<SEC-DOCUMENT>0001213900-20-005053-index.html : 20200228 <SEC-HEADER>0001213900-20-005053.hdr.sgml : 20200228 <ACCEPTANCE-DATETIME>20200228170948 ACCESSION NUMBER: 0001213900-20-005053 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200228 DATE AS OF CHANGE: 20200228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lianluo Smart Ltd CENTRAL INDEX KEY: 0001474627 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34661 FILM NUMBER: 20672004 BUSINESS ADDRESS: STREET 1: RM 2108, 21ST FL, NO. 20 SHIJINGSHAN RD STREET 2: CHINA RAILWAY CONSTRUCTION BUILDING CITY: SHIJINGSHAN DISTRICT, BEIJING STATE: F4 ZIP: 100040 BUSINESS PHONE: (8610)8860-9850 MAIL ADDRESS: STREET 1: RM 2108, 21ST FL, NO. 20 SHIJINGSHAN RD STREET 2: CHINA RAILWAY CONSTRUCTION BUILDING CITY: SHIJINGSHAN DISTRICT, BEIJING STATE: F4 ZIP: 100040 FORMER COMPANY: FORMER CONFORMED NAME: Dehaier Medical Systems Ltd DATE OF NAME CHANGE: 20091015 </SEC-HEADER> <DOCUMENT> <TYPE>6-K <SEQUENCE>1 <FILENAME>ea119108-6k_lianluosmart.htm <DESCRIPTION>REPORT OF FOREIGN PRIVATE ISSUER <TEXT> Document 1 - file: ea119108-6k_lianluosmart.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>ea119108ex4-1_lianluosmart.htm <DESCRIPTION>FORM OF WARRANT <TEXT> Document 2 - file: ea119108ex4-1_lianluosmart.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>ea119108ex4-2_lianluosmart.htm <DESCRIPTION>FORM OF AMENDEDAND RESTATED WARRANT <TEXT> Document 3 - file: ea119108ex4-2_lianluosmart.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>4 <FILENAME>ea119108ex5-1_lianluosmart.htm <DESCRIPTION>OPINION OF CONYERSDILL & PEARMAN <TEXT> Document 4 - file: ea119108ex5-1_lianluosmart.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>5 <FILENAME>ea119108ex10-1_lianluosmart.htm <DESCRIPTION>FORM OF SECURITIES PURCHASE AGREEMENT, DATED FEBRUARY 27, 2020, BETWEEN THE COMPANY AND PURCHASERS <TEXT> Document 5 - file: ea119108ex10-1_lianluosmart.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>6 <FILENAME>ea119108ex10-2_lianluosmart.htm <DESCRIPTION>PLACEMENT AGENCY AGREEMENT, DATED FEBRUARY 27, 2020, BETWEEN THE COMPANY AND MAXIM GROUP LLC <TEXT> Document 6 - file: ea119108ex10-2_lianluosmart.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>7 <FILENAME>ea119108ex10-3_lianluosmart.htm <DESCRIPTION>FORM OF LOCK-UP AGREEMENT <TEXT> Document 7 - file: ea119108ex10-3_lianluosmart.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>8 <FILENAME>ea119108ex99-1_lianluosmart.htm <DESCRIPTION>PRESS RELEASE, DATED FEBRUARY 27, 2020 <TEXT> Document 8 - file: ea119108ex99-1_lianluosmart.htm
</DOCUMENT> </SEC-DOCUMENT>