<SEC-DOCUMENT>0001104659-17-041294-index.html : 20170623 <SEC-HEADER>0001104659-17-041294.hdr.sgml : 20170623 <ACCEPTANCE-DATETIME>20170623162036 ACCESSION NUMBER: 0001104659-17-041294 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20170623 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Termination of a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Material Modifications to Rights of Security Holders ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170623 DATE AS OF CHANGE: 20170623 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 17927801 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a17-15662_18k.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: a17-15662_18k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>a17-15662_1ex4d1.htm <DESCRIPTION>EX-4.1 <TEXT> Document 2 - file: a17-15662_1ex4d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>3 <FILENAME>a17-15662_1ex4d3.htm <DESCRIPTION>EX-4.3 <TEXT> Document 3 - file: a17-15662_1ex4d3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>4 <FILENAME>a17-15662_1ex10d1.htm <DESCRIPTION>EX-10.1 <TEXT> Document 4 - file: a17-15662_1ex10d1.htm
</DOCUMENT> </SEC-DOCUMENT>