XML 9 R54.htm IDEA: XBRL DOCUMENT v2.4.0.6
Supplemental Guarantor Condensed Consolidated Financial Statements (Details) (USD $)
In Thousands, unless otherwise specified
Jun. 30, 2012
Dec. 31, 2011
Jun. 30, 2011
Dec. 31, 2010
ASSETS        
Cash and cash equivalents $ 93,541 $ 70,329 $ 109,561 $ 52,854
Cash and securities segregated for regulatory and other purposes 32,487 30,086    
Deposits with clearing organizations 64,806 35,816    
Receivable from brokers and clearing organizations 294,444 288,113    
Receivable from customers, net of allowance for credit losses of $2,659 ($2,548 in 2011) 839,769 837,822    
Income taxes receivable 5,811 6,743    
Securities purchased under agreements to resell 5,225 847,688    
Securities owned, including amounts pledged of $102501, at fair value 1,100,644 924,541    
Notes receivable, net 52,799 54,044    
Office facilities, net 25,923 16,976    
Intangible assets, net 32,356 35,589    
Goodwill 137,889 137,889    
Other 211,048 241,803    
Total assets 2,896,742 3,527,439    
Liabilities        
Drafts payable 46,592 51,848    
Bank call loans 86,900 27,500    
Payable to brokers and clearing organizations 378,700 335,610    
Payable to customers 538,354 479,896    
Securities sold under agreements to repurchase 734,883 1,508,493    
Securities sold, but not yet purchased, at fair value 94,153 69,415    
Accrued compensation 108,306 144,283    
Accounts payable and other liabilities 193,507 184,669    
Income tax payable 0      
Senior secured note 195,000 195,000    
Subordinated indebtedness 0      
Deferred income taxes, net 3,533 10,302    
Excess of fair value of acquired assets over cost 7,020 7,020    
Intercompany payables 0      
Total liabilities 2,386,948 3,014,036    
Stockholders' equity attributable to the Oppenheimer Holdings Inc. 502,734 508,070 495,760  
Non-controlling interest 7,060 5,333    
Total equity 509,794 513,403 500,214  
Total Liabilities and Equity 2,896,742 3,527,439    
Parent [Member]
        
ASSETS        
Cash and cash equivalents 1,113 2,555 747 361
Income taxes receivable 10,795 6,785    
Other 3,759 4,055    
Investment in subsidiaries 499,480 496,512    
Intercompany receivables 188,864 199,387    
Total assets 704,011 709,294    
Liabilities        
Accounts payable and other liabilities 3,696 3,734    
Income tax payable 2,440 2,440    
Senior secured note 195,000 195,000    
Deferred income taxes, net 141 50    
Total liabilities 201,277 201,224    
Stockholders' equity attributable to the Oppenheimer Holdings Inc. 502,734 508,070    
Total equity 502,734 508,070    
Total Liabilities and Equity 704,011 709,294    
Guarantor Subsidiaries [Member]
        
ASSETS        
Cash and cash equivalents 25,864 11,882 49,472 (241)
Receivable from brokers and clearing organizations   20    
Income taxes receivable 29,465 30,942    
Securities owned, including amounts pledged of $102501, at fair value 13,588 17,811    
Subordinated loan receivable 112,558 112,558    
Deferred tax asset 2,166 2,164    
Other 949 1,533    
Investment in subsidiaries 889,006 896,819    
Intercompany receivables (132,139) (128,746)    
Total assets 941,457 944,983    
Liabilities        
Accounts payable and other liabilities 10,096 6,915    
Income tax payable 19,951 22,189    
Intercompany payables 36,604 37,126    
Total liabilities 66,651 66,230    
Stockholders' equity attributable to the Oppenheimer Holdings Inc. 874,806 878,753    
Total equity 874,806 878,753    
Total Liabilities and Equity 941,457 944,983    
Non-guarantor Subsidiaries [Member]
        
ASSETS        
Cash and cash equivalents 66,564 55,892 59,341 52,734
Cash and securities segregated for regulatory and other purposes 32,487 30,086    
Deposits with clearing organizations 64,806 35,816    
Receivable from brokers and clearing organizations 294,444 288,093    
Receivable from customers, net of allowance for credit losses of $2,659 ($2,548 in 2011) 839,769 837,822    
Income taxes receivable (879) (702)    
Securities purchased under agreements to resell 5,225 847,688    
Securities owned, including amounts pledged of $102501, at fair value 1,087,056 906,730    
Notes receivable, net 52,799 54,044    
Office facilities, net 25,923 16,976    
Deferred tax asset 29,097 21,130    
Intangible assets, net 32,356 35,589    
Goodwill 137,889 137,889    
Other 206,340 236,215    
Investment in subsidiaries (194,935) (199,063)    
Intercompany receivables (20,122) (33,506)    
Total assets 2,658,819 3,270,699    
Liabilities        
Drafts payable 46,592 51,848    
Bank call loans 86,900 27,500    
Payable to brokers and clearing organizations 378,700 335,610    
Payable to customers 538,354 479,896    
Securities sold under agreements to repurchase 734,883 1,508,493    
Securities sold, but not yet purchased, at fair value 94,153 69,415    
Accrued compensation 108,306 144,283    
Accounts payable and other liabilities 182,529 174,318    
Income tax payable 8,941 5,653    
Subordinated indebtedness 112,558 112,558    
Deferred income taxes, net 34,656 33,546    
Excess of fair value of acquired assets over cost 7,020 7,020    
Total liabilities 2,333,592 2,950,140    
Stockholders' equity attributable to the Oppenheimer Holdings Inc. 318,167 315,226    
Non-controlling interest 7,060 5,333    
Total equity 325,227 320,559    
Total Liabilities and Equity 2,658,819 3,270,699    
Eliminations [Member]
        
ASSETS        
Income taxes receivable (33,570) (30,282)    
Subordinated loan receivable (112,558) (112,558)    
Deferred tax asset (31,263) (23,294)    
Investment in subsidiaries (1,193,551) (1,194,268)    
Intercompany receivables (36,603) (37,135)    
Total assets (1,407,545) (1,397,537)    
Liabilities        
Accounts payable and other liabilities (2,814) (298)    
Income tax payable (31,332) (30,282)    
Subordinated indebtedness (112,558) (112,558)    
Deferred income taxes, net (31,264) (23,294)    
Intercompany payables (36,604) (37,126)    
Total liabilities (214,572) (203,558)    
Stockholders' equity attributable to the Oppenheimer Holdings Inc. (1,192,973) (1,193,979)    
Total equity (1,192,973) (1,193,979)    
Total Liabilities and Equity $ (1,407,545) $ (1,395,632)