This statement is being filed jointly on behalf of ProSight Global Holdings Limited (&quot;PGHC&quot;), ProSight Global, Inc. (&quot;PGI&quot;), ProSight Specialty Insurance Group, Inc. (&quot;PSIG&quot;), New York Marine and General Insurance Company (&quot;NY Marine&quot;), Southwest Marine and General Insurance Company (&quot;SW Marine&quot;), and Gotham Insurance Company (&quot;Gotham,&quot; together with PGHC, PGI, PSIG, NY Marine, and SW Marine, the &quot;Reporting Persons&quot;). SW Marine and Gotham are wholly owned subsidiaries of NY Marine. NY Marine is a wholly owned subsidiary of PSIG. PSIG is a wholly owned subsidiary of PGI. PGI is a wholly owned subsidiary of PGHC. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest, if any.</footnote>
        <footnote id="F2">The 5,596,000 shares of class A common stock, par value $0.001 per share (&quot;Common Stock&quot;) of TipTree Financial Inc. (the &quot;Company&quot;) whose dispostion is being reported in this Form 4 were previously directly owned by NY Marine, SW Marine and Gotham (each a &quot;Seller&quot; and collectively, the &quot;Sellers&quot;). Pursuant to that certain Stock Purchase Agreement, dated as of June 23, 2016 (the &quot;Purchase Agreement&quot;), by and among the Company, Caroline Holdings LLC, a Delaware limited liability company (the &quot;Buyer&quot;), the Sellers, and PSIG, the Sellers sold to the Buyer and the Buyer purchased from the Sellers, 5,596,000 shares of Common Stock for an aggregate purchase price of $36,374,000. As a result of the foregoing, as of June 23, 2016, the reporting persons ceased to be the beneficial owners of more than 10% of the Common Stock and are therefore no longer subject to Section 16 of the Securities Exchange Act of 1934, as amended.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/ Eric Bernstein, Director, ProSight Global Holdings Limited</signatureName>
        <signatureDate>2016-06-27</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ Anthony Piszel, Chief Financial Officer, ProSight Global, Inc.</signatureName>
        <signatureDate>2016-06-27</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ John Fitzgerald, Controller, ProSight Specialty Insurance Group, Inc.</signatureName>
        <signatureDate>2016-06-27</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ John Fitzgerald, Controller, New York Marine and General Insurance Company</signatureName>
        <signatureDate>2016-06-27</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ John Fitzgerald, Controller, Southwest Marine and General Insurance Company</signatureName>
        <signatureDate>2016-06-27</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ John Fitzgerald, Controller, Gotham Insurance Company</signatureName>
        <signatureDate>2016-06-27</signatureDate>
    </ownerSignature>
</ownershipDocument>
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</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
