8-K 1 f8k12203.htm

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SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

_______________________

 

FORM 8-K

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

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Date of report (Date of earliest event reported):
JANUARY 14, 2003

 

FAHNESTOCK VINER HOLDINGS INC.

(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)

 

Ontario, Canada

(STATE OR OTHER JURISDICTION

OF INCORPORATION OR ORGANIZATION)

1-12043

(COMMISSION FILE NO.)

98-0080034

(I.R.S. EMPLOYER IDENTIFICATION NUMBER)

     

P.O. Box 2015, Suite 1110
20 Eglinton Avenue West
Toronto, Ontario, Canada

(ADDRESS OF PRINCIPAL EXECUTIVE OFFICE)

 

M4R 1K8

(ZIP CODE)

(416) 322-1515

(REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE)

NONE

(FORMER NAME, FORMER ADDRESS AND FORMER FISCAL YEAR, IF APPLICABLE)

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ITEM 5. OTHER EVENTS.

First of Michigan Corporation n/k/a/ Fahnestock & Co. Inc., a subsidiary of Fahnestock Viner Holdings Inc., an Ontario corporation (the "Company"), was awarded monetary damages by a National Association of Securities Dealers Dispute Resolution Panel on January 14, 2003. On January 15, 2003, the Company issued a press release announcing the details of the award. Such press release is attached as Exhibit 99 to this Current Report on Form 8-K and is incorporated herein by reference.

On January 22, 2003, Fahnestock & Co. Inc. received the cash sum of $21,750,000 with respect to this award.

 

ITEM 7. EXHIBITS.

(c) Exhibits.

Exhibit No. Description
99 Press Release dated January 15, 2003

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

FAHNESTOCK VINER HOLDINGS INC.

By: "E.K. Roberts"

Name: E.K. Roberts
Title: President

January 22, 2003

 

FAHNESTOCK VINER HOLDINGS INC.
CURRENT REPORT ON FORM 8-K
REPORT DATED January 22, 2003

EXHIBIT INDEX

Exhibit No. Description
99 Press Release dated January 15, 2003