<SEC-DOCUMENT>0000950123-11-097606.txt : 20111110
<SEC-HEADER>0000950123-11-097606.hdr.sgml : 20111110
<ACCEPTANCE-DATETIME>20111110163904
ACCESSION NUMBER:		0000950123-11-097606
CONFORMED SUBMISSION TYPE:	NT 10-Q
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20110930
FILED AS OF DATE:		20111110
DATE AS OF CHANGE:		20111110
EFFECTIVENESS DATE:		20111110

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			OPPENHEIMER HOLDINGS INC
		CENTRAL INDEX KEY:			0000791963
		STANDARD INDUSTRIAL CLASSIFICATION:	SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
		IRS NUMBER:				980080034
		STATE OF INCORPORATION:			A6
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		NT 10-Q
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-12043
		FILM NUMBER:		111195884

	BUSINESS ADDRESS:	
		STREET 1:		SUITE 1110, P.O. BOX 2015
		STREET 2:		20 EGLINTON AVE. WEST
		CITY:			TORONTO
		STATE:			A6
		ZIP:			M4R 1K8
		BUSINESS PHONE:		(416)322-1515

	MAIL ADDRESS:	
		STREET 1:		PO BOX 2015 SUITE 1110
		STREET 2:		20 EGLINTON AVENUE WEST
		CITY:			TORONTO
		STATE:			A6
		ZIP:			M4R 1K8

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	FAHNESTOCK VINER HOLDINGS INC
		DATE OF NAME CHANGE:	19950725

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	VINER E A HOLDINGS LTD
		DATE OF NAME CHANGE:	19880622

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	GOLDALE INVESTMENTS LTD
		DATE OF NAME CHANGE:	19861030
</SEC-HEADER>
<DOCUMENT>
<TYPE>NT 10-Q
<SEQUENCE>1
<FILENAME>y93389ntnt10vq.htm
<DESCRIPTION>FORM NT 10-Q
<TEXT>
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<TD width="1%" style="border-left: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
<TD align="center" valign="top" style="border-top: 1px solid #000000">SEC FILE NUMBER</TD>
<TD width="1%" style="border-right: 1px solid #000000; border-top: 1px solid #000000">&nbsp;</TD>
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<TR valign="bottom">
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<TD valign="top"><DIV style="margin-left:45px; text-indent:-0px">1-12043
</DIV></TD>
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<TD align="center" valign="top" style="border-top: 1px solid #000000">CUSIP NUMBER</TD>
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<TD valign="top"><DIV style="margin-left:45px; text-indent:-0px">683797104
</DIV></TD>
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<DIV align="center" style="font-size: 12pt; margin-top: 1pt"><B>UNITED STATES<BR>
SECURITIES AND EXCHANGE COMMISSION<BR>
Washington, D.C. 20549</B>
</DIV>

<DIV align="center" style="font-size: 14pt; margin-top: 12pt"><B>FORM 12b-25</B>
</DIV>


<DIV align="center" style="font-size: 12pt; margin-top: 12pt"><B>NOTIFICATION OF LATE FILING</B>
</DIV>




<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
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<TD nowrap valign="top"><I>(Check one):</I></TD>
<TD>&nbsp;</TD>
<TD colspan="4" valign="top" align="left">
<FONT face="wingdings">&#111;</FONT>&nbsp; Form&nbsp;10-K
<FONT face="wingdings">&#111;</FONT>&nbsp; Form&nbsp;20-F
<FONT face="wingdings">&#111;</FONT>&nbsp; Form&nbsp;11-K
<FONT face="wingdings">&#254;</FONT>&nbsp; Form&nbsp;10-Q
<FONT face="wingdings">&#111;</FONT>&nbsp; Form&nbsp;10-D
<FONT face="wingdings">&#111;</FONT>&nbsp; Form&nbsp;N-SAR
<FONT face="wingdings">&#111;</FONT>&nbsp; Form&nbsp;N-CSR
</TD>
</TR>
<TR valign="bottom" style="line-height: 6pt"><!-- Blank Space -->
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;
</DIV></TD>
<TD>&nbsp;</TD>
<TD nowrap align="left" valign="top">For Period Ended:</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top" colspan="2"> <b>September 30, 2011</B></TD>
</TR>
<TR style="font-size: 1px">
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;
</DIV></TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD colspan="3" align="left" valign="top" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>
<TR valign="bottom" style="line-height: 3pt"><!-- Blank Space -->
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD colspan="3" valign="top" align="left">
<FONT face="wingdings">&#111;</FONT>&nbsp;&nbsp; Transition Report on Form&nbsp;10-K</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom" style="line-height: 3pt"><!-- Blank Space -->
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD colspan="3" valign="top" align="left">
<FONT face="wingdings">&#111;</FONT>&nbsp;&nbsp; Transition Report on Form&nbsp;20-F</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom" style="line-height: 3pt"><!-- Blank Space -->
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD colspan="3" valign="top" align="left">
<FONT face="wingdings">&#111;</FONT>&nbsp;&nbsp; Transition Report on Form&nbsp;11-K</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom" style="line-height: 3pt"><!-- Blank Space -->
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD colspan="3" valign="top" align="left">
<FONT face="wingdings">&#111;</FONT>&nbsp;&nbsp; Transition Report on Form&nbsp;10-Q</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom" style="line-height: 3pt"><!-- Blank Space -->
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD nowrap colspan="3" valign="top" align="left">
<FONT face="wingdings">&#111;</FONT>&nbsp;&nbsp; Transition Report on Form&nbsp;N-SAR</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom" style="line-height: 6pt"><!-- Blank Space -->
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;
</DIV></TD>
<TD>&nbsp;</TD>
<TD colspan="2" align="left" valign="top" nowrap>For the Transition Period Ended:
</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top"></TD>
<TD>&nbsp;</TD>
</TR>
<TR style="font-size: 1px">
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;
</DIV></TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD colspan="2" align="left" valign="top" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>
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</TABLE>
</DIV>

<DIV align="center" style="font-size: 10pt; margin-top: 12pt"><I>Read Instruction (on back page) Before Preparing Form. Please Print or Type.</I>
</DIV>

<BR style="font-size: 12pt">
<DIV align="left" style="font-size: 10pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<B>Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
</B></DIV>



<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;If the notification relates to a portion of the filing checked above, identify the Item(s) to which
the notification relates:
</DIV>


<BR style="font-size: 12pt">

<DIV align="center" style="font-size: 10pt"><DIV style="width: 100%; border-bottom: 1px solid #000000; FONT-size: 1px">&nbsp;</DIV></DIV>

<DIV align="center" style="font-size: 10pt; margin-top: 12pt"><B>PART I &#151; REGISTRANT INFORMATION</B>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 18pt"><b>Oppenheimer Holdings Inc. </B>
<DIV style="border-bottom: 1px solid #000000; font-size: 1px">&nbsp;</DIV>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 2pt">Full Name of Registrant
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 18pt"><b>N/A</B>
<DIV style="border-bottom: 1px solid #000000; font-size: 1px">&nbsp;</DIV>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 2pt">Former Name if Applicable
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 18pt">
<BR><b>125 Broad Street</B><DIV style="border-bottom: 1px solid #000000; font-size: 1px">&nbsp;</DIV>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 2pt">Address of Principal Executive Office <I>(Street and Number)</I>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 18pt"><b>New York, New York 10004</B>
<DIV style="border-bottom: 1px solid #000000; font-size: 1px">&nbsp;</DIV>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 2pt">City, State and Zip Code
</DIV>
<DIV style="width: 100%; border-bottom: 1pt solid black; margin-top: 10pt; font-size: 1pt">&nbsp;</DIV>
<DIV style="width: 100%; border-bottom: 2pt solid black; font-size: 1pt">&nbsp;</DIV>




<P align="center" style="font-size: 10pt">&nbsp;
</DIV>

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<H5 align="left" style="page-break-before:always">&nbsp;</H5><P>

<DIV style="font-size: 10pt; font-family: 'Times New Roman',Times,serif; margin-left: .25in; width: 7.50in">


<DIV align="center" style="font-size: 10pt; margin-top: 12pt"><B>PART II &#151; RULE 12b-25(b) AND (c)</B>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule&nbsp;12b-25(b), the following should be completed. (Check box if appropriate)
</DIV>

<DIV align="center">
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<TD width="5%">&nbsp;</TD>
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<TD width="88%">&nbsp;</TD>
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<TR valign="bottom">
<TD valign="middle" rowspan="5"><DIV style="margin-left:15px; text-indent:-0px">
<FONT face="wingdings">&#254;</FONT></DIV></TD>
</TR>

<TR valign="bottom">
<TD style="border-right: 1px solid #000000">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">(a)
</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">The reason described in reasonable detail in Part III of this form could not be
eliminated without unreasonable effort or expense</TD>
</TR>


<TR valign="bottom" style="line-height: 3pt"><!-- Blank Space -->
<TD style="border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD style="border-right: 1px solid #000000">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">(b)
</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">
The subject annual report, semi-annual report, transition report on Form&nbsp;10-K, Form&nbsp;20-F, Form&nbsp;11-K, Form&nbsp;N-SAR or Form&nbsp;N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form&nbsp;10-Q or subject distribution report on Form&nbsp;10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
</TD>
</TR>
<TR valign="bottom" style="line-height: 3pt"><!-- Blank Space -->
<TD style="border-right: 1px solid #000000">&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
</TR>

<TR valign="bottom">
<TD>&nbsp;</TD>
<TD style="border-right: 1px solid #000000">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">(c)
</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">The accountant&#146;s statement or other exhibit required by Rule&nbsp;12b-25(c) has been attached if applicable.
</TD>
</TR>
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</TABLE>
</DIV>



<DIV align="center" style="font-size: 10pt; margin-top: 12pt"><B>PART III &#151; NARRATIVE</B>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
(Attach extra Sheets if Needed)
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">Oppenheimer
Holdings Inc. is seeking the extension of the due date of its
Quarterly Report on Form 10-Q for the quarterly period ended
September 30, 2011 solely in order to complete its interactive data files to be included in Exhibit 101 thereto pursuant to Rule 405 of Regulation S-T.</DIV>




<DIV align="center" style="font-size: 10pt; margin-top: 6pt"><B>PART IV &#151; OTHER INFORMATION</B>
</DIV>

<DIV style="margin-top: 6pt">
<TABLE width="100%" border="0" cellpadding="0" cellspacing="0" style="font-size: 10pt">

<TR valign="top" style="font-size: 10pt; color: #000000; background: transparent">
<TD width="3%" nowrap align="left">(1)</TD>
<TD width="1%">&nbsp;</TD>
<TD>Name and telephone number of person to contact in regard to this notification</TD>
</TR>
</TABLE>
</DIV>
<DIV align="right">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="96%">
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<TR valign="bottom">
<TD width="47%">&nbsp;</TD>
<TD width="5%">&nbsp;</TD>
<TD width="8%">&nbsp;</TD>
<TD width="5%">&nbsp;</TD>
<TD width="35%">&nbsp;</TD>
</TR>
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<TR style="font-size: 10pt">
<TD align="center" valign="top" style="border-bottom: 1px solid #000000">Elaine K. Roberts&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="center" valign="top" style="border-bottom: 1px solid #000000">(416)&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="center" valign="top" style="border-bottom: 1px solid #000000"> 322-1515&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD valign="top" align="center"><DIV style="margin-left:0px; text-indent:-0px">(Name)</DIV></TD>
<TD>&nbsp;</TD>
<TD nowrap align="center" valign="bottom">(Area Code)
</TD>
<TD>&nbsp;</TD>
<TD align="center" valign="bottom">(Telephone Number)</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>


<DIV style="margin-top: 6pt">
<TABLE width="100%" border="0" cellpadding="0" cellspacing="0" style="font-size: 10pt">

<TR valign="top" style="font-size: 10pt; color: #000000; background: transparent">
<TD width="3%" nowrap align="left">(2)</TD>
<TD width="1%">&nbsp;</TD>
<TD>Have all other periodic reports required under Section&nbsp;13 or 15(d) of the Securities Exchange Act of 1934 or Section&nbsp;30 of the Investment Company Act of 1940 during the preceding 12&nbsp;months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
</TD>
</TR>
<TR valign="top" style="font-size: 10pt; color: #000000; background: transparent; margin-top: 1pt">
<TD width="3%" nowrap align="left">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD align="left">Yes&nbsp;<FONT face="wingdings">&#254;</FONT>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;No&nbsp;<FONT face="wingdings">&#111;</FONT>
</TD>
</TR>

<TR>
<TD style="font-size: 6pt">&nbsp;</TD>
</TR>

</TABLE>
</DIV>

<DIV style="font-size: 10pt; margin-left: 4%"><DIV style="border-bottom: 1px solid #000000; font-size: 10pt">

</DIV>
</DIV>

<DIV style="margin-top: 6pt">
<TABLE width="100%" border="0" cellpadding="0" cellspacing="0" style="font-size: 10pt">

<TR valign="top" style="font-size: 10pt; color: #000000; background: transparent">
<TD width="3%" nowrap align="left">(3)</TD>
<TD width="1%">&nbsp;</TD>
<TD>Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
</TD>
</TR>
<TR valign="top" style="font-size: 10pt; color: #000000; background: transparent; margin-top: 1pt">
<TD width="3%" nowrap align="left">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD align="left">Yes&nbsp;
<FONT face="wingdings">&#111;</FONT>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;No&nbsp;
<FONT face="wingdings">&#254;</FONT>
</TD>
</TR>

<TR>
<TD style="font-size: 6pt">&nbsp;</TD>
</TR>
</TABLE>
</DIV>

<DIV style="font-size: 5pt; margin-left: 4%"><DIV style="border-bottom: 0px solid #000000; font-size: 10pt">

</DIV>
</DIV>

<DIV style="margin-top: 6pt">
<TABLE width="100%" border="0" cellpadding="0" cellspacing="0" style="font-size: 10pt">
<TR>
<TD style="font-size: 6pt">&nbsp;</TD>
</TR>
<TR valign="top" style="font-size: 10pt; color: #000000; background: transparent">
<TD width="3%" nowrap align="left">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD>If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
</TD>
</TR>
<TR>
<TD style="font-size: 6pt">&nbsp;</TD>
</TR>
</TABLE>
</DIV>


<DIV align="center" style="font-size: 10pt; margin-top: 12pt"><DIV style="border-bottom: 0px solid #000000; font-size: 1px">&nbsp;
</DIV>
</DIV>

<P align="center" style="font-size: 10pt">&nbsp;
</DIV>

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<P><HR noshade><P>
<H5 align="left" style="page-break-before:always">&nbsp;</H5><P>

<DIV style="font-size: 10pt; font-family: 'Times New Roman',Times,serif; margin-left: .25in; width: 7.50in">


<DIV align="center" style="font-size: 10pt; margin-top: 24pt"><DIV style="border-bottom: 1px solid #000000; font-size: 10pt; width: 75%"><b>Oppenheimer Holdings Inc. &nbsp;</B>
</DIV>
</DIV>

<DIV align="center" style="font-size: 10pt; margin-top: 2pt">(Name of Registrant as Specified in Charter)
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
</DIV>

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
<TD width="3%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="36%">&nbsp;</TD>
<TD width="10%">&nbsp;</TD>
<TD width="3%">&nbsp;</TD>
<TD width="1%">&nbsp;</TD>
<TD width="36%">&nbsp;</TD>
</TR>
<!-- End Table Head -->
<!-- Begin Table Body -->
<TR valign="bottom">
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Date:
</DIV></TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">November 10, 2011</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">By:</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">/s/ E.K. Roberts</TD>
</TR>
<TR style="font-size: 1px">
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;
</DIV></TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top" style="border-top: 1px solid #000000">&nbsp;
</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>
<TR valign="bottom">
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;
</DIV></TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">E.K. Roberts, President and Treasurer</TD>
</TR>
<TR valign="bottom">
<TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;
</DIV></TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">&nbsp;</TD>
<TD>&nbsp;</TD>
<TD align="left" valign="top">(Principal Financial and Accounting Officer)</TD>
</TR>
<!-- End Table Body -->
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</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">INSTRUCTION:
The form may be signed by an executive officer of the registrant or
by any other duly authorized representative. The name and title of
the person signing the form shall be typed or printed beneath the
signature. If the statement is signed on behalf of the registrant by
an authorized representative (other than an executive officer),
evidence of the representative&#146;s authority to sign on behalf of the registrant shall be filed with the form. </DIV>

<DIV align="center" style="font-size: 10pt; margin-top: 6pt"><B>ATTENTION</B></DIV>

<DIV align="center" style="font-size: 10pt; margin-top: 6pt"><B>Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).</B></DIV>

<P align="center" style="font-size: 10pt">&nbsp;</DIV>

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