<SEC-DOCUMENT>0001104659-20-113961-index.html : 20201009 <SEC-HEADER>0001104659-20-113961.hdr.sgml : 20201009 <ACCEPTANCE-DATETIME>20201009170317 ACCESSION NUMBER: 0001104659-20-113961 CONFORMED SUBMISSION TYPE: S-4 PUBLIC DOCUMENT COUNT: 13 FILED AS OF DATE: 20201009 DATE AS OF CHANGE: 20201009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4 SEC ACT: 1933 Act SEC FILE NUMBER: 333-249423 FILM NUMBER: 201233829 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: E.A. Viner International Co. CENTRAL INDEX KEY: 0001521911 IRS NUMBER: 760148280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4 SEC ACT: 1933 Act SEC FILE NUMBER: 333-249423-01 FILM NUMBER: 201233827 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-668-8000 MAIL ADDRESS: STREET 1: 125 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Viner Finance Inc. CENTRAL INDEX KEY: 0001521912 IRS NUMBER: 980100459 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4 SEC ACT: 1933 Act SEC FILE NUMBER: 333-249423-02 FILM NUMBER: 201233828 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-668-8000 MAIL ADDRESS: STREET 1: 125 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 </SEC-HEADER> <DOCUMENT> <TYPE>S-4 <SEQUENCE>1 <FILENAME>tm2032886-1_s4.htm <DESCRIPTION>FORM S-4 <TEXT> Document 1 - file: tm2032886-1_s4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>2 <FILENAME>tm2032886d1_ex5-1.htm <DESCRIPTION>EXHIBIT 5.1 <TEXT> Document 2 - file: tm2032886d1_ex5-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>3 <FILENAME>tm2032886d1_ex23-1.htm <DESCRIPTION>EXHIBIT 23.1 <TEXT> Document 3 - file: tm2032886d1_ex23-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-25.1 <SEQUENCE>4 <FILENAME>tm2032886d1_ex25-1.htm <DESCRIPTION>EXHIBIT 25.1 <TEXT> Document 4 - file: tm2032886d1_ex25-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>5 <FILENAME>tm2032886d1_ex99-1.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 5 - file: tm2032886d1_ex99-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>6 <FILENAME>tm2032886d1_ex99-2.htm <DESCRIPTION>EXHIBIT 99.2 <TEXT> Document 6 - file: tm2032886d1_ex99-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>7 <FILENAME>tm2032886d1_ex99-3.htm <DESCRIPTION>EXHIBIT 99.3 <TEXT> Document 7 - file: tm2032886d1_ex99-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>tm2032886-1_s4img001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: tm2032886-1_s4img001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>tm2032886-1_s4img002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: tm2032886-1_s4img002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>tm2032886-1_s4img003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: tm2032886-1_s4img003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>tm2032886-1_s4img004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: tm2032886-1_s4img004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>tm2032886-1_s4img005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: tm2032886-1_s4img005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>tm2032886-1_s4img006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: tm2032886-1_s4img006.jpg
</DOCUMENT> </SEC-DOCUMENT>