<SEC-DOCUMENT>0001213900-21-019360-index.html : 20210401 <SEC-HEADER>0001213900-21-019360.hdr.sgml : 20210401 <ACCEPTANCE-DATETIME>20210331173623 ACCESSION NUMBER: 0001213900-21-019360 CONFORMED SUBMISSION TYPE: F-4/A PUBLIC DOCUMENT COUNT: 31 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lianluo Smart Ltd CENTRAL INDEX KEY: 0001474627 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: F-4/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-249660 FILM NUMBER: 21794879 BUSINESS ADDRESS: STREET 1: RM 2108, 21ST FL, NO. 20 SHIJINGSHAN RD STREET 2: CHINA RAILWAY CONSTRUCTION BUILDING CITY: SHIJINGSHAN DISTRICT, BEIJING STATE: F4 ZIP: 100040 BUSINESS PHONE: (8610)8860-9850 MAIL ADDRESS: STREET 1: RM 2108, 21ST FL, NO. 20 SHIJINGSHAN RD STREET 2: CHINA RAILWAY CONSTRUCTION BUILDING CITY: SHIJINGSHAN DISTRICT, BEIJING STATE: F4 ZIP: 100040 FORMER COMPANY: FORMER CONFORMED NAME: Dehaier Medical Systems Ltd DATE OF NAME CHANGE: 20091015 </SEC-HEADER> <DOCUMENT> <TYPE>F-4/A <SEQUENCE>1 <FILENAME>ff42021a5_lianluosmart.htm <DESCRIPTION>REGISTRATION STATEMENT <TEXT> Document 1 - file: ff42021a5_lianluosmart.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>2 <FILENAME>ff42021a5ex3-1_lianluo.htm <DESCRIPTION>AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE LIANLUO SMART LIMITED <TEXT> Document 2 - file: ff42021a5ex3-1_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>3 <FILENAME>ff42021a5ex4-1_lianluo.htm <DESCRIPTION>FORM OF CLASS A COMMON SHARE PURCHASE WARRANT DATED MARCH 2, 2020 <TEXT> Document 3 - file: ff42021a5ex4-1_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>4 <FILENAME>ff42021a5ex4-2_lianluo.htm <DESCRIPTION>FORM OF SECURITIES PURCHASE AGREEMENT DATED FEBRUARY 27, 2020 <TEXT> Document 4 - file: ff42021a5ex4-2_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>5 <FILENAME>ff42021a5ex4-3_lianluo.htm <DESCRIPTION>FORM OF AMENDED AND RESTATED SHAREHOLDERS AGREEMENT <TEXT> Document 5 - file: ff42021a5ex4-3_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>6 <FILENAME>ff42021a5ex10-2_lianluo.htm <DESCRIPTION>REVOLVING CREDIT AND SECURITY AGREEMENT, DATED JULY 27, 2018, BY AND AMONG EAST WEST BANK, PNC BANK, NATIONAL ASSOCIATION, NEWEGG INC. AND NEWEGG INC.'S SUBSIDIARIES <TEXT> Document 6 - file: ff42021a5ex10-2_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>7 <FILENAME>ff42021a5ex10-3_lianluo.htm <DESCRIPTION>FIRST AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT, DATED JANUARY 2019 <TEXT> Document 7 - file: ff42021a5ex10-3_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>8 <FILENAME>ff42021a5ex10-4_lianluo.htm <DESCRIPTION>SECOND AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT AND CONSENT, DATED NOVEMBER 18, 2019 <TEXT> Document 8 - file: ff42021a5ex10-4_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>9 <FILENAME>ff42021a5ex10-5_lianluo.htm <DESCRIPTION>PLEDGE AGREEMENT, DATED JULY 27, 2018, BY AND AMONG PNC BANK, NATIONAL ASSOCIATION, NEWEGG INC. AND NEWEGG INC.'S SUBSIDIARIES <TEXT> Document 9 - file: ff42021a5ex10-5_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>10 <FILENAME>ff42021a5ex10-6_lianluo.htm <DESCRIPTION>PLEDGE AND SECURITY AGREEMENT, DATED JULY 27, 2018, BY AND AMONG PNC BANK, NATIONAL ASSOCIATION AND NEWEGG CANADA INC <TEXT> Document 10 - file: ff42021a5ex10-6_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.7 <SEQUENCE>11 <FILENAME>ff42021a5ex10-7_lianluo.htm <DESCRIPTION>PLEDGE AND SECURITY AGREEMENT, DATED JULY 27, 2018, BY AND AMONG PNC BANK, NATIONAL ASSOCIATION AND NEWEGG INC.'S SUBSIDIARIES <TEXT> Document 11 - file: ff42021a5ex10-7_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.8 <SEQUENCE>12 <FILENAME>ff42021a5ex10-8_lianluo.htm <DESCRIPTION>GUARANTY AND SURETYSHIP AGREEMENT, DATED JULY 27, 2018, BY AND AMONG EAST WEST BANK AND NEWEGG INC.'S SUBSIDIARIES <TEXT> Document 12 - file: ff42021a5ex10-8_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.9 <SEQUENCE>13 <FILENAME>ff42021a5ex10-9_lianluo.htm <DESCRIPTION>FORM OF EMPLOYMENT AGREEMENT <TEXT> Document 13 - file: ff42021a5ex10-9_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.10 <SEQUENCE>14 <FILENAME>ff42021a5ex10-10_lianluo.htm <DESCRIPTION>LIANLUO SMART LIMITED 2009 SHARE INCENTIVE PLAN <TEXT> Document 14 - file: ff42021a5ex10-10_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.11 <SEQUENCE>15 <FILENAME>ff42021a5ex10-11_lianluo.htm <DESCRIPTION>LIANLUO SMART LIMITED 2013 SHARE INCENTIVE PLAN <TEXT> Document 15 - file: ff42021a5ex10-11_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.12 <SEQUENCE>16 <FILENAME>ff42021a5ex10-12_lianluo.htm <DESCRIPTION>LIANLUO SMART LIMITED 2014 SHARE INCENTIVE PLAN <TEXT> Document 16 - file: ff42021a5ex10-12_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.13 <SEQUENCE>17 <FILENAME>ff42021a5ex10-13_lianluo.htm <DESCRIPTION>NEWEGG INC. FOURTH AMENDED AND RESTATED 2005 INCENTIVE AWARD PLAN <TEXT> Document 17 - file: ff42021a5ex10-13_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.14 <SEQUENCE>18 <FILENAME>ff42021a5ex10-14_lianluo.htm <DESCRIPTION>NEWEGG INC. SIGNIFICANT SHAREHOLDER INCENTIVE PROGRAM <TEXT> Document 18 - file: ff42021a5ex10-14_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>19 <FILENAME>ff42021a5ex23-1_lianluo.htm <DESCRIPTION>CONSENT OF CENTURION ZD CPA & CO. (SUCCESSOR OF CENTURION ZD CPA LIMITED), INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 19 - file: ff42021a5ex23-1_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.2 <SEQUENCE>20 <FILENAME>ff42021a5ex23-2_lianluo.htm <DESCRIPTION>CONSENT OF BDO CHINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 20 - file: ff42021a5ex23-2_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.3 <SEQUENCE>21 <FILENAME>ff42021a5ex23-3_lianluo.htm <DESCRIPTION>CONSENT OF BDO USA, LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 21 - file: ff42021a5ex23-3_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.4 <SEQUENCE>22 <FILENAME>ff42021a5ex23-4_lianluo.htm <DESCRIPTION>CONSENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 22 - file: ff42021a5ex23-4_lianluo.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>tlianluosmart_logo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: tlianluosmart_logo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>tlianluosmart_logo1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: tlianluosmart_logo1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>timage_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 25 - file: timage_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>tbenchmark_logo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: tbenchmark_logo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>ex4-3_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: ex4-3_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>ex10-9_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 28 - file: ex10-9_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>ex10-14_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: ex10-14_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>ex23-2_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: ex23-2_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>ex23-1_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: ex23-1_001.jpg
</DOCUMENT> </SEC-DOCUMENT>