XML 115 R105.htm IDEA: XBRL DOCUMENT v2.4.0.8
Supplemental Guarantor Condensed Consolidated Financial Statements - Condensed Consolidating Balance Sheet (Detail) (USD $)
In Thousands, unless otherwise specified
Dec. 31, 2013
Dec. 31, 2012
Dec. 31, 2011
Dec. 31, 2010
ASSETS        
Cash and cash equivalents $ 98,294 $ 135,366 $ 70,329 $ 52,854
Cash and securities segregated for regulatory and other purposes 36,323 33,000    
Deposits with clearing organizations 23,679 25,954    
Receivable from brokers, dealers and clearing organizations 364,873 479,699    
Receivable from customers, net of allowance for credit losses of $2,423 ($2,256 in 2012) 868,869 817,941    
Income tax receivable 6,562 451    
Securities purchased under agreements to resell 184,825      
Securities owned, including amounts pledged of $586,625 (569,995 in 2012), at fair value 856,088 759,742    
Notes receivable, net 40,751 47,324    
Office facilities, net 32,939 28,332    
Deferred tax assets, net (7,096) 16,340    
Intangible assets 31,700 31,700    
Goodwill 137,889 137,889    
Loans held for sale 75,989 22,874    
Mortgage servicing rights 28,879 26,983 22,795  
Other assets 165,060 114,425    
Total assets 2,952,720 2,678,020    
Liabilities        
Drafts payable 48,198 56,586    
Bank call loans 118,200 128,300    
Payable to brokers, dealers and clearing organizations 223,315 204,218    
Payable to customers 626,564 692,378    
Securities sold under agreements to repurchase 757,491 392,391    
Securities sold, but not yet purchased, at fair value 76,314 173,450    
Accrued compensation 180,119 150,434    
Accounts payable and other liabilities 192,552 180,262    
Senior secured notes 195,000 195,000    
Deferred tax liabilities, net 7,096      
Total liabilities 2,424,849 2,173,019    
Stockholders' equity        
Stockholders' equity attributable to Oppenheimer Holdings Inc. 522,518 500,740 508,070  
Non-controlling interest 5,353 4,261    
Total stockholders' equity 527,871 505,001 513,403  
Total liabilities and stockholders' equity 2,952,720 2,678,020    
Eliminations [Member]
       
ASSETS        
Income tax receivable (39,704) (42,874)    
Subordinated loan receivable (112,558) (112,558)    
Deferred tax assets, net (30,483) (36,176)    
Investment in subsidiaries (1,274,360) (1,192,243)    
Intercompany receivables (64,501) (36,608)    
Total assets (1,521,606) (1,420,459)    
Liabilities        
Accounts payable and other liabilities (88) (493)    
Income tax payable (39,704) (43,316)    
Subordinated indebtedness (112,558) (112,558)    
Deferred tax liabilities, net (30,483) (35,734)    
Intercompany payables (64,501) (36,605)    
Total liabilities (247,334) (228,706)    
Stockholders' equity        
Stockholders' equity attributable to Oppenheimer Holdings Inc. (1,274,272) (1,191,753)    
Total stockholders' equity (1,274,272) (1,191,753)    
Total liabilities and stockholders' equity (1,521,606) (1,420,459)    
Guarantor Subsidiaries [Member]
       
ASSETS        
Cash and cash equivalents 30,901 40,658 11,882 (241)
Income tax receivable 27,589 30,568    
Securities owned, including amounts pledged of $586,625 (569,995 in 2012), at fair value 2,225 2,459    
Subordinated loan receivable 112,558 112,558    
Office facilities, net 21,250 15,547    
Deferred tax assets, net 309 309    
Other assets 27,113 1,437    
Investment in subsidiaries 910,230 880,609    
Intercompany receivables (68,920) (114,449)    
Total assets 1,063,255 969,696    
Liabilities        
Accounts payable and other liabilities 59,289 43,350    
Income tax payable 22,189 22,189    
Deferred tax liabilities, net   (943)    
Intercompany payables 64,501 36,605    
Total liabilities 145,979 101,201    
Stockholders' equity        
Stockholders' equity attributable to Oppenheimer Holdings Inc. 917,276 868,495    
Total stockholders' equity 917,276 868,495    
Total liabilities and stockholders' equity 1,063,255 969,696    
Non-Guarantor Subsidiaries [Member]
       
ASSETS        
Cash and cash equivalents 66,945 94,673 55,892 52,734
Cash and securities segregated for regulatory and other purposes 36,323 33,000    
Deposits with clearing organizations 23,679 25,954    
Receivable from brokers, dealers and clearing organizations 364,873 479,699    
Receivable from customers, net of allowance for credit losses of $2,423 ($2,256 in 2012) 868,869 817,941    
Income tax receivable (817) (450)    
Securities purchased under agreements to resell 184,825      
Securities owned, including amounts pledged of $586,625 (569,995 in 2012), at fair value 853,863 757,283    
Notes receivable, net 40,751 47,324    
Office facilities, net 11,689 12,785    
Deferred tax assets, net 29,496 52,350    
Intangible assets 31,700 31,700    
Goodwill 137,889 137,889    
Loans held for sale 75,989 22,874    
Mortgage servicing rights 28,879 26,983    
Other assets 135,150 109,570    
Investment in subsidiaries (182,625) (195,045)    
Intercompany receivables (20,107) (27,686)    
Total assets 2,687,371 2,426,844    
Liabilities        
Drafts payable 48,198 56,586    
Bank call loans 118,200 128,300    
Payable to brokers, dealers and clearing organizations 223,315 204,218    
Payable to customers 626,564 692,378    
Securities sold under agreements to repurchase 757,491 392,391    
Securities sold, but not yet purchased, at fair value 76,314 173,450    
Accrued compensation 180,119 150,434    
Accounts payable and other liabilities 129,609 133,646    
Income tax payable 15,075 18,687    
Subordinated indebtedness 112,558 112,558    
Deferred tax liabilities, net 37,579 36,677    
Total liabilities 2,325,022 2,099,325    
Stockholders' equity        
Stockholders' equity attributable to Oppenheimer Holdings Inc. 356,996 323,258    
Non-controlling interest 5,353 4,261    
Total stockholders' equity 362,349 327,519    
Total liabilities and stockholders' equity 2,687,371 2,426,844    
Parent [Member]
       
ASSETS        
Cash and cash equivalents 448 35 2,555 361
Income tax receivable 19,494 13,207    
Deferred tax assets, net 678 (143)    
Other assets 2,797 3,418    
Investment in subsidiaries 546,755 506,679    
Intercompany receivables 153,528 178,743    
Total assets 723,700 701,939    
Liabilities        
Accounts payable and other liabilities 3,742 3,759    
Income tax payable 2,440 2,440    
Senior secured notes 195,000 195,000    
Total liabilities 201,182 201,199    
Stockholders' equity        
Stockholders' equity attributable to Oppenheimer Holdings Inc. 522,518 500,740    
Total stockholders' equity 522,518 500,740    
Total liabilities and stockholders' equity $ 723,700 $ 701,939