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Segment Information (Tables)

3 Months Ended

Mar. 31, 2021

Segment Reporting [Abstract]

Reported Revenue and Profit Before Income Taxes

The table below presents information about the reported revenue and pre-tax income (loss) of the Company for the three months ended March 31, 2021 and 2020. Asset information by reportable segment is not reported since the Company does not produce such information for internal use by the chief operating decision maker.

(Expressed in thousands)
									For the Three Months Ended March 31,
															2021						2020
Revenue
Private client (1)															$	164,023					$	141,418
Asset management (1)															24,230						19,276
Capital markets															183,599						75,542
Corporate/Other															1,430						(1,466)
Total															$	373,282					$	234,770
Pre-Tax Income (Loss)
Private client (1)															$	24,263					$	33,369
Asset management (1)															7,553						4,305
Capital markets															49,991						(143)
Corporate/Other															(29,680)						(27,308)
Total															$	52,127					$	10,223

(1)Clients investing in the OAM advisory program are charged fees based on the value of AUM.

Advisory fees were allocated 10.0% to the Asset Management and 90.0% to the Private Client

segments.

Revenue Classified by Major Geographic Areas

Revenue, classified by the major geographic areas in which it was earned, for the three months ended March 31, 2021

and 2020 was:

(Expressed in thousands)
									For the Three Months Ended March 31,
															2021						2020
Americas															$	356,707					$	220,805
Europe/Middle East															15,410						12,367
Asia															1,165						1,598
Total															$	373,282					$	234,770

X

- Definition

Tabular disclosure of information concerning material long-lived assets (excluding financial instruments, customer relationships with financial institutions, mortgage and other servicing rights, deferred policy acquisition costs, and deferred taxes assets) located in identified geographic areas and/or the amount of revenue from external customers attributed to that country from which revenue is material. An entity may also provide subtotals of geographic information about groups of countries.

+ References

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- Definition

Tabular disclosure of the profit or loss and total assets for each reportable segment. An entity discloses certain information on each reportable segment if the amounts (a) are included in the measure of segment profit or loss reviewed by the chief operating decision maker or (b) are otherwise regularly provided to the chief operating decision maker, even if not included in that measure of segment profit or loss.

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