<SEC-DOCUMENT>0000791963-15-000028-index.html : 20151102 <SEC-HEADER>0000791963-15-000028.hdr.sgml : 20151102 <ACCEPTANCE-DATETIME>20151102163151 ACCESSION NUMBER: 0000791963-15-000028 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 29 CONFORMED PERIOD OF REPORT: 20151102 ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20151102 DATE AS OF CHANGE: 20151102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 151191009 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 </SEC-HEADER> <DOCUMENT> <TYPE>8-K/A <SEQUENCE>1 <FILENAME>opy8-ka110215.htm <DESCRIPTION>8-K/A <TEXT> Document 1 - file: opy8-ka110215.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>opynov15.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 2 - file: opynov15.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>opynov15001.jpg <TEXT> Document 3 - file: opynov15001.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>opynov15004.jpg <TEXT> Document 6 - file: opynov15004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>opynov15005.jpg <TEXT> Document 7 - file: opynov15005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>opynov15006.jpg <TEXT> Document 8 - file: opynov15006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>opynov15007.jpg <TEXT> Document 9 - file: opynov15007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>opynov15008.jpg <TEXT> Document 10 - file: opynov15008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>opynov15009.jpg <TEXT> Document 11 - file: opynov15009.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>opynov15011.jpg <TEXT> Document 13 - file: opynov15011.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>opynov15012.jpg <TEXT> Document 14 - file: opynov15012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>opynov15013.jpg <TEXT> Document 15 - file: opynov15013.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>opynov15014.jpg <TEXT> Document 16 - file: opynov15014.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>opynov15015.jpg <TEXT> Document 17 - file: opynov15015.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>opynov15016.jpg <TEXT> Document 18 - file: opynov15016.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>opynov15017.jpg <TEXT> Document 19 - file: opynov15017.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>opynov15018.jpg <TEXT> Document 20 - file: opynov15018.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>opynov15019.jpg <TEXT> Document 21 - file: opynov15019.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>opynov15020.jpg <TEXT> Document 22 - file: opynov15020.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>opynov15021.jpg <TEXT> Document 23 - file: opynov15021.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>opynov15022.jpg <TEXT> Document 24 - file: opynov15022.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>opynov15023.jpg <TEXT> Document 25 - file: opynov15023.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>opynov15024.jpg <TEXT> Document 26 - file: opynov15024.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>opynov15025.jpg <TEXT> Document 27 - file: opynov15025.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>opynov15026.jpg <TEXT> Document 28 - file: opynov15026.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>opynov15027.jpg <TEXT> Document 29 - file: opynov15027.jpg
</DOCUMENT> </SEC-DOCUMENT>