<SEC-DOCUMENT>0001104659-16-131011.txt : 20160705
<SEC-HEADER>0001104659-16-131011.hdr.sgml : 20160705
<ACCEPTANCE-DATETIME>20160705165414
ACCESSION NUMBER:		0001104659-16-131011
CONFORMED SUBMISSION TYPE:	3
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20160623
FILED AS OF DATE:		20160705
DATE AS OF CHANGE:		20160705

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			TIPTREE FINANCIAL INC.
		CENTRAL INDEX KEY:			0001393726
		STANDARD INDUSTRIAL CLASSIFICATION:	INSURANCE AGENTS BROKERS & SERVICES [6411]
		IRS NUMBER:				383754322
		STATE OF INCORPORATION:			MD
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		780 THIRD AVENUE
		STREET 2:		21ST FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017
		BUSINESS PHONE:		212-446-1410

	MAIL ADDRESS:	
		STREET 1:		780 THIRD AVENUE
		STREET 2:		21ST FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Care Investment Trust Inc.
		DATE OF NAME CHANGE:	20070320

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			NOMURA HOLDINGS INC
		CENTRAL INDEX KEY:			0001163653
		STANDARD INDUSTRIAL CLASSIFICATION:	SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
		STATE OF INCORPORATION:			M0
		FISCAL YEAR END:			0331

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33549
		FILM NUMBER:		161751213

	BUSINESS ADDRESS:	
		STREET 1:		1-9-1 NIHONBASHI
		STREET 2:		CHUO-KU
		CITY:			TOKYO
		STATE:			M0
		ZIP:			103-8645
		BUSINESS PHONE:		810352551000

	MAIL ADDRESS:	
		STREET 1:		1-9-1 NIHONBASHI
		STREET 2:		CHUO-KU
		CITY:			TOKYO
		STATE:			M0
		ZIP:			103-8645

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			NOMURA SECURITIES CO LTD
		CENTRAL INDEX KEY:			0000110097
		STANDARD INDUSTRIAL CLASSIFICATION:	UNKNOWN SIC - 8880 [8880]
		STATE OF INCORPORATION:			M0
		FISCAL YEAR END:			0331

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33549
		FILM NUMBER:		161751214

	BUSINESS ADDRESS:	
		STREET 1:		1-9-1 NIHONBASHI
		STREET 2:		CHUO-KU
		CITY:			TOKYO
		STATE:			M0
		ZIP:			103-8011
		BUSINESS PHONE:		81332111811

	MAIL ADDRESS:	
		STREET 1:		1-9-1 NIHONBASHI
		STREET 2:		CHUO-KU
		CITY:			TOKYO
		STATE:			M0
		ZIP:			103-8011
</SEC-HEADER>
<DOCUMENT>
<TYPE>3
<SEQUENCE>1
<FILENAME>a3.xml
<DESCRIPTION>3
<TEXT>
<XML>
<?xml version="1.0"?>
<ownershipDocument>

    <schemaVersion>X0206</schemaVersion>

    <documentType>3</documentType>

    <periodOfReport>2016-06-23</periodOfReport>

    <noSecuritiesOwned>0</noSecuritiesOwned>

    <issuer>
        <issuerCik>0001393726</issuerCik>
        <issuerName>TIPTREE FINANCIAL INC.</issuerName>
        <issuerTradingSymbol>TIPT</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0000110097</rptOwnerCik>
            <rptOwnerName>NOMURA SECURITIES CO LTD</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1-9-1 NIHONBASHI</rptOwnerStreet1>
            <rptOwnerStreet2>CHUO-KU</rptOwnerStreet2>
            <rptOwnerCity>TOKYO</rptOwnerCity>
            <rptOwnerState>M0</rptOwnerState>
            <rptOwnerZipCode>103-8011</rptOwnerZipCode>
            <rptOwnerStateDescription>JAPAN</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001163653</rptOwnerCik>
            <rptOwnerName>NOMURA HOLDINGS INC</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1-9-1 NIHONBASHI</rptOwnerStreet1>
            <rptOwnerStreet2>CHUO-KU</rptOwnerStreet2>
            <rptOwnerCity>TOKYO</rptOwnerCity>
            <rptOwnerState>M0</rptOwnerState>
            <rptOwnerZipCode>103-8645</rptOwnerZipCode>
            <rptOwnerStateDescription>JAPAN</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <nonDerivativeTable>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Class A Common Stock</value>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>3273701</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>D</value>
                    <footnoteId id="F1"/>
                </directOrIndirectOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
    </nonDerivativeTable>

    <footnotes>
        <footnote id="F1">These shares of Class A Common Stock are owned directly by Nomura Securities Co., Ltd. (&quot;NSC&quot;), which is a wholly owned subsidiary of Nomura Holdings, Inc. (&quot;NHI&quot;), and accordingly NHI may be deemed to beneficially own the shares of Class A Common Stock held by NSC.</footnote>
    </footnotes>

    <remarks>According to a Form 8-K filing by the Issuer on June 23, 2016, the outstanding number of Class A shares was reduced to 29,257,996.  The reporting person's holdings became 11.189%, which is greater than 10%, and hence we are filing this Form 3.</remarks>

    <ownerSignature>
        <signatureName>/s/ Hideo Kitano</signatureName>
        <signatureDate>2016-07-04</signatureDate>
    </ownerSignature>
</ownershipDocument>
</XML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
