<SEC-DOCUMENT>0001654954-18-000246.txt : 20180109
<SEC-HEADER>0001654954-18-000246.hdr.sgml : 20180109
<ACCEPTANCE-DATETIME>20180109165154
ACCESSION NUMBER:		0001654954-18-000246
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20180108
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE:		20180109
DATE AS OF CHANGE:		20180109

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ChromaDex Corp.
		CENTRAL INDEX KEY:			0001386570
		STANDARD INDUSTRIAL CLASSIFICATION:	MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
		IRS NUMBER:				262940963
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-37752
		FILM NUMBER:		18519593

	BUSINESS ADDRESS:	
		STREET 1:		10005 MUIRLANDS BLVD.
		STREET 2:		STE. G, FIRST FLOOR
		CITY:			IRVINE
		STATE:			CA
		ZIP:			92618
		BUSINESS PHONE:		949-419-0288

	MAIL ADDRESS:	
		STREET 1:		10005 MUIRLANDS BLVD.
		STREET 2:		STE. G, FIRST FLOOR
		CITY:			IRVINE
		STATE:			CA
		ZIP:			92618

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CODY RESOURCES, INC.
		DATE OF NAME CHANGE:	20070112
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>cdxc8k_jan82018.htm
<DESCRIPTION>CURRENT REPORT
<TEXT>
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UNITED STATES</font></div>
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&#xA0;SECURITIES AND EXCHANGE COMMISSION</font></div>
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WASHINGTON, D.C. 20549</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">____________</font></div>
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FORM 8-K</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">CURRENT
REPORT</font></div>
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&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;</font>PURSUANT TO SECTION 13 OR
15(d) OF THE</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">SECURITIES
EXCHANGE ACT OF 1934</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Date of
Report (Date of earliest event reported): <font style="font-weight: bold">January 8</font><font style="font-weight: bold; color: #000000">, 2018</font></font></div>
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<font style="font-weight: bold; color: #000000; font-family: Times New Roman; font-size: 13px">
CHROMADEX CORPORATION</font></div>
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<font style="font-family: Times New Roman; font-size: 13px"><font style="color: #000000">
&#xA0;</font>(Exact name of registrant as specified in its
charter)</font></div>
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Delaware</font></font></div>
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<font style="text-decoration: underline"><font style="font-weight: bold; color: #000000; font-family: Times New Roman; font-size: 13px">
001-37752</font></font></div>
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<font style="text-decoration: underline"><font style="font-weight: bold; color: #000000; font-family: Times New Roman; font-size: 13px">
26-2940963</font></font></div>
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<font style="font-family: Times New Roman; font-size: 13px">(State
or other jurisdiction of incorporation)</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">(Commission
File Number)</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">(IRS
Employer Identification No.)</font></div>
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<font style="text-decoration: underline"><font style="font-weight: bold; color: #000000; font-family: Times New Roman; font-size: 13px">
10005 Muirlands Boulevard, Suite G, Irvine, California,
92618</font></font></div>
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<font style="font-family: Times New Roman; font-size: 13px">(Address
of principal executive offices, including zip code)</font></div>
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<font style="text-decoration: underline"><font style="font-weight: bold; color: #000000; font-family: Times New Roman; font-size: 13px">
(949) 419-0288</font></font></div>
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<font style="font-family: Times New Roman; font-size: 13px"><font style="color: #000000">
&#xA0;</font>(Registrant's telephone number, including area
code)</font></div>
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the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">[<font style="color: #000000">&#xA0;</font>
]Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">[<font style="color: #000000">&#xA0;</font>
]Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">[<font style="color: #000000">&#xA0;</font>
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the Exchange Act (17 CFR 240.14d-2(b))</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">[<font style="color: #000000">&#xA0;</font>
]Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))</font></div>
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<font style="font-family: Times New Roman; font-size: 13px"><font style="color: #000000">&#xA0;</font>Indicate by check mark whether the
registrant is an emerging growth company as defined in
Rule<font style="color: #000000">&#xA0;</font>405 of the Securities
Act of 1933 (<font style="color: #000000">&#xA7;</font>230.405 of
this chapter) or Rule<font style="color: #000000">&#xA0;</font>12b-2 of the Securities Exchange Act
of 1934 (<font style="color: #000000">&#xA7;</font>240.12b-2 of
this chapter).</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Emerging growth
company<font style="color: #000000">&#xA0;</font><font style="color: #000000">&#x2610;</font></font></div>
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<font style="font-family: Times New Roman; font-size: 13px">If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section<font style="color: #000000">&#xA0;</font>13(a)<font style="color: #000000">&#xA0;</font>of the Exchange Act.<font style="color: #000000">&#xA0;</font><font style="color: #000000">&#x2610;</font></font></div>
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<div style="display: table-row">
<div style="display: table-cell; width: 72px"><font style="font-weight: bold; font-family: Times New Roman; font-size: 13px">Item
5.02&#xA0;</font></div>
<div style="text-align: justify; display: table-cell"><font style="font-weight: bold; font-family: Times New Roman; font-size: 13px">Departure
of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.</font></div>
</div>
</div>
<div style="text-align: justify"><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="display: table">
<div style="display: table-row">
<div style="display: table-cell; width: 48px"><font style="font-family: Times New Roman; font-size: 13px"><font style="color: #000000">(b)</font>&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;</font></div>
<div style="text-align: justify; display: table-cell"><font style="font-family: Times New Roman; font-size: 13px"><font style="color: #000000">On January 8, 2018, the Board of Directors (the
&#x201C;Board&#x201D;) of ChromaDex Corporation (the
&#x201C;Company&#x201D;) changed Troy Rhonemus' title from the
Company&#x2019;s</font> Chief Operating Officer to the Company's
Executive Vice President, effective immediately. Mr. Rhonemus
remains an Executive Officer of the Company with substantially the
same responsibilities with respect to operations.</font></div>
</div>
</div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="display: table">
<div style="display: table-row">
<div style="display: table-cell; width: 48px"><font style="font-family: Times New Roman; font-size: 13px"><font style="color: #000000">(c)</font>&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;</font></div>
<div style="text-align: justify; display: table-cell"><font style="color: #000000; font-family: Times New Roman; font-size: 13px">Also
on January 8, 2018, the Board appointed Robert Fried as the
Company&#x2019;s Chief Operating Officer, effective immediately, in
addition to Mr. Fried&#x2019;s roles as the Company&#x2019;s
President and Chief Strategy Officer and as a member of the
Board.</font></div>
</div>
</div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">
Mr. Fried, age 58, has served as a director of the Company since
July 2015 and served as a member of the Nominating and Corporate
Governance Committee from July 2015 to March 2017. In March 2017,
Mr. Fried was appointed as President and Chief Strategy Officer of
the Company. Mr. Fried served as Chairman of the Board of Directors
of IDI, Inc. (formerly Tiger Media, Inc.), an information solutions
provider focused on the data fusion market and formerly a Chinese
advertising company prior to its merger with the parent company of
Interactive Data, LLC, from 2011 until June 2015. From 2007 through
2009, he was the president, Chief Executive Officer and a director
of Ideation Acquisition Corporation, a special purpose acquisition
company. Mr. Fried is the founder and Chief Executive Officer of
Feeln, a subscription streaming video service, which was acquired
by Hallmark Cards Inc. in 2012. Since then, Mr. Fried manages
digital businesses for Hallmark including Feeln, Hallmark e-cards,
and Hallmark Print on Demand. Mr. Fried is also an Academy Award
winning motion picture producer whose credits include Rudy,
Collateral, Boondock Saints, So I Married an Axe Murderer,
Godzilla, and numerous others. From December 1994 until June 1996,
he was President and Chief Executive Officer of Savoy Pictures, a
unit of Savoy Pictures Entertainment, Inc., which was sold in 1996
to Silver King Communications, which is now a part of InterActive
Corp. Mr. Fried has also held several executive positions including
Executive Vice President in charge of Production for Columbia
Pictures, Director of Film Finance and Special Projects for
Columbia Pictures, and Director of Business Development at
Twentieth Century Fox. Mr. Fried holds an M.S. from Cornell
University and an M.B.A. from the Columbia University Graduate
School of Business.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">
As previously disclosed, Mr. Fried is a party to his Executive
Employment Agreement, dated March 12, 2017, as amended on December
20, 2017, and the Company&#x2019;s standard indemnification
agreement for directors and executive officers. Also as previously
disclosed, on March 12, 2017, the Company acquired all of the
outstanding equity interests of Healthspan Research, LLC
(&#x201C;Healthspan&#x201D;) pursuant to a Membership Interest
Purchase Agreement (the &#x201C;Purchase Agreement&#x201D;) by and
among (i) Mr. Fried, Jeffrey Allen and Dr. Charles Brenner (the
&#x201C;Sellers&#x201D;) and (ii) the Company (the
&#x201C;Acquisition&#x201D;). Pursuant to the Purchase Agreement, the
Company purchased all of the outstanding membership interests from
the Sellers. Upon the closing of, and as consideration for, the
Acquisition, the Company issued an aggregate of 367,648
unregistered shares of the Company&#x2019;s common stock to the
Sellers, including 339,595 shares of the Company&#x2019;s common
stock issued to Mr. Fried, and, in cancellation of a loan owed by
Healthspan to Mr. Fried, paid $32,500 to Mr. Fried and will also
pay Mr. Fried $100,000 on March 12, 2018.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">
There are no arrangements or understandings between Mr. Fried and
any other persons pursuant to which he was selected as the
Company&#x2019;s Chief Operating Officer and there are also no
family relationships between Mr. Fried and any of the
Company&#x2019;s directors or executive officers.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
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SIGNATURES</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Pursuant to the
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has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.</font></div>
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CHROMADEX CORPORATION</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Dated:
January 9, 2018</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">/s/
Frank L. Jaksch, Jr.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Name:
Frank L. Jaksch, Jr.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Chief
Executive Officer</font></div>
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