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<SEC-DOCUMENT>0000950123-09-064101.txt : 20091119
<SEC-HEADER>0000950123-09-064101.hdr.sgml : 20091119
<ACCEPTANCE-DATETIME>20091119063056
ACCESSION NUMBER:		0000950123-09-064101
CONFORMED SUBMISSION TYPE:	10-Q/A
PUBLIC DOCUMENT COUNT:		8
CONFORMED PERIOD OF REPORT:	20090630
FILED AS OF DATE:		20091119
DATE AS OF CHANGE:		20091119

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			HANMI FINANCIAL CORP
		CENTRAL INDEX KEY:			0001109242
		STANDARD INDUSTRIAL CLASSIFICATION:	NATIONAL COMMERCIAL BANKS [6021]
		IRS NUMBER:				954788120
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		10-Q/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-30421
		FILM NUMBER:		091194643

	BUSINESS ADDRESS:	
		STREET 1:		3660 WILSHIRE BLVD SUITE PH-A
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90010
		BUSINESS PHONE:		2133822200
</SEC-HEADER>
<DOCUMENT>
<TYPE>10-Q/A
<SEQUENCE>1
<FILENAME>v54426e10vqza.htm
<DESCRIPTION>FORM 10-Q/A
<TEXT>
<HTML>
<HEAD>
<TITLE>e10vqza</TITLE>
</HEAD>
<BODY bgcolor="#FFFFFF">
<!-- PAGEBREAK -->
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>


<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV style="width: 100%; border-bottom: 2pt solid black; font-size: 1pt">&nbsp;</DIV>
<DIV style="width: 100%; border-bottom: 1pt solid black; font-size: 1pt">&nbsp;</DIV>




<DIV align="center" style="font-size: 14pt; margin-top: 12pt"><B>UNITED STATES<BR>
SECURITIES AND EXCHANGE COMMISSION</B>
</DIV>

<DIV align="center" style="font-size: 12pt"><B>Washington, D.C. 20549</B>
</DIV>

<DIV align="center" style="font-size: 18pt; margin-top: 12pt"><B>FORM 10-Q/A</B>
</DIV>

<DIV align="center" style="font-size: 12pt"><B>(Amendment No.&nbsp;1)</B></DIV>


<DIV align="center">
<TABLE cellspacing="0" border="0" cellpadding="0" width="100%" style="font-size: 12pt">
<TR style="font-size: 6pt">
    <TD width="7%">&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD width="88%">&nbsp;</TD>
</TR>
<TR valign="top">
    <TD align="center"><FONT face="Wingdings">&#254;</FONT> </TD>
    <TD>&nbsp;</TD>
    <TD><B>QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934</B></TD>
</TR>
</TABLE>
</DIV>


<!-- xbrl,dc -->
<DIV align="left" style="font-size: 10pt; margin-top: 6pt; margin-left: 12%"><B>For the Quarterly Period Ended June&nbsp;30, 2009</B></DIV>
<!-- /xbrl,dc -->

<DIV align="center" style="font-size: 10pt; margin-top: 6pt"><B>or</B></DIV>


<DIV align="center">
<TABLE cellspacing="0" border="0" cellpadding="0" width="100%" style="font-size: 12pt">
<TR style="font-size: 6pt">
    <TD width="7%">&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD width="88%">&nbsp;</TD>
</TR>
<TR valign="top">
    <TD align="center"><FONT face="Wingdings">&#111;</FONT> </TD>
    <TD>&nbsp;</TD>
    <TD><B>TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934</B></TD>
</TR>
</TABLE>
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt; margin-left: 12%"><B>For the Transition Period From _________ To _________</B></DIV>

<DIV align="center" style="font-size: 10pt; margin-top: 12pt"><B>
Commission File Number: <u>000-30421</u></B>
</DIV>

<DIV align="center" style="font-size: 24pt; margin-top: 12pt"><B>HANMI FINANCIAL CORPORATION</B>
</DIV>

<DIV align="center" style="font-size: 10pt">
<DIV style="width: 100%; border-bottom: 1px solid #000000; font-size: 1px">&nbsp;</DIV><i>(Exact
Name of Registrant as Specified in its Charter)</i></DIV>

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="48%">&nbsp;</TD>
    <TD width="3%">&nbsp;</TD>
    <TD width="48%">&nbsp;</TD>
</TR>
<!-- End Table Head -->
<!-- Begin Table Body -->
<TR valign="bottom">
    <TD align="center" valign="top"><B>Delaware</B>
</TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="top"><B>95-4788120</B></TD>
</TR>
<TR style="font-size: 1px">
    <TD align="center" valign="top" style="border-top: 1px solid #000000">&nbsp;
</TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="top" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD align="center" valign="top"><I>(State or Other Jurisdiction of Incorporation or Organization)</I>
</TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="top"><I>(I.R.S. Employer Identification No.)</I></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD align="center" valign="top">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD align="center" valign="top"><B>3660 Wilshire Boulevard, Penthouse Suite&nbsp;A</B></TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD align="center" valign="top"><B>Los Angeles, California</B>
</TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="top"><B>90010</B></TD>
</TR>
<TR style="font-size: 1px">
    <TD align="center" valign="top" style="border-top: 1px solid #000000">&nbsp;
</TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="top" style="border-top: 1px solid #000000">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD align="center" valign="top"><I>(Address of Principal Executive Offices)</I>
</TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="top"><I>(Zip Code)</I></TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>


<DIV align="Center" style="font-size: 10pt; margin-top: 6pt"><B>(213)&nbsp;382-2200</B><BR>
<DIV style="width: 300px; border-bottom: 1px solid #000000; font-size: 1px">&nbsp;</DIV><I>(Registrant&#146;s Telephone Number, Including Area Code)</I>
</DIV>

<DIV align="Center" style="font-size: 10pt; margin-top: 6pt"><B>Not Applicable</B><BR>
<DIV style="width: 500px; border-bottom: 1px solid #000000; font-size: 1px">&nbsp;</DIV><I>(Former Name, Former Address and Former Fiscal Year, If Changed Since Last Report)</I>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Indicate by check mark whether the Registrant (1)&nbsp;has filed all reports required to
be filed by Section&nbsp;13 or 15(d) of the Securities Exchange Act of 1934 during the preceding
12&nbsp;months (or for such shorter period that the Registrant was required to file such
reports), and (2)&nbsp;has been subject to such filing requirements for the past 90&nbsp;days. Yes <FONT face="Wingdings">&#254;</FONT> No <FONT face="Wingdings">&#111;</FONT>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Indicate by check mark whether the Registrant has submitted electronically and posted
on its corporate Website, if any, every Interactive Data File required to be submitted and
posted pursuant to Rule&nbsp;405 of Regulation&nbsp;S-T during the preceding 12&nbsp;months (or for such
shorter period that the Registrant was required to submit and post such files). Yes <FONT face="Wingdings">&#111;</FONT> No <FONT face="Wingdings">&#111;</FONT>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Indicate by check mark whether the Registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer or a smaller reporting company. See the
definitions of &#147;large accelerated filer,&#148; &#147;accelerated filer&#148; and &#147;smaller reporting
company&#148; in Rule&nbsp;12b-2 of the Exchange Act.
</DIV>

<TABLE width="100%" style="font-size: 10pt; margin-top: -6pt">
<TR>
<TD>Large Accelerated Filer&nbsp;<FONT face="Wingdings">&#111;</FONT></TD>
<TD align="center">Accelerated Filer&nbsp;<FONT face="Wingdings">&#254;</FONT>&nbsp;</TD>
<TD align="center"><br>Non-Accelerated
Filer&nbsp;<FONT face="Wingdings">&#111;</FONT><BR>(Do Not Check if a
Smaller Reporting Company)</TD>
<TD align="right">Smaller Reporting Company&nbsp;<FONT face="Wingdings">&#111;</FONT></TD>
</TR>
</TABLE>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Indicate by check mark whether the Registrant is a shell company (as defined in Rule&nbsp;12b-2 of the Act). Yes <FONT style="font-family: Wingdings">&#168;</FONT> No <FONT style="font-family: Wingdings">&#120;</FONT>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;As of July&nbsp;30, 2009, there were 46,145,967 outstanding shares of the Registrant&#146;s Common Stock.
</DIV>

<DIV style="width: 100%; border-bottom: 1pt solid black; margin-top: 10pt; font-size: 1pt">&nbsp;</DIV>
<DIV style="width: 100%; border-bottom: 2pt solid black; font-size: 1pt">&nbsp;</DIV>











<P align="center" style="font-size: 10pt"><!-- Folio -->&nbsp;<!-- /Folio -->
</DIV>

<!-- PAGEBREAK -->
<P><HR noshade><P>

<DIV style="font-family: 'Times New Roman',Times,serif">




<!-- TOC -->
<A name="toc"><DIV align="CENTER" style="page-break-before:always"><U><B>TABLE OF CONTENTS</B></U></DIV></A>

<P><CENTER>
<TABLE border="0" width="90%" cellpadding="0" cellspacing="0">
<TR>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="3%"></TD>
	<TD width="76%"></TD>
</TR>
<TR><TD></TD><TD colspan="8"><A HREF="#000">ITEM 6. EXHIBITS</A></TD></TR>
<TR><TD colspan="9"><A HREF="#001">SIGNATURES</A></TD></TR>
<TR><TD colspan="9"><A HREF="v54426exv3w1.htm">EX-3.1</A></TD></TR>
<TR><TD colspan="9"><A HREF="v54426exv3w2.htm">EX-3.2</A></TD></TR>
<TR><TD colspan="9"><A HREF="v54426exv3w3.htm">EX-3.3</A></TD></TR>
<TR><TD colspan="9"><A HREF="v54426exv31w1.htm">EX-31.1</A></TD></TR>
<TR><TD colspan="9"><A HREF="v54426exv31w2.htm">EX-31.2</A></TD></TR>
<TR><TD colspan="9"><A HREF="v54426exv32w1.htm">EX-32.1</A></TD></TR>
<TR><TD colspan="9"><A HREF="v54426exv32w2.htm">EX-32.2</A></TD></TR>
</TABLE>
</CENTER>
<!-- /TOC -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>





<DIV align="center" style="font-size: 10pt; margin-top: 18pt"><B>EXPLANATORY NOTE</B>
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Hanmi Financial Corporation (the &#147;Registrant&#148;) is filing this amendment to its Quarterly
Report on Form 10-Q for the quarterly period ended June&nbsp;30, 2009 (the &#147;Form&nbsp;10-Q&#148;) solely to
include Exhibits 3.1, 3.2 and 3.3 to reflect the adoption and filing of the Third Amendment to the
Registrant&#146;s Certificate of Incorporation. The Registrant amended its Certificate of Incorporation
during the three months ended June&nbsp;30, 2009 but inadvertently omitted the filing of Exhibits 3.1,
3.2 and 3.3 as exhibits to the Form 10-Q, which exhibits together constitute the Amended and
Restated Certificate of Incorporation of the Registrant, as further amended by the Second and Third
Amendments.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;This amendment should be read in conjunction with the Form 10-Q, which continues to speak as
of the date that the Form 10-Q was filed. Except as specifically noted above, this amendment does
not modify or update any disclosures in the original Form 10-Q. Accordingly, this amendment does
not reflect events occurring after the filing of the original Form 10-Q or modify or update any
disclosures that may have been affected by subsequent events.
</DIV>
<!-- link2 "ITEM 6. EXHIBITS" -->
<DIV align="left"><A NAME="000"></A></DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 12pt"><B>ITEM 6. EXHIBITS</B>
</DIV>

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="7%">&nbsp;</TD>
    <TD width="2%">&nbsp;</TD>
    <TD width="91%">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD nowrap align="left"><B>Exhibit</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD nowrap align="left" style="border-bottom: 1px solid #000000"><B>Number</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center" style="border-bottom: 1px solid #000000"><B>Document</B></TD>
</TR>

<!-- End Table Head -->
<!-- Begin Table Body -->
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">3.1
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Amended and Restated Certificate of Incorporation of Hanmi Financial Corporation</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">3.2
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Certificate of Second Amendment of Certificate of Incorporation of Hanmi Financial Corporation</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">3.3
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Certificate of Third Amendment of the Certificate of Incorporation of Hanmi Financial Corporation</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">3.4
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Amended and Restated Bylaws of Hanmi Financial Corporation <SUP style="font-size: 85%; vertical-align: text-top"><I>(8)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">3.5
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Certificate of Amendment to Bylaws of Hanmi Financial Corporation <SUP style="font-size: 85%; vertical-align: text-top"><I>(8)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.1
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Amended and Restated Trust Agreement of Hanmi Capital Trust I dated as of January&nbsp;8, 2004 among Hanmi Financial
Corporation, Deutsche Bank Trust Company Americas, as Property Trustee, Deutsche Bank Trust Company Delaware, as
Delaware Trustee, and the Administrative Trustees Named Therein <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.2
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Capital Trust I Junior Subordinated Indenture dated as of January&nbsp;8, 2004 entered into between Hanmi Financial
Corporation and Deutsche Bank Trust Company Americas, as Trustee (included as exhibit D to Exhibit&nbsp;10.1) <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.3
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Capital Trust I Guarantee Agreement dated as of January&nbsp;8, 2004 entered into between Hanmi Financial Corporation,
as Guarantor, and Deutsche Bank Trust Company Americas, as Guarantee Trustee <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.4
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Capital Trust I Form of Common Securities Certificate (included as exhibit B to Exhibit&nbsp;10.1) <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.5
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Capital Trust I Form of Preferred Securities Certificate (included as exhibit C to Exhibit&nbsp;10.1) <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.6
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Amended and Restated Trust Agreement of Hanmi Capital Trust II dated as of March&nbsp;15, 2004 among Hanmi Financial
Corporation, Deutsche Bank Trust Company Americas, as Property Trustee, Deutsche Bank Trust Company Delaware, as
Delaware Trustee, and the Administrative Trustees Named Therein <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.7
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Capital Trust II Junior Subordinated Indenture dated as of March&nbsp;15, 2004 entered into between Hanmi Financial
Corporation and Deutsche Bank Trust Company Americas, as Trustee (included as exhibit D to Exhibit&nbsp;10.6) <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.8
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Capital Trust II Guarantee Agreement dated as of March&nbsp;15, 2004 entered into between Hanmi Financial Corporation,
as Guarantor, and Deutsche Bank Trust Company Americas, as Guarantee Trustee <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.9
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Capital Trust II Form of Common Securities Certificate (included as exhibit B to Exhibit&nbsp;10.6) <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.10
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Capital Trust II Form of Preferred Securities Certificate (included as exhibit C to Exhibit&nbsp;10.6) <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.11
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Amended and Restated Trust Agreement of Hanmi Capital Trust III dated as of April&nbsp;28, 2004 among Hanmi Financial
Corporation, Deutsche Bank Trust Company Americas, as Property Trustee, Deutsche Bank Trust Company Delaware, as
Delaware Trustee, and the Administrative Trustees Named Therein <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.12
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Capital Trust III Junior Subordinated Indenture dated as of April&nbsp;28, 2004 entered into between Hanmi Financial
Corporation and Deutsche Bank Trust Company Americas, as Trustee (included as exhibit D to Exhibit&nbsp;10.11)
<SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.13
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Capital Trust III Guarantee Agreement dated as of April&nbsp;28, 2004 entered into between Hanmi Financial Corporation,
as Guarantor, and Deutsche Bank Trust Company Americas, as Guarantee Trustee <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.14
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Capital Trust III Form of Common Securities Certificate (included as exhibit B to Exhibit&nbsp;10.11) <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.15
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Capital Trust III Form of Preferred Securities Certificate (included as exhibit C to Exhibit&nbsp;10.11) <SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.16
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Employment Agreement Between Hanmi Financial Corporation and Hanmi Bank, on the One Hand, and Jay S. Yoo, on the Other
Hand, dated as of June&nbsp;19, 2008 <SUP style="font-size: 85%; vertical-align: text-top"><I>(3)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.17
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Financial Corporation 2007 Equity Compensation Plan <SUP style="font-size: 85%; vertical-align: text-top"><I>(1)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>

<P align="center" style="font-size: 10pt"><!-- Folio -->2<!-- /Folio -->
</DIV>

<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>

<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="7%">&nbsp;</TD>
    <TD width="2%">&nbsp;</TD>
    <TD width="91%">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD nowrap align="left"><B>Exhibit</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center">&nbsp;</TD>
</TR>
<TR style="font-size: 8pt" valign="bottom">
    <TD nowrap align="left" style="border-bottom: 1px solid #000000"><B>Number</B></TD>
    <TD>&nbsp;</TD>
    <TD nowrap align="center" style="border-bottom: 1px solid #000000"><B>Document</B></TD>
</TR>
<TR valign="bottom">
    <TD width="7%">&nbsp;</TD>
    <TD width="2%">&nbsp;</TD>
    <TD width="91%">&nbsp;</TD>
</TR>

<!-- End Table Head -->
<!-- Begin Table Body -->
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.18
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Employment Offer Letter to John Park from Hanmi Bank dated August&nbsp;13, 2008 <SUP style="font-size: 85%; vertical-align: text-top"><I>(4)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.19
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Hanmi Financial Corporation Year 2000 Stock Option Plan <SUP style="font-size: 85%; vertical-align: text-top"><I>(7)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.20
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Form of Notice of Stock Option Grant and Agreement Pursuant to 2007 Equity Compensation Plan <SUP style="font-size: 85%; vertical-align: text-top"><I>(8)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.21
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Form of Notice of Grant and Restricted Stock Agreement Pursuant to 2007 Equity Compensation Plan <SUP style="font-size: 85%; vertical-align: text-top"><I>(8)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.22
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Employment Offer Letter with Brian E. Cho, executed November&nbsp;1, 2007 <SUP style="font-size: 85%; vertical-align: text-top"><I>(6)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.23
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Securities Purchase Agreement, dated June&nbsp;12, 2009, by and between Hanmi Financial Corporation and Leading Investments &#038;
Securities Co., Ltd. <SUP style="font-size: 85%; vertical-align: text-top"><I>(9)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.24
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Registration Rights Agreement, dated June&nbsp;12, 2009, by and between Hanmi Financial Corporation and Leading Investments &#038;
Securities Co., Ltd. <SUP style="font-size: 85%; vertical-align: text-top"><I>(9)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">10.25
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">First Amendment to the Securities Purchase Agreement, dated July&nbsp;31, 2009, by and between Hanmi Financial Corporation
and Leading Investment &#038; Securities Co., Ltd. <SUP style="font-size: 85%; vertical-align: text-top"><I>(10)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">14
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Code of Ethics <SUP style="font-size: 85%; vertical-align: text-top"><I>(5)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">21
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Subsidiaries of the Registrant <SUP style="font-size: 85%; vertical-align: text-top"><I>(6)</I></SUP></TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">31.1
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Certification of Chief Executive Officer pursuant to Rule&nbsp;13a-14(a) and Rule&nbsp;15d-14(a) of the Securities Exchange Act,
as amended</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">31.2
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Certification of Chief Financial Officer pursuant to Rule&nbsp;13a-14(a) and Rule&nbsp;15d-14(a) of the Securities Exchange Act,
as amended</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">32.1
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Certification of Chief Executive Officer Pursuant to 18 U.S.C. 1350, as adopted pursuant to Section&nbsp;906 of the
Sarbanes-Oxley Act of 2002</TD>
</TR>
<TR valign="bottom"><!-- Blank Space -->
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">32.2
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Certification of Chief Financial Officer Pursuant to 18 U.S.C. 1350, as adopted pursuant to Section&nbsp;906 of the
Sarbanes-Oxley Act of 2002</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>



<DIV align="left">
<DIV style="font-size: 3pt; margin-top: 16pt; width: 18%; border-top: 1px solid #000000">&nbsp;</DIV>
</DIV>

<TABLE width="100%" border="0" cellpadding="0" cellspacing="0" style="font-size: 10pt">
<TR>
    <TD width="3%"></TD>
    <TD width="1%"></TD>
    <TD width="96"></TD>
</TR>

<TR valign="top">
    <TD nowrap align="left"><SUP style="font-size: 85%; vertical-align: text-top"><I>(1)</I></SUP></TD>
    <TD>&nbsp;</TD>
    <TD><I>Previously filed and incorporated by reference herein from Hanmi Financial&#146;s Current
Report on Form 8-K filed with the SEC on June&nbsp;26, 2007.</I></TD>
</TR>

<TR style="font-size: 3pt"><TD>&nbsp;</TD></TR>

<TR valign="top">
    <TD nowrap align="left"><SUP style="font-size: 85%; vertical-align: text-top"><I>(2)</I></SUP></TD>
    <TD>&nbsp;</TD>
    <TD><I>Previously filed and incorporated by reference herein from Hanmi Financial&#146;s
Quarterly Report on Form 10-Q for the quarter ended June&nbsp;30, 2004 filed with the SEC on August
9, 2004.</I></TD>
</TR>

<TR style="font-size: 3pt"><TD>&nbsp;</TD></TR>

<TR valign="top">
    <TD nowrap align="left"><SUP style="font-size: 85%; vertical-align: text-top"><I>(3)</I></SUP></TD>
    <TD>&nbsp;</TD>
    <TD><I>Previously filed and incorporated by reference herein from Hanmi Financial&#146;s
Quarterly Report on Form 10-Q for the quarter ended June&nbsp;30, 2008 filed with the SEC on August
11, 2008.</I></TD>
</TR>

<TR style="font-size: 3pt"><TD>&nbsp;</TD></TR>

<TR valign="top">
    <TD nowrap align="left"><SUP style="font-size: 85%; vertical-align: text-top"><I>(4)</I></SUP></TD>
    <TD>&nbsp;</TD>
    <TD><I>Previously filed and incorporated by reference herein from Hanmi Financial&#146;s
Quarterly Report on Form 10-Q for the quarter ended September&nbsp;30, 2008 filed with the SEC on
November&nbsp;7, 2008.</I></TD>
</TR>

<TR style="font-size: 3pt"><TD>&nbsp;</TD></TR>

<TR valign="top">
    <TD nowrap align="left"><SUP style="font-size: 85%; vertical-align: text-top"><I>(5)</I></SUP></TD>
    <TD>&nbsp;</TD>
    <TD><I>Previously filed and incorporated by reference herein from Hanmi Financial&#146;s Annual
Report on Form 10-K for the year ended December&nbsp;31, 2004 filed with the SEC on March&nbsp;16, 2005.</I></TD>
</TR>

<TR style="font-size: 3pt"><TD>&nbsp;</TD></TR>

<TR valign="top">
    <TD nowrap align="left"><SUP style="font-size: 85%; vertical-align: text-top"><I>(6)</I></SUP></TD>
    <TD>&nbsp;</TD>
    <TD><I>Previously filed and incorporated by reference herein from Hanmi Financial&#146;s Annual
Report on Form 10-K for the year ended December&nbsp;31, 2007 filed with the SEC on February&nbsp;29,
2008.</I></TD>
</TR>

<TR style="font-size: 3pt"><TD>&nbsp;</TD></TR>

<TR valign="top">
    <TD nowrap align="left"><SUP style="font-size: 85%; vertical-align: text-top"><I>(7)</I></SUP></TD>
    <TD>&nbsp;</TD>
    <TD><I>Previously filed and incorporated by reference herein from Hanmi Financial&#146;s
Registration Statement on Form S-8 filed with the SEC on August&nbsp;18, 2000.</I></TD>
</TR>

<TR style="font-size: 3pt"><TD>&nbsp;</TD></TR>

<TR valign="top">
    <TD nowrap align="left"><SUP style="font-size: 85%; vertical-align: text-top"><I>(8)</I></SUP></TD>
    <TD>&nbsp;</TD>
    <TD><I>Previously filed and incorporated by reference herein from Hanmi Financial&#146;s Annual
Report on Form 10-K for the year ended December&nbsp;31, 2008 filed with the SEC on March&nbsp;13, 2009.</I></TD>
</TR>

<TR style="font-size: 3pt"><TD>&nbsp;</TD></TR>

<TR valign="top">
    <TD nowrap align="left"><SUP style="font-size: 85%; vertical-align: text-top"><I>(9)</I></SUP></TD>
    <TD>&nbsp;</TD>
    <TD><I>Previously filed and incorporated by reference herein from Hanmi Financial&#146;s Current
Report on Form 8-K filed with the SEC on June&nbsp;15, 2009.</I></TD>
</TR>

<TR style="font-size: 3pt"><TD>&nbsp;</TD></TR>

<TR valign="top">
    <TD nowrap align="left"><SUP style="font-size: 85%; vertical-align: text-top"><I>(10)</I></SUP></TD>
    <TD>&nbsp;</TD>
    <TD><I>Previously filed and incorporated by reference herein from Hanmi Financial&#146;s
Current Report on Form 8-K filed with the SEC on August&nbsp;3, 2009.</I></TD>
</TR>

</TABLE>


<P align="center" style="font-size: 10pt"><!-- Folio -->3<!-- /Folio -->
</DIV>

<!-- PAGEBREAK -->
<P><HR noshade><P>
<H5 align="left" style="page-break-before:always"><A HREF="#toc">Table of Contents</A></H5><P>

<DIV style="font-family: 'Times New Roman',Times,serif">





<!-- link1 "SIGNATURES" -->
<DIV align="left"><A NAME="001"></A></DIV>

<DIV align="center" style="font-size: 10pt; margin-top: 18pt"><B>SIGNATURES</B>
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly
caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
</DIV>

<TABLE width="100%" border="0" cellspacing="0" cellpadding="0" style="font-size: 10pt">
<TR>
    <TD width="48%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="35%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left"><B>HANMI FINANCIAL CORPORATION</B><BR>
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">Date:                November 18, 2009&nbsp;</TD>
    <TD valign="top">By:&nbsp;&nbsp;</TD>
    <TD colspan="2" style="border-bottom: 1px solid #000000" align="left">/s/ Jay S. Yoo
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD colspan="2" align="left">Jay S. Yoo&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD colspan="2" align="left"><I>President and Chief Executive Officer</I>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR>
    <TD colspan="5">&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD valign="top">By:&nbsp;&nbsp;</TD>
    <TD colspan="2" style="border-bottom: 1px solid #000000" align="left">                                            /s/ Brian E. Cho
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD colspan="2" align="left">Brian E. Cho&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD colspan="2" align="left"><I>Executive Vice President and Chief Financial Officer</I>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR>
    <TD colspan="5">&nbsp;</TD>
</TR>
</TABLE>


<P align="center" style="font-size: 10pt"><!-- Folio -->4<!-- /Folio -->
</DIV>



</BODY>
</HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-3.1
<SEQUENCE>2
<FILENAME>v54426exv3w1.htm
<DESCRIPTION>EX-3.1
<TEXT>
<HTML>
<HEAD>
<TITLE>exv3w1</TITLE>
</HEAD>
<BODY bgcolor="#FFFFFF">
<!-- PAGEBREAK -->
<DIV style="font-family: 'Times New Roman',Times,serif">


<DIV align="right" style="font-size: 10pt; margin-top: 12pt"><B>EXHIBIT 3.1</B>
</DIV>


<DIV align="center" style="font-size: 10pt; margin-top: 10pt"><B>AMENDED AND RESTATED CERTIFICATE OF INCORPORATION<BR>
OF<BR>
HANMI FINANCIAL CORPORATION</B>
</DIV>


<DIV align="Center" style="font-size: 10pt; margin-top: 6pt">(Duly adopted pursuant to Sections&nbsp;242 and 245 of the Delaware General Corporation Law)

</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;This Amended and Restated Certificate of Incorporation was proposed by the Board of Directors
on April&nbsp;19, 2000 to the sole stockholder of Hanmi Financial Corporation, a corporation organized
under the laws of the State of Delaware (the &#147;Corporation&#148;), and duly adopted in accordance with
the provisions of Section&nbsp;228 of the Delaware General Corporation Law, as amended, by the written
consent of the sole stockholder dated as of April&nbsp;19, 2000, and in accordance with Section 141(f)
of the Delaware General Corporation Law, as amended, by a unanimous written consent of the Board of
Directors dated as of April&nbsp;19, 2000.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The original Certificate of Incorporation of the Corporation was filed with the Delaware
Secretary of State on March&nbsp;14, 2000.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The Certificate of Incorporation of the Corporation is being amended and restated as follows:
</DIV>

<DIV align="Center" style="font-size: 10pt; margin-top: 18pt">ARTICLE I

</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The name of the Corporation is Hanmi Financial Corporation
</DIV>

<DIV align="Center" style="font-size: 10pt; margin-top: 18pt">ARTICLE II

</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The registered office of the Corporation in the State of Delaware is 1013 Centre Road in the
City of Wilmington, County of New Castle 19805. The name of the registered agent of the Corporation
at that address is Corporation Service Company.
</DIV>

<DIV align="Center" style="font-size: 10pt; margin-top: 18pt">ARTICLE III

</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The purpose of the Corporation is to engage in any lawful act or activity for which
corporations may be organized under the General Corporation Law of the State of Delaware.
</DIV>

<DIV align="Center" style="font-size: 10pt; margin-top: 18pt">ARTICLE IV

</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The Corporation is authorized to issue two classes of stock, designated, respectively, Common
Stock and Preferred Stock. The aggregate number of shares of all classes of capital stock which the
Corporation shall have authority to issue is sixty million (60,000,000) shares, of which fifty
million (50,000,000) shares shall be Common Stock, par value $.001 per share, and ten million
(10,000,000) of which shall be Preferred Stock, par value $.001 per share, issuable in one or more
series.
</DIV>

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</DIV>

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<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The shares of Preferred Stock may be issued from time to time in one or more series. The Board
of Directors is hereby authorized to fix by resolution or resolutions the voting rights,
designations, powers, preferences and the relative, participating, optional or other rights, if
any, and the qualifications, limitations or restrictions thereof of any wholly unissued shares of
Preferred Stock; and to fix the number of shares constituting such series, and to increase or
decrease the number of shares of any such series, but not below the number of shares thereof then
outstanding.
</DIV>

<DIV align="center" style="font-size: 10pt; margin-top: 18pt">ARTICLE V
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Any action required or permitted to be taken by the stockholders of the Corporation must be
effected at an annual or special meeting of stockholders of the Corporation and may not be effected
by any consent in writing by such stockholders.
</DIV>

<DIV align="Center" style="font-size: 10pt; margin-top: 18pt">ARTICLE VI

</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;All the powers of the Corporation, insofar as the same may be lawfully vested by this
Certificate of Incorporation in the Board of Directors, are hereby conferred upon the Board of
Directors. In furtherance and not in limitation of such powers, the Board of Directors shall have
the power to make, adopt, alter, amend and repeal from time to time bylaws of the Corporation,
subject to the right of the stockholders entitled to vote with respect thereto to adopt, alter,
amend and repeal bylaws made by the Board of Directors; provided, however, that bylaws shall not be
adopted, altered, amended or repealed by the stockholders of the Corporation except by the vote of
the holders of not less than sixty six and two-thirds percent (66.67%) of the combined voting power
of all of the then outstanding capital stock entitled to vote generally in the election of
directors, voting together as a single class.
</DIV>

<DIV align="Center" style="font-size: 10pt; margin-top: 18pt">ARTICLE VII

</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;SECTION 1. Except as may be otherwise provided by the terms of any series of Preferred Stock
or any other securities of the Corporation having a preference over the Common Stock, the exact
number of directors of the Corporation shall be fixed by or in the manner provided in the bylaws of
the Corporation and such number may from time to time be increased or decreased in accordance with
the provisions thereof, provided that no decrease in the number of directors shall have the effect
of shortening the term of any incumbent director, and provided further that no action shall be
taken to decrease or increase the number of directors from time to time unless at least two-thirds
(2/3) of the directors then in office shall concur in said action, subject to the rights of holders
of any series of Preferred Stock or any other securities of the Corporation then outstanding.
Vacancies in the Board of Directors, however caused, and newly created directorships shall be
filled by a vote of two-thirds (2/3) of the directors then in office, whether or not a quorum, and
any director so chosen shall hold office for a term expiring at the annual meeting of stockholders
at which the term of the class to which the director has been chosen expires and when the
director&#146;s successor is elected and qualified. Advance notice of stockholder nominations for the
election of directors and of business to be brought by stockholders before any meeting of the
stockholders of the Corporation shall be given in the manner provided in the bylaws of the
Corporation.
</DIV>

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</DIV>

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<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;SECTION 2. Except as otherwise provided by the terms of any series of Preferred Stock or any
other securities of the Corporation having a preference over the Common Stock, any director of the
Corporation, other than those who may be elected pursuant to the terms of any series of Preferred
Stock or any other securities of the Corporation having a preference over the Common Stock, shall
be classified, with respect to the time for which they severally hold office, into three classes,
as nearly equal in number as possible, as shall be provided in the bylaws. The terms of the initial
directors shall be determined by the Board of Directors, with one class designated as elected for a
one year term, the second class designated as elected for a two year term and the third class
designated as elected for a three year term. At the annual meeting of stockholders of the
Corporation in the year following the organizational meeting and at each subsequent annual meeting,
the successors of the class of directors whose term expires at that meeting shall be elected to
hold office for a term expiring at the annual meeting of stockholders held in the third year
following the year of their election.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Should the number of directors of the Corporation be reduced, the directorship(s) eliminated
shall be allocated among classes as appropriate so that the number of directors in each class is as
specified in the immediately preceding paragraph. The Board of Directors shall designate, by the
name of the incumbent(s) and the position(s) to be abolished. Notwithstanding the foregoing, no
decrease in the number of directors shall have the effect of shortening the term of any incumbent
director. Should the number of directors of the Corporation be increased, the additional
directorships shall be allocated among classes as appropriate so that the number of directors in
each class is as specified in the immediately preceding paragraph.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;SECTION 3. Whenever the holders of any one or more series of Preferred Stock of the
Corporation shall have the right, voting separately as a class, to elect one or more directors of
the Corporation, the Board of Directors shall consist of said directors so elected in addition to
the number of directors fixed as provided above in this Article&nbsp;VII. Notwithstanding the foregoing,
and except as otherwise may be required by law, whenever the holders of any one or more series of
Preferred Stock of the Corporation shall have the right, voting separately as a class, to elect one
or more directors of the Corporation, the terms of the director or directors elected by such
holders shall expire at the next succeeding annual meeting of stockholders.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;SECTION 4. Directors of the Corporation may be removed from office with or without cause by
the affirmative vote of a majority of the outstanding shares entitled to vote.
</DIV>

<DIV align="center" style="font-size: 10pt; margin-top: 18pt">ARTICLE VIII
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The Board of Directors of the Corporation, when evaluating any offer to (a)&nbsp;make a tender or
exchange offer for any equity security of the Corporation, (b)&nbsp;merge or consolidate the Corporation
with another corporation or entity, or (c)&nbsp;purchase or otherwise acquire all or substantially all
of the properties and assets of the Corporation, may, in connection with the exercise of its
judgment in determining what is in the best interest of the Corporation and its stockholders, give
due consideration to all relevant factors, including, without limitation, the social and economic
effect of acceptance of such offer: on the Corporation&#146;s present and future customers and employees
</DIV>

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</DIV>

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<DIV style="font-family: 'Times New Roman',Times,serif">
<DIV align="left" style="font-size: 10pt; margin-top: 10pt">and those of its subsidiaries; on the communities in which the Corporation and its subsidiaries
operate or are located; on the ability of the Corporation to fulfill its corporate objectives as a
financial institution holding company; and on the ability of its subsidiary financial
institution(s) to fulfill the objectives of a federally insured financial institution under
applicable statutes and regulations.
</DIV>


<DIV align="center" style="font-size: 10pt; margin-top: 18pt">ARTICLE IX
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;SECTION 1. Subject to the provisions of Section&nbsp;2 of this Article&nbsp;IX, in addition to any vote
required by law or by this Certificate of Incorporation or the terms of any series of Preferred
Stock or any other securities of the Corporation having a preference over the Common Stock, a
Business Combination (as defined in paragraph (b)&nbsp;of Section&nbsp;3 of this Article&nbsp;IX) shall be
approved by the affirmative vote of the holders of not less than:
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a)&nbsp;66-2/3% of the voting power of all outstanding shares of Voting Stock, regardless of class
and voting together as a single voting class; and
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b)&nbsp;a majority of the voting power of all outstanding shares of Voting Stock, other than
shares held by (i)&nbsp;an Interested Stockholder which is (or the Affiliate or Associate of which is) a
party to such Business Combination or (ii)&nbsp;an Affiliate or Associate of such Interested
Stockholder, regardless of class and voting together as a single voting class.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The affirmative votes referred to in paragraphs (a)&nbsp;and (b)&nbsp;of this Section&nbsp;1 shall be
required notwithstanding the fact that no vote may be required, or that a lesser percentage or
proportion may be specified, by law, or by this Certificate of Incorporation or by the term of any
series of Preferred Stock or any other securities of the Corporation having a preference over the
Common Stock or in any agreement between the Corporation and any other person, including a national
securities exchange, or otherwise.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;SECTION 2. Notwithstanding the provisions of Section&nbsp;1 of this Article&nbsp;IX, a Business
Combination may be approved if all of the conditions specified in either of the following
paragraphs (a)&nbsp;or (b)&nbsp;have been satisfied:
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a)&nbsp;both of the following conditions specified in clauses (i)&nbsp;and (ii)&nbsp;of this paragraph (a)
have been satisfied:
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i)&nbsp;there are one or more Disinterested Directors and a majority of such Disinterested
Directors shall have approved such Business Combination; and
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii)&nbsp;such Business Combination shall have been approved by the affirmative vote of the
Corporation&#146;s stockholders required by law, if any, when such vote is so required; or
</DIV>

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</DIV>

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<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b)&nbsp;all of the following conditions specified in clauses (i)&nbsp;through (vii)&nbsp;of this paragraph
(b)&nbsp;have been satisfied:
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i)&nbsp;such Business Combination shall have been approved by the affirmative vote of holders of a
majority of the voting power of all outstanding shares of Voting Stock, regardless of class and
voting together as a single voting class:
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii)&nbsp;the aggregate amount of (A)&nbsp;the cash and (B)&nbsp;the Fair Market Value (as defined in
paragraph (i)&nbsp;of Section&nbsp;3 of this Article&nbsp;IX), as of the date of the consummation of the Business
Combination (the &#147;Consummation Date&#148;), of consideration other than cash received or to be received,
per share, by holders of shares of Common Stock in such Business Combination, shall be at least
equal to the greatest per share amount determined under the following alternatives:
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1)&nbsp;the highest per share price (including any brokerage commissions, transfer taxes and
soliciting dealers&#146; fees) paid or agreed to be paid by or on behalf of the Interested Stockholder
or any Affiliate or Associate of such Interested Stockholder which is (or the Affiliate or
Associate of which is) a party to such Business Combination for any shares of Common Stock in
connection with the acquisition by such Interested Stockholder or any such Affiliate or Associate
of beneficial ownership of shares of Common Stock (x)&nbsp;within the two-year period immediately prior
to and including the date of the final public announcement of the terms of the proposed Business
Combination (the &#147;Announcement Date&#148;), or (y)&nbsp;in the transaction in which such Interested
Stockholder became an interested Stockholder, whichever is higher; and
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2)&nbsp;the Fair Market Value per share of Common Stock (x)&nbsp;on the Announcement Date, or (y)&nbsp;on
the date on which the Interested Stockholder became an Interested Stockholder (the &#147;Determination
Date&#148;), whichever is higher;
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii)&nbsp;the aggregate amount of (A)&nbsp;the cash and (B)&nbsp;the Fair Market Value, as of the
Consummation Date, of consideration other than cash received or to be received, per share, by
holders of shares of any class or series of outstanding Voting Stock, other than Common Stock in
such Business Combination, shall be at least equal to the highest amount determined under clauses
(1), (2), and (3)&nbsp;below (it being intended that the requirements of this clause (iii)&nbsp;shall be
required to be met with respect to every class or series of outstanding Voting Stock other than
Common Stock, whether or not such Interested Stockholder (or such Affiliate or Associate) has
previously acquired any shares of a particular class or series of Voting Stock);
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1)&nbsp;the highest per share price (including any brokerage commissions, transfer taxes and
soliciting dealers&#146; fees) paid or agreed to be paid by or on behalf of the Interested Stockholder
or any Affiliate or Associate of such Interested Stockholder which is (or the Affiliate or
Associate of which is) a party to such Business Combination for any shares of such class or series
of Voting Stock in connection with the acquisition by such Interested Stockholder or any such
Affiliated or Associate of beneficial ownership of shares of such class or series of Voting Stock
(x)&nbsp;within the two-year period immediately prior to the Announcement Date, or (y)&nbsp;in the
</DIV>

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</DIV>

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<DIV style="font-family: 'Times New Roman',Times,serif">
<DIV align="left" style="font-size: 10pt; margin-top: 10pt">transaction in which such Interested Stockholder became an Interested Stockholder, whichever is
higher;
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2)&nbsp;(if applicable) the highest preferential amount per share to which the holders of shares
of such class or series of Voting Stock are entitled in the event of any voluntary or involuntary
liquidation, dissolution or winding up of the Corporation, regardless of whether the Business
Combination to be consummated constitutes such an event; and
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3)&nbsp;the Fair Market Value per share of such class or series of Voting Stock (x)&nbsp;on the
Announcement Date, or (y)&nbsp;on the Determination Date, whichever is higher;
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iv)&nbsp;the consideration to be received by the holders of a particular class of outstanding
Voting Stock (including Common Stock) shall be in cash or in the same form as the Interested
Stockholder (or any Affiliate or Associate of such Interested Stockholder) has previously paid (or
agreed to pay) for shares of such class or series of Voting Stock. If the Interested Stockholder
and/or his Affiliates or Associates paid for shares of any class of Voting Stock with varying forms
of consideration, the form of consideration to be received by holders of shares of such class or
series of Voting Stock shall be either cash or the form used to acquire the largest number of
shares of such class of Voting Stock previously acquired by such Interested Stockholder and his
Affiliates and Associates. The price determined in accordance with clauses (ii)&nbsp;and (iii)&nbsp;of this
paragraph (b)&nbsp;shall be subject to appropriate adjustment in the event of any stock dividend, stock
split, combination of shares or similar event;
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(v)&nbsp;after the Determination Date and prior to the consummation of such Business Combination,
neither such Interested Stockholder nor any of its Affiliates or Associates shall have become the
beneficial owner of any additional shares of Voting Stock, except (A)&nbsp;as part of the transaction
which resulted in such Interested Stockholder becoming an Interested Stockholder, (B)&nbsp;upon the
exercise of options or warrants granted prior to, or the conversion of convertible securities
acquired prior to, the Determination Date, (C)&nbsp;pursuant to any employee benefit plan, including
without limitation a stock plan, maintained by the Corporation or any Subsidiary, regardless of the
date of acquisition of such beneficial ownership, or (D)&nbsp;as a result of a stock split or a pro rata
stock dividend;
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(vi)&nbsp;after the Determination Date and prior to the consummation of such Business Combination,
neither such Interested Stockholder nor any of its Affiliates or Associates shall have received the
benefit, directly or indirectly (except proportionately as a stockholder) of any loans, advances,
guarantees, pledges or other financial assistance or any tax credits or other tax advantages
provided by the Corporation (other than any of the foregoing provided under an employee benefit
plan of the Corporation or any subsidiary, including without limitation stock option plans),
whether in anticipation of or in connection with such Business Combination or otherwise; and
</DIV>

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</DIV>

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<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(vii)&nbsp;a proxy or information statement describing the proposed Business Combination and
complying with the requirements of the Securities Exchange Act of 1934, as amended, and the rules
and regulations thereunder (or any subsequent provisions replacing such act, rules and/or
regulations) shall be mailed to stockholders of the Corporation at least thirty (30)&nbsp;days prior to
the consummation of such Business Combination (whether or not such proxy or information statement
is required to be mailed pursuant to such act, rules and/or regulations or such subsequent
provisions).
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;SECTION 3. For purposes of this Certificate of Incorporation, the following definitions shall
apply:
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) &#147;Disinterested Director&#148; means, with respect to any Business Combination with, or proposed
by or on behalf of, an Interested Stockholder (or his Affiliate or Associate) and with respect to
any proposal by or on behalf of an Interested Stockholder (or his Affiliate or Associate) to amend
or repeal any provision of this Certificate of Incorporation, the amendment or repeal of which is
governed by Article&nbsp;XII hereof, any member of the Board of Directors of the Corporation who is not
such Interested Stockholder or an Affiliate or Associate of such Interested Stockholder and who was
a member of the Board of Directors of this Corporation prior to the time that the Interested
Stockholder became an Interested Stockholder. The term &#147;Disinterested Director&#148; includes a
successor to any such director if the successor is neither the Interested Stockholder nor an
Affiliate or Associate of the Interested Stockholder and was recommended or elected to succeed the
Disinterested Director on the Board by a majority of Disinterested Directors then on the Board. In
connection with any vote, action or approval by the Board of Directors not involving a Business
Combination with, or proposal by or on behalf of, an Interested Stockholder (or his Affiliate or
Associate) the term &#147;Disinterested Director&#148; means any member of the Board of Directors then in
office.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) &#147;Business Combination&#148; means:
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i)&nbsp;any merger or consolidation of the Corporation or any Subsidiary (as defined in paragraph
(h)&nbsp;of this Section&nbsp;3) with or into (A)&nbsp;any Interested Stockholder or (B)&nbsp;any other corporation
(whether or not itself an Interested Stockholder) which immediately before is, or after such merger
or consolidation would be, an Affiliate or Associate of an Interested Stockholder, or any merger or
consolidation of (A)&nbsp;any Interested Stockholder or (B)&nbsp;any such other Corporation (whether or not
itself an Interested Stockholder) which immediately before is, or after such merger or
consolidation would be, an Affiliate or Associate of an Interested Stockholder with and into the
Corporation or any Subsidiary.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii)&nbsp;any sale, lease, exchange, mortgage, pledge, transfer or other disposition (in one
transaction or a series of related transactions) to or with any Interested Stockholder, Affiliate
and/or any Associate of any Interested Stockholder of any assets of the Corporation or any
Subsidiary, where such assets have an aggregate Fair Market Value of $1,000,000 or more;
</DIV>

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</DIV>

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<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii)&nbsp;the issuance or transfer by the Corporation or any Subsidiary (in one transaction or a
series of related transactions) of any securities of the Corporation or any Subsidiary, to a person
which, immediately prior to such issuance or transfer, is an Interested Stockholder or an Affiliate
or Associate of an Interested Stockholder, where such equity securities have an aggregate Fair
Market Value of $1,000,000 or more;
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iv)&nbsp;the adoption of any plan or proposal for the liquidation or dissolution of the
Corporation proposed by or on behalf of any Interested Stockholder or any Affiliate or Associate of
any Interested Stockholder;
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(v)&nbsp;any reclassification of securities (including any reverse stock split) or recapitalization
of the Corporation, or any merger or consolidation of the Corporation with any of its Subsidiaries
or any similar transaction (whether or not with or into or otherwise involving an Interested
Stockholder), which has the effect, directly or indirectly, of increasing the percentage of the
outstanding shares of any class of equity or convertible securities of the Corporation or any
Subsidiary which is directly or indirectly owned by any Interested Stockholder or by any Affiliate
or Associate of any Interested Stockholder; or
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(vi)&nbsp;any agreement, contract or other arrangement providing for any of the transactions
described in clauses (i)&nbsp;through (v)&nbsp;of this paragraph (b).
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c)&nbsp;A &#147;person&#148; means an individual, firm, partnership, trust, corporation, limited liability
company or other entity.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) &#147;Interested Stockholder&#148; means, as of any given date, any person who or which:
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i)&nbsp;is the beneficial owner (as defined in paragraph (e)&nbsp;of this Section&nbsp;3), directly or
indirectly, of 10% or more of the voting power of (A)&nbsp;all outstanding shares of Voting Stock or (B)
all outstanding shares of the capital stock of a Subsidiary having general voting power
(&#147;Subsidiary Stock&#148;);
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii)&nbsp;is an Affiliate of the Corporation and at any time within the two-year period immediately
prior to such date was the beneficial owner, directly or indirectly, of 10% or more of the voting
power of all outstanding shares of Voting Stock or all outstanding shares of Subsidiary Stock; or
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii)&nbsp;is an assignee of or has otherwise succeeded to any shares of Voting Stock or Subsidiary
Stock which were, at any time within the two-year period immediately prior to such date,
beneficially owned by any person who at such time was an Interested Stockholder, unless such
assignment or succession shall have occurred in the course of a transaction or series of
transactions involving the purchase of shares in a public offering within the meaning of the
Securities Act of 1933, as amended, or open market purchases of shares, if in either case the price
and other terms of sale are not negotiated by the purchaser and seller of such shares; provided,
</DIV>

<P align="center" style="font-size: 10pt"><!-- Folio -->8<!-- /Folio -->
</DIV>

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<DIV style="font-family: 'Times New Roman',Times,serif">
<DIV align="left" style="font-size: 10pt; margin-top: 10pt">however, that the term &#147;Interested Stockholder&#148; shall not include (A)&nbsp;the Corporation or any
Subsidiary or (B)&nbsp;any employee stock ownership or other employee benefit plan of the Corporation or
any Subsidiary, or any trustee of, or fiduciary with respect to, any such plan when acting in such
capacity.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(e)&nbsp;A person is the &#147;beneficial owner&#148; of any shares of capital stock:
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i)&nbsp;which such person or any of its Affiliates or Associates beneficially owns, directly or
indirectly;
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii)&nbsp;which such person or any of its Affiliates or Associates has (A)&nbsp;the right to acquire
(whether such right is exercisable immediately or only after the passage of time), pursuant to any
agreement, arrangement or understanding or upon the exercise of conversion rights, exchange rights,
warrants or options or otherwise, or (B)&nbsp;the right to vote pursuant to any agreement, arrangement
or understanding; or
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii)&nbsp;which are beneficially owned, directly or indirectly, by any other person with which
such first-mentioned person or any of its Affiliates or Associates has any agreement, arrangement
or understanding for the purpose of acquiring, holding, voting or disposing of any shares of
capital stock of the Corporation or a Subsidiary, as the case may be.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(f) &#147;Voting Stock&#148; means the capital stock of the Corporation entitled to be voted generally
in the election of directors. For the purpose of determining whether a person is an Interested
Stockholder pursuant to paragraph (d)&nbsp;of this Section&nbsp;3, the number of shares of Voting Stock or
Subsidiary Stock, as the case may be, deemed to be outstanding shall include shares deemed owned by
a beneficial owner through application of paragraph (e)&nbsp;of this Section&nbsp;3, but shall not include
any other shares of Voting Stock or Subsidiary Stock, as the case may be, which are not then
outstanding but which may be issuable to any person pursuant to any agreement, arrangement or
understanding, or upon exercise of conversion rights, warrants or options, or otherwise.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(g)&nbsp;A person shall be deemed to be an &#147;Affiliate&#148; of a specified person, if such person
directly, or indirectly through one or more intermediaries, controls, or is controlled by or is
under common control with, such specified person. A person shall be deemed to be an &#147;Associate&#148; of
a specified person, if such person is (a)&nbsp;a corporation or organization (other than the Corporation
or any Subsidiary) of which such specified person is an officer or partner or of which such
specified person is, directly or indirectly, the beneficial owner of 10% or more of any class of
equity securities, (b)&nbsp;a trust or other estate (other than any pension, profit-sharing, employee
stock ownership or other employee benefit plan of the Corporation or any Subsidiary) in which such
specified person has a substantial beneficial interest or as to which such specified person serves
as trustee or in a similar fiduciary capacity, or (c)&nbsp;a relative or spouse of such specified
person, or a relative of such spouse, who has the same home as such specified person.
</DIV>


<P align="center" style="font-size: 10pt"><!-- Folio -->9<!-- /Folio -->
</DIV>

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<DIV style="font-family: 'Times New Roman',Times,serif">

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(h) &#147;Subsidiary&#148; means any corporation of which a majority of any class of equity security (as
defined by the General Rules and Regulations under the Securities Exchange Act of 1934, as amended,
is owned, directly or indirectly, by the Corporation.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i) &#147;Fair Market Value&#148; means, (i)&nbsp;in the case of stock, (A)&nbsp;the average of the last reported
sale price per share of the Common Stock on the NASDAQ National Market, or any similar system of
automated dissemination of quotations of securities prices then in common use, if so quoted, for
ten (10)&nbsp;consecutive Trading Days (as defined below) preceding the date of such computation, or (B)
if not quoted as described in clause (A), the mean between the high bid and low asked quotations
for the Common Stock as reported by the National Quotation Bureau Incorporated if at least two
securities dealers have inserted both bid and asked quotations for the Common Stock on at least
fifteen of the thirty preceding Trading Days, or (C)&nbsp;if the Common Stock is listed or admitted for
trading on any national securities exchange, the last reported sale price, or the closing bid price
if no sale occurred, of the Common Stock on the principal securities exchange on which the Common
Stock is listed, or (D)&nbsp;if no such quotations are available, the fair market value on the date in
question of a share of such stock as determined in good faith by a majority of the Disinterested
Directors (or if there are no Disinterested Directors, then by a majority of the Board of
Directors), and (ii)&nbsp;in the case of property other than cash or stock, the fair market value of
such property on the date in question as determined in good faith by a majority of the
Disinterested Directors (or if there are no Disinterested Directors, then by a majority of the
Board of Directors). As used herein, the term &#147;Trading Days&#148; means (x)&nbsp;if the Common Stock is
quoted on the NASDAQ National Market or any similar system of automated dissemination of quotations
of securities prices, days on which trades may be made on such system, or (y)&nbsp;if not quoted as
described in clause (x), days on which quotations are reported by the National Quotation Bureau
Incorporated, or (z)&nbsp;if the Common Stock is listed or admitted for trading or any national
securities exchange, days on which such national securities exchange is open for business.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(j)&nbsp;In the event of any Business Combination in which the Corporation survives, the phrase
&#147;consideration other than cash received or to be received&#148; as used in clauses (ii)&nbsp;and (iii)&nbsp;of
paragraph (b)&nbsp;of Section&nbsp;2 of this Article&nbsp;IX shall include the shares of Common Stock and/or the
shares of any other class of Voting Stock retained by the holder of such shares.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;SECTION 4. A majority of the Disinterested Directors shall have the power and duty to
determine, for purposes of this Article&nbsp;IX on the basis of information known to them: (a)&nbsp;whether a
person is an Interested Stockholder, (b)&nbsp;the number of shares of Voting Stock or Subsidiary Stock
beneficially owned by any person, (c)&nbsp;whether a person is an Affiliate or Associate of another
person, (d)&nbsp;whether a person has an agreement, arrangement or understanding with another person as,
to the matters referred to in clause (vi)&nbsp;of paragraph (b), or clause (ii)&nbsp;or (iii)&nbsp;of paragraph
(e), of Section&nbsp;3 of this Article&nbsp;IX, (e)&nbsp;whether any particular assets of the Corporation and/or
any Subsidiary have an aggregate Fair Market Value of $1,000,000 or more, or (f)&nbsp;whether the
consideration received for the issuance or transfer of securities by the Corporation and/or any
Subsidiary has an aggregate Fair Market Value of $1,000,000 or more. In furtherance and not in
limitation of the preceding powers and duties set forth in this Section&nbsp;4, a majority of the
</DIV>

<P align="center" style="font-size: 10pt"><!-- Folio -->10<!-- /Folio -->
</DIV>

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<DIV style="font-family: 'Times New Roman',Times,serif">
<DIV align="left" style="font-size: 10pt; margin-top: 10pt">Disinterested Directors shall have the power and duty to interpret all of the terms and provisions
of this Article&nbsp;IX.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;SECTION 5. Nothing contained in this Article&nbsp;IX shall be construed to relieve any Interested
Stockholder or any Affiliate or Associate thereof from any fiduciary obligation imposed by law.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;SECTION 6. The fact that any action or transaction complies with the provisions of this
Article&nbsp;IX shall not be construed to impose any fiduciary duty, obligation or responsibility on the
Board of Directors or any member thereof to approve such action or transaction or recommend its
adoption or approval to the stockholders of the Corporation, nor shall such compliance limit,
prohibit or otherwise restrict in any manner the Board of Directors, or any member thereof, with
respect to evaluations of, or actions and responses taken with respect to, such action or
transactions.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;SECTION 7. To the maximum extent permissible under Section&nbsp;262 of the General Corporation Law
of the State of Delaware, the stockholders of the Corporation shall be entitled to the statutory
appraisal rights provided therein, notwithstanding any exception otherwise provided therein, with
respect to any Business Combination involving the Corporation and any Interested Stockholder (or
any Affiliate or Associate of any Interested Stockholder), which requires, the affirmative vote
specified in paragraph (a)&nbsp;of Section&nbsp;1 of Article&nbsp;IX hereof.
</DIV>

<DIV align="center" style="font-size: 10pt; margin-top: 18pt">ARTICLE X
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;To the fullest extent permitted by the General Corporation Law of the State of Delaware as the
same exists or may hereafter be amended, the Corporation shall indemnify and advance
indemnification expenses on behalf of all directors and officers of the Corporation. The
Corporation shall indemnify such other persons as may be required by statute or by the bylaws of
the Corporation.
</DIV>

<DIV align="Center" style="font-size: 10pt; margin-top: 18pt">ARTICLE XI

</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;To the fullest extent permitted by the General Corporation Law of the State of Delaware as the
same exists or may hereafter be amended, a director of the Corporation shall not be liable to the
Corporation or its stockholders for monetary damages for a breach of his\her fiduciary duty as a
director. No amendment to or repeal of this Article&nbsp;XI shall apply to or have any effect on the
liability or alleged liability of a director of the Corporation for or with respect to any acts or
omissions of such director occurring prior to such amendment or repeal.
</DIV>

<DIV align="Center" style="font-size: 10pt; margin-top: 18pt">ARTICLE XII

</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The Corporation reserves the right to amend, alter or repeal any provision contained in this
Certificate of Incorporation, in the manner now or hereafter prescribed herein or by statute, and
all rights and powers conferred herein are subject to this reserved power, provided, however, that
</DIV>

<P align="center" style="font-size: 10pt"><!-- Folio -->11<!-- /Folio -->
</DIV>

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<DIV style="font-family: 'Times New Roman',Times,serif">
<DIV align="left" style="font-size: 10pt; margin-top: 10pt">subject to the powers and rights provided for herein with respect to Preferred Stock issued by the
Corporation, if any, but notwithstanding anything else contained in this Certificate of
Incorporation to the contrary, the affirmative vote of the holders of at least sixty six and
two-thirds percent (66.67%) of the Voting Stock (as defined in Article&nbsp;IX) voting together as a
single class, shall be required to amend, alter, repeal or adopt any provision inconsistent with
this Article&nbsp;XII or Articles V, VI, VII (except Section&nbsp;4 thereof), VIII, IX, X, XI, or XIII of
this Certificate of Incorporation or to add an article or provision imposing cumulative voting in
the election of directors or to reduce the number of authorized shares of Common Stock and
Preferred Stock pursuant to Article&nbsp;IV.
</DIV>


<DIV align="Center" style="font-size: 10pt; margin-top: 18pt">ARTICLE XIII

</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The Corporation elects the provisions of Section&nbsp;203 of the Delaware General Corporation Code.
</DIV>

<DIV align="Center" style="font-size: 10pt; margin-top: 18pt">ARTICLE XIV

</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The Corporation is to have perpetual existence.
</DIV>

<DIV align="Center" style="font-size: 10pt; margin-top: 18pt">ARTICLE XV

</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Election of directors of the Corporation need not be by written ballot except and to the
extent provided in the bylaws of the Corporation.
</DIV>

<DIV align="Center" style="font-size: 10pt; margin-top: 18pt">ARTICLE XVI

</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The Board of Directors shall have the power to hold its meetings within or outside the State
of Delaware at such place as from time to time may be designated by the bylaws of the Corporation
or by resolution of the Board of Directors.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;IN WITNESS WHEREOF, the undersigned has caused this Amended and Restated Certificate of
Incorporation, to be executed this 19th day of April, 2000.
</DIV>
<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="55%">&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD width="30%">&nbsp;</TD>
    <TD width="10%">&nbsp;</TD>
</TR>
<!-- End Table Head -->
<!-- Begin Table Body -->
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">/s/ David Kim</TD>
<TD>&nbsp;</TD>
</TR>
<TR style="font-size: 1px">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top" style="border-top: 1px solid #000000">&nbsp;</TD>
<TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">&nbsp;
</DIV>&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">David Kim, Vice President</TD>
<TD>&nbsp;</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>



<P align="center" style="font-size: 10pt"><!-- Folio --><!-- /Folio -->
</DIV>



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</DOCUMENT>
<DOCUMENT>
<TYPE>EX-3.2
<SEQUENCE>3
<FILENAME>v54426exv3w2.htm
<DESCRIPTION>EX-3.2
<TEXT>
<HTML>
<HEAD>
<TITLE>exv3w2</TITLE>
</HEAD>
<BODY bgcolor="#FFFFFF">
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<DIV style="font-family: 'Times New Roman',Times,serif">


<DIV align="right" style="font-size: 10pt; margin-top: 12pt"><B>EXHIBIT 3.2</B>
</DIV>


<DIV align="center" style="font-size: 10pt; margin-top: 10pt"><B>STATE OF DELAWARE<BR>
CERTIFICATE OF SECOND AMENDMENT<BR>
OF CERTIFICATE OF INCORPORATION<BR>
OF HANMI FINANCIAL CORPORATION</B>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 10pt"><U>Hanmi Financial Corporation</U>, a corporation organized and existing under and by virtue of
the General Corporation Law of the State of Delaware.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 12pt"><B>DOES HEREBY CERTIFY:</B>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 10pt"><B>FIRST: </B>That at a meeting of the Board of Directors of Hanmi Financial Corporation resolutions were
duly adopted setting forth a proposed amendment of the Certificate of Incorporation of said
corporation, declaring said amendment to be advisable and calling a meeting of the stockholders of
said corporation for consideration thereof. The resolution setting forth the proposed amendment is
as follows:
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 10pt"><B>RESOLVED</B>, that the Certificate of Incorporation of this corporation be amended by changing the
Article thereof numbered &#147;<U>IV</U>&#148; so that, as amended, said Article shall be and read as
follows:
</DIV>


<DIV align="center" style="font-size: 10pt; margin-top: 10pt">ARTICLE IV
</DIV>



<DIV align="left" style="font-size: 10pt; margin-top: 6pt; margin-left: 6%">The Corporation is authorized to issue two classes of stock,
designated, respectively, Common Stock and Preferred Stock. The
aggregate number of shares of all classes of capital stock which the
Corporation shall have authority to issue is two hundred ten million
(210,000,000) shares, of which two hundred million (200,000,000)
shares shall be Common Stock, with par value of $.001 per share, and
ten million (10,000,000) of which shall be Preferred Stock, with par
value of $.001 per share, issuable in one or more series.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt; margin-left: 6%">The shares of Preferred Stock may be issued from time to time in one
or more series. The Board of Directors is hereby authorized to fix
by resolution or resolutions the voting rights, designations,
powers, preferences and the relative, participating, optional or
other rights, if any, and the qualifications, limitations or
restrictions thereof of any wholly unissued shares of Preferred
Stock; and to fix the number of shares constituting such series, and
to increase or decrease the number of shares of any such series, but
not below the number of shares thereof then outstanding.
</DIV>
<DIV align="left" style="font-size: 10pt; margin-top: 10pt"><B>SECOND: </B>That thereafter, pursuant to resolution of its Board of Directors, a meeting of the
stockholders of said corporation was duly called and held upon notice in accordance with Section
222 of the General Corporation Law of the State of Delaware at which meeting the necessary number
of shares as required by statute were voted in favor of the amendment.
</DIV>


<P align="center" style="font-size: 10pt"><!-- Folio -->&nbsp;<!-- /Folio -->
</DIV>

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<H5 align="left" style="page-break-before:always">&nbsp;</H5><P>

<DIV style="font-family: 'Times New Roman',Times,serif">




<DIV align="left" style="font-size: 10pt; margin-top: 6pt">Certificate of Second Amendment<BR>
of Certificate of Incorporation<BR>
of Hanmi Financial Corporation<BR>
Page 2 of 2

</DIV>
<DIV align="left" style="font-size: 10pt; margin-top: 10pt"><B>THIRD: </B>That said amendment was duly adopted in accordance with the provisions of Section&nbsp;242 of
the General Corporation Law of the State of Delaware.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 10pt"><B>FOURTH: </B>That the capital of said corporation shall not be reduced under or by reason of said
amendment.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 10pt"><B>IN WITNESS WHEREOF, </B>said corporation has caused this certificate to be signed by Lisa K. Pai, an
Authorized Officer, this 23(rd) day of June&nbsp;2004.
</DIV>

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="1%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="50%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="40%">&nbsp;</TD>
</TR>
<!-- End Table Head -->
<!-- Begin Table Body -->
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">By: <BR>
Name:
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">/s/ Lisa K. Pai
<DIV style="font-size: 1pt; border-top: 1px solid #000000">&nbsp;</DIV>
Lisa K. Pai
</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Title:
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Sr. Vice President, Chief Legal Counsel and Corporate Secretary</TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">&nbsp;</TD>
</TR>
<!-- End Table Body -->
</TABLE>
</DIV>


<P align="center" style="font-size: 10pt"><!-- Folio -->&nbsp;<!-- /Folio -->
</DIV>

</BODY>
</HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-3.3
<SEQUENCE>4
<FILENAME>v54426exv3w3.htm
<DESCRIPTION>EX-3.3
<TEXT>
<HTML>
<HEAD>
<TITLE>exv3w3</TITLE>
</HEAD>
<BODY bgcolor="#FFFFFF">
<!-- PAGEBREAK -->
<DIV style="font-family: 'Times New Roman',Times,serif">


<DIV align="right" style="font-size: 10pt; margin-top: 12pt"><B>Exhibit&nbsp;3.3</B>
</DIV>


<DIV align="center" style="font-size: 10pt; margin-top: 18pt"><B>STATE OF DELAWARE<BR>
CERTIFICATE OF THIRD AMENDMENT<BR>
OF CERTIFICATE OF INCORPORATION<BR>
OF HANMI FINANCIAL CORPORATION</B>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt"><U>Hanmi Financial Corporation</U>, a corporation organized and exiting under and by virtue of the
General Corporation Law of the State of Delaware does hereby certify:
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt"><B>FIRST: </B>That at a meeting of the Board of Directors of Hanmi Financial Corporation resolutions were
duly adopted setting forth a proposed amendment of the Certificate of Incorporation of Hanmi
Financial Corporation, declaring said amendment to be advisable and calling a meeting of the
stockholders of Hanmi Financial Corporation for consideration thereof. The resolution setting
forth the proposed amendment is as follows:
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt"><B>RESOLVED</B>, that the Certificate of Incorporation of this corporation be amended by changing the
Article of thereof numbered VII, Section&nbsp;2 of Amended and Restated Certificate of Incorporation so
that, as amended, said Article shall be and read as follows:
</DIV>



<DIV align="left" style="font-size: 10pt; margin-top: 6pt; margin-left: 2%">Section&nbsp;2. Except as otherwise provided by the terms of any series of Preferred
Stock or any other securities of the Corporation having a preference over the Common
Stock, commencing with the annual meeting of stockholders to be held in 2010, the
directors shall be elected for terms expiring at the next annual meeting following
their election, and until their successors are qualified, subject to their earlier
death, resignation or removal.
</DIV>
<DIV align="left" style="font-size: 10pt; margin-top: 6pt"><B>SECOND: </B>That thereafter, pursuant to resolution of its Board of Directors, a meeting of the
stockholders of said corporation was duly called and held upon notice in accordance with Section
222 of the General Corporation Law of the State of Delaware at which meeting the necessary number
of shares as required by statute were voted in favor of the amendment.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt"><B>THIRD: </B>That said amendment was duly adopted in accordance with the provision of Section&nbsp;242 of the
General Corporation Law of the State of Delaware.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">IN WITNESS WHEREOF, said corporation has caused this certificate to be signed by Judith J. Kim, an
Authorized Officer, this 28th day of June&nbsp;2009.
</DIV>


<TABLE width="100%" border="0" cellspacing="0" cellpadding="0" style="font-size: 10pt">
<TR>
    <TD width="1%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="35%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
    <TD width="48%">&nbsp;</TD></TR>
<TR>
    <TD colspan="3" align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD valign="top" align="left">&nbsp;</TD>
</TR><TR>

    <TD valign="top">By:&nbsp;&nbsp;</TD>
    <TD colspan="2" style="border-bottom: 1px solid #000000" align="left">/s/ Judith J. Kim
&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left">&nbsp;</TD>
</TR><TR>

    <TD>&nbsp;</TD>
    <TD valign="top">Name:&nbsp;&nbsp;</TD>
    <TD align="left">Judith J. Kim&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left">&nbsp;</TD>
</TR><TR>
    <TD>&nbsp;</TD>
    <TD valign="top">Title:&nbsp;&nbsp;</TD>
    <TD align="left">Corporate Secretary and<br>Associate General Counsel&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD align="left">&nbsp;</TD>
</TR>
<TR>
    <TD colspan="5">&nbsp;</TD>
</TR>
</TABLE>


<P align="center" style="font-size: 10pt"><!-- Folio --><!-- /Folio -->
</DIV>



</BODY>
</HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-31.1
<SEQUENCE>5
<FILENAME>v54426exv31w1.htm
<DESCRIPTION>EX-31.1
<TEXT>
<HTML>
<HEAD>
<TITLE>exv31w1</TITLE>
</HEAD>
<BODY bgcolor="#FFFFFF">
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<DIV style="font-family: 'Times New Roman',Times,serif">


<DIV align="right" style="font-size: 10pt; margin-top: 12pt"><B>EXHIBIT 31.1</B>
</DIV>


<DIV align="center" style="font-size: 10pt; margin-top: 18pt"><B>CERTIFICATION OF CHIEF EXECUTIVE OFFICER</B>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">I, Jay S. Yoo, Chief Executive Officer, certify that:
</DIV>


<DIV style="margin-top: 6pt">
<TABLE width="100%" border="0" cellpadding="0" cellspacing="0" style="font-size: 10pt">

<TR valign="top" style="font-size: 10pt; color: #000000; background: transparent">
    <TD width="1%" nowrap align="left">1.</TD>
    <TD width="1%">&nbsp;</TD>
    <TD>I have reviewed this Quarterly Report on Form 10-Q/A of Hanmi Financial Corporation; and</TD>
</TR>

<TR>
    <TD style="font-size: 6pt">&nbsp;</TD>
</TR><TR valign="top" style="font-size: 10pt; color: #000000; background: transparent">
    <TD width="1%" nowrap align="left">2.</TD>
    <TD width="1%">&nbsp;</TD>
    <TD>Based on my knowledge, this Report does not contain any untrue statement of a material fact
or omit to state a material fact necessary to make the statement made, in light of the
circumstances under which such statements were made, not misleading with respect to the period
covered by this Report.</TD>
</TR>

</TABLE>
</DIV>

<TABLE width="100%" border="0" cellspacing="0" cellpadding="0" style="font-size: 10pt">
<TR>
    <TD width="48%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="35%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">Date: November 18, 2009&nbsp;</TD>
    <TD valign="top">By:&nbsp;&nbsp;</TD>
    <TD colspan="2" style="border-bottom: 1px solid #000000" align="left">/s/ Jay S. Yoo
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD colspan="2" align="left">Jay S. Yoo&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD colspan="2" align="left"><I>President and Chief Executive Officer</I>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>

</TABLE>

<P align="center" style="font-size: 10pt"><!-- Folio --><!-- /Folio -->
</DIV>

</BODY>
</HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-31.2
<SEQUENCE>6
<FILENAME>v54426exv31w2.htm
<DESCRIPTION>EX-31.2
<TEXT>
<HTML>
<HEAD>
<TITLE>exv31w2</TITLE>
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<DIV style="font-family: 'Times New Roman',Times,serif">


<TABLE width="100%" border="0" cellspacing="0" cellpadding="0" style="font-size: 10pt">
<TR>
    <TD width="48%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="35%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>

</TABLE>

<DIV align="right" style="font-size: 10pt; margin-top: 12pt"><B>EXHIBIT 31.2</B>
</DIV>


<DIV align="center" style="font-size: 10pt; margin-top: 18pt"><B>CERTIFICATION OF CHIEF FINANCIAL OFFICER</B>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">I, Brian E. Cho, Chief Financial Officer, certify that:
</DIV>


<DIV style="margin-top: 6pt">
<TABLE width="100%" border="0" cellpadding="0" cellspacing="0" style="font-size: 10pt">


<TR valign="top" style="font-size: 10pt; color: #000000; background: transparent">
    <TD width="1%" nowrap align="left">1.</TD>
    <TD width="1%">&nbsp;</TD>
    <TD>I have reviewed this Quarterly Report on Form 10-Q/A of Hanmi Financial Corporation; and</TD>
</TR>

<TR>
    <TD style="font-size: 6pt">&nbsp;</TD>
</TR><TR valign="top" style="font-size: 10pt; color: #000000; background: transparent">
    <TD width="1%" nowrap align="left">2.</TD>
    <TD width="1%">&nbsp;</TD>
    <TD>Based on my knowledge, this Report does not contain any untrue statement of a material fact
or omit to state a material fact necessary to make the statement made, in light of the
circumstances under which such statements were made, not misleading with respect to the period
covered by this Report;</TD>
</TR>

</TABLE>
</DIV>

<TABLE width="100%" border="0" cellspacing="0" cellpadding="0" style="font-size: 10pt">
<TR>
    <TD width="48%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="35%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">Date: November 18, 2009&nbsp;</TD>
    <TD colspan="3" style="border-bottom: 1px solid #000000" align="left">/s/ Brian E. Cho
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" align="left">Brian E. Cho&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" align="left"><I>Chief Financial Officer</I>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>

</TABLE>

<P align="center" style="font-size: 10pt"><!-- Folio --><!-- /Folio -->
</DIV>

</BODY>
</HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-32.1
<SEQUENCE>7
<FILENAME>v54426exv32w1.htm
<DESCRIPTION>EX-32.1
<TEXT>
<HTML>
<HEAD>
<TITLE>exv32w1</TITLE>
</HEAD>
<BODY bgcolor="#FFFFFF">
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<DIV style="font-family: 'Times New Roman',Times,serif">


<TABLE width="100%" border="0" cellspacing="0" cellpadding="0" style="font-size: 10pt">
<TR>
    <TD width="48%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="35%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>

</TABLE>

<DIV align="right" style="font-size: 10pt; margin-top: 12pt"><B>EXHIBIT 32.1</B>
</DIV>


<DIV align="center" style="font-size: 10pt; margin-top: 18pt"><B>CERTIFICATION</B>
</DIV>


<DIV align="Center" style="font-size: 10pt; margin-top: 6pt"><B>CERTIFICATION PURSUANT TO<BR>
18 U.S.C. SECTION 1350 <BR>
AS ADOPTED PURSUANT TO<BR>
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002</B>

</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;In connection with the Quarterly Report of Hanmi Financial Corporation (the &#147;Company&#148;) on Form
10-Q/A for the period ended June&nbsp;30, 2009, as filed with the Securities and Exchange Commission on
the date hereof (the &#147;Report&#148;), I, Jay S. Yoo, President and Chief Executive Officer of the
Company, certify pursuant to 18 U.S.C. Section&nbsp;1350, as adopted pursuant to Section&nbsp;906 of the
Sarbanes-Oxley Act of 2002, to the best of my knowledge that:
</DIV>

<DIV style="margin-top: 6pt">
<TABLE width="100%" border="0" cellpadding="0" cellspacing="0" style="font-size: 10pt">

<TR valign="top" style="font-size: 10pt; color: #000000; background: transparent">
    <TD width="1%" nowrap align="left">(1)</TD>
    <TD width="1%">&nbsp;</TD>
    <TD>The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities
Exchange Act of 1934; and</TD>
</TR>

<TR>
    <TD style="font-size: 6pt">&nbsp;</TD>
</TR><TR valign="top" style="font-size: 10pt; color: #000000; background: transparent">
    <TD width="1%" nowrap align="left">(2)</TD>
    <TD width="1%">&nbsp;</TD>
    <TD>The information contained in the Report fairly presents, in all material respects, the
financial condition and results of operations of the Company.</TD>
</TR>

</TABLE>
</DIV>

<TABLE width="100%" border="0" cellspacing="0" cellpadding="0" style="font-size: 10pt">
<TR>
    <TD width="48%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="35%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">Date: November 18, 2009&nbsp;</TD>
    <TD valign="top">By:&nbsp;&nbsp;</TD>
    <TD colspan="2" style="border-bottom: 1px solid #000000" align="left">/s/ Jay S. Yoo
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD colspan="2" align="left">Jay S. Yoo&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD colspan="2" align="left"><I>President and Chief Executive Officer</I>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>

</TABLE>

<P align="center" style="font-size: 10pt"><!-- Folio --><!-- /Folio -->
</DIV>
</BODY>
</HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-32.2
<SEQUENCE>8
<FILENAME>v54426exv32w2.htm
<DESCRIPTION>EX-32.2
<TEXT>
<HTML>
<HEAD>
<TITLE>exv32w2</TITLE>
</HEAD>
<BODY bgcolor="#FFFFFF">
<!-- PAGEBREAK -->


<DIV style="font-family: 'Times New Roman',Times,serif">


<TABLE width="100%" border="0" cellspacing="0" cellpadding="0" style="font-size: 10pt">
<TR>
    <TD width="48%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="35%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>

</TABLE>

<DIV align="right" style="font-size: 10pt; margin-top: 12pt"><B>EXHIBIT 32.2</B>
</DIV>


<DIV align="center" style="font-size: 10pt; margin-top: 18pt"><B>CERTIFICATION</B>
</DIV>


<DIV align="Center" style="font-size: 10pt; margin-top: 6pt"><B>CERTIFICATION PURSUANT TO<BR>
18 U.S.C. SECTION 1350 <BR>
AS ADOPTED PURSUANT TO<BR>
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002</B>

</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;In connection with the Quarterly Report of Hanmi Financial Corporation (the &#147;Company&#148;) on Form
10-Q/A for the period ended June&nbsp;30, 2009, as filed with the Securities and Exchange Commission on
the date hereof (the &#147;Report&#148;), I, Brian E. Cho, Chief Financial Officer of the Company, certify,
pursuant to 18 U.S.C. Section&nbsp;1350, as adopted pursuant to Section&nbsp;906 of the Sarbanes-Oxley Act of
2002, to the best of my knowledge that:
</DIV>

<DIV style="margin-top: 6pt">
<TABLE width="100%" border="0" cellpadding="0" cellspacing="0" style="font-size: 10pt">

<TR valign="top" style="font-size: 10pt; color: #000000; background: transparent">
    <TD width="1%" nowrap align="left">(1)</TD>
    <TD width="1%">&nbsp;</TD>
    <TD>The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities
Exchange Act of 1934; and</TD>
</TR>

<TR>
    <TD style="font-size: 6pt">&nbsp;</TD>
</TR><TR valign="top" style="font-size: 10pt; color: #000000; background: transparent">
    <TD width="1%" nowrap align="left">(2)</TD>
    <TD width="1%">&nbsp;</TD>
    <TD>The information contained in the Report fairly presents, in all material respects, the
financial condition and results of operations of the Company.</TD>
</TR>

</TABLE>
</DIV>

<TABLE width="100%" border="0" cellspacing="0" cellpadding="0" style="font-size: 10pt">
<TR>
    <TD width="48%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="35%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">&nbsp;</TD>
    <TD colspan="3" align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">Date: November 18, 2009&nbsp;</TD>
    <TD colspan="3" style="border-bottom: 1px solid #000000" align="left">/s/ Brian E. Cho
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" align="left">Brian E. Cho&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD colspan="3" align="left"><I>Chief Financial Officer</I>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR>
    <TD colspan="5">&nbsp;</TD>
</TR>
</TABLE>


<P align="center" style="font-size: 10pt"><!-- Folio --><!-- /Folio -->
</DIV>



</BODY>
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</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
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