<SEC-DOCUMENT>0001213900-20-033122-index.html : 20201026 <SEC-HEADER>0001213900-20-033122.hdr.sgml : 20201026 <ACCEPTANCE-DATETIME>20201026061633 ACCESSION NUMBER: 0001213900-20-033122 CONFORMED SUBMISSION TYPE: F-1 PUBLIC DOCUMENT COUNT: 34 FILED AS OF DATE: 20201026 DATE AS OF CHANGE: 20201026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lianluo Smart Ltd CENTRAL INDEX KEY: 0001474627 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: F-1 SEC ACT: 1933 Act SEC FILE NUMBER: 333-249659 FILM NUMBER: 201258972 BUSINESS ADDRESS: STREET 1: RM 2108, 21ST FL, NO. 20 SHIJINGSHAN RD STREET 2: CHINA RAILWAY CONSTRUCTION BUILDING CITY: SHIJINGSHAN DISTRICT, BEIJING STATE: F4 ZIP: 100040 BUSINESS PHONE: (8610)8860-9850 MAIL ADDRESS: STREET 1: RM 2108, 21ST FL, NO. 20 SHIJINGSHAN RD STREET 2: CHINA RAILWAY CONSTRUCTION BUILDING CITY: SHIJINGSHAN DISTRICT, BEIJING STATE: F4 ZIP: 100040 FORMER COMPANY: FORMER CONFORMED NAME: Dehaier Medical Systems Ltd DATE OF NAME CHANGE: 20091015 </SEC-HEADER> <DOCUMENT> <TYPE>F-1 <SEQUENCE>1 <FILENAME>ea127429-f1_lianluosmart.htm <DESCRIPTION>REGISTRATION STATEMENT <TEXT> Document 1 - file: ea127429-f1_lianluosmart.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.1 <SEQUENCE>2 <FILENAME>ea127429ex2-1_lianluo.htm <DESCRIPTION>FORM OF MERGER AGREEMENT, BY AND AMONG LLIT, MERGER SUB, AND NEWEGG <TEXT> Document 2 - file: ea127429ex2-1_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.2 <SEQUENCE>3 <FILENAME>ea127429ex2-2_lianluo.htm <DESCRIPTION>FORM OF DISPOSITION AGREEMENT, BY AND BETWEEN LLIT AND BEIJING FENJIN TIMES TECHNOLOGY DEVELOPMENT CO., LTD <TEXT> Document 3 - file: ea127429ex2-2_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.2 <SEQUENCE>4 <FILENAME>ea127429ex3-2_lianluo.htm <DESCRIPTION>PROPOSED FIFTH AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO BE FILED WITH THE BVI REGISTRAR OF CORPORATE AFFAIRS <TEXT> Document 4 - file: ea127429ex3-2_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>5 <FILENAME>ea127429ex4-3_lianluo.htm <DESCRIPTION>FORM OF AMENDED AND RESTATED NEWEGG INC. STOCKHOLDERS AGREEMENT <TEXT> Document 5 - file: ea127429ex4-3_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.4 <SEQUENCE>6 <FILENAME>ea127429ex4-4_lianluo.htm <DESCRIPTION>FORM OF SUPPORT AGREEMENT BY AND AMONG NEWEGG INC., LLIT, HANGZHOU LIANLUO, AND HYPERFINITE GALAXY HOLDING LIMITED <TEXT> Document 6 - file: ea127429ex4-4_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.5 <SEQUENCE>7 <FILENAME>ea127429ex4-5_lianluo.htm <DESCRIPTION>FORM OF SUPPORT AGREEMENT BY AND AMONG NEWEGG, LLIT AND PING CHEN <TEXT> Document 7 - file: ea127429ex4-5_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>8 <FILENAME>ea127429ex10-4_lianluo.htm <DESCRIPTION>NEWEGG'S 2005 INCENTIVE PLAN, AS AMENDED <TEXT> Document 8 - file: ea127429ex10-4_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>9 <FILENAME>ea127429ex10-5_lianluo.htm <DESCRIPTION>SIGNIFICANT SHAREHOLDER INCENTIVE PROGRAM <TEXT> Document 9 - file: ea127429ex10-5_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>10 <FILENAME>ea127429ex10-6_lianluo.htm <DESCRIPTION>FORM OF EMPLOYMENT AGREEMENT BETWEEN THE POST-RESTRUCTURE ENTITY AND THE NAMED EXECUTIVES <TEXT> Document 10 - file: ea127429ex10-6_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.7 <SEQUENCE>11 <FILENAME>ea127429ex10-7_lianluo.htm <DESCRIPTION>REVOLVING CREDIT AND SECURITY AGREEMENT BY AND AMONG EAST WEST BANK, PNC BANK, NEWEGG AND NEWEGG'S SUBSIDIARIES <TEXT> Document 11 - file: ea127429ex10-7_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.8 <SEQUENCE>12 <FILENAME>ea127429ex10-8_lianluo.htm <DESCRIPTION>PLEDGE AGREEMENT, BY AND AMONG PNC BANK, NEWEGG AND NEWEGG'S SUBSIDIARIES <TEXT> Document 12 - file: ea127429ex10-8_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.9 <SEQUENCE>13 <FILENAME>ea127429ex10-9_lianluo.htm <DESCRIPTION>PLEDGE AND SECURITY AGREEMENT BY AND AMONG PNC BANK, AND NEWEGG CANADA INC. <TEXT> Document 13 - file: ea127429ex10-9_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.10 <SEQUENCE>14 <FILENAME>ea127429ex10-10_lianluo.htm <DESCRIPTION>PLEDGE AND SECURITY AGREEMENT BY AND AMONG PNC BANK, AND NEWEGG'S SUBSIDIARIES <TEXT> Document 14 - file: ea127429ex10-10_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.11 <SEQUENCE>15 <FILENAME>ea127429ex10-11_lianluo.htm <DESCRIPTION>GUARANTY AND SURETYSHIP AGREEMENT BY AND AMONG EAST WEST BANK AND NEWEGG'S SUBSIDIARIES <TEXT> Document 15 - file: ea127429ex10-11_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.12 <SEQUENCE>16 <FILENAME>ea127429ex10-12_lianluo.htm <DESCRIPTION>FIRST AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT <TEXT> Document 16 - file: ea127429ex10-12_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.13 <SEQUENCE>17 <FILENAME>ea127429ex10-13_lianluo.htm <DESCRIPTION>SECOND AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT AND CONSENT <TEXT> Document 17 - file: ea127429ex10-13_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-21.1 <SEQUENCE>18 <FILENAME>ea127429ex21-1_lianluo.htm <DESCRIPTION>LIST OF SUBSIDIARIES OF POST-CLOSING ISSUER <TEXT> Document 18 - file: ea127429ex21-1_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.2 <SEQUENCE>19 <FILENAME>ea127429ex23-2_lianluot.htm <DESCRIPTION>CONSENT OF CENTURION ZD CPA & CO. (SUCCESSOR OF CENTURION ZD CPA LIMITED), INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 19 - file: ea127429ex23-2_lianluot.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.3 <SEQUENCE>20 <FILENAME>ea127429ex23-3_lianluot.htm <DESCRIPTION>CONSENT OF BDO CHINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 20 - file: ea127429ex23-3_lianluot.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.4 <SEQUENCE>21 <FILENAME>ea127429ex23-4_lianluo.htm <DESCRIPTION>CONSENT OF BDO USA, LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 21 - file: ea127429ex23-4_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.5 <SEQUENCE>22 <FILENAME>ea127429ex23-5_lianluo.htm <DESCRIPTION>CONSENT OF KPMG <TEXT> Document 22 - file: ea127429ex23-5_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>23 <FILENAME>ea127429ex99-1_lianluo.htm <DESCRIPTION>CONSENT OF NOMINEE FOR DIRECTOR (GREGORY MOORE) <TEXT> Document 23 - file: ea127429ex99-1_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>24 <FILENAME>ea127429ex99-2_lianluo.htm <DESCRIPTION>CONSENT OF NOMINEE FOR DIRECTOR (PAUL WU) <TEXT> Document 24 - file: ea127429ex99-2_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>25 <FILENAME>ea127429ex99-3_lianluo.htm <DESCRIPTION>CONSENT OF NOMINEE FOR DIRECTOR (ZHITAO HE) <TEXT> Document 25 - file: ea127429ex99-3_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.4 <SEQUENCE>26 <FILENAME>ea127429ex99-4_lianluo.htm <DESCRIPTION>CONSENT OF NOMINEE FOR DIRECTOR (FRED CHANG) <TEXT> Document 26 - file: ea127429ex99-4_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.5 <SEQUENCE>27 <FILENAME>ea127429ex99-5_lianluo.htm <DESCRIPTION>CONSENT OF NOMINEE FOR DIRECTOR (PEN LIAO) <TEXT> Document 27 - file: ea127429ex99-5_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.6 <SEQUENCE>28 <FILENAME>ea127429ex99-6_lianluo.htm <DESCRIPTION>CONSENT OF NOMINEE FOR DIRECTOR (ANTHONY CHOW) <TEXT> Document 28 - file: ea127429ex99-6_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>img_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: img_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>ex4-3_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: ex4-3_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>ex10-5_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: ex10-5_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>ex10-6_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 32 - file: ex10-6_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>ex23-2_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: ex23-2_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>ex23-3_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 34 - file: ex23-3_001.jpg
</DOCUMENT> </SEC-DOCUMENT>